Lead Opinion
In this personal injury action alleging inadequate building security, the trial court permitted the jury to apportion liability between the building’s owner and managing agent, and the plaintiffs assailant, who had been apprehended but was not named as a party to this action. However, after the jury apportioned 50% of the liability against the non-party assailant, the trial court granted plaintiffs CPLR 4404 (a) motion to set aside the apportionment, based upon the ground that apportionment was not permitted under CPLR article 16 where defendant’s liability аrose by reason of a non-delegable duty (CPLR 1602 [2] [iv]). Plaintiff was awarded a judgment against the building owner and managing agent in the full amount of the damages as found by the jury, $1,100,000. On appeal, we uphold the determination setting aside the apportionment, but on different grounds. Facts
Plaintiff Josephine Chianese, a 60-year-old teacher of handicapped children, was brutally attacked on May 14, 1992 while entering her third-floor apartment in Greenwich Village. When she left the building that morning, between 7:30 and 8:00 a.m., plaintiff noticed that the inner self-closing, self-locking security door of the first floor vestibule had been propped wide open with a kick-down doorstop that the building superintendent, Rudy Durakovic, had affixed years earlier. The front double doors were also wide open. Between 8:00 and 8:15 a.m. that morning, another tenant, upon leaving the building, observed the open security door, and closed it behind her.
When plaintiff returned from work at 3:00 p.m., the front and sécurity doors were in the same wide-open condition as when she had left that morning. She walked to the third floor and observed a young man, later identified as Eugene Adger, on the staircase leading down from the fourth floor. As she entered her apartment and turned to close the door, Adger pushed her in, grabbed her around the throat and dragged her into the bedroom. There, Adger threw plaintiff face down on the bed and placed his knee, backed by his full body weight, into the small of her back, causing her to experience excruciating pain. He removed her jewelry and tied her hands behind her, continuing to choke her until he left the room to rummage through the apartment. Plaintiff then freed herself and screamed for a neighbor, causing Adger to flee. Soon after, the neighbor arrived, followed by a patrolman and an ambulance. The entire incident took 15 minutes.
Plaintiff testified that she had repeatedly complained to the Durakovics about the unattended open security door. She had also tried to contact the building management about this problem, calling them repeatedly and leaving messages, but received no return calls. Other tenants testified that they, too, spoke to Durakovic once or twice about the problem. Indeed, Randy Glick, president of the managing agent, acknowledged that he was aware of complaints concerning the open “vestibule”
Adger was charged in a five-count indictment with raping three women and entering two other victims’ apartments unlawfully, one of the latter incidents involving a Hispanic male and the other involving plaintiff. The People’s Voluntary Disclosure Form, admitted in evidence without objection, contained Adger’s statement made May 28, 1992, that:
“I entered the building. The lobby doоr was open. I saw the white woman. I grabbed her behind by the mouth and pushed her into the apartment.”
According to Harold Smith, plaintiff’s security expert, a security door should never be propped open because that would serve as a signal to anyone passing by “that there is no access control in this building.” According to Francis Murphy, defendants’ security expert, a doorstop was preferable to using a makeshift device, such as a cinder block or piece of wood, which might damage the frame, to hold the door оpen when needed. In and of itself, it did not create any type of dangerous condition, although propping the security door open and leaving it unattended would be a security risk.
Smith also testified that the building in question and its adjoining buildings, which defendants also owned and managed, constituted a “high crime location” in light of one prior
While the jury found that the installation of the doorstop on the security door did not prevent it frоm operating in a reasonably safe manner, it found that Adger gained entry to the premises through a “negligently maintained entrance” which was a substantial factor in causing plaintiff’s injuries. While it also found that defendants did not act intentionally or with reckless disregard for her safety, it awarded plaintiff $400,000 for past and $700,000 for future (17.4 years) pain and suffering, finding Adger and defendants each 50% liable.
Discussion
Initially, we reject defendants’ claim that reversal is warranted based upon the evidence before the jury or the court’s rulings.
The jury’s finding of proximate cause is supрorted by the evidence that the building’s self-locking front door, designed to provide security against intruders, was frequently left propped open; that when plaintiff returned home from work shortly before the attack, she observed that the door was again propped open, and that the assailant, who was not a building tenant, was in the staircase near her apartment (cf., Burgos v Aqueduct Realty Corp.,
The alleged errors regarding evidence relating to the doorstop do not warrant reversal, particularly since the jury did not base liability on its having been affixed to the door. As to the contention that the court erred in its instruction to the jury regarding the effect of any apportionment, since no objection was made on the record it is unpreserved, and review in the interest of justice is not warranted.
