MEMORANDUM OPINION
Opinion by:
This is an appeal from a trial court’s order granting summary judgment in favor of appellees Kansas City Southern Railway Company and Jose Juarez (collectively “KC Southern”), enforcing a settlement agreement. In four issues on appeal, appellants Luz Chavez, Individually, as Representative of the Estates of Rudolph Chavez Sr., Deceased, and Rudolph Cha
Background
This case involves the enforcement of a settlement agreement, arising out of a wrongful death lawsuit, which was filed as a result of a vehicle-train collision at a railroad crossing. This court previously considered an appeal arising from these same proceedings, and the following facts, which are pertinent to this opinion, have been drawn from our previous opinion. See Chavez v. Kansas City S. Ry. Co., No. 04-11-00697-CV,
Chavez’s husband and son died when a motor vehicle and a train collided at a railroad crossing in Aguilares, Texas. Chavez’s husband, Rudolph Chavez Sr., was the driver of the vehicle, and her adult son, Rudolph Chavez Jr., was a passenger in the vehicle. The train was owned by Kansas City Southern Railway Company. Jose Juarez was the engineer driving the train at the time of the accident.
Chavez and other family members, hereinafter referred to as “the plaintiffs,” filed a wrongful death action against Kansas City Southern Railway Company and Juarez, hereinafter referred to as “the defendants.” Chavez filed the action in her individual capacity, as next friend of Rudolph Chavez Sr.’s minor son, Joel, and as the representative of the estates of Rudolph Chavez Sr. and Rudolph Chavez Jr. Rudolph Chavez Sr.’s mother and father and his two adult children, Darlene and Allen, were also plaintiffs in the action. All of the plaintiffs were represented by multiple attorneys affiliated with the same law firm, Rosenthal & Watson, P.C.
The case was tried to a jury. The jury returned a verdict in favor of the defendants, and the trial court signed a judgment in accordance with the verdict. The judgment was set aside, however, when the trial court granted the plaintiffs’ motion for new trial.
Thereafter, the plaintiffs’ counsel and the defendants’ counsel entered into negotiations and reached a settlement agreement. The settlement agreement was set out in emails as well as in an October 5, 2010, letter from the plaintiffs’ counsel to the defendants’ counsel. The trial court appointed a guardian ad litem for Joel, who was a minor, and set a hearing to approve the settlement agreement on behalf of the child. At the hearing, which occurred on April 7, 2011, Chavez appeared and stated:
At this time, I wish not to go forward. I would like you to grant me at least three months to find me another law firm. And I wish for them to be able to get all the documents that we need with the new lawyers that I’m—I want to get within the three months. I would like you to grant me that. I no longer want to continue with Ro-senthal & Watson. I do not feel comfortable with them at all.
In response to Chavez’s request, the trial court reset the hearing for May 31, 2011. Nothing was filed indicating that the attorney-client relationship between Chavez and Rosenthal & Watson had been dissolved.
On April 27, 2011, the defendants filed a motion to enforce the settlement agreement. The motion states that inSeptember and October 2010 the plaintiffs’ and the defendants’ counsel negotiated a settlement agreement, the essential terms of which were set forth in emails and an October 5, 2010, letter written by plaintiffs’ counsel to defendants’ counsel. The trial court set the motion to enforce the settlement for hearing on May 31, 2011. The defendants’ counsel served the motion to enforce the settlement agreement on plaintiffs’ counsel, who remained Chavez’s counsel of record.
The trial court held a hearing on May 31,2011. Chavez failed to appear at this hearing. Plaintiffs’ counsel and defendants’ counsel appeared at this hearing. Defendants’ counsel urged the trial court to enforce the settlement agreement. Plaintiffs’ counsel confirmed that they had entered into a written settlement agreement with the defendants in October 2010, and that they had done so with Chavez’s consent. At the conclusion of the hearing, the trial court stated it was granting the defendants’ motion to enforce the settlement agreement. Subsequently, however, and apparently in response to correspondence from Chavez, the trial court set the motion to enforce the settlement agreement for rehearing on June 23, 2011. The trial court clerk notified Chavez and all counsel of record of the June 23, 2011, hearing.
