Lead Opinion
SUTTON, J., delivered the opinion of the court.
GIBBONS, J. (p. 580), delivered a separate concurring opinion.
SUTTON, J. (pp. 580-584), delivered a separate concurring opinion, in which GIBBONS, J., joined.
TARNOW, D.J. (pp. 584-590), delivered a separate dissenting opinion.
This case returns to us from the Supreme Court for reconsideration in light of the Court’s recent opinion in Brosseau v. Haugen, — U.S. -,
I.
On the evening of August 18, 1998, Officer Christine Keith received a call to investigate an assault allegedly committed by Aiesha Ward, a sixteen-year old girl, and her friend Sara Dodd. Officer Keith initially went to the Dodd residence to obtain information from Sara’s mother. Aiesha was also present at the Dodd residence. After obtaining the information necessary to issue a citation for Sara, Officer Keith told Aiesha thát she wanted to speak with her mother and would follow Aiesha to her residence.
Upon arriving home, Aiesha told her mother, Cheryl Lyons, that a police officer was with her, at which time Officer Keith informed Lyons that Aiesha had assaulted another girl. After several exchanges with Lyons, Officer Keith turned to Aiesha and asked for her name and address. Lyons interrupted and told her daughter to stop answering questions because Lyons needed more information. Officer Keith responded that if she could not finish questioning Aiesha, Aiesha would have to come “downtown” with her, to which Lyons answered that Keith “was not taking her daughter anywhere.” Lyons claims that during this interchange she told Keith to leave, but that Keith refused, citing her need for information. Lyons next told the officer to take a seat' because she needed to take her blood pressure medicine.
At some point during this verbal exchange, Lyons noticed Officer Keith tightening her right fist down at her side. Keith allegedly took an “aggressive” step toward Lyons, closing the space between the women from three feet to two. Lyons then told the officer: “I’m not scared of you. I know you cannot hit a police officer, I am not stupid.” Keith gives a different rendering of this remark, claiming that Lyons warned her that if she had not been wearing a badge, she would have “slap[ped] the *sh[-]’ out of’ her. According to Keith, Lyons continued to scream obscenities and “got up in [her] face,” at which point Keith advised her to back down. Lyons admits that both of them were “screaming.”
Both women agree that Lyons made some sort of hand gesture at this point. According to Lyons, she raised her index finger at the officer, demanding, “[d]amnit, didn’t you just hear what I said?” (referring apparently to wanting the opportunity to take her medicine before answering questions). Officer Keith describes the incident as Lyons “raising] her hand towards” Officer Keith’s face.
Officer Keith grabbed Lyons’ wrist after the finger-pointing/hand-raising episode. In response, Lyons immediately pulled her wrist away. Although Officer Keith claims to have told Lyons she was under arrest, Lyons denies hearing this, claiming that she did not think she was being arrested. It is undisputed that Lyons pulled her wrist away from Officer Keith’s grasp and either attempted to, or did, walk away.
According to Lyons, after she pulled her wrist away, she walked into the front room and Officer Keith followed her there. Lyons denies having any additional physical contact with Officer Keith aside from when Keith grabbed her wrist. By contrast, Officer Keith claims that after Lyons pulled her wrist back, the two women struggled as Keith attempted to handcuff Lyons, and Lyons ultimately punched her in the left eye during the struggle. Lyons denies hitting Officer Keith.
At some point during this struggle, all agree, Officer Keith radioed for backup. The call went to Officer Foubert who says he heard Officer Keith “yelling for help” with a distressed tone in her voice, as well as commotion in the background. Lyons claims that a few moments after Officer Keith made the call, Officer Foubert came running into the house through the front door at full speed. In what Lyons and Aiesha describe as a football tackle, Officer Foubert knocked Lyons to the ground. Lyons claims that her left knee hit the ground and that she was lying on her stomach, with Officer Foubert, a 5'll", 240 lb. man, on top of her midsection. She told the officer that she could not breathe. According to Lyons, Officer Foubert then “threw” Lyons on her right side, and handcuffed her arms behind her back.
