201 Conn. 350 | Conn. | 1986
This is an appeal by the commission on human rights and opportunities (hereinafter CHRO) on behalf of the complainant Kenneth Barboza, from a judgment of the Superior Court, reversing the decision of a CHRO hearing officer. The dispositive issue is the nature of the evidentiary burdens placed on the complainant and respondent in a housing discrimination action. The tribunal found that Chestnut Realty, Inc. (hereinafter Chestnut Realty), had discriminated against Barboza in violation of General Statutes § 53-35 (a)
After conducting a formal hearing, the hearing officer found the following facts. Chestnut Realty was a Connecticut corporation wholly owned by Marvin and Norma Schaefer. The corporation was engaged in the business of buying, selling, and developing real estate. Chestnut Realty in September, 1977, was the owner of lot 7 located in the subdivision known as Chestnut Lane Estates in Woodbridge. Marvin Schaefer constructed a house on lot 5 within this same subdivision, and listed it with a real estate agent on April 19,1972. Prior to January, 1973, the Schaefers had been living in a house on Sunbrook Road in Woodbridge. In January, 1973, when the Schaefers still had not sold the house on lot 5, they sold their home on Sunbrook Road in Woodbridge and moved into the house on lot 5. The house on lot 5 remained on the market until March, 1981. It was the Schaefers’ plan to build a smaller house on lot 7 within the subdivision as soon as they found a buyer for their home on lot 5. As of September 11, 1977, the Schaefers had not received an acceptable offer on lot 5.
Shortly before September 11,1977, Kenneth Arrington, a real estate agent and the brother-in-law of the complainant, Kenneth Barboza, telephoned Schaefer concerning the availability of residential building lots within the Chestnut Lane Estates subdivision. Schaefer said that he had some lots for sale and an appointment was arranged to view the lots on September 11,1977. On that day, the complainant and his wife were told by Schaefer that both lots 7 and 8 were for sale. During the meeting, the complainant viewed both lots but spent the majority of the time discussing the solar home capabilities of lot 7.
On the basis of these and other facts, the hearing officer concluded that the respondent had discriminated against the complainant because of his race in violation of General Statutes (Rev. to 1977) § 53-35 (a). On April 20, 1983, the tribunal ordered the defendant to cease and desist in its violations of § 53-35 (a), to pay the complainant actual and compensatory damages, and to offer for sale a lot within the subdivision known as Chestnut Lane Estates similar to lot 7 at the price for which lot 7 was offered in September, 1977.
I
Before we address the CHRO’s claim concerning the evidentiary burdens in a housing discrimination case, we must dispose of its claim that the Superior Court lacked jurisdiction over the appeal from the CHRO’s decision. First, the CHRO argues that Chestnut Realty
The use of an improper form to commence an appeal, however, presents a different situation. As long as it contains a proper citation, signed by a competent authority, its use does not call into question the jurisdiction of the Superior Court to entertain the appeal. See General Statutes § 4-183 (b). Practice Book Form 204.7 merely establishes a method of service upon the administrative agency in a manner different from other civil actions, to wit, by registered or certified mail. See Public Acts 1979, No. 79-163. If the form, as it did in
Next, the CHRO claims that the appeal should have been dismissed because Chestnut Realty failed to name and serve the hearing officer as the tribunal pursuant to General Statutes (Rev. to 1983) § 4-183 (b).
General Statutes (Rev. to 1983) § 4-183 (b) provides that all “[cjopies of the petition [of appeal] shall be served upon the agency and all parties of record within thirty days after mailing of such notice or, if a rehearing is requested, thirty days after the decision thereon,
II
The CHRO next claims that the Superior Court erred in reversing the tribunal’s finding that the complainant had made out a prima facie case of prohibited discriminatory action. We agree. We find that, under the circumstances of this case, the tribunal applied the correct standard for determining whether the complainant had made out a prima facie case.
This court recently held that in addressing claims under General Statutes § 46a-64 (formerly General Statutes § 53-35 [a]), “we are properly guided by the case law surrounding the federal fair housing laws, 42 U.S.C. §§ 3601 through 3631,
The CHRO, in finding that the complainant had made out a prima facie case, applied only the first three prongs of this standard and found that the complainant, a black individual, was in a protected class, that he made an offer to purchase lot 7, and that he was ready, willing, and able to buy, and was rejected. No finding was made as to the last prong of the federal standard, i.e., whether the property remained available thereafter.
