234 F. 562 | 9th Cir. | 1916
Sarah J. Irving, defendant in error here (we will call her plaintiff), brought action for damages for injuries against the Chicago, Milwaukee & St. Paul Railway Company, plaintiff in error here (called defendant). She was a passenger upon a regular train operated by the appellant company between Chicago and Seattle, and as the train was leaving Chicago, and while running between Western avenue and Pacific junction in that city, the engine
Reducing what the testimony tended to show to the briefest possible form, the substance of it may be stated as follows:
Plaintiff said that she left Chicago at 10:15 in the night of March 21, 1914; that in 15 or 20 minutes, as they were leaving the city of Chicago, and while she was washing in a toilet room of the tourist car, the train was suddenly thrown backwards and forwards, and she was hurt; that when it stopped, she followed other passengers who left the train, and that she saw the engine lying over on the side of the track; that her train was on the outside track, and that she noticed a rail standing up off the ground and turned around; that part of the track was tom out behind the engine, and the front end of the car in which she was was off the rails.
For the defendant the section foreman testified that at the point where the train was derailed there were four tracks; that his duty was to keep the four about the place of the wreck in repair, tighten the bolts, keep rails straight, and do work like that; that he had three men working under him; that he inspected the four tracks every morning; that he walked and observed the tracks the morning of the accident to see if spikes were out or any bolts broken, and found everything on track 1, where the derailment occurred, in good condition; that the rails were bolted together with angle bars 24 inches long, with nuts and spikes all in place, and that there was bond wire for the signals; that he arrived at the wreck about an hour and a half after it occurred; that at the place of the accident the tracks have a curve, with some elevation to one rail; that the track, which is elevated some 14 feet, is fenced on both sides in that vicinity, but that by climbing up there was a way to get from the street to the track elevation; that in his inspection, which occupied from an hour and a half to two hours, he did not look at every rail end, but that he walked in the middle of the track and looked at every joint, and could tell if a spike was out or anything wrong; and that after the accident he found the engine lying across the tracks, headed west, and next to the engine the baggage car, down the bank.
The trainmaster of the railroad company said he first saw the situation about an hour after the derailment; that he observed that one rail had been disjointed from another, and that both angle bars were missing, the outside spikes on the south rail for some distance back were missing, and that the receiving rail was out of line about 2 inches, the end of it showing deep marks where it had been struck by the flanges of the forward wheels of the engine; that he found among the weeds 3 or 4 feet away from the joint some angle bars, bolts, and spikes, and that the next morning he found a clawbar and a track wrench concealed on the abutment of the viaduct over a nearby street about a block away; that he found the articles described as having
The superintendent of terminals for the railroad company, who arrived at the wreck 30 or 35 minutes after it occurred, says that he found the engine crossways of the four main tracks and /the two day coaches and the forward truck of the tourist car off the track, the balance of the train being still on the rails; that he found where the joints had been opened and an angle bar placed between those, or in the opening; and that the company had no track walkers at night.
The assistant superintendent of terminals for the company said that he arrived 40 'minutes after the wreck, and noticed that the angle bars from the receiving rail were gone and the spikes were out of the ties on the inside of the receiving rail for six or eight ties; that the receiving rail was moved over so that the flange of the engine wheel had struck close to the outer edge of the ball of the rail, and that a large number of trains, which witness described in detail, had gone safely over the track during the five hours preceding the time that the train in question was derailed; and that the bonding wires were not broken except where the rails were bent up after the accident.
The roadmaster for the defendant company said that he arrived after the wreck; that the curve where the accident happened was a slight one, a one-degree curve; that from the hind end of a caboose he had observed the track the evening of the derailment; and that it was in good condition. This witness explained to the jury how the track was laid and spiked and how the bonding wire was attached to the receiving rail. Witness explained that the train ran on a track above the street, the track being erected on concrete abutments about 14 feet above the street, and that the bottom of the bridge is iron plate, with a girder for the rails, with steel girders between each track and on the outside of each track. He explained angle bars and their function, and said that he observed that five spikes had been removed on the i inner rail, on the inner side of the receiving rail; that spikes were lying about there; that from marks on the tie he thought that a bar bad been used to get around the spike near the joint, and that from the position in which the rails were he thought the flange of the engine wheel had struck the receiving rail about 1% inches from one of the sides; that when the wheel hit, the engine jumped up and got outside and crossed the rail and bent it; that the outer rail, where the rail was found open, was all right; that he found another place where bolts had been taken out from the rail joint farther south on the same track, 1,000 feet east of where the accident occurred; that there was no defect previously existing in the track or ties at the point of derailment, and nothing to indicate that there was any defect which might have caused the wreck, other than the opening of the rails; that the bond wires were not broken, and if they had been, the signal system would have been put at danger; that the night was raw, with a little snow falling; that there are lights in the subway under the tracks.