Officer Foubert gives a different version of the events. As he entered the house, he saw the two women struggling with each other on the floor, side-by-side. By that time, Officer Keith had already placed a handcuff on one of Lyons’ arms. Officer Foubert pulled Lyons away from Keith by picking her up, then leaned her over a chair, using a “balance displacement technique.” It is undisputed that the two offi
Lyons was tried before a jury, which acquitted her on all three charges. Following the acquittal, she filed suit against the City of Xenia, Chief of Police Eric Prindle, and Officers Keith and Foubert, raising claims under 42 U.S.C. § 1988 and state tort law. Because Lyons acknowledged in a pleading that all of her claims against the City of Xenia and Chief Prin-dle, as well as her claims brought under state law against all four defendants, were meritless, the district court, entered summary judgment on these claims.
With respect to the claims remaining against Officers Foubert and Keith, Lyons alleged that the officers violated her Fourth Amendment rights by arresting her without probable cause and by using excessive force in the course of making the arrest. Reasoning that no evidence linked Officer Foubert to the false-arrest claim or Officer Keith to the excessive-force claim, the district court granted the officers’ summary judgment motions on these claims. The district court, however, rejected Officer Keith’s argument that as a matter of law she had probable cause to arrest Lyons and rejected Officer Fou-bert’s argument that as a matter of law he did not use excessive force in arresting Lyons. . The district court likewise rejected the officers’ qualified immunity defenses. If believed, the court concluded, Lyons’ presentation of the evidence would show that the officers violated clearly established constitutional rights.
After the district judge denied qualified immunity on those three claims, the officers appealed. On January 27, 2004, we reversed the district court’s denial of qualified immunity for all claims save Lyons’ excessive-force tackling claim against Officer Foubert. Officer Foubert appealed the denial of qualified immunity on the remaining claim to the Supreme Court, which vacated our judgment on December 13, 2004, and remanded the case for reconsideration in light of Brosseau.
In the aftermath of the Supreme Court’s decision, we asked the parties to provide supplemental briefs about the impact of Brosseau on this case and specifically asked them whether they would prefer the district court to address the issue in the first instance. Neither party requested that we initially remand the case to the district court.
II.
A.
Brosseau reaffirms the two-step process announced in, and supplements the reasoning of, Saucier v. Katz,
Brosseau stemmed from an incident in which Officer Rochelle Brosseau “shot Kenneth Haugen in the back as he attempted to flee from law enforcement authorities in his vehicle.”
As the Brosseau Court noted, Tennessee v. Garner,
Expressing no view on the constitutional issue, Brosseau reversed the Court of Appeals’ denial of qualified immunity. The qualified immunity inquiry, the Court stressed, “must be undertaken in light of the specific context of the case, not as a broad general proposition.”
Turning to cases from the courts of appeals that more closely resembled the fact pattern at hand — which Brosseau described as “whether to shoot a disturbed felon, set on avoiding capture through vehicular flight, when persons in the immediate area are at risk from that flight,” id. at 600 — the Court concluded that these “cases taken together undoubtedly show that this area is one in which the result depends very much on the facts of each case.” Id. Because “[n]one of [the cases] squarely governed]” Brosseau, the Court ultimately held that Officer Brosseau’s actions “fell in the ‘hazy border between excessive and acceptable force’ ” and that she was therefore entitled to qualified immunity. Id.
B.
Brosseau does not alter our prior treatment of (1) Lyons’ false-arrest claim against Officer Keith and (2) her excessive-force handcuffing claim against Officer Foubert. The Court’s command that qualified immunity is appropriate where “the result depends very much on the facts of each case” supports our prior analysis. See id. And neither claim, for that matter, was before the Court in Officer Foubert’s petition for certiorari, which solely requested review of our denial of qualified immunity on Lyons’ excessive-force tackling claim. We therefore reinstate the reasoning and holding of our prior opinion on these two claims. For the convenience of the reader, we include, with minor alterations, our analysis of these issues from our prior opinion.
