This appeal concerns the requirements for filing unfair labor practice charges with the National Labor Relations Board (“Board”). Plaintiff-appellant Christine Kelley (“Kelley”) seeks review of a Board order dismissing her unfair labor practice complaint against inter-ven'or-appellee Dun & Bradstreet Software (“DBS”), her former employer. The Board dismissed Kelley’s complaint for failure to serve a copy of the charge underlying the complaint within the six-month time period prescribed by section 10(b) of the National Labor Relations Act (“Act”), 29 U.S.C. § 160(b). We affirm the Board’s decision. Jurisdiction stems from 29 U.S.C. § 160(f).
I.
BACKGROUND
DBS, a company which develops and markets computer software, employed Kelley at its Framingham, Massachusetts, facility until April 1993. On April 12, 1993, Kelley was terminated from her sales representative position. Shortly after her termination, Kelley retained counsel to represent her in an unlawful termination suit against DBS. Kelley, by her counsel, sent an August 30, 1993, letter to DBS alleging, inter alia, that it terminated her because she engaged in concerted activities with other employees to dissuade DBS from changing its food service provider. The letter demanded a $120,000.00 settlement, stating that the settlement offer would be withdrawn if DBS faded to respond by September 17,1993. It also notified DBS of Kelley’s intent to pursue legal remedies in the event of failed negotiations.
After postponing, at DBS’s request, the date by which a response to the settlement offer was due, Kelley’s attorney contacted DBS regarding the initiation of legal proceedings against it. On September 27, 1993, Kelley’s attorney informed DBS that she would commence legal proceedings to ensure that Kelley complied with the six-month statute of limitations prescribed by section 10(b) *1243 of the Act. On October 1, 1993, Kelley’s attorney discussed the procedures for filing unfair labor practice charges with the Board information officer for Region 1 and specifically asked whether her client was responsible for serving DBS with a copy of the charge filed against it. The information officer informed her that the regional office would mail the charge to DBS.
On October 6, 1993, Kelley filed an unfair labor practice charge with the Board’s regional office, contending that DBS terminated her in violation of section 8(a)(1) of the Act, 29 U.S.C. § 158(a)(1), which makes it an unfair labor practice for employers to “interfere with, restrain, or coerce,, employees in the exercise of the rights guaranteed by [the Act].” 29 U.S.C. § 158(a)(1). Neither Kelley nor her attorney served or attempted to serve DBS with a copy of the charge. And due to personnel changes in the regional office, the Board did not mail DBS a copy of the charge until October 13, 1993, one day after the six-month statute of limitations prescribed by the Act elapsed. An amended charge, which appellant filed on July 7, 1994, was served on DBS July 8, 1994.
See Truck Drivers & Helpers Union v. NLRB,
Despite the untimely service of the initial charge, the Board’s General Counsel issued a complaint against DBS on July 20,1994. See id. The complaint, which was accompanied by notice of a November 7, 1994, hearing on the claims brought against DBS, alleged that Kelley’s termination violated section 8(a)(1) of the Act. Pursuant to the Board’s complaint, DBS filed an answer admitting in part, and denying in part, the complaint allegations and raising the affirmative defense that Kelley’s action was time-barred. On October 5, 1994, DBS filed a joint Motion to Dismiss and a Motion for Summary Judgment with the Board, maintaining that Kelley’s complaint should be dismissed because the underlying charge, though timely filed, was served one day after the six-month limitations period established by statute. On October 17, 1994, both the General Counsel and Kelley filed briefs opposing DBS’s motion, contending that the demand letter sent to DBS provided actual notice of the charge and that section 10(b) should be equitably tolled because of DBS’s delay in responding to the settlement demand and Kelley’s reliance on the information officer’s statement of Board procedure. DBS filed a reply brief on October 21,1994.
On October 31, 1994, the Board issued an order transferring the proceeding to the Board and a Notice to Show Cause why DBS’s motion should not be granted. On April 27, 1995, a three-member panel of the Board concluded that Kelley’s complaint should be dismissed for failure to serve a copy of the charge within the six-month period section 10(b) prescribes. Emphasizing the statutory policy against holding respon: dents liable for conduct occurring more than six months earlier, the Board found that there are “no special circumstances present in this case that would warrant a conclusion that the statutory service requirement was satisfied.” It noted that neither Kelley nor the General Counsel alleged that DBS attempted to evade service or fraudulently conceal the operative facts underlying the alleged violation.
See Kale v. Combined Ins. Co. of Am.,
H.
DISCUSSION
We are faced with two issues on appeal. The first involves section 10(b)’s charge-content requirements and asks us to consider whether a demand letter mailed to a party within the statute of limitations period provides actual notice within the meaning of the Act. The second issue concerns the circumstances under which equitable principles may appropriately be employed to toll section 10(b)’s limitations period. Appellant argues that the August 30, 1993, settlement letter sent to DBS provided actual notice within the *1244 meaning of the Act and, in the alternative, that her reliance on the Board employee’s information and DBS’s delay in responding to her settlement offer warrant tolling of the statute.
