Chester v. BeardChester v. Beard
MEMORANDUM
This putative class action is brought by three plaintiffs, Frank Robert Chester, Zachary Wilson, and Donald Hardcastle (“Plaintiffs”), each of whom has been convicted of first-degree murder and sentenced to death in Pennsylvania. Plaintiffs allege that the Commonwealth of Pennsylvania’s practice of executing condemned prisoners by means of lethal injection subjects them to an unnecessary risk of excruciating pain and suffering and therefore violates Plaintiffs’ rights to be free from cruel and unusual punishment and to due process of law under the Eighth and Fourteenth Amendments to the United States Constitution. Plaintiffs seek preliminary and permanent injunctive relief to enjoin Defendants from executing Plaintiffs by lethal injection as currently authorized and implemented by the Commonwealth.
Now pending before the Court is Defendants’ collective motion to dismiss the complaint. In support of their motion, Defendants assert that the Court lacks jurisdiction over this action because Plaintiffs lack standing to sue, and additionally because the complaint was not timely filed. Defendants further argue that the complaint fails to advance any claim cognizable under either the Eighth or Fourteenth Amendments, insisting that a recent plurality decision of the United States Supreme Court “makes it clear that allegations about a state’s lethal injection protocol of the sort found in the complaint here are insufficient to state claims of constitutional harm.” (Doc. No. 43, at 4.) Upon consideration, the Court disagrees with Defendants’ characterization of this action and the issues presented, and further disagrees that the Supreme Court’s decision in Baze v. Rees absolutely forecloses Plaintiffs challenge to Pennsylvania’s lethal injection protocol. Accordingly, for the reasons discussed below, the motion will be denied and discovery will proceed.
I. STANDARD OF REVIEW
A
motion to dismiss pursuant to Rule 12(b)(6) tests the legal sufficiency of the complaint,
Kost v. Kozakiewicz,
II. DISCUSSION
A. Standing
Defendants contend that each Plaintiff lacks standing to prosecute this action and, therefore, that the Court is without lawful authority under Article III of the United States Constitution to exercise jurisdiction over this matter. In essence, Defendants contend that although each of the Plaintiffs is under a death sentence, whether any of the Plaintiffs will actually be affected by the Commonwealth’s lethal-injection protocol is “unknown” and, with respect to two of the plaintiffs, “speculative.” (Def. Br. at 8.) Defendants suggest that none of the Plaintiffs has a sufficient personal interest in challenging the constitutionality of Pennsylvania’s lethal-injection protocol until they are under an active death warrant, signed by the Governor.
The Court finds that detailed analysis of this argument as it relates to Plaintiffs Wilson and Hardcastle is unnecessary because it was addressed and ruled upon by Judge Padova before this action was transferred to this Court from the Eastern District of Pennsylvania.
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“Under the law of the case doctrine, ‘when a court decides upon a rule of law, that decision should continue to govern the same issue in subsequent stages of the same case’.”
American Civil Liberties
Defendants have not relied upon any of these “extraordinary circumstances” in urging the Court to revisit Judge Padova’s ruling with respect to Messrs. Wilson’s and Hardcastle’s standing, but instead suggest only that because subject matter jurisdiction is “such an important issue,” the Court should reconsider the matter. (Def. Br. at 6.) Although recognizing the fundamental requirement of Article III standing and its role in limiting the federal courts’ exercise of jurisdiction, the Court does not find that Defendants have presented a sufficient basis for the Court to reconsider an issue that Judge Padova squarely addressed and answered before transferring this action to the Middle District of Pennsylvania. Accordingly, the Court finds that Judge Padova’s ruling with respect to standing shall continue to be applied in this case.
As noted, Judge Padova’s earlier ruling addressed only the standing of Messrs. Wilson and Hardcastle, and did not reach the issue of Mr. Chester’s standing because Defendants did not previously challenge it. If anything, Chester’s standing is even more apparent than the standing of his fellow plaintiffs because he alone has not yet obtained habeas relief. Nevertheless, Defendants contend that because Mr. Chester is not presently under an active death warrant signed by Pennsylvania’s governor, he should be found to lack sufficient personal interest in this litigation to permit his challenge to Pennsylvania’s lethal injection protocol. In short, Defendants contend that Mr. Chester and his co-plaintiffs lack standing because none faces “imminent execution.” (Def. Br. at 6.) Though they refer the Court to familiar case law articulating the general rules regarding Article III standing, Defendants cite no authority that specifically supports their assertion that plaintiffs challenging the constitutionality of a death-penalty protocol must wait until they are under an active death warrant in order to have standing to challenge a state’s method of execution. Upon consideration, the Court agrees with Judge Padova that the fact that each of the plaintiffs in this action is subject to a death sentence confers upon them a sufficient personal stake in this litigation to satisfy Article Ill’s standing requirements. Accordingly, Defendants’ motion to dismiss this action under Rule 12(b)(1) for lack of subject matter jurisdiction will be denied.