It has long been true that the Fourth Amendment requires probable cause for an arrest. See Crockett v. Cumberland College,
In this instance, the City of Xenia charged Lyons with violating three of its ordinances: (1) obstructing official business; (2) assault; and (3) resisting arrest. To the extent probable cause exists for any one of these charges, the arrest was lawful and our analysis is complete. See, e.g., Weaver v. Shadoan,
The Xenia ordinance against obstructing official business tracks the language of the Ohio code: “No person, without privilege to do so and with purpose to prevent, obstruct, or delay the performance by a public official of any authorized act within the public official’s lawful capacity, shall do any act that hampers or impedes a public official in the performance of the public official’s lawful duties.” Xenia, Ohio, Ordinance § 608.06; Ohio Rev. Code Ann. § 2921.31. A conviction under the Ohio provision requires (1) the performance of an unprivileged act (2) with the purpose of preventing, obstructing or delaying the performance by a public official of an authorized act within his official capacity (3) which hampers or impedes the public official in the performance of his lawful duties. City of North Ridgeville v. Reichbaum,
Lyons’ actions plainly satisfy the second and third elements of this probabie-cause inquiry, as shown by the following sequence of events — which is not disputed, either because Lyons admitted to the conduct or because she did not contradict other evidence presented oh the point. Lyons prevented Officer Keith from questioning her daughter, telling Aiesha not to answer any questions until Officer Kéith provided more information. When Officer Keith responded that if she could not finish questioning Aiesha, Aiesha would have to come “downtown” with her, Lyons replied that she “was mot taking her daughter anywhere.” Lyons then told Officer Keith that she needed to take her blood pressure medicine before they could continue the discussion, and she went into the kitchen to do so. After Keith followed her into the kitchen, Lyons cursed at Keith, and the altercation continued to intensify until the two women were “screaming” at each other. At some point during the encounter, Lyons pointed her index finger at Keith and swore at her again. On this record, it is clear that Lyons intended to, and did, delay Officer Keith’s investigation.
The critical issue in the district court’s view, and in ours as well, is whether these facts satisfy the first element of the test — the performance of an unprivileged act. Under Ohio law, this requirement demands an affirmative act that interrupts police- business. See City of Hamilton v. Hamm,
In deciding that Lyons’ actions did not amount to sufficient affirmative acts to give rise to probable cause, the district court emphasized that the conduct of Lyons differed considerably from the affirmative acts of the defendant in State v. Merz,
The facts of Merz and this case, as an initial matter, have more in common than the district court concluded. The defendant in Men, it is true, took physical steps to resist the officers. But the Ohio Court of Appeals did not rely on this fact in determining whether the officers had probable cause to arrest. Rather, the court determined that probable cause existed before the defendant’s physical resistance, when he “unequivocally indicated that he would not provide any identification and that he would physically resist any attempt to calm or restrain him.” Id. While Lyons appears not to have made such an “unequivocal” statement of resistance to Officer Keith, she undoubtedly demonstrated her hostility and unwillingness to cooperate in physical and verbal ways.
More fundamentally, other Ohio courts have concluded that the affirmative-act requirement may be satisfied on the basis of conduct that is not far afield from what occurred here. For example, hostile or abusive speech that obstructs officers from fulfilling their duties may amount to a sufficient affirmative act to sustain a charge of obstructing official business. See State v. Stayton,
Measured by the lessons from these precedents, Lyons’ conduct would allow a reasonable officer to conclude that she had committed affirmative acts that
Nor need we determine exactly where Ohio draws the line on the affirmative-act requirement. In ascertaining whether a constitutional violation occurred, the only question is whether Officer Keith had probable cause — not whether the evidence would be sufficient to support a conviction. See Adams v. Williams,
2.
Under the Fourth Amendment, as we have noted, individuals also have a right to be free of excessive force when police make an arrest or seizure. See Graham,
According to Lyons, Officer Foubert initially handcuffed her “as tight as he could” — so that the handcuffs were “very, very, very tight.” Aside from bruising on her wrist, Lyons does not allege any other injury stemming from the handcuffing and does not allege that the tightness of the handcuffs persisted beyond the moment of handcuffing. Nor does Lyons allege that she complained to Foubert about the tightness of the handcuffs and that he ignored her complaints.
The Fourth Amendment, it is true, prohibits unduly tight handcuffing in the course of an arrest. See Martin v. Heideman,
Not all allegations of tight handcuffing, however, amount to excessive force. In order to reach a jury on this
Lyons cannot satisfy these requirements. She alleges little in the way of physical injuries caused by the handcuffing. And, more critically, she does not allege that her physical complaints to the officers went unheeded. To the contrary, she does not even claim that she told the officers that the handcuffs were too tight. In the absence of an obvious physical problem caused by the handcuffs or a plea by the defendant to loosen them, it is fair to ask how a reasonable officer should know that a problem has occurred. These facts thus do not rise to the level of unconstitutionally excessive force. Because Lyons has failed to show that Officer Foubert used excessive force in handcuffing her, his request for qualified immunity should have been granted.
C.