Chavez failed to appear at the June 23, 2011, hearing. Plaintiffs’ counsel and defendants’ counsel appeared at the hearing. At the hearing, the trial court stated,
[T]his hearing was set for the benefit of Ms. Chavez so that, you know, if she was going to hire a new firm or if she wanted to make any additional statements to the Court or present any additional arguments to the Court, this was her opportunity for that. And so, at this time, the Court is going to sign off on the order granting the motion to enforce settlement agreement, and it will be pronounced and rendered today, June 23, 2011.
At the conclusion of the hearing, the trial court signed the defendants’ motion to enforce the settlement agreement, and rendered a final judgment that the plaintiffs recover $531,000.00 from Kansas City Southern Railway Company.
Thereafter, Chavez filed a pro se motion for new trial, which was overruled by operation of law. Chavez then filed a pro se notice of appeal.
Id. at *l-*2. In that opinion, this court reversed the trial court’s judgment, holding the trial court erred in rendering judgment on the settlement agreement because the settlement agreement, set out in the October 5, 2010 letter from plaintiffs’ counsel to the defendants’ counsel, was not filed of record. Id. at *3. As a result, the requirements of Rule 11 were not satisfied.
After remand, KC Southern filed the settlement agreement and then sought to enforce it, filing a breach of contract counterclaim alleging Chavez breached the settlement agreement by refusing to release her claims against KC Southern. A copy of the October 5, 2010 letter was attached to the counterclaim as an exhibit. The letter was signed by one of Chavez’s trial attorneys, J. Christopher Dean, and it set out the terms of the settlement. KC
According to the Webb County Civil Case Docket sheet, which reflected the history of the case (including Chavez’s first appeal to this court) from March 2, 2007 to October 28, 2013, several attorneys, including Mark G. Rosenthal, Mark Alvarado, Lynn Watson, and J. Christopher Dean, appeared on behalf of Chavez. In his affidavit, Mr. Clements testified he had engaged in negotiations with Chavez’s attorney, and on October 5, 2010, Chavez’s lead trial attorney, Mr. Dean, sent him a letter accurately reflecting the terms of the settlement he had negotiated with Mr. Dean. Attached to Mr. Clements’s affidavit was a copy of the October 5, 2010 letter, copies of the transcripts from the April 7, 2011 and May 31, 2011 hearings on the motion to enforce the settlement and the June 23, 2011 hearing, and a file-stamped copy of KC Southern’s counterclaim, which included a copy of the file-stamped October 5, 2010 letter.
Chavez filed a response, contending summary judgment was inappropriate because: (1) KC Southern failed to prove entitlement to judgment as a matter of law; (2) her summary judgment evidence raises a fact issue as to whether Rosenthal & Watson, P.C. had authority to bind her to the settlement agreement; and (3) she produced summary judgment evidence raising a fact issue as to certain elements of a valid contract. Chavez also sought summary judgment, alleging she was entitled to judgment based on certain affirmative defenses, each element of which she claims she established as a matter of law. Attachments to Chavez’s summary judgment response included only the affidavits of Luz Chavez, Darlene Chavez, and Allen Chavez, each of whom testified they did not agree to settle the lawsuit against KC Southern.