As to defendants’ contention that Dr. Heаd should have been allowed to testify as an expert with respect to Post Traumatic Stress Disorder (PTSD) and crime victims, any error in this regard was harmless in that the record reflects that Dr. Head testified fully concerning PTSD generally and plaintiffs injuries in particular, and advised the jury that there exists no sub-specialty for crime victims suffering from that disorder.
The court erred in refusing to admit into evidence Adger’s 1996 affidavit in which he stated that he gained entry by pressing the intercom until a tenant buzzed him in, on the ground that defendants failed to identify their foundation witnesses in advanсe of trial. Where a document on its face is properly subscribed and bears the acknowledgment of a notary public, there is a “presumption of due execution, which may be rebutted only upon a showing of clear and convincing evidence to the contrary” (Spilky v Bernard H. La Lone, Jr., P. C.,
Article 16 Apportionment
We agree with our dissenting colleague that the recent opinion of the Court of Appeals in Rangolan v County of Nassau (
However, here plaintiff specifically pleaded the exception to apportionment provided in CPLR 1602 (5), which excepts from the application of CPLR article 16 “actions requiring proof of intent.” Since this particular exemption was neither rаised by the parties nor considered by the Court in Rangolan, we cannot assume that the Court of Appeals by implication rejected its application in circumstances such as these. Where a question is certified to the Court of Appeals, the scope of that Court’s review is normally limited to determining the issue of law certified to it (see, Solicitor for Affairs of His Majesty’s Treasury v Bankers Trust Co.,
We hold that when the exemption is properly pleaded, under circumstances such as these, the claim for apportionment of liability made by the named defendant must be rejected. Accordingly, we affirm, on that ground, the ruling of the trial court setting aside the apportionment and holding defendant liable for the full amount of plaintiffs damages.
This Court has previously held that apportionment of liability under CPLR article 16 is not available with non-party intentional tortfeasors (see, Brewster v Prince Apts.,
Importantly, since article 16 is in derogation of the common law, it must be strictly construed, “to the end that the common law system be changed only so far as required by the words of the act and the misсhief to be remedied” (McKinney’s Cons Laws of NY, Book 1, Statutes § 301 [a], at 460; see, Oden v Chemung County Indus. Dev. Agency,
Defendants suggest that subdivision (5) was only intended to exempt from apportionment actions alleging intentional torts. However, a careful reading of section 1602 does not support that view. First, in analyzing subdivision (5) of section 1602, it is noteworthy that the plain language of the statute speaks of “actions requiring proof of intent,” not “actions requiring proof of defendant’s intent.” In a premises security case such as this, to establish that the landlord’s negligence was a proximate cause of the assault, the plaintiff must prove the fact of the assault, an intentional act. Accordingly, such actions are best viewed as falling within the category of “actions requiring proof of intent,” and, as a result, within the exemption of subdivision (5).
Secondly, a separate subdivision of section 1602 specifically applies to cases involving multiple concurrent intentional tort
Therefore, we conclude that the exemption from apportionment of liability created by CPLR 1602 (5) applies to premises security cases such as this, and apportionment under CPLR article 16 is not available as against the non-party intentional tortfeasor. Consequently, the order setting aside the jury’s apportionment must be affirmed.
Finally, upon our review of the evidence we find that the awards of damages were not excessive.
Accordingly, the judgment of the Supremе Court, New York County (Emily Goodman, J.) entered February 2, 2000, which, upon a jury verdict and the grant of plaintiffs CPLR 4404 (a) motion to set aside the 50% apportionment of liability assessed against the non-party assailant, found defendants liable and awarded plaintiff damages in the amount of $1,100,000, should be affirmed, without costs.
Notes
Given his recognition that the open door resulted in a lack of security, it is reasonable to conclude that Glick’s reference to the “vestibule” door referred to the self-locking inner door rather than the unlocked outer doors.
