889 A.2d 746 | Vt. | 2005
¶ 1. Plaintiff Paul Christman appeals a superior court order granting defendants summary judgment on his claim of medical battery. Plaintiff claims (1) that material facts are disputed, and therefore summary judgment was inappropriate; and (2) that defendant periodontist performed a surgical procedure for which plaintiff did not consent and therefore defendant committed a battery. We affirm.
¶ 2. Plaintiff consulted defendant Gordon Davis, a periodontist,
¶ 3. Plaintiff sued defendants for dental malpractice, lack of informed consent, and battery. Plaintiff eventually dismissed the malpractice and lack of informed consent claims, and proceeded solely on the battery claim. Defendants filed for summary judgment, arguing that common-law medical battery was preempted by Vermont’s informed consent statute, 12 V.S.A. § 1909, and plaintiff was not battered because the flap procedure was within the bounds of plaintiff’s consent. In opposition to defendants’ motion, plaintiff argued that the informed consent statute did not preempt a common-law claim based on battery, and defendant’s failure to notify plaintiff in advance of the flap
¶ 4. The trial court ruled that the common-law battery claim was not preempted by statute because the statute was intended to define medical torts based on negligence, and battery is an intentional tort. See Wilson v. Smith, 144 Vt. 358, 361, 477 A.2d 964, 965 (1984) (holding that intent is an element of civil battery). The court concluded, however, that defendant performed surgery on an area of the body to which plaintiff consented, and choosing to perform a less-invasive procedure did not constitute battery.
¶ 5. On review of summary judgment, we apply the same standard as the trial court and will affirm the grant of the motion if there are no issues of material fact and the prevailing party is entitled to judgment as a matter of law. V.R.C.P. 56(c)(3); O’Donnell v. Bank of Vt., 166 Vt. 221, 224, 692 A.2d 1212, 1214 (1997). “[T]he party opposing summary judgment is entitled to the benefit of all reasonable doubts and inferences.” Carr v. Peerless Ins. Co., 168 Vt. 465, 476, 724 A.2d 454, 461 (1998).
¶ 6. Plaintiff bases his remaining claim in battery, which is an intentional act that results in harmful contact with another. Restatement (Second) of Torts § 13 (1965) [hereinafter Restatement]; Kent v. Katz, 146 F. Supp. 2d 450, 463 (D. Vt. 2001). In a medical context, a health care provider commits battery if the provider performs a procedure for which the patient has not given consent. Duncan v. Scottsdale Med. Imaging, Ltd., 70 P.3d 435, 438-39, ¶¶ 9-11 (Ariz. 2003). Generally, consent to particular conduct, or “substantially the same conduct,” bars recovery for a harmful invasion. Restatement § 892A(2)(b); Godwin v. Danbury Eye Physicians & Surgeons, P.C., 757 A.2d 516, 520 (Conn. 2000) (quoting Restatement § 892A(2)(b)). Plaintiff argues that he did not give consent to perform a flap procedure and therefore defendant committed battery. Defendant responds that plaintiff’s claim is preempted by statute, and further that defendant acted within the scope of plaintiff’s consent.
¶ 7. At the outset, it is important to distinguish between cases involving no consent and those involving a lack of informed consent. Generally, battery occurs only when a physician performs an operation for which there was no consent. If the patient does provide consent for the procedure employed, but receives inadequate disclosures of the alternatives and foreseeable risks and benefits of the alternatives, liability must be based on lack of informed consent, and a claim of
The battery theory should be reserved for those circumstances when a doctor performs an operation to which the patient has not consented. When the patient gives permission to perform one type of treatment and the doctor performs another, the requisite element of deliberate intent to deviate from the consent given is present. However, when the patient consents to certain treatment and the doctor performs that treatment but an undisclosed inherent complication with a low probability occurs, no intentional deviation from the consent given appears; rather, the doctor in obtaining consent may have failed to meet his due care duty to disclose pertinent information. In that situation the action should be pleaded in negligence.
502 P.2d 1, 8 (Cal. 1972). This distinction is important for our resolution of both defendant’s preemption argument and plaintiff’s argument opposing summary judgment.