The engineer of the wrecked train said that he reached the point where the train was derailed about 10:30 o’clock; that he had observed nothing before the occurrence; that he was running about 35 miles an hour; that the first thing he knew he was on the ground, as though he had been right off the end of the rail; and that he did not look at the track ahead of him as he went along.
At the close of all of the evidence in the case, the defendant moved for a directed verdict for the reason that the evidence was insufficient to support any verdict, and that there was no evidence of negligence on the part of the railroad company. The court overruled the motion, and instructed the jury in part as follows:
“Taking into consideration all of the testimony introduced before you, and presumptions of fact to which I have referred, if you can say that you are satisfied from a preponderance of the testimony here that tho defendant company was negligent, plaintiff is entitled to recover; hut, if the jury is not satisfied of tho fact by the preponderance of the testimony, your verdict must be for the defendant.”
The jury found for the plaintiff. Judgment was entered, and the railroad company sued out writ of error.
The position taken by the plaintiff is that the derailment of the train was in itself such evidence of negligence that it gave rise to a conflict of evidence when controverted, and that it became a matter for the jury to determine whether or not the evidence of the railroad company counterbalanced that offered by the plaintiff.
Res ipsa loquitur was tersely defined by Judge Holmes for the Supreme Court of Massachusetts in Graham v. Badger et al., 164 Mass. 42, 41 N. E. 61. He said:
“Res ipsa loquitur, which is merely a short way of saying that, so far as the court can see, the jury from their experience as men of the world, may be warranted in thinking that an accident of this particular kind commonly does not happen except in consequence of negligencia, and that therefore there is a presumption of fact, in the absence of explanation or other evidence which the jury believe, that it happened in consequence of negligence in this case. Presumptions of fact, or those general propositions of experience which form the major premises of particular conclusions of this sort, usually are for the jury. The court ordinarily confines itself to considering whether it can say that there is no such presumption, or, in other words, that such accidents commonly are not due to negligence.”
Stokes v. Saltonstall, 13 Pet. 181, 10 R. Ed. 115, seems to have been the earliest case in which the doctrine of res ipsa loquitur was considered by the Supreme Court. That was an action against the proprietor of a stagecoach. The trial court instructed that the plaintiff, having been a passenger on the stagecoach, the facts that the carriage was upset and plaintiff injured were prima facie evidence that there was carelessness or negligence or want of skill, and threw upon the defendant the burden of proving that the accident was not occasioned by the driver’s fault. The court held that the law was correctly stated.
Stokes v. Saltonstall, supra, was approvingly cited in Railroad Company v. Pollard, 89 U. S. (22 Wall.) 341, 22 L. Ed. 877. The facts there were that a woman waS traveling in a Pullman car, and by the bumping of one car against another she was thrown against the arm of the seat in which she had been sitting and injured. The charge to the jury, which was affirmed by the Supreme Court, was to the effect that, while the plaintiff was bound to satisfy the jury that the injury was caused by the negligence of the railroad company, and that she was exercising reasonable care—
“this would be prima facie or presumptive evidence of tifie defendants’ liability, and that tifie plaintiff would not be required to sliow by what particular acts of misconduct or negligence on the part of the defendants the injury was occasioned.”
But the court also told the jury to be careful not to consider any presumption against the defendant until they were satisfied by affirmative proof on the part of the plaintiff that she was in the exercise of reasonable care and action when the injury was sustained. This charge was regarded as authorized by the decision in Stokes v. Salton-stall, supra.
