OPINION
In this personal injury action, Albert Cherqui appeals from a judgment entered in favor of the Westheimer Street Festival Corporation (the “Corporation”), the City of Houston (the “City”), and John Bryson (collectively “appellees”). Appellant asserts the trial court erred in granting a directed verdict: (1) to the Corporation, because a fact question exists regarding (a) whether off-duty police officers were acting to enforce public laws and (b) whether the Corporation could sufficiently control the officers’ actions; (2) to the City, because fact questions exist regarding (a) the placement of no-parking signs and (b) proximate cause; (3) to Bryson because there was insufficient evidence to establish he acted in good faith; (4) to all appellees because the trial court did not determine whether there was effective assistance of counsel. Appellant also contends the trial court erred in excluding evidence regarding the outcome of his criminal trial and in allowing Bryson to change his discovery responses one week before trial was to begin. We affirm.
I. Background
Officer Bryson and several other Houston Police Department (“HPD”) officers had been assigned by HPD’s Special Operations Division to work an extra job at the Westheimer Street Festival on October 11, 1998. They were instructed to issue parking citations and tow illegally parked cars from the surrounding neighborhoods, including the street where appellant resides. An officer was ticketing appellant’s car when appellant came out of his home and questioned the officer’s actions. The officer advised appellant he was illegally parked and the car would be towed if it was not moved. As appellant proceeded to move the vehicle into his driveway, he spun his wheels. Because of this action, the officer decided to issue a citation to appellant for violating a city ordinance and requested appellant’s identification. Bryson and another officer accompanied appellant into his home to retrieve appellant’s driver’s license. According to appellant, as the officers exited the house, appellant — admits tedly irritated — told Bryson to get out of his house and attempted to close his front door; however, Bryson was in the way. Appellant testified that Bryson pushed the door, forcing appellant backwards. Appellant fell and injured his
Appellant filed suit against the City under the Texas Tort Claims Act alleging negligent use of tangible property, that is, handcuffs and the temporary no-parking signs, and filed claims against the Corporation under the theory of respondeat superior. Appellant filed suit against Bryson for bodily injury. The case proceeded to trial and following the close of the evidence, appellees moved for a directed verdict on various grounds. The trial court granted the directed verdict, dismissed the case, and ordered that appellant take nothing. This appeal ensued.
II. Discussion
A. The “Not Guilty” VeRdict
For the sake of brevity, we address appellant’s latter issues first. Appellant argues the trial court erred in excluding the “not guilty” verdict rendered in his criminál trial resulting from the incident between he and Bryson. However, there is nothing in the record indicating that appellant ever attempted to offer the verdict into evidence or that the trial court made a ruling excluding it.
Texas Rule of Evidence 103 provides that error may not be predicated upon a ruling to exclude evidence unless a party’s substantial right has been affected and the substance of the evidence is either apparent or made known to the court. Tex.R. Evtd. 103. Moreover, to complain on appeal about a matter that would not otherwise appear in the record, a party must file a formal bill of exception. Tex. R.App. P. 33.2. Here, appellant does not cite to that portion of the record wherein he attempted to introduce evidence of the verdict, nor have we found any such record.
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The record also fails to contain any bill of exception. Accordingly, appellant has failed to preserve this issue on appeal and it is therefore overruled.
See
Tex. RApp. P. 33.1 (error not preserved if record fails to show complaint was brought to the attention of the trial court by timely request, objection, or motion and trial court ruled on the request);
see also
Tex. RApp. P. 38.1(h) (brief must contain appropriate citations to the record in support of argument);
Richards v. Comm’n for Lawyer Discipline,
B. Amendment of Discovery Responses
Likewise, there is nothing in the record regarding appellant’s argument that the trial court erred in allowing Bryson to amend his answers to admissions and interrogatories.
Under Rule 193.5 of the Texas Rules of Civil Procedure, if a party learns that his response to written discovery is incomplete or incorrect, he has the duty to supplement or amend his response “reasonably promptly” after he discovers the necessity for a corrected response. TexR.
In this case, appellant apparently raised this issue for the first time in his Motion for New Trial, which he filed pro se. There is nothing in the record however evidencing appellant’s claims regarding the issue. Bryson’s motion is not included in the record nor is there any indication that a hearing on the motion was held. Without any evidence in the record on this issue, appellant has presented nothing for our review.
