*1 A., by through and her CHRISTINA Friend,
Parent Next and JENNIFER
A.; B., by thrоugh Patricia and her Friend, Hillary B.; Philip C., by
Next through
and his Parent Next and
Friend, C.; D., by Robert Shannan through
and her Parent Next and D.; E., by
Friend, Melissa Todd Friend,
through Parent and his Next F., by E.; through
Sandra Carl Friend, Hillary B., Appellees,
his Next BLOOMBERG,
Jeff in his ca official
pacity Secretary of the Da as South Department Corrections;
kota Spurrell, capacity in his official
Owen Superintendent Train State
ing Plankinton, School at Da South
kota, Appellants.
No. 01-3698. Appeals,
United Court of States
Eighth Circuit. Oct.
Submitted: 2002. Jan.
Filed:
Rehearing Rehearing En Banc
Denied: March *2 inmates additional for who need
courses
assistance.
educational
parties
they
the court that
notified
conducting
negotiations
were
agree
presented
later
a settlement
and
A.
approval.
v. Bloom
ment for
Christina
(D.S.D.
00-4036,
slip op. at
berg, No.
2000).
a “fair
conducting
After
Dec.
Rule
hearing” pursuant to Federal
of
ness
id.,
23(e),
ap
Procedure
the court
Civil
proved
and dis
the settlement
prejudice pursu
missed the
without
Federal Rule of
ant
Civil Procedure
Falls,
Moore, argued, Sioux
James E.
41(a)(2), retaining jurisdiction
“pur
for the
SD,
appellant.
for
pose
enforcing
Agree
of
the Settlement
DC,
Soler, argued, Washington,
Mark I.
explic
Although
Id. at 8.
the court
ment.”
for appellee.
itly
determined
was
reasonable,
“fair,
it incor
adequate,”
and
LOKEN,
MELLOY,
BEAM, and
Before
porated
specific
none of
terms and
Judges.
Circuit
agreed upon by
parties in
conditions
BEAM,
Judge.
Circuit
opinion and order.
its
Dakota
inmates at
Juvenile
the South
then
of
sought
The class
an award
attor-
at Plankinton sued
Training
State
School
expenses,
and
and the district
ney’s fees
at the
improve
as a
conditiоns
class
granted
request.
inmate
claimed that
facility. The
class
Reform
Litigation
held that the Prison
Act
them of
deprived
the school
actions of
(“PLRA”)
did not limit the amount
at-
rights
their
under both
constitutional
could receive and
torney’s fees
First
Fourteenth Amendments to
and
fully
was
to a
com-
that the class
entitled
that the
used
procedures
Constitution and
and
pensatory
expense
fee
award because
the Individuals
Disabilities
violated
with
positive
agreement had a
Act,
§§
1400-1487.
Education
U.S.C.
facility, making
impact on conditions at the
(1)
issue,
among
things,
At
other
were
The class
prevailing party.
class a
was
methods used
the institution’s
restraint
$302,617.50 attorney’s fees and
awarded
(2)
lengthy
confinements
employees,
$74,019.98in
after the
expenses,
costs and
(3)
subjected,
pro-
which inmates were
appropriate
court made
reductions
thereof)
(or
mental health
vision
lack
Secretary of the
in the fee award.1 The
(5)
(4)
staff,
services,
training
Department
Dakota
of Corrections
South
discipline
pun-
and
“arbitrary” method
Train-
Superintendent
and the
State
(6)
ishment,
presence of male staff
(7)
appeal
the district court’s
ing School
area,
in the female shower
mеmbers
expenses.
and
and
of fees
costs
vis-
award
telephone
calls and
monitoring
below,
(8)
we reverse.
its,
education For the reasons stated
special
the lack
and
expenses
attorney’s
for
reductions in costs
court reduced
fees
make similar
1. The district
de-
duplicative representation
the class at
travel.
duplicative
for
interviews,
positions
court did not
but the
“[p]rivate
1. DISCUSSION
stated that
do
settlements
judicial approval
entail the
oversight
Party
Prevailing
Status
A.
involved in consent decrees.”
604 n.
de
legal
review
novo the
“[WJe
7, 121
If
the agreement
bе-
litigant
prevail
whether a
is a
question
tween the inmate class and the institution
*3
Missouri,
127
party.” Jenkins
ing
settlement,
private
is a
then it is clear
Cir.1997).
1988(b)
709,
Section
713
of
from Buckhannon that the inmate class is
States
42 of the United
Code
Title
allows
not a “prevailing party” entitled to attor-
attorney’s
court to award reasonable
ney’s
42
§
fees under U.S.C.
1988.
“prevailing party.”