B. Statute of Limitations
Defendants next argue that Plaintiffs’ claims were not filed timely within the two-year statute of limitations period applicable to actions brought in Pennsylvania under
The Supreme Court has instructed that
Plaintiffs insist that Pennsylvania’s two-year statute of limitations can have no application in this case because they have sought only equitable — rather than legal— relief. In support of this argument, Plaintiffs rely on a single Supreme Court decision that predates
Wilson
by 45 years, and on a handful of district court decisions that either did not involve
It appears that, to date, neither the Supreme Court nor the Third Circuit has had occasion to address specifically whether
Wilson
applies to
However, the Court does not find that Defendants have sustained their burden of proving that this case may appropriately be dismissed in a motion to dismiss on the grounds that the limitations period has expired. Although the statute of limitations constitutes an affirmative defense, the Third Circuit permits the defense to be raised in a dispositive motion to dismiss under Rule 12(b)(6) “if the time alleged in the statement of a claim shows that the cause of action has not been brought within the statute of limitations.”
Robinson v. Johnson,
As the party asserting the affirmative defense under federal law, Defendants bear the burden of proving that the statute of limitations bars Plaintiffs from bringing this action.
See, e.g., Richard B. Roush, Inc. Profit Sharing Plan v. New England Mut. Life Ins. Co.,
In this case, the bar to suit is not immediately apparent on the face of Plaintiffs’ complaint and therefore this case may not be dismissed under Rule 12(b)(6). It is undisputed that each of the named Plaintiffs was already on death row when Pennsylvania adopted lethal injection as its method-of-execution protocol in 1998. It is also undisputed that some information about Pennsylvania’s lethal injection practices was made, or eventually became, public via a November 2004 letter from Randall N. Sears, then the Commonwealth’s Deputy Chief Counsel for the Department of Corrections, to the Defender Association of Philadelphia.
4
Nevertheless, it is not clear that either the adoption of the lethal-injection protocol in 1998,
The Supreme Court has held that an inmate may properly challenge a state’s method of execution by filing a suit for injunctive relief under
Upon consideration, although Defendants are no doubt correct that the plurality in
Baze
said a number of important things regarding capital punishment and the Eighth Amendment, the decision is not as sweeping as Defendants’ interpretation suggests — and it does not foreclose Plaintiffs’ claims as pleaded in this case.
7
Indeed, the precedential holding in
Baze
can by read quite narrowly, with the plurality doing little more than “concluding that
Kentucky’s
procedure is consistent with
The leading opinion in Baze noted that the Court’s precedent recognizes “that subjecting individuals to a risk of future harm- — -not simply actually inflicting pain— can qualify as cruel and unusual punishment,” but in order to prevail on such a claim there must be a “substantial risk of serious harm” or an “objectively intolerable risk of harm.” Id. at 1530-31. Nevertheless, the Court does not read these words as talismanic phrases that determine whether or not a plaintiff has adequately pleaded a claim that a state’s method-of-execution protocol violates the Constitution. Furthermore, upon review of the complaint, the Court finds that the allegations set forth in the complaint sufficiently place Defendants on notice that Plaintiffs are alleging that the Commonwealth’s death-penalty protocol is unconstitutional because, inter alia, the persons charged with administering the drugs and overseeing the process are inadequately trained to do so (Compl. at ¶¶25, 26, 28, 34, 38) and, due to this lack of training and the dangers presented by improper administration of the drugs used to ensure death, Plaintiffs face the risk of suffering “the agony of asphyxiation” and “tremendous burning in their veins and painful heart attacks,” while being unable to express the pain experienced or convey their suffering because of the paralysis induced by pancuronium bromide (id. at ¶28, 29, 31, 33, 36). Upon consideration, the Court finds that these allegations are sufficient to state a claim under the Eighth and Fourteenth Amendments, notwithstanding the outcome in Baze.
Defendants make much of the fact that Plaintiffs’ complaint contains allegations that the Commonwealth’s death-penalty protocol, and the alleged deficiencies in its administration, subject them to an “unnecessary risk” of suffering pain. Defendants seize on this use of language because in
Baze,
the plurality found that allegations regarding “unnecessary risk” were insufficient to make out a constitutional claim. However, in making this argument Defendants ignore the context in which the “unnecessary risk” standard was rejected. Chief Justice Roberts was rejecting the petitioners’ efforts to establish an Eighth Amendment violation merely by proposing a “slightly or marginally safer alternative.”
Baze,
D. Superintendent Tennis
Lastly, Defendants move to dismiss Defendant Tennis, the Superintendent of SCI-Rockview, on the grounds that Defendant Tennis had no personal involvement in developing the execution protocol being challenged in this action. Plaintiffs respond that, as Superintendent of the prison where executions in the Commonwealth take place, Defendant Tennis is properly named because he will oversee Plaintiffs’ executions at SCI-Rockview. Indeed, Plaintiffs alleged as much in their complaint, asserting that Defendant Tennis “will supervise Plaintiffs’ executions.” (Compl. ¶ 13.) As Plaintiffs challenge the Commonwealth’s death-penalty protocol and specifically seek to enjoin the Commonwealth from executing them pursuant to such protocol, the Court finds that Plaintiffs have properly named Defendant Tennis as a party in this suit and Defendant’s motion to dismiss him for lack of personal involvement will be denied.