See
Tex.R.App. P. 33.1; Tex. R.App. P. 38.1(h);
Vacek Group, Inc. v. Clark,
C. Directed Verdict Standard op Review
A directed verdict is proper if no evidence of probative force raises a fact issue on the material questions in the suit.
Prudential Ins. Co. of Am. v. Fin. Review Servs., Inc.,
1. Effective Assistance of Counsel
Appellant argues the trial court erred in granting the directed verdicts “as there was ineffective assistance of counsel.” However, it is well established that the doctrine of ineffective assistance of counsel does not extend to civil cases.
Stokes v. Puckett,
2. Directed VeRDIct in FavoR of the Corporation
Appellant filed suit against the Corporation based upon a theory of respondeat superior. The Corporation moved for a directed verdict on the grounds that it could not be vicariously liable for the officers’ actions because: (1) Bryson and the other officers were acting as on-duty officers during the incident with appellant and (2) the officers were independent contractors.
a. “On-Duty” Police Officers
Under the doctrine of respon-deat superior, an employer may be vicariously liable for the tortious acts of an employee.
St. Joseph Hosp. v. Wolff,
The evidence adduced at trial, examined in the light most favorable to appellant, established that on the day in question the officers had been assigned to enforce temporary no-parking signs by their supervising officer and were ticketing cars in the areas surrounding the festival. The officers wore their police uniforms and used equipment issued to them by the City. Significantly, appellant testified that he recognized these individuals as police officers.
Appellant’s vehicle was parked below a temporary no-parking sign. Appellant was told to move the vehicle and, after receiving a parking citation, appellant spun his tires, moving the car in a reckless manner.
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In doing so, appellant violated a city ordinance, and the officers witnessed the violation. Bryson and the other officers testified that it is their duty, whether
Further, the officers stated they did not meet with festival officials, were not contacted by them, and were unable to take orders from festival officials, as they were allowed only to take orders from their supervising officer. 4 John Florez, the presiding officer of the festival, testified that the Corporation neither contacted the officers nor gave them orders:
Q. Mr. Florez, how did you go about hiring the off-duty police officers? Explain that process.
A. There is a — the City has a department within HPD called special operations. I really do nothing except pay the officers. I mean everything is handled by them. They meet, they decide, they pick, they instruct and we simply pay the officers.
He stated farther that the Corporation did not provide equipment to the officers and did not have any control over their duties.
Considering all of the evidence, we find that the officers involved were acting as on-duty police officers, enforcing the general laws, at all times during their encounter with appellant. Although it is true that the evidence at trial established the officers were paid by the Corporation, imposing liability on an employer requires more.
See Wolff,
b. Enforcing Public Laws
Appellant argues the directed verdict was in error because a fact issue existed concerning whether Bryson was enforcing a public law. In making this argument, appellant apparently 5 reasons that because the no-parking signs were unauthorized by the city engineer, the officers were not enforcing a “public law.” However, under the facts of this case, we find this contention to be without merit.
Initially, we note appellant fails to offer any authority for the proposition that an “unauthorized” sign is unenforceable, and an officer’s subsequent enforcement actions are also “unauthorized.”
See
Tex. R.App. P. 38.1(h). Nevertheless, it is undisputed that the City did in fact post the temporary no-parking signs at issue. Appellant stipulated to this at trial and indeed, developed testimony that city workers placed the signs on appellant’s street in the “course and scope” of their employment with the City. We find this sufficient
Moreover, even assuming for the sake of argument that the no-parking signs were not “public laws” because they were not properly authorized, that fact is not material here because Bryson and the other officers also witnessed appellant violating another city ordinance when he spun his vehicle’s tires. Appellant does not contend that this latter ordinance was not a public law. 6
Finally, appellant argues that
Bridges v. Robinson,
Bridges
is inapposite to the issue addressed here, as the facts most salient regarding a directed verdict in favor of the Corporation differ significantly from those in
Bridges.