Both the Board and DBS, as intervenor, contend that the Board correctly dismissed Kelley’s claim as time-barred. They assert that Kelley did not effectuate constructive service within the meaning of the Act and maintain that neither DBS’s conduct nor the misinformation provided by the Board employee and detrimentally relied upon by Kelley warrant tolling of the statute. It is well-established that, absent special circumstances, unfair labor practice charges must be both filed and served within six months after the date of the alleged statutory violation.
See NLRB v. Local 264, Laborers’ Int’l Union of N. Am.,
Standard of Review
When reviewing unfair labor practice orders, we review the Board’s interpretation of the Act and its requirements for a “ ‘reasonably defensible construction’ ” and review the Board’s application of its rules “‘for rationality and consistency with the Act.’ ”
NLRB v. Manitowoc Eng’g Co.,
Enactment and Administration of Section 10(b)
Section 10(b) operates as an ordinary statute of limitations, subject to recognized equitable doctrines, and not as a jurisdictional restriction.
Zipes v. Trans World Airlines, Inc.,
Whenever it is charged that any person has engaged in or is engaging in any such unfair labor practice, the Board, or any agent or agency designated by the Board ■for ■ such purposes, shall have power to issue and cause to be served upon such person a complaint stating the charges in that respect, and containing a notice of hearing before the Board or a member thereof, or before a designated agent or *1245 agency, at a place therein fixed, not less than five days after the serving of said complaint: Provided, That no complaint shall issue based upon any unfair labor practice occurring more than six months prior to the filing of the charge with the Board and the service of a copy thereof upon the person against whom such charge is made
29 U.S.C. § 160(b). Congress added the time limitation to discourage dilatory filing of unfair labor practice charges and to “bar litigation over past events ‘after records have been destroyed, witnesses have gone elsewhere, and recollections of the events in question have become dim and con-fused....'"
Local Lodge No. 1424, Int’l Ass’n of Machinists v. NLRB,
Congress entrusted the Board with broad discretion for interpreting the Act and adjudicating unfair labor practice claims.
See generally Commercial Workers Union,
Upon filing of a charge, the charging party shall be responsible for the timely and proper service of a copy thereof upon the person against whom such charge is made. The regional director will, as a matter of course, cause a copy of such charge to be served upon the person against whom the charge is made, but he shall not be deemed to assume responsibility for such service.
29 C.F.R. § 102.14 (1995);
see also
29 C.F.R. § 101.4 (1995) (investigation of charges) (“[T]imely service of a copy of the charge ... is the exclusive responsibility of the charging party and not of the Regional Director.”). Under section 102.14, charging parties such as appellant bear primary responsibility for service of unfair labor practice charges. While standard Board operating procedure dictates that regional offices serve charged parties with a copy of the charge filed against them, charging parties such as Kelley must ultimately ensure timely service. Charges are timely if mailed or personally served within the limitations period.
See
29 C.F.R. § 102.113(a);
see also West v. Conrail,
In light of the 1947 amendments made to section 10(b) and Congress’s intent to place practical time limits on the investigation and prosecution of unfair labor practices,
Laborer’s Int’l Union,
Because we find that section 102.14 is a reasonable exercise of the Board’s authority, appellant’s request for relief may only be granted if appellant complied with the statute by providing constructive service of her charge within the section 10(b) period or the circumstances of this case are such that an application of equitable principles is warranted. We now consider whether, on the facts *1246 of this case, either ground for tolling the statute exists.
Actual Notice and Section 10(b)’s Service Requirement
Appellant maintains that she complied with the spirit, if not the letter, of section 10(b)’s service requirement and that the Board, therefore, erroneously dismissed her complaint. More specifically, she asserts that the August 30, 1993, demand letter provided DBS with actual notice of the charges against it. Both the Board and DBS reject this contention.
The basic proposition that actual notice of a charge may, in certain circumstances, satisfy section 10(b)’s requirements is undisputed.
See Hospital & Service Employees Union v. NLRB,
Nonetheless, we are not at all persuaded that the August 30, 1993, demand letter satisfies section 10(b)’s service requirements. First,' despite appellant’s assertions to the contrary, it is not settled that charge filing and service may be accomplished by two different documents containing similar information. The Board’s Statements of Procedures and Rules and Regulations clearly require service with a copy of the charge actually filed with the Board. See, e.g., 29 C.F.R. §§ 101.4, 102.14. Appellant’s observation that the Board’s Statements of Procedures do not require charges to be filed on a specific form has no bearing on this. See 29 C.F.R. § 101.2. But even if service could be accomplished with a charge which differs from the one filed with the Board, we find that the August 30, 1993, demand letter lacks the specificity typically required of charges brought pursuant to the Act.