In
to the
this
fees
case,
or
with an
begin
analysis
the issue of whether
not the in
We
of the
prevailing party
is a
by way
mate class
entitled to
court’s actions
of ratifica
centers around a
fees
recent Su
receive
tion оf the
agreement.
Rule
decision,
preme
23(e)
Court
Buckhannon Board
of the Federal Rules of Civil Proce
Home, Inc.,
Virginia
Care
v. West
&
De
dure
“[a]
states that
class action shall not
Health and
partment
Human Re
compromised
dismissed or
without the
sources,
598, 121
1835,
532 U.S.
S.Ct.
149
23(e).
approval of the court.” Fed.R.Civ.P.
(2001).
In
L.Ed.2d 855
“In
settlement,
approving a class
the dis
“catalyst
held that
theory”
Court
‘fair,
trict court must consider whether it is
”
status is no
prevailing party2
longer valid.
reasonable,
adequate.’
Van Horn v.
“catalyst theory,” a party
pre
Under
(8th Cir.1988)
604,
Trickey, 840 F.2d
606
brought
if
vails
the lawsuit
forth “volun
(quoting Grunin v. Int’l House
Pan
tary chаnge” by the defendant. 532 U.S.
cakes,
(8th Cir.1975)).
114,
513 F.2d
601, 121
The “catalyst
at
S.Ct. 1835.
theo The district court’s review of the settle
ry”
inappropriate
is
for the award of attor ment
agreement
essentially
this case
ney’s fees because
allows an
“[i]t
award
“fair,
determined
it
whether was
reason
judicially
there is no
where
sanctioned able,
adequate”
merely
and was
an
change
legal relationship
in the
par
23(e).
compliance
exercise in
with Rule
605,
at
Id.
S.Ct.
ties.”
1835. The
This
to impose
necessary
review fails
determined that a legal
Court
change,
”
“imprimatur
the agreement.
on
voluntary
than a
change,
rather
in the
settlement,
A class
agree-
like an
relationship of the parties is required.
Id.
claim,
any
ment resolving
legal
other
voluntary
defendant’s
“A
change in con
private
negotiated
contract
between
duct, although perhaps accomplishing what
23(e)
parties. Nevertheless,
Rule
plaintiff sought
to achieve by the law
requires
court to
intrude on that
suit,
necessary judicial
lacks the
imprima
private
agreement
consensual
to ensure
change.”
on the
tur
Id.
that the agreement
product
is not the
Supreme'
specified
Court
that a
that,
fraud or collusion and
taken as a
judgment
the merits or a “settlement
fair,
whole,
adequate,
it is
and reason-
agreement!]
through
enforced
a consent
able to all concerned.
decree”
sufficient to meet this standard.
(3d
604,
§
at
Moore’s Federal Practice
23.82[1]
S.Ct.
1835.
ed.2000)
added).
debate is
Although
over the
Rule
status of the
23(e)
agreement
requires
approve
the court’s
court to
role
in enforcing it. The
Court
agreement,
Buckhannon
the class action
it does not
agree
"We
Hillard,
with
guage.” Cody
our sister circuits that
773 n.
applies broadly
Buckhannon
to fee-shifting
(8th Cir.2002).
that employ
prevailing party’
statutes
lan-
Buck
the merits
a consent decree.4
establish the terms
the court to
require
Therefore,
hannon,
the district
U.S.
agree-
is not
approval
private
of the settlement
A
not,
itself,
authority
create a consent
has
enough.5
judge
does
While a
decree,
decree,
not be-
and the inmate
consent
to enforce
terms
under Buckhan-
prevailing party
“noncompliance
come
a consent decree is
with
trial court.
by this action of the
non
contempt
enforceable
citation for
Local
Int’l Ass’n
Fire
court.”
No.
that the settle-
appellants
concede
Cleveland,
City
fighters v.
“something
case is
(1986).6
518, 106
The district court
were
at
held that
enacted
the same
State
PLRA,
Training
time
part
School
not fall within
as
definitions
“jail,
same,
prison,
“prison”
definition of a
or other
correc-
based on the
tional facility”
juvenile
even
though
“cardinal rule of statutory construction ...
inmate class members fall
originally part
within
defi-
statutes which are
equiva-
serve
togeth-
functional
Act
construed
same
should be
I
Therefore, “jail, prison,
Accordingly,
or other
lent of a consent decree.
er.”
to
pre-
in
hold the
class
be a
facility”
U.S.C. would
correctional
1997e(d)(l)
juvenile facili-
standard
forth
encompassés
vailing party under the
set
§
Home, Inc.,
3626(g)(5)
§
defines
Bd. & Care
v.
ties since
U.S.C.
Buckhannon
juvenile
facilities.