In light of Brosseau, we now also extend qualified immunity to Officer Foubert on Lyons’ excessive-force tackling claim. In doing so, we follow the two-step inquiry that Saucier required, see
1.
First, “[t]aken in the light most favorable to the party asserting the injury, do the facts alleged show the officer’s conduct violated a constitutional right?” Saucier,
Whether Officer Foubert applied unconstitutionally excessive force in tackling Lyons turns on what a reasonable officer would have done under similar circumstances. The question is whether the undisputed facts “demonstrate that a hypothetical reasonable officer” would have “known that his actions, under the circumstances, were objectively unreasonable,” Scott v. Clay County,
Three sets of undisputed facts support my conclusion that Lyons has failed to state a constitutional claim: (1) Foubert was responding to a distressed call for backup help from a fellow officer who was inside a suspect’s home and outside the view of the public; (2) based on the nature of the call, the location of the encounter and Lyons’ admission that Foubert made a running unknocked-and-unannounced en
Starting with the first point, the parties do not dispute the circumstances that prompted Foubert’s sudden arrival on the scene. It is undisputed that Keith was alone during this confrontation, that she was inside the suspect’s house and that she radioed Foubert for backup assistance when Lyons became agitated. When Fou-bert received the call, he detected a tone of distress in the voice of Keith, his partner of over two years, and he heard commotion in the background. Lyons does not contradict this version of events and indeed confirms that the two women were screaming at each other at about the time of the radio call.
Second, Lyons does not challenge Officer Foubert’s perception, or the reasonableness of his perception, that Officer Keith was in distress. After receiving the radio call, Foubert understandably feared for his partner’s safety. That Keith was inside the suspect’s residence — which contained an unknown number of persons and which was beyond public view — confirmed the perilousness of the situation. Nor does Lyons challenge the constitutionality of Foubert’s decision to enter the house without a warrant and without knocking and announcing his presence, a form of entry that the Fourth Amendment permits only in certain emergency situations. See Richards v. Wisconsin,
Third, when Foubert came running into the house, it is uncontradicted that he saw Keith and Lyons in close proximity to each other and that Lyons was considerably bigger than Keith. While Lyons denies that she was “wrestling” with Keith and denies punching her, she does not deny that at a minimum the two of them were in close proximity to each other and that considerable commotion and yelling surrounded the scene. See Lujan v. Nat’l Wildlife Fed’n,
Where by contrast tackling has risen to the level of excessive force, that was because (1) the claimants did not pose a tenable threat to the officers’ safety, see Meredith v. Erath,
2.
But even if that were not the case, even if Lyons in other words had established a cognizable constitutional claim, we hold that she cannot satisfy the second prong of the qualified-immunity inquiry. As Brosseau makes clear, “[qualified immunity shields an officer from suit when she makes a decision that, even if constitutionally deficient, reasonably mis
First, the constitutional violation, if any, was by no means an “obvious” one that the “general [excessive-force] tests set out in Garner and Graham ... can ‘clearly establish’ ... even without a body of relevant case law.” Id. at 599. Even accepting all of Lyons’ factual allegations as true, there is nothing “obvious” about what Officer Foubert should have done upon entering a house from which a fellow officer had just placed a distressed call for backup help and in which he could see immediately upon entering that the officer and resident were in close proximity to each other and in the middle of some form of confrontation. Indeed, neither at oral argument nor in any of the appellate briefs has Lyons or her counsel explained the obvious solution to the officer-safety problem faced by Officer Foubert. Compare Hope,
Second, no precedent “squarely governs the case here.” Brosseau,
III.
For these reasons, we reverse the district court’s denial of qualified immunity to Officers Keith and Foubert and remand the case for further proceedings consistent with this opinion.
Concurrence Opinion
with whom Judge GIBBONS joins, concurring.