In that case, a Dillard’s customer became embroiled in a struggle with two on-duty salaried security officers who were also Harris County sheriffs deputies.
c. The Officers as Independent Contractors
In the trial court, the Corporation also argued it could not be held liable for the actions of the officers because they were independent contractors. Appellant argues that a fact issue existed concerning the Corporation’s ability to control the off-duty officers. Specifically, appellant argues that because Florez testified the Corporation could control the officers through the off-duty police supervisors, the jury could have inferred that by giving orders through the supervisors, the Corporation could have prevented the officers from injuring appellant. 8 Again, we find appellant’s contentions without merit.
An independent contractor is “one Vho, in the pursuit of an independent business, undertakes to do a specific piece of work for other persons, using his own means and methods, without submitting himself to their control in respect to all its details.’ ”
Duran v. Furr’s Supermarkets, Inc.,
In this case, there was ample evidence the Corporation did not have the right to control the officers and that the officers acted as independent contractors. The officers received their assignment from a supervising officer rather than the Corporation. Indeed, the Corporation did
As further evidence the officers were independent contractors and outside of the Corporation’s control, the officers were paid on an hourly basis, with cash, and were responsible for paying their own taxes on the money earned.
See Bennack Flying Serv., Inc. v. Balboa,
In sum, there was no evidence raising a fact issue on either of the grounds asserted and a directed verdict in favor of the Corporation was proper. We overrule appellant’s issues regarding the Corporation.
3. DiRected Verdict in Favor of the City
Appellant filed suit against the City under the Texas Torts Claim Act (hereinafter the “Act”) for the negligent use of handcuffs and its negligent placement of the no-parking signs. At trial, the City moved for a directed verdict on the ground that there was no evidence that placement of the signs was the proximate cause of appellant’s injury and there was no evidence
In Texas, a governmental unit such as the City is immune from tort liability absent a legislative waiver.
See Dallas County Mental Health & Mental Retardation v. Bossley,
Appellant argues that the conflict between himself and the officers was a “foreseeable result” of the negligent placement of the temporary no-parking signs. As support for his assertion, appellant cites to Bryson’s testimony stating that he had dealt with people irritated by receipt of a parking ticket. Following appellant’s reasoning of causation then, by placing the no-parking signs around the festival area the City caused the police to ticket vehicles, which caused appellant to become upset, thus causing him to confront the police officers, resulting in his injury.
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We find this sequence of events is too attenuated to conclude that placement of the signs caused appellant’s injury. There is no direct and immediate relationship between appellant’s injury and placement of the signs.
See Bossley,
4. Directed Verdict in Favor of Bryson
Finally, we address appellant’s issue regarding the directed verdict in favor of
Official immunity is an affirmative defense that protects governmental employees from personal liability.
Telthorster v. Tennell,
Regarding appellant’s assertion that Bryson failed to establish he was a governmental employee, given our previous conclusion that Bryson was acting as an on-duty officer during the incident in question, 16 we find appellant’s assertion on this point without merit and address only his argument concerning evidence of good faith. 17
Appellant argues there is insufficient evidence of good faith because Bryson presented only conclusory evidence that the officers believed he was acting in good faith and Bryson did not address the factors set forth in
City of Lancaster v. Chambers,
Considering that official immunity is an affirmative defense, Bryson had the burden to prove each element, including that he acted in good faith.
See Rivas v. City of Houston,
At trial, Bryson testified that during the incident he was performing “normal police officer duties” and was acting in accordance with his police training. He further testified that appellant was belligerent and “very upset.” Another officer described appellant as “very emotional” and loud. Sergeant Bailey, the supervising officer on the scene, described appellant as “highly ticked off” and acting “extremely” unreasonably. He and another officer also stated appellant was yelling and hollering. Also, each officer testified that when appellant moved his car into his driveway, he did so in a reckless manner. 19
Further, Bryson testified that when appellant entered his home to retrieve his license, Bryson accompanied him — along with another officer — for safety purposes, due in part to appellant’s belligerence. Sergeant Bailey acknowledged that this was an appropriate action and stated it was “standard procedure” for an officer to “stand near” a suspect while he was being detained. Importantly, both Bailey and another officer on the scene that day stated Bryson’s actions during the incident were lawful and that another reasonably prudent officer might have acted in the same manner had they been in Bryson’s position. Based on this evidence, Bryson established that he acted in good faith.