The - August 30, 1993, letter advances a host of claims against DBS, which include unfair labor practices-, gender discrimination, and violation of the Federal Equal Pay Act, 29 U.S.C. § 206(d)(1), the Federal Civil Rights Act, 42 U.S.C. § 2000e
et seq.,
and the Massachusetts Equal Rights Act, Mass. Gen.L. ch. 93, §§ 102, 103. It does not focus on the section 8(a)(1) violation and,'thus, does not comply with the Board’s requirement that charges provide a “clear and concise statement of the facts constituting the alleged unfair labor practices affecting commerce.” 29 C.F.R. § 102.12 (1995). Moreover, it did not, as the Board correctly notes, provide notice that a charge was actually filed with the Board. Because the letter was mailed more than a month before appellant filed her charge, it only notified DBS of the possibility that a charge would be filed.
Compare Bihler v. Singer Co.,
The Ninth Circuit’s decision in
Hospital & Service Employees Union v. NLRB,
For the reasons just stated, the other cases on which appellant seeks to rest her argument,
Buckeye Mold & Die Corp.,
That Kelley’s charge was served only one day after the section 10(b) deadline makes this á hard case. DBS was not seriously prejudiced by Kelley’s untimely service. Nevertheless, we are unwilling to stretch existing precedent to find that DBS had actual notice of the charge filed against it when appellant has failed to comply with the requirements for charge content and has not cleared the hurdle of demonstrating that either her charge or complaint was filed within the limitations period. The Board’s conclusion that appellant did not comply with section 10(b)’s service requirements, in spirit or letter, is supported by the record.
See Simon v. Kroger Co.,
Equitable Estoppel And Tolling Under Section 10(b)
Section 10(b)’s statute of limitations period is subject to equitable modification.
Zipes,
Courts invoke equitable estoppel when a defendant’s conduct causes a plaintiff to delay bringing an action or pursuing a claim he or she was entitled to initiate by law.
Dillman v. Combustion Eng’g, Inc.,
Equitable tolling, in contrast, encompasses a broader range of conduct,
Kale,
Appellant asserts that grounds for applying both the equitable estoppel and equitable tolling doctrines exist in this case. We find no basis for appellant’s contention that equitable estoppel is appropriate because DBS caused the delay in the filing of her charge. In fact, the record makes it apparent that the delay, with respect to DBS’s conduct at least, was caused by appellant’s counsel’s attempt to obtain a precharge settlement from DBS. We do not, of course, disparage settlement strategies of the sort employed by appellant’s counsel. Prompt disposition of disputes is consistent with the purposes of the Act,
see Service Employees Union,
Appellant’s position was not substantially changed by the ten-day delay in filing worked by DBS’s request for an extension of time. When appellant’s attorney withdrew the settlement offer made to DBS, more than two weeks remained within the section 10(b) period, enough time for appellant to both file a charge with the Board and serve a copy on DBS. Thus, to the extent that this case may involve a delay that was outside of appellant’s control, we find that the record supports the Board’s conclusion that it was not caused by DBS.
The contention that equitable tolling should be invoked against the Board, however, presents a different question. It is axiomatic that “the grounds for tolling statutes of limitations are more limited in suits against the government....”
Swietlik v. United States,
Although we agree that the Board employee’s statement of Board procedure was incomplete and perhaps misleading, we do not agree that the delay at issue in this case can be wholly attributed to ah error on the part of the Board. The record shows that the Board employee neglected to call appellant’s attention to section 102.14, but does not support appellant’s contention that her counsel was explicitly prohibited from serving DBS with the charge. Thus, to the extent that the Board did commit an error in this case, it did not rise to the level of agency error which has required the application of equitable tolling in other cases.
Compare Page v. U.S. Indus.,
The emphasis placed on the allegations of agency error obscures the fact that appellant fails to meet all but one of the equitable tolling requisites. Although appellant did not receive actual notice of section 102.14, we find that she did have constructive notice of it and its requirements because she was represented by counsel at the time of. the delayed service to DBS. Coruts generally impute constructive knowledge of filing and service requirements to plaintiffs who, like appellant, consult with an attorney.
See Jacobson v. Pitman-Moore, Inc.,
Our holding that appellant had constructive knowledge of the Board’s rules and regulations is further supported by the duration of the representation she enjoyed.
Jacobson,
Nor are we persuaded by the argument'appellant makes with regard to the two remaining equitable tolling factors. While we take note of the fact that attorneys frequently contact administrative agencies about their rules and regulations directly, we cannot agree that appellant’s attorney’s reliance on the information provided by the Board was reasonable. We think it plain that an attorney’s reliance on oral information, provided over the telephone and by a low-level employee, is not reasonable.
See Community Health Services,
That no real prejudice flowed to DBS as a result of the untimely filing lends some appeal to appellant’s argument. The effect of the Board’s order dismissing appellant’s' complaint is that the merits of her unfair labor practice claim against DBS will never be decided. We appreciate the difficulty this poses for appellant, but are mindful of the Court’s holding in
Baldwin County Welcome Center v. Brown,
III.
CONCLUSION
For the reasons stated above, the order dismissing appellant’s complaint for untimely service of the charge is affirmed. Because there are no outstanding issues of material fact, the Board properly granted DBS’s joint Motion to Dismiss and Motion for Summary Judgment.
No costs to either party.