All three judges on the panel can agree on one thing: The constitutionality of Officer Foubert’s use of force against Lyons is a difficult and fact-intensive question under our case law, but one that we nonetheless are obliged to reach at the outset under the two-step qualified-immunity inquiry announced in Saucier v. Katz,
In Saucier, the Court for the first time held that whether “the facts alleged show the officer’s conduct violated a constitutional right ... must be the initial inquiry” in a qualified immunity case. Id. at 201,
The requirement that lower courts review more difficult constitutional questions before turning to easier qualified-immunity questions, Saucier reasoned, is necessary to support the Constitution’s “elaboration from case to case” and to prevent constitutional stagnation. Id. “The law might be deprived of this explanation were a court simply to skip ahead to the question whether the law clearly established that the officer’s conduct was unlawful in the circumstances of the case.” Id.; see also id. at 207,
As the Court has acknowledged, see id,., requiring courts preemptively to resolve constitutional questions where non-constitutional grounds for disposition remain readily available cuts against the normal grain of constitutional adjudication. The customary rule is that a court “will not pass upon a constitutional question although properly presented by the record, if there is also present some other ground upon which the case may be disposed of.” Ashwander v. Tennessee Valley Auth.,
Saucier and Lewis convincingly explain why the constitutional-avoidance doctrine does not naturally apply in the qualified-immunity setting. The constitutional and non-constitutional questions in a qualified immunity case overlap, and it often may be difficult to decide whether a right is clearly established without deciding precisely what the existing constitutional right happens to be. And while injunction actions in civil cases and suppression motions and other pleadings in criminal cases provide avenues for the case-by-case development of the meaning of various constitutional guarantees, there is a risk that some constitutional guarantees would never become established (or would only slowly become established) if federal courts reflexively decided the second qualified immunity question before deciding the first one. All of this, however, just proves that the “better approach” in this area is to resolve the first inquiry before the second one, Lewis,
There are occasional settings, it seems to' me, in which a “rigid order of battle,” Brosseau,
There are many possibilities here. And it is difficult to believe that every one of them favors an unyielding order of decision. Nor is it clear that requiring lower courts to decide the constitutional issue in settings like these — where all can readily agree on the answer to the clearly established question' — will necessarily improve the courts’ ability to decide each constitutional question correctly. Just as the Court has been right to identify the risk that the constitutional question might infrequently, if ever, be decided, see Lewis,
Heightening these concerns is the fact that some constitutional rulings effectively will be insulated from review by the en banc court of appeals or the Supreme Court where the appellate panel identifies a constitutional violation but grants qualified immunity under the second inquiry. See Bunting,
An unbending requirement in this area produces another oddity: The same lower-court judges that are supposed to adhere
Finally, while the risk of stagnating constitutional doctrines is a legitimate one, it is not self-evident that the problem has impeded the growth of American constitutional law. The same risk exists in other areas of law — both judge-made (the harmless-error doctrine, the rule announced in Teague v. Lane,
The existence of these rules as well as the authority not to make a published federal case about every dispute suggests two things. One, the point is not to maximize the number of constitutional rulings but to optimize constitutional rulings, as traded off against essential administrative values, such as the accurate, efficient and timely resolution of cases in the federal courts. Two, even in the absence of rules mandating that they address the constitutional issue first, courts routinely do so on their own. See, e.g., Pope v. Illinois,
Much as the Saucier two-step inquiry is a reasoned departure from the general rule that a court “will not pass upon a constitutional question” unless essential to the disposition of a case, see Ashwander,
The alternative, as the four separate opinions from this three-judge panel illustrate, is to require courts to issue narrow, panel-riven, fact-bound constitutional rulings of limited precedential value, only to have them then announce that the government officials are entitled to qualified immunity because the precedents “taken to
Dissenting Opinion
dissenting.
I must respectfully dissent from the majority’s opinion. Having reconsidered my position on the excessive force claim in light of Brosseau v. Haugen, — U.S. -,
I. Officer Keith and the Claim of False Arrest
In focusing its analysis only upon whether Officer Keith had probable cause to arrest Lyons, the majority - ignores two critical aspects of this case: the situs of the arrest and the absence of a warrant. “The Fourth Amendment ‘has drawn a firm line at the entrance to the house,’ a threshold which police officers may not cross without a warrant.” Ingram v. City of Columbus,
To be arrested in the home involves not only the invasion attendant to all arrests but also an invasion of the sanctity of the home. This is simply too substantial an invasion to allow without a warrant, at least in the absence of exigent circumstances, even when it is accomplished under statutory authority and when probable cause is clearly present.
Id. at 588-89,
The Supreme Court recently reiterated the Payton rule in Kirk v. Louisiana,
The majority reasons that, as long as probable cause exists for any of the three offenses with which Lyons was charged— obstructing official business, assault, and resisting arrest — the arrest was lawful and the Court’s analysis is complete. The majority found there was probable cause to arrest Lyons for obstructing official business. Because the arrest occurred in the home, this reasoning, which omits any analysis of exigent circumstances, is incorrect. In addition, I disagree with the majority’s finding that Officer Keith had probable cause to arrest Lyons for obstructing official business.