In her affidavit, Luz Chavez testified about a number of events that occurred during 2010 and 2011, prior to her first appeal to this court. Luz testified that during the summer of 2010, she was pressured by Rosenthal & Watson, P.C. to accept the settlement agreement. She further states that at the April 7, 2011 hearing, she informed the trial court she had released the firm
With regard to the formation of the settlement agreement, Luz testified she told Mr. Rosenthal at a meeting in the summer of 2010 that she did not want to settle the case, but Mr. Rosenthal told her she had no choice because going to trial would be more expensive. According to
Unlike Luz’s affidavit, the affidavits of Darlene Chavez and Allen Chavez do not include the details of the harassment allegations. Rather, in each of their affidavits, Darlene Chavez and Allen Chavez simply testified they hired Rosenthal & Watson, P.C. to represent them, but they did not agree to settle the lawsuit or give the law firm consent to settle the lawsuit.
On February 6, 2014, after considering the motions, responses, and evidence, the trial court granted KC Southern’s motion for summary judgment and rendered a final judgment based on the terms of the parties’ settlement agreement. The trial court did not state the basis for its judgment. Six days later, the trial court rendered an amended judgment, correcting a mathematical error in the original judgment. Chavez filed a motion for new trial, but the motion was overruled by operation of law. This appeal followed.
Analysis
Chavez raises four issues on appeal. In her first two issues, she argues the trial court erred in granting KC Southern’s motion for summary judgment because KC Southern did not establish the existence of a valid settlement agreement as a matter of law and fact issues exist regarding the settlement agreement’s enforceability. Chavez also contends the trial court erred in granting summary judgment for KC Southern because the appointed guardian ad litem’s failure to provide “record testimony” recommending the settlement agreement on behalf of the minor child precludes enforcement of the settlement agreement. Finally, Chavez claims summary judgment in favor of KC Southern was improper because she established the elements of her affirmative defenses as a matter of law.
Standard of Review
The standard of review in a traditional summary judgment case is well established. We review a trial court’s grant or denial of a traditional motion for summary judgment de novo. Valence Operating Co. v. Dorsett,
A nonmovant has no burden to respond to a motion for summary judgment unless the movant establishes its right to judgment as a matter of law. M.D. Anderson Hosp. & Tumor Inst. v. Willrich,
When reviewing a traditional summary judgment, we must take all evidence favorable to the nonmovant as true and indulge all reasonable inferences in the nonmovant’s favor as well as resolve all doubts in favor of the nonmovant. Valence,
With regard to summary judgment and affirmative defenses, a moving plaintiff is not under any obligation to negate a defendant’s affirmative defenses. Woodside v. Woodside,
Application
As stated above, in her first two issues on appeal, Chavez challenges the trial court’s summary judgment in favor of KC Southern, contending KC Southern did not establish the existence of a valid settlement agreement as a matter of law, and fact issues exist regarding the settlement agreement’s enforceability. Specifically, she contends the settlement agreement is not enforceable because: (1) she was not a party to the agreement because her attorneys had no authority to bind her; (2) certain elements of a valid contract—in particular, consent, a meeting of the minds and certain essential terms—do not exist; and (3) the settlement was not properly approved by the guardian ad litem for the minor child.