¶ 8. Defendant argues that we should not reach plaintiff’s appeal issue that summary judgment was improper on the facts of this case because Vermont’s informed consent statute; 12 V.S.A. § 1909, preempts plaintiff’s battery claim. The Legislature has enacted in Title 12, the title on court procedure, two statutes governing medical malpractice actions. The first, 12 V.S.A. § 1908, defines “malpractice” as “professional medical negligence,” and requires a plaintiff to prove that the defendant failed to exercise the degree of care of a reasonably skilled professional under the same circumstances and that this failure caused injury that would not have otherwise occurred. Id. § 1908(1)-(3). The second, § 1909, is entitled “Limitation of medical malpractice action based on lack of informed consent.” It defines informed consent, outlines defenses to the claim, and also places an affirmative burden on the plaintiff to establish this claim through expert testimony. Id. § 1909. Defendant argues that “by asserting an informed consent claim in the guise of a battery claim” plaintiff has attempted “to avoid the clear and unambiguous intent of the Legislature to replace the common law with a statutory framework.”
¶ 10. In construing a statute, we presume the Legislature intended the plain, ordinary meaning of the terms. Swett v. Haig’s, Inc., 164 Vt. 1, 5, 663 A.2d 930, 932 (1995). Further, we do not find a change in common-law rules unless the intent to do so is “expressed in clear and unambiguous language.” Id. If anything, the wording of §§ 1908 and 1909 clearly and expressly states the Legislature had no intent to change the availability or elements of a claim for common-law battery.
¶ 11. That intent is reinforced by our analysis in the one decision that discusses the doctrine of informed consent in medical malpractice actions, Begin v. Richmond, 150 Vt. 517, 555 A.2d 363 (1988). We explained in Begin that the informed consent doctrine was intended to expand “the existing ways of showing medical malpractice in order to get around the often insurmountable obstacle of producing expert testimony to show the defendant was negligent.” Id. at 522, 555 A.2d at 366. The statute in turn was intended to “freeze” the development of the doctrine. Id. at 523, 555 A.2d at 367. We held, however, that the effect of the statute was not to eliminate a traditional theory of liability. Id. Defendant in this case asks us to find in § 1909 a legislative intent to eliminate the use of the tort of battery in cases involving medical care, exactly the opposite of the intent we found in Begin. We rejected defendant’s theory in Begin and see no reason to depart from that holding here. Id. at 523, 555 A.2d at 367.
¶ 12. Defendant urges us to follow Lugenbuhl v. Dowling, 701 So. 2d 447, 452-53 (La. 1997), in holding that a state implied-consent statute is intended to preempt liability on a theory of battery and require that all consent-related claims be brought as medical malpractice claims. The holding of Lugenbuhl is based, however, on the
¶ 13. Having determined that plaintiff’s battery claim is not preempted by statute, we consider whether defendants are entitled to summary judgment in this case, as the superior court held. In analyzing this question, we note the parties substantially disagreed as to what disclosures defendant made to plaintiff. Plaintiff’s theory is, as he expressed in his affidavit, that defendant “did not discuss with me any other or different procedure” than the tissue graft procedure and plaintiff consented only to the tissue graft procedure. Defendant disputes this recitation of events.
¶ 14. Based on defendant’s statement -of undisputed facts and plaintiff’s response to the statement, the parties are in agreement on certain key factual issues. In defendant’s first statement of undisputed material facts, defendant stated that “[t]he coronally repositioned flap is a less invasive procedure,” and plaintiff did not dispute that statement. In fact, plaintiff stated in his affidavit that he would not have consented to the flap procedure “because I was more interested in the likelihood of a successful outcome than I was in the degree of invasiveness of the procedure.” In his second statement of undisputed material facts, defendant stated “[a] periodontist must perform the steps of a flap procedure in order to determine whether there is sufficient tissue of adequate quality to perform the graft.” Although plaintiff answered that the statement “does not concern the treatment to which Plaintiff gave his consent,” he added that he didn’t dispute the defendant’s statement “[a]s a matter of general periodontics.”
¶ 15.-Based on the undisputed facts in the record, plaintiff’s claim is that defendant did less than he promised — that is, defendant did not go further and do the tissue graft — and that was why the procedure was unsuccessful. We agree with the trial court that plaintiff does not have a battery claim and conclude that summary judgment was properly granted for defendant.