A conviction for obstructing official business under either the Xenia Ordinance or the Ohio Code requires a showing of (1) the performance of an unprivileged act, (2) done with the purpose of preventing, obstructing, or delaying the performance by a public official of any authorized act within his or her official capacity, and (3) which hampers or impedes the public official in the performance of lawful duties. See Xenia, Ohio, Ordinance § 608.06; Ohio Rev. Code Ann. § 2921.31. Under Ohio law, an unprivileged act means an affirmative act which interrupts police business. See City of Hamilton v. Hamm,
The majority, finding that Lyons committed an unprivileged act, reasons:
The complete picture after all includes more than just Lyons’ refusal to provide information; it also includes profanity-laced yelling and finger-pointing at the officer, as well as the disruptive character of her speech — i.e. its volume, demeanor, etc .... Add to this Lyons’ simultaneous refusal either to let Keith take Aiesha down to the station or to answer Keith’s questions about Aiesha, and it becomes clear that Lyons’ uncooperative and hostile behavior would give a reasonable officer cause to believe that an arrest for obstructing official business was appropriate.
It is important to note that, under Lyons’s version of the events, she never affirmatively gave Officer Keith permission to enter her home. Rather, Officer Keith entered the home behind Aiesha, and Lyons was shocked to find her there. Even if this Court assumes that Lyons’s lack of objection to Officer Keith’s entry amounted to consent, the majority omits the fact that Lyons told Officer Keith to leave her home after Officer Keith refused to provide further background information and before Lyons went to take her blood pressure medication. Until that point, she had done nothing except refuse to provide information, which does not amount to an obstruction of justice under Ohio law. See State v. Collins,
Thus, Lyons revoked her consent before most of the events constituting an affirmative act occurred. Because Officer Keith had no warrant, she had no official right to remain in Lyons’s home after Lyons ordered her to leave. Cf. Painter v. Robertson,
Furthermore, the government made no showing of exigency. The phrase “exigent circumstances,” in conjunction with an arrest occurring in the home, “refers to a situation where the inevitable delay incident to obtaining a warrant must give way to an urgent need for immediate action.” Morgan,
Moreover, in Welsh,
None of the offenses with which Lyons was charged are sufficiently grave or violent to allow the police to ignore the warrant requirement. See City of Xenia, Ohio, General Offenses Code §§ 608.06, 608.08, & 636.02 (defining each of the charged offenses as misdemeanors). Because the arrest was not lawful, Lyons had the right to resist the arrest. See City of Xenia, Ohio, General Offenses Code § 608.08(b) (making “lawful arrest” an element of the crime of resisting arrest); see also State v. Campana,
A. Was There a Violation of a Constitutional Right?
As noted by the majority, the constitutionality of Officer Foubert’s action hinges upon the objective reasonableness of his conduct and depends upon the following factors: “the severity of the crime at issue, whether the suspect poses an immediate threat to the safety of the officers or others, and whether he is actively resisting arrest or attempting to evade arrest by flight.” Graham v. Connor,
In the instant case, the first Graham factor does not favor the majority’s position because the offenses with which Lyons was charged are not severe. Nor does the second Graham factor bolster his position when viewing the facts in the light most favorable to Lyons. Under her version of the events, the most that she was doing when Officer Foubert charged into the home was standing in close proximity to, and screaming at, Officer Keith. I do not believe, then, that the “tackling” move used by Officer Foubert was “absolutely necessary.” At best, the amount of force used by Officer Foubert was borderline under the ODNR Use of Force Continuum.
The majority makes much of the fact that Officer Keith was alone in Lyons’s home at the time Foubert entered and that Lyons confirmed that Foubert charged into the home “like a football player.” That Lyons confirmed Foubert’s manner of entry, however, does not make the entry reasonable. Nor does it necessarily confirm that Foubert reasonably feared for Officer Keith’s safety.