Dissenting Opinion
(dissenting in part). While I agree that the errors complained of by defendants, to the extent preserved for our review, are not so prejudicial as to warrant a new trial, I do not concur with the majority’s disposition of the apportionment issue. At the outset, plaintiff did not give defendants notice that she intended to rely on the so-called non-delegable duty exemption to CPLR article 16, and it is therefore unnecessary to reach the issue. To the extent that the lack of notice is deemed harmless, contrary to case law, the Court is in agreement that the Court of Appeals opinion in Rangolan v County of Nassau (
To review the pertinent facts, plaintiff seeks damages for injuries sustained in the course of a robbery committed in the apartment building where she resided. It is alleged that defendants Werner Meier and Mautner-Click Corporation— respectively, the owner of the building and its managing agent — failed to take minimal measures to protect the safety of the residents. Specifically, it is charged that defendants’ superintendent propped open the doors leading into the lobby, thus allowing the assailant to gain entry to the premises. Eugene Adger was apprehended by police and confessed to this and similar crimes committed in Greenwich Village in late April and May of 1992.
The jury awarded plaintiff $400,000 for past pain and suffering and $700,000 for future pain and suffering, appоrtioning liability equally to defendants and to the non-party assailant, Adger. Upon plaintiffs post-trial motion pursuant to CPLR 4404 (a), Supreme Court set aside the apportionment against the assailant on the grounds that defendants breached a nondelegable duty to take minimal safety precautions. The court held that CPLR 1602 (2) (iv) renders article 16 inapplicable to actions involving the breach of a non-delegable duty.
As noted in Roseboro v New York City Tr. Auth. (
The merits of the non-delegable duty issue, were they to be reached, are governed by the Court of Appeals decision in
As to the sufficiency of the evidence that defendants violated their duty to provide minimal safety measures, the incidence of criminal activity in the buildings owned and managed by defendants in the previous two years — seven burglariеs and the knifepoint robbery of a tenant as he entered a building — is sufficient to give defendants notice that criminal activity was foreseeable (Jacqueline S. v City of New York,
The proposition sought to be tested on this appeal is that a defendant charged with negligence that precipitates or facilitates an act of violence cannot obtain the benefit of CPLR article 16 to apportion non-economic damages against a nоn-party intentional tortfeasor. No such exemption is provided in the statute, and nothing in the Court of Appeals decisions suggests a proclivity to uphold an exemption by implication. To the contrary, the Court has applied the maxim “expressio unius est exclusio alterius” to preclude any basis for exemption not expressly stated by the Legislature (Morales, supra, at 224). The exclusion for “actions requiring proof of intent” does not, on its face, apply to the facts of this matter, in which plaintiff asserted only negligence as the basis for the landlord’s liability. It would require a significant еxpansion of the statute to encompass acts of intentional tortfeasors who are not parties to the action and whose conduct is not asserted as a basis for relief.
Nor would CPLR 1602 (11) be rendered surplusage by restricting CPLR 1602 (5) to bar apportionment by intentional tortfeasors against negligent tortfeasors, as the majority suggests. CPLR 1602 (11) extends exclusion to “parties found to have acted knowingly or intentionally, and in concert, to cause the acts or failures upon which liability is based”
That strict construction is to be accorded to exemptions under article 16 is demonstrated by Morales v County of Nassau (
If a rule against article 16 apportionment for acts of non-party assailants were going to be applied, it would have found obvious application under the facts of Rangolan v County of Nassau (
In Rangolan (supra), the New York Court of Appeals answered a certified question, holding that CPLR 1602 (2) (iv)
That a rule must be interpreted within the context of its expression is a settled principle of judicial construction. As the Court stated in Matter of Staber v Fidler (
To be amenable to apportionment under article 16, a defendant must be no more than 50% liable for a plaintiffs total liability (CPLR 1601 [1]). In Rangolan, the only other tortfeasor is the assailant, King. By ruling-that apportionment is available under the circumstances presented, thе Court of Appeals necessarily found that King might be held liable for the major portion of the injured plaintiffs damages. The Court also implicitly found that no provision of article 16 operates to bar apportionment with the non-party intentional tortfeasor and, were the issue to be raised anew by the plaintiff in the Rangolan
Accordingly, I would reverse the judgment, deny the motion and reinstate the jury award.
Mazzarelli, J. P. and Ellerin J., concur with Saxe, J.; Wallach and Rubin, JJ., dissent in part in a separate opinion by Rubin, J.
Judgment, Supreme Court, New York County entered February 2, 2000, affirmed, without costs.