In stating the elements necessary to establish a prima facie case of discrimination, the United States Supreme Court noted in McDonnell Douglas Corporation that the standards must be tailored to the particular facts of each case. McDonnell Douglas Corporation v. Green, supra, 802 n.13; see also Texas Department of Community Affairs v. Burdine, 450 U.S. 248, 254 n.6, 101 S. Ct. 1089, 67 L. Ed. 2d 207 (1981). In a later decision, the Supreme Court stated that the McDonnell Douglas Corporation decision “did not purport to create an inflexible formulation” for a prima facie case of discrimination. International Brotherhood of Teamsters v. United States, 431 U.S. 324, 358, 97 S. Ct. 1843, 52 L. Ed. 2d 396 (1977). The “importance of McDonnell Douglas lies, not in its specification of the discrete elements of proof there required, but in its recognition of the general principle that any Title VII plaintiff must carry the initial burden of offering evidence adequate to create an inference that an employment decision was based on a discriminatory criterion. . . .’’Id. This reasoning is equally applicable to cases involving housing discrimination. See Zlokower v. CHRO, supra.
The factual situation in this case prevents application of the fourth prong in establishing a prima facie case as stated in Zlokower v. CHRO, supra. See also McDonnell Douglas Corporation v. Green, supra. The record indicates that Barboza filed his complaint with the CHRO three days after he was informed that the Schaefers had decided not to sell the property. It defies logic to assume that a seller will continue to offer the property for sale on the open market after a ready, willing and able buyer, who was denied the opportunity
Ill
The CHRO next claims that the Superior Court erred in reversing the tribunal’s finding that the respondent had failed to show a legitimate nondiscriminatory reason for refusing to sell lot 7. The trial court concluded that all that is required of the respondent to rebut a prima facie case is to articulate clearly a nondiscriminatory reason for his conduct. It found that the CHRO tribunal instead placed the burden on the respondent to prove a nondiscriminatory reason for withdrawing the lot from the market. We agree with the trial court and find that the tribunal improperly shifted the burden of proof to the respondent.
The United States Supreme Court decision in Texas Department of Community Affairs v. Burdine, supra, provides a detailed explanation of the applicable eviden-tiary burdens in proving a claim of discrimination. Once a prima facie case is established, “the burden shifts to the defendant ‘to articulate some legitimate, nondiscriminatory reason for the employee’s rejection.’ ” Id., 253, citing McDonnell Douglas Corporation v. Green, supra, 802. “The defendant need not ‘persuade the court that it was actually motivated by the proffered reasons.’ [Citations omitted.] It is sufficient if the defendant’s evidence raises a genuine issue of fact as
An examination of the record in this case reveals that, rather than assigning a burden of production, the tribunal placed the burden of proof on the respondent to show a legitimate nondiscriminatory reason for its refusal to sell. The respondent’s rebuttal of Barboza’s claim of discrimination consisted of testimony that the Schaefers had plans to build a smaller retirement home on lot 7 since January, 1973. Although not indicating what lot they applied for, Schaefer had plans for a home drawn up in June, 1977. Schaefer testified, however, that he could not afford to build a home on lot 7 until he had sold his home on lot 5. During this time period, the Schaefers’ home on lot 5 remained on the market. As of September, 1977, the Schaefers claimed that they had not received an acceptable offer on lot 5 to enable them to sell and build on lot 7. Schaefer testified that, after he had shown lot 7 to Barboza, his wife reiterated her desire to build their retirement home on that lot and that they decided not to sell the property. The tribunal weighed and rejected this evidence stating that the respondent had “failed to produce any evidence that there was any change in the saleability of lot 5 between September 11, [1977, the date Barboza viewed lot 7,] and September 13, [1977, the date lot 7 was removed from the market,] to give any credible nondiscriminatory reason for withdrawing lot 7 from the market . . .’’(emphasis added) thereby, in effect, shifting the burden of proof improperly to the respondent.
IV
Finally, the CHRO claims that the trial court erred in reversing the tribunal’s order of relief concerning the option to purchase a lot similar to lot 7 for the 1977 price in 1983. We disagree. The trial court held that “[i]n awarding the complainant the option to purchase a similar lot in the owner’s subdivision for the 1977 price in 1983, the Hearing Officer sought to have the owner shoulder the burden of increased real estate values and inflation between 1977 and 1983.” It reasoned that this option went well beyond the common law measure of compensatory damages. The CHRO argues on appeal that the trial court’s rationale defeats the purpose of our Public Accommodations Act and civil rights laws generally to eradicate discrimination and to make persons whole for injuries suffered through discrimination.
General Statutes (Rev. to 1977) § 53-36
There is error in part, the judgment is set aside and the case is remanded to the trial court with direction to remand the case to the commission on human rights and opportunities for further proceedings in accordance with this opinion.
In this opinion the other justices concurred.