Health Human
prisons
Virginia Dep’t
include
West
&
Res.,
604-05,
(2001). This
We in where agreements cases expenses, attorney’s fees and costs and jurisdiction to en- explicitly retain courts entry of con- judgment for and we remand I ad- agreements. force opinion. with sistent this these in turn. dress issues MELLOY, Judge, Dissenting. Circuit I training I the state school concur that rejected the the Court facility as a under the qualifies correctional catalyst theory prevailing party status However, Act. I Litigation Reform Prison a prevailing that for there to be and held majority’s from portion dissent “ a altera party, there be ‘material must which holds the opinion relationship par of the legal of the tion ap- District court prevailing party. a ” 604-05, Buckhannon, 532 U.S. at ties.’ agreement and dis- of a settlement proval (citing 1835 Texas St. Teachers jurisdic- 121 S.Ct. with retentiоn of explicit missal Dist., 489 Indep. v. Garland Sch. enforcing the Ass’n purpose for tion 996 792-93, 1486, 782, wholly non-judicial 109 103 ing
U.S.
S.Ct.
relief. The Court
(1989)).
private
L.Ed.2d 866
further
not face a purely
Court
agreement,
stated that
material alteration of the
a
with
legal relationship
carry judicial
jurisdiction,
must
a
im
retained enforcement
aor
605,
primatur
judicial
or
sanction.
Id.
decree.
consent
(“We think, however,
tained through
agree-
a
settlement
Importantly,
the
case does not
ment.
Id. at 604 and n.
In Gilbert, in undisputed. goes as Hazen no further than not merely was a Buckhannon on this issue should not Rather, (emphasis original)). ment.” authority assess as extended be examples agree- those to show a settlement the Court used between similarities jur- ‘catalyst theory’ on subject enforcement “the the other to retained ment falls were cases and a decree. Such the line” in which consent side isdiction from “prevail- facts of Hazen. be considered plaintiffs not the should ing parties.” plaintiff that the Finally, finding a Indeed, 604-05, ... a split avoids circuit prevailing party was a a observing judgment that either while American Eleventh Circuit. See with the on the merits or a consent decree clear- Chmielarz, Inc., Ass’n, Disability ly plaintiff are sufficient to make a Cir.2002) (herein- (11th F.3d 1318-20 party,” the essential test es- “prevailing “ADA, Inc”) (synthesizing Buckhan- after Court requires tablished plaintiff hold that a and Kokkonen tо non “judicially a sanc- plaintiff achieve district prevailing party a where the was change legal relationship in the tioned approved a settlement court parties.” of the jurisdiction solely for and “retained enforcing purpose Settlement opinion, In a well-reasoned
Agreement”). Inc., 289 at 1319. F.3d ADA rejected first Eleventh Circuit Next, the noted that Eleventh Circuit interpretation Buckhannon bright-line dispelled any lingering concerns Kokkonen today: majority adopts fine con- regarding distinctions between prevail- a saying party that “a not on hand sent decrees the one and settle- the ADA ing party purposes for the agreements coupled with retained (1) they judg- a obtain either unless jurisdiction on the other. Id. enforcement (2) or- merits or a court at 1320. decree,” dered consent that, Thus, it is even clear absent interpreted to stand Buckhannon decree, a if the entry of formal consent plaintiff that a could proposition for the incorporates either only if it “prevailing party” be into its terms of final those results. achieved one of two juris- expressly retains of dismissal Buckhannon, however, reading That settlement, may to enfоrce a it diction Indeed, overly the Court narrow. par- the terms thereafter enforce of the say those two resolutions so authority Its to do ties’ only upon are the sufficient bases which “judicially sanc- clearly establishes prevail- can found be a change legal relationship in the tioned Rivero, Smyth v. ing party. See parties,” required Buckhan- as Cir.2002) (“We doubt non, may plaintiff thereafter because the guidance the Supreme Court’s to court to have return intended inter- Buckhannon was to be A consent decree is enforced. formal restrictively require so prеted unnecessary in these circumstances be- used that the words ‘consent decree’ be explicit jurisdic- cause the retention Stu- explicitly.”); Nat’l Coalition for specifically ap- tion or the court’s order Bush, dents with Disabilities are, proving terms (N.D.Fla.2001) F.Supp.2d purposes, equiv- the functional for these (“The Supreme Court’s discussion a consent decree. entry alent of the consent decrees and settlements original). holding may fell short of a fees above, agree forth I only if a con- For the reasons set not be recovered there is decree, the Eleventh Circuit. Because sent not a mere settle- with *10 possessed case jurisdiction to enforce order,
agreement via court and because requisite exercised the
approval oversight, I would hold the prevailing party. class to be a America,
UNITED STATES of
Appellee, WOODARD, Appellant.
Clarence W.
No. 02-1244. of Appeals,
United States Court
Eighth Circuit.
Submitted: Dec.
Filed: Jan.