¶ 17. In essence, this is a case in which the medical professional did a less-extensive operation than that to which the patient consented, taking steps the professional would have taken in the more extensive operation. Under the elements of battery described above, courts have dismissed medical battery claims where a surgeon chooses to perform a less-extensive operation than that discussed with the patient. See Conte v. Girard Orthopaedic Surgeons Med. Group, Inc., 132 Cal. Rptr. 2d 855, 860-61 (Ct. App. 2003) (concluding that where doctor decided during surgery not to repair patient’s shoulder, no battery occurred because he did less than he was authorized to do); Moser v. Stallings, 387 N.W.2d 599, 602 (Iowa 1986) (affirming directed verdict for defendant on medical battery where plaintiff alleged that doctor failed to perform a chin implant during plastic surgery). In doing so, one court explained: “We see no policy reason to extend the law of battery to these circumstances where the treatment was within the
¶ 18. In holding that plaintiff has no battery claim, we are not determining whether plaintiff would have had a remedy if he could have appropriately proven the allegations in his complaint. Although we have held that defendant acted within plaintiff’s consent such that plaintiff has no battery claim, we recognize that plaintiff claimed that his consent was induced by defendant’s representation that he would perform the tissue graft procedure and that defendant performed the flap procedure “without even discussing it” with him. To the extent plaintiff had an actionable claim, it fell within the lack-of-informed-consent line of cases. Because plaintiff dismissed that claim we do not, however, address its merits.
¶ 19. Finally, we address plaintiff’s claims that disputed issues of material fact and procedural deficiencies prevent us from affirming the summary judgment decision. As we state above, we agree that material issues of disputed fact would prevent summary judgment on whether defendant disclosed the flap procedure as an alternative to the tissue graft procedure. We believe, however, that no disputed issues of material fact exist as to whether plaintiff’s consent covered the flap procedure in light of plaintiff’s concession that the elements of the flap procedure were necessary to the tissue graft procedure plaintiff sought.
¶ 20. Plaintiff argues that we nonetheless cannot affirm the summary judgment for defendant because defendant never claimed that he acted within the scope of plaintiff’s consent when he presented his summary judgment motion below. Plaintiff’s argument is accurate to a point. Defendant did not raise the scope of plaintiff’s consent in his motion or memorandum, but submitted facts that supported a consent argument. As a result, plaintiff responded to those facts and stated in his memorandum:
*107 The extent of the consent Defendant Davis secured from Plaintiff is a disputed issue of fact, see accompanying affidavit, and Defendants’ argument based on what they contend Plaintiff consented to cannot be given any consideration.
Apparently, plaintiff viewed the basis of defendant’s motion as defendant’s reliance upon plaintiff’s consent for the procedure. The trial court found the issue was adequately joined and grounded its decision on plaintiff’s consent for defendant’s action. In his brief to this Court, plaintiff did not argue that the superior court improperly went beyond the scope of the motion with its decision. Instead, plaintiff raised that argument for the first time in his reply brief in response to defendant’s argument that the record supported the superior court judgment.
¶ 21. We conclude that the issue of the scope of plaintiff’s consent was properly before the superior court even if placed there by plaintiff. In any event, we need not consider an argument raised for the first time in a reply brief. See Robertson v. Mylan Labs., Inc., 2004 VT 15, ¶ 1 n.2, 176 Vt. 356, 848 A.2d 310.
Affirmed.
Although the complaint is somewhat vague, it appears to allege that defendant Davis practices dentistry as part of Associates in Periodontics, PLC, which is also named as a defendant. The complaint states that defendant Associates “is liable for all the acts and omissions of Defendant Davis,” apparently on a theory of vicarious liability because no independent acts of Associates are alleged. When we refer in the text to “defendant,” the reference is to Dr. Davis. Where the reference is plural, it includes defendant Associates in Periodontics, PLC.
Although of lesser importance, we view it as significant that these sections appear in chapter 81, entitled “Conduct of Trial,” of Title 12, entitled “Court Procedure.” This indicates the Legislature’s intent to provide rules on burdens of proof and evidentiary requirements for existing claims, rather than to wholly displace substantive common-law theories of medical tort. See Greenmoss Builders, Inc. v. Dun & Bradstreet, Inc., 149 Vt. 365, 369-70, 543 A.2d 1320, 1323-24 (1988) (considering whole statute, subject matter, and effects and consequences in its interpretation).
Plaintiff’s claim for lack of informed consent would be based on the same transaction as the battery claim. Faulkner v. Caledonia County Fair Ass’n, 2004 VT 123, ¶ 13, 178 Vt. 51, 869 A.2d 103 (noting that ‘“where one act causes a number of harms to, or invades a number of different interests of the same person, there is still but one transaction’”) (quoting Restatement (Second) of Judgments § 24 cmt. c (1982)). Thus, plaintiff would be barred by claim preclusion from bringing a future claim for lack of informed consent arising out of this incident.