General Statutes (Rev. to 1977) § 53-35 (a) provides: “Sec. 53-35. discrimination IN PUBLIC ACCOMMODATIONS, RENTAL HOUSING, COMMERCIAL PROPERTY, SALE OF BUILDING LOTS AND MOBILE HOME PARKS, (a) All persons within the jurisdiction of this state shall be entitled to full and equal accommodations in every place of public accommodation, resort or amusement, subject only to the conditions and limitations established by law and applicable alike to all persons; and any denial of such accommodation by reason of race, creed, color, national origin, ancestry, sex, marital status, age, mental retardation or physical disability, including, but not limited to, blindness or deafness of the applicant therefor shall be a violation of the
This statute was recodified and now appears under General Statutes § 46a-64.
“[Practice Book] Sec. 49. mesne process
“Mesne process in civil actions shall be a writ of summons or attachment, describing the parties, the court to which it is returnable and the time and place of appearance, and shall be accompanied by the plaintiff’s complaint. Such writ may run into any judicial district or geographical area and shall be signed by a commissioner of the superior court or a judge or clerk of the court to which it is returnable. Except in those actions and proceedings indicated below, the writ of summons shall be on a form substantially in compliance with Form 503.1 (JD-FM-3) in family actions and with Form 103.1 (JD-CV-1) in other civil actions. If any person is proceeding without the assistance of counsel, he shall sign the complaint and present the complaint and proposed writ of summons to the clerk; the clerk shall review the proposed writ of summons and, unless it is defective as to form or does not contain a bond for prosecution pursuant to Sec. 51, shall sign it.
“Form 503.1 (JD-FM-3) and Form 103.1 (JD-CV-1) shall not be used in the following actions and proceedings which are commenced after the effective date of this amendment (January 16, 1978):
(1) Applications for change of name.
(2) Proceedings pertaining to arbitration.
(3) Probate appeals.
(4) Administrative appeals.
(5) Juvenile court appeals.
(6) Verified petitions for paternity.
(7) Verified petitions for support orders.
(8) Any actions or proceedings in which an attachment, garnishment or replevy is sought.
“A plaintiff may, before service on a defendant, alter printed forms JD-FM-3 and JD-CV-1 in order to make them conform to any amendments to Practice Book Forms 503.1 or 103.1 or to any relevant amendments to Practice Book rules. (See Gen. Stat., § 52-89 and annotations.)”
General Statutes (Rev. to 1983) § 4-183 (b) provides: “Proceedings for such appeal shall be instituted by filing a petition in superior court for the judicial district of Hartford-New Britain or for the judicial district wherein the aggrieved person resides or if such person is not a resident of this state to the court for the judicial district of Hartford-New Britain within forty-five days after mailing of the notice of the final decision of the agency or, if a rehearing is requested, within forty-five days after the decision thereon. Copies of the petition shall be served upon the agency and all parties of record within thirty days after mailing of such notice or, if a rehearing is requested, thirty days after the decision thereon, except that service upon an agency may be made by mailing a copy of the petition by registered or certified mail, postage prepaid, to the office of the commissioner of the agency or to the office of the attorney general in Hartford.”
Title 42 of the United States Code, § 3604, provides in part:
“DISCRIMINATION IN THE SALE OR RENTAL OF HOUSING.
“As made applicable by section 3603 of this title and except as exempted by sections 3603 (b) and 3607 of this title, it shall be unlawful—
“(a) To refuse to sell or rent after the making of a bona fide offer, or to refuse to negotiate for the sale or rental of, or otherwise make unavail-*359 ble or deny, a dwelling to any person because of race, color, religion, or national origin.
“(b) To discriminate against any person in the terms, conditions, or privileges of sale or rental of a dwelling, or in the provision of services or facilities in connection therewith, because of race, color, religion, or national origin.
“(d) To represent to any person because of race, color, religion, or national origin that any dwelling is not available for inspection, sale, or rental when such dwelling is in fact so available.”
McDonnell Douglas Corporation set forth the following elements necessary to make out a prima facie case of employment discrimination:
1. The complainant is a member of a racial minority;
2. The complainant applied for an opportunity and was qualified for the opportunity;
3. The opportunity was denied to the complainant;
4. After the opportunity was denied, the opportunity was offered to others so qualified.
McDonnell Douglas Corporationv. Green, 411 U.S. 792, 802, 93 S. Ct. 1817, 36 L. Ed. 2d 668 (1973).
“[General Statutes (Rev. to 1977)] See. 53-36. complaint to commission ON human rights and opportunities, commission may issue complaint. damages. In addition to the penalties provided for violation of sections 53-34, 53-35 and 53-35a, any person claiming to be aggrieved by a violation of any such section may, by himself or his attorney, make, sign and file with the commission on human rights and opportunities a complaint in writing under oath which shall state the circumstances of such violation and the particulars thereof and shall contain such other information as may be required by the commission. In addition, the commission, whenever it