In Gleeson v. Virginia Midland Railroad Company, 140 U. S. 435, 11 Sup. Ct. 859, 35 L. Ed. 458, where a railway postal clerk making the run from Washington to Danville, Va., was injured by a derailment of the train by a landslide, the trial court charged the jury that
“The law is,” said the court, “that the plaintiff must show negligence in the defendant. This is done prima facie by showing, if the plaintiff be a passenger, that the accident occurred. If that accident was in fact the result of causes beyond the defendant’s responsibility, or of the act of God, it is still none the loss true that the plaintiff has made out his prima facie case. When he proves the occurrence of the accident, the defendant must answer that case from all the circumstances of exculpation, whether disclosed by the one party or the other. They are its matter of defense. And it is for the jury to say, in the light of all the testimony, and under the instructions of the court, whether the relation of cause and effect did exist, as claimed by the defense, between the accident and the alleged exonerating circumstances. But when the court refuses to so frame the instructions as to present the rule in respect to the prima facie case, and so refuses on either of the grounds by1 which the refusal is sought to be supported herein, it leaves the jury without instructions to which they are entitled to aid them in determining what were the facts and causes of the accident, and how far those facts were or were not within the control of the defendant.”
In San Juan Right Company v. Requena, 224 U. S. 89, 32 Sup. Ct. 399, 56 L. Ed. 680, the court, in sustaining a charge upon negligence, defined the doctrine of res ipsa loquitur in this way:
“ * * * When a thing which causes injury, without fault of the injured person, is shown to be under the exclusive control of the defendant, and the injury Is such as in the ordinary course of things does not occur if the one having such control uses proper care, it affords reasonable evidence, in the absence of an explanation, that the injury arose from the defendant’s want of care.”
In Sweeney v. Erving, 228 U. S. 233, 33 Sup. Ct. 416, 57 L. Ed. 815, Ann. Cas. 1914D, 905, the court held that the rule of res ipsa loquitur does not have the effect of shifting the burden of proof, but that there is a class of cases where the circumstances of the occurrence that has caused the injury are of a character to give ground for a reasonable inference that if due care had been employed by thd party charged with care in the premises, the thing that happened amiss would not have happened. The court said that the doctrine seems to
“Res ipsa loquitur means that the facts of the occurrence warrant the inference of negligence, not that they compel such an inference; that they furnish circumstantial evidence of negligence where direct evidence of it may be lacking, hut it is evidence to be weighed, not necessarily to be'accepted as sufficient; that they call for explanation or rebuttal, not necessarily that they require it; that they make a case to be decided'by the jury, not that they forestall the verdict. Res ipsa loquitur, where it applies, does not convert the defendant’s general issue into an affirmative defense. When all the evidence is in, the question for the jury is whether the preponderance is with the plaintiff.”
This view is regarded as that generally taken in well-considered judicial opinions, a large number of which are referred to by Justice Pitney for the court.
From these discussions and decisions it can be said that where a passenger on a regular passenger train shows that the train has been derailed, ‘and that because of being thrown against the side of the car when the derailment occurred she was injured, she has, without further proof, offered sufficient evidence of the carrier’s duty and of its neglect to perform its duty. It is not the injury to her, but the circumstances connected with the injury, which warrant the application of the maxim and the inference of negligence. So a prima facie case is made, and whether we say that it is based upon the presumption or inference of negligence arising from the facts, it is none the less evidentiary, and calls upon the carrier to meet the facts and inferences by showing that it was not guilty of negligence. In Griffen v. Manice, 166 N. Y. 188, 59 N. E. 925, 52 R. R. A. 922, 82 Am. St. Rep. 630, the Court of Appeals of New York, referring to res ipsa loquitur, said:
“If a passenger in a car is injured by striking the seat in front of him, that, of itself, authorizes no inference of negligence. If it be shown, however, that he was precipitated against the seat by reason of the train coming in collision with another train, or in consequence of the car being derailed, the presumption of negligence arises. The res, therefore, includes the attending circumstances, and, so defined, the application of the rule presents principally the question of the sufficiency of circumstantial evidence to establish, or to justify the jury in inferring, the existence of the traversable or principal fact in issue, the defendant’s negligence. The maxim is also in part based on the consideration that, where the management and control of the thing which has produced the injury is exclusively vested in the defendant, it is within his power to produce evidence of the actual cause that produced the accident, which the plaintiff is unable to present. Neither of these rules — that a fact may be proved by circumstantial evidence as well as by direct, and that where the defendant has knowledge of a fact hut slight evidence is requisite to shift on him the burden of explanation — is confined to any particular class of cases, but they are general rules of evidence applicable wherever issues of fact are to be determined, either in civil or criminal actions.” ' Nebraska Bridge Supply & Humber .Company v. Jeffery, 169 Fed. 609, 95 C. C. A. 137.
The judgment is affirmed.