Authority to Bind Chavez
Because KC Southern is a plaintiff moving for summary judgment, it must prove it is entitled to summary judgment as a matter of law. MMP, Ltd.,
Here, the summary judgment evidence contains a copy of the filed October 5, 2010 letter, establishing the existence of a settlement agreement that complies with Rule 11. The letter (1) was in writing; (2) was signed by Chavez’s trial counsel, J. Christopher Dean; (3) set out the relevant terms of the settlement; and (4) was filed of record. See Tex. R, Civ. P. 11; Padilla,
It is a well-established principal of contract law that a person must be a party to the agreement in order to be bound by that agreement. Suarez v. Jordan,
With regard to Mr. Dean’s authority to act on behalf of Chavez, KC Southern presented summary judgment evidence establishing Mr. Dean was hired to represent Chavez as a litigation attorney, and therefore had the authority to bind her to the agreement. The summary judgment evidence produced by KC Southern, i.e., the Webb County Civil Case Docket sheet, establishes Mr. Dean announced “present” for Chavez each time the case was called for trial in 2009 and 2010. Other attorneys, including Mark G. Rosenthal, Mark Alvarado, and Lynn Watson of Rosenthal & Watson, P.C., also announced present for Chavez on those same days. However, this does not exclude Mr. Dean as Chavez’s legal representative during the litigation, nor does it diminish his presumed authority as her attorney to enter into the settlement
In addition to producing evidence establishing Mr. Dean’s actual authority as a matter of law, KC Southern also produced evidence regarding the guardian ad litem’s approval of the settlement agreement on behalf of the minor plaintiff. KC Southern attached a copy of order appointing Adriana Maddox as the guardian ad litem for the minor as well as copies of the May 31, 2011 and June 23, 2011 hearings, at which recommendations to the court to approve the settlement on behalf of the minor plaintiff were made. See Tex. R. Civ. P. 173.4(c) (stating that guardian ad litem has duty to determine and advise court whether settlement is in minor’s best interest). At the May 31, 2011 hearing, Ms. Maddox’s husband and law partner, Edward Maddox, appeared and was orally appointed as co-ad litem in the case. Following his appointment, he recommended the trial court accept the settlement offer. Moreover, at the June 23, 2011 hearing, Mrs. Maddox appeared, confirming Mr. Maddox’s approval of the settlement agreement. Based on the foregoing, we hold KC Southern presented evidence establishing as a matter of law that a settlement agreement, to which Chavez was a party, was executed in compliance with Rule 11, establishing KC Southern’s right to enforce the settlement agreement as a matter of law.
Because KC Southern proved it is entitled to judgment as a matter of law, the burden shifted to Chavez to present some evidence raising a fact issue as to the unenforceability of the agreement. See Tex. R. Civ. P. 166a(c); Romo,
In support, Chavez points to her own affidavit, wherein she testifies she hired Rosenthal & Watson, P.C. to represent her, and neither she nor the other plaintiffs agreed to settle the ease. Luz specifically states that as early as the summer of 2010, she told Rosenthal & Watson, P.C. she did not agree to settle the case, a fact to which she also swore at an April 7, 2011 hearing on the motion to enforce the settlement agreement. Although this is some evidence Chavez told Rosenthal & Watson, P.C. and its attorneys they had no authority to settle on her behalf, Chavez did not
In her brief, Chavez argues “attorney Dean was working as an agent for Rosen-thal & Watson, P.C. as evidenced by the ‘cc’ notation [to Lynn Watson] at the bottom of the [settlement agreement],” and therefore, he too lacked authority to act on her behalf. According to Chavez, by revoking Rosenthal & Watson, P.C.’s authority, Mr. Dean’s authority was likewise revoked because Rosenthal & Watson, P.C. was his “principal.” The settlement letter contains a “ce” notation to Lynn Watson; however, we hold this alone is not evidence of an agency relationship between Rosen-thal & Watson, P.C. and Mr. Dean. Chavez presents no authority to support her claim that a “cc” notation to Lynn Watson creates an agency relationship. Furthermore, she produced no summary judgment evidence to establish an agency relationship between Mr. Dean and Rosenthal & Watson, P.C. In her reply brief, Chavez points to motions filed in 2011, where Mr. Dean’s name is listed under the Rosenthal & Watson, P.C. signature block; however, these motions are not part of Chavez’s summary judgment evidence.