Moreover, the fact that Lyons’s physical injuries were not severe is not fatal to her case. In Ingram,
One of the cases upon which the majority relies in concluding that Officer Fou-bert’s action was objectively reasonable is Smith v. Ball State University,
Several minutes later, two campus police officers arrived on the scene. After turning off the ignition, they asked the plaintiff to exit the vehicle. The plaintiff did not respond. The officers then forcibly removed the plaintiff from the car. As they were removing him, a third officer arrived on the scene. Because the first two officers were forcibly removing the plaintiff from his car, the third officer believed the officers and the plaintiff were engaged in a struggle. He attempted to apply a “knee strike” to the plaintiffs leg but slipped, tackling his fellow officers and the plaintiff. The three officers then held the plaintiffs face to the ground and handcuffed him. When they finally raised the plaintiff to a seated position, one of the officers recognized him from a previous diabetic shock episode.
In determining that the use of force was not excessive, the Seventh Circuit considered the potential threat which a drunk driver poses to public safety. Id. at 770. The court concluded that the third officer had reason to believe his fellow officers and the plaintiff were engaged in a struggle. Id. at 771.
The majority also relies on, inter alia, McVay v. Sisters of Mercy Health System,
The decedent’s mother sued the hospital, the officer, and the city, claiming that the officer had tackled her son and that the tackling constituted excessive force. The defendants moved for summary judgment, arguing that qualified immunity shielded the officer’s actions. The district court granted the motion. The Eighth Circuit affirmed, concluding that the officer had not violated the decedent’s constitutional rights because, at the time of the incident, the decedent was disoriented and running toward glass doors, which might have shattered and caused severe injury. At the very'least, the court reasoned, the decedent was a danger to himself. Id. at 908-09.
In the instant case, Lyons was in her own home at the time of the arrest and was clearly not a danger to herself or to the public. Unlike the non-responsive plaintiff in Smith and the disoriented ar-restee in McVay, Lyons was able to give her own version of events, which contradicts that of Officer Foubert. Under Lyons’s version (which did not have her and Officer Keith rolling around on the floor when Officer Foubert entered the home), she was not a threat to either Officer Keith or Officer Foubert. In any
Finally, the conclusion that the amount of force used may have been excessive takes into account the unlawfulness of the arrest. I am certainly mindful that this Circuit has declined to address the issue of whether an unlawful arrest necessarily makes any use of force excessive. See, e.g., Young v. Barrett,
B. Was the Right Clearly Established?
Qualified immunity shields an officer from suit “when she makes a decision that, even if constitutionally deficient, reasonably misapprehends the law governing the circumstances she confronted.” Brosseau v. Haugen, — U.S. -, -,
reasonableness is judged against the backdrop of the law at the time of the conduct. If the law at that time did not clearly establish that the officer’s conduct would violate the Constitution, the officer should not be subject to liability or, indeed, even the burdens of litigation.
Id.
I do not read Brosseau to require that, for notice purposes, prior case law must be factually identical to the case sub judi-ce. “[Ojfficials can still be on notice that their conduct violates established law even in novel factual circumstances.” Hope v. Pelzer,
The events in question occurred in August 1998. At that time, it was clearly established that, before tackling a suspect to the ground, an officer should give the suspect an opportunity to voluntarily surrender. Cf. Barlow v. Ground,
Regardless of the status of the law in August 1998,1 believe that reasonable officers would know, even without specific guidance from the courts, that tackling a woman who is merely resisting an unlawful arrest in her own home, without giving her fair warning, is unconstitutional. Thus, I place this case under the “obvious” rubric established by the Supreme Court in Bros-seau and conclude that a body of relevant case law is not necessary.
Accordingly, I would affirm the district court’s denial of summary judgment to both officers.
Notes
. The Sixth Circuit has observed that, whether exigent circumstances exists is a question for the jury if there is room for difference of opinion. See Ingram v. City of Columbus,
. In City of Columbus v. Fraley,
. This case is distinguishable from City of North Ridgeville v. Reichbaum,
. Cf. Burch v. Naron,
Concurrence Opinion
concurring.
I agree with all of Judge Sutton’s main opinion except its conclusion in Part II.C.l. that there is no genuine issue of fact as to whether Officer Foubert’s conduct in tackling Lyons was a violation of her Fourth Amendment rights. In my view, the evidence presented by Lyons permits a jury finding that Foubert did not have a reasonable basis for believing that Officer Keith’s safety depended on his use of physical force against Lyons in the form of tackling. Thus, I do not believe that the issue of whether Foubert unconstitutionally used excessive force can be resolved in the summary judgment context. Nevertheless, because I agree that Foubert is entitled to qualified immunity on the tackling claim for the reasons stated in Judge Sutton’s opinion, I concur. I also concur in Judge Sutton’s separate concurring opinion.