III. CONCLUSION
For the reasons set forth above, the Court finds that it has subject matter jurisdiction over this action and that Plaintiffs have stated a claim sufficient to overcome Defendants’ motion to dismiss. Accordingly, Defendants’ motion will be denied and discovery will be permitted to proceed.
ORDER
AND NOW, this 28th day of September 2009, upon due consideration of Defendants’ motion to dismiss Plaintiffs’ complaint (Doc. No. 42), and for the reasons fully set forth in the attached memorandum, IT IS HEREBY ORDERED THAT the motion is DENIED.
Notes
. Plaintiffs commenced this action on November 9, 2007, by filing a complaint in the Eastern District of Pennsylvania. On January 22, 2008, Defendants filed motions to dismiss the complaint and to transfer the action to this Court. On June 2, 2008, Judge Padova entered an order granting in part and denying in part Defendants preliminary motion to dismiss the complaint. In this order, Judge Padova granted Defendants' motion to dismiss David Diguglielmo and denied Defendants’ motion to the extent it asserted a lack of subject matter jurisdiction. Judge Padova ruled that the remainder of Defendants' arguments in support of dismissal would be held in abeyance pending transfer of the action to the Middle District of Pennsylvania. The action was transferred to this Court on July 2, 2008, and Defendants submitted a new motion to dismiss on October 3, 2008. The Court heard argument on the motion on April 27, 2009.
. Although this information is not set forth in the complaint, Defendants have averred and Plaintiffs have not contested that each of the named plaintiffs was convicted and sentenced to death prior to the enactment of Pennsylvania’s lethal injection law.
. To their credit, it was Plaintiffs who actually identified case law from other circuits holding that the rule announced in
Wilson
extends to
. It is not apparent to the Court from reviewing the complaint as to when the Plaintiffs may have first seen the letter, or what information conveyed in the letter may have placed Plaintiffs on notice of their claims. Although the letter was attached to the complaint as an exhibit, it is not clear whether this letter provided the information that led to Plaintiffs’ alleged apprehension that their Eighth Amendment rights to be free from cruel and unusual punishment would be violated if they were subjected to Pennsylvania's lethal injection protocol as currently administered. It is also not clear whether anything in this letter could have, or should have, given
. Although Pennsylvania law supplies the applicable limitations period, the date on which that period begins is a question of federal law.
See Wallace v. Kato,
. The Court notes its concern that application of statutes of limitations to these equitable claims risks imposing potentially very unjust results in
Filing an action that can proceed under§ 1983 does not entitle the complainant to an order staying an execution as a matter ofcourse. Both the State and the victims of crime have an important interest in the timely enforcement of a sentence. Our conclusions today do not diminish that interest, nor do they deprive federal courts of the means to protect it. We state again, as we did in Nelson [v. Campbell, 541 U.S. 637 ,124 S.Ct. 2117 ,158 L.Ed.2d 924 (2004) ], that a stay of execution is an equitable remedy. It is not available as a matter of right, and equity must be sensitive to the State's strong interest in enforcing its criminal judgments without undue interference from the federal courts.
Hill v. McDonough,
. The Supreme Court has endeavored to have its plurality decisions be regarded as guiding precedent to lower courts. Thus, in
Marks v. United States,
the Court held that "when no single rationale explaining the result enjoys the assent of five justices, ‘the holding of the Court may be viewed as that position taken by those Members who concurred in the judgments on the narrowest grounds.' ’’
. In his persuasive dissenting opinion in
Emmett,
Judge Gregory of the Fourth Circuit criticized the majority’s dismissal of the plaintiff's claims as having been foreclosed by
Baze
and emphasized that Justice Roberts's opinion was grounded in a factual record developed in the lower courts.
See Emmett,
. It is not disputed that Pennsylvania uses the same three-drug protocol that Kentucky uses. (Def. Br. in Support, at 10 n. 9.)
. Notably, Chief Justice Roberts’s review of these factual findings came after he observed that it was "uncontested that, failing a proper dose of sodium thiopental that would render the prisoner unconscious, there is a substantial, constitutionally unacceptable risk of suffocation from the administration of pancuronium bromide and pain from the injection of potassium chloride."
. Defendants have also moved to dismiss Plaintiffs’ claims brought under the Fourteenth Amendment on the grounds that "the Fourteenth Amendment affords no greater rights than the Eighth.” (Def. Br. in Support, at 13.) In support, Defendants refer the Court to their arguments in favor of dismissing Plaintiffs’ Eighth Amendment claim. Flaving found that Plaintiffs have stated a claim under the Eighth Amendment, and the Court finding no other argument in favor of dismissing the claim brought under the Fourteenth Amendment, this claim will not be dismissed.