See Rivas,
III. Conclusion
In sum, we find the trial court did not err in granting a directed verdict in favor of appellees. Appellant’s issues are overruled and the judgment of the trial court is affirmed.
Notes
. There was no testimony establishing at what moment, during the course of the incident, appellant’s wrist injury occurred. Appellant’s doctor testified that, based on the histoiy provided by appellant, the injury occurred "while he was being arrested.” Appellant testified that after falling he awoke and realized he was hurt.
. Appellant attached a copy of the transcript of his criminal trial to his appellate brief. However, in our review, we cannot consider documents attached as appendices to briefs and must consider a case based upon the record filed.
Brown v. McGonagill,
. Appellant testified that his tires were spinning because the gas pedal had a "strong spring” and he was barefoot and unused to the gas pedal under those circumstances. Specifically, appellant stated, "[a]nd when the metal move I couldn't control anymore the gas, my wheels spin, you know. Scare me and I was surprised of that because I was not expecting that."
. Part of the permit process, required to conduct the festival, involves hiring off-duty police officers. Once the permit is filed, a festival representative is contacted by someone in the special operations department and arrangements are made regarding the number of officers required to work the festival.
. Although we cannot discern from appellant’s brief the specific argument advanced by appellant regarding this issue, we nevertheless attempt to address what we believe his argument to be.
. Appellant did not actually receive a citation for violating the ordinance because his confrontation with the officers immediately followed; appellant was instead arrested for assault. Although appellant mentions that Bryson was not the ticketing officer, he fails to state why this would be material given the facts of this case. Testimony established that Bryson and the other officers worked together, as a group, ticketing cars. They rode together and all were under the supervision of Sergeant Mark Bailey. Bryson testified that he accompanied appellant into his home to retrieve the license, along with the ticketing officer, for safety purposes and, according to appellant, that is when the injury occurred. There is nothing in the record to indicate that appellant’s arrest was not part of a continuous sequence of events, beginning with the parking citation and ending with his arrest. It is of no consequence that Bryson was not the ticketing officer.
. Appellant implies that because the no-parking signs were placed on his street due to the festival, the no-parking signs were somehow rules promulgated by the Corporation. We reject this implication. As discussed, there was direct testimony the no-parking signs were placed there by City employees in the
. In support of this assertion, appellant cites to
Coastal Marine Serv. of Tex., Inc. v. Lawrence,
. Appellant states in his brief that Florez testified the Corporation could "control'' the officers through off-duty police supervisors, however he fails to provide record citations for that testimony. Our independent search of the record does not reveal any testimony sufficient to establish the requisite level of control necessary for the imposition of liability on the Corporation.
See St. Joseph Hosp. v. Wolff,
. Although in listing his issues, appellant states that a fact issue existed "about whether [the Coiporation] could be held liable for the officers' action even if they were independent contractors” because of the Corporation's ability to control the officers, appellant did not argue that particular point of law in his brief. Regardless, having found that the Corporation did not have any control over the officers, it is unnecessary to address the issue of any liability for the officers’ actions as independent contractors.
. Appellant does not argue that a fact issue was raised regarding Bryson’s use of the handcuffs.
. For "use” of tangible personal property to occur, the property must be put or brought into service or action, or employed for or applied to a given purpose.
Kerrville State Hosp.
v.
Clark,
.In support of his assertions, appellant cites to
Bagg v. Univ. of Tex. Med. Branch,
. Appellant does not present any argument in his brief regarding an alleged assault.
. We note also that if a governmental employee is not liable based upon official immunity, the governmental employer is similarly not liable.
See DeWitt v. Harris County,
. In addition, all parties stipulated at trial that Bryson was a peace officer on the day in question, licensed by and through the State and commissioned by the City of Houston.
. Appellant does not argue that Bryson was not performing a discretionary act; however, an arrest is a discretionary act.
See Half Price Books,
. Appellant again cites to Bagg, asserting that this case is similar to "a sheriff obtaining an unauthorized fee.” Based upon the circumstances of this case, we fail to see the analogy. The applicable law is as set forth above.
. Appellant similarly described his state of mind as "pissed off” and also stated he had lost control of his gas pedal when pulling his car into the driveway. Although appellant's version of the facts differs somewhat from Bryson's, the differences are not material to the issue here.