Moreover, even assuming Mr. Dean was acting under an agency relationship with a firm other than his own, no evidence exists showing KC Southern had notice of any limitations on Mr. Dean’s authority or power to settle the dispute. See Whitmire,
Essential Elements of Contract
In addition to challenging Mr. Dean’s authority to bind her to the settlement agreement, Chavez also asserts her summary judgment evidence shows an absence of consent, a lack of the meeting of the minds, and a lack of essential terms, thereby precluding the existence of an enforceable agreement. We agree that to meet the requirements of a valid contract, the document must evidence the parties’ intent to be bound to it, i.e., consent to be bound. See City of Houston v. Williams,
As to her lack of consent allegation, it is disposed of by our analysis set forth above regarding Mr. Dean’s authority to bind Chavez. Because the summary judgment evidence established Mr. Dean had actual authority to act on behalf of Chavez and to bind her to the agreement with his signature and Chavez failed to produce summary judgment evidence as to an absence of authority, Chavez presumably consented to be' bound. As stated in Whitmire, “[a]n attorney retained for litigation is presumed to possess actual authority to enter into a settlement agreement on behalf of a client.”
As for a “meeting of the minds,” the settlement agreement establishes this element of a contract as a matter of law. The letter opens by stating, “This letter will serve to confirm that the parties have reached an agreement with regard to resolution of the [case]” In addition, Merritt Clements, KC Southern’s attorney, testified he engaged in settlement negotiations with Mr. Dean, who sent him the October 5, 2010 letter, which “accurately reflected the terms of the settlement we had negotiated.” Other than her attempt to dispute Mr. Dean’s authority to enter into the settlement agreement, Chavez did not produce any summary judgment evidence suggesting there was no meeting of the minds between Mr. Dean and KC Southern’s counsel.
. Finally, Chavez contends there was no enforceable agreement “because the alleged contract does not include agreement on essential terms.” We agree that if a contract is not clear and certain as to all the essential terms, it fails for indefi: niteness. See Lamajak, Inc. v. Frazin,
In response, Chavez did not produce any summary judgment evidence to establish the agreement omitted essential terms. Nowhere in her summary judgment response or her evidence did Chavez assert the settlement agreement lacked essential terms. Thus, she has failed to preserve this issue for appeal. See Tex. R. Civ. P. 166a(c) (“Issue not expressly presented to the trial court by written motion, answer or other response shall not be considered on appeal as grounds for reversal.”); Pinnacle Anesthesia Consultants, P.A. v. Fisher,
Guardian Ad Litem
Chavez next contends the trial court erred in granting summary judgment in favor of KC Southern because the guardian ad litem who recommended acceptance of the settlement was not appointed by the trial court by a written order, and therefore, the settlement agreement was not enforceable as to the minor plaintiff. See Tex R. Civ. P. 173.4(c). In an attempt to raise a fact issue, Chavez points out the trial court appointed attorney Adriana Maddox as the minor child’s guardian ad litem on November 15, 2010. However, at the May 31, 2011 hearing on the motion to enforce to the settlement agreement, the guardian ad litem’s husband and law partner, Edward Maddox, instead appeared and recommended the trial court accept the settlement offered to the minor. According to Chavez, Mr. Maddox’s recommendation had no legal effect because the trial court never rendered a written order appointing him as the minor’s guardian ad litem, and a guardian ad litem’s recommendation to approve a settlement agreement is essential to a court’s judgment. Chavez further contends— seemingly contrary to her contention that summary judgment was improper because there was no settlement recommendation by the guardian ad litem—that even if Mr. Maddox was properly appointed, a guardian ad litem was not necessary because there was no evidence that a conflict existed between her interest and that of her minor son. See Tex. R. Civ. P. 173.2(a), 173.4(b) (requiring determination of adverse interest and appointment of ad litem if adversity found). We hold Chavez did not preserve this issue for our review.
Because KC Southern established its entitlement to summary judgment—producing evidence that both Mr. Maddox and Mrs. Maddox approved the settlement as to the minor child at the May 31, 2011 and June 21, 2011 hearings mentioned earlier—Chavez was required to present any issues attempting to defeat KC Southern’s entitlement to summary judgment in a response to the. trial court. See Tex. R. Civ. P. 166a(c); Pinnacle Anesthesia,
Affirmative Defenses
Finally, Chavez argues the trial court erred in granting summary judgment in favor of KC Southern because she established as a matter of law all of the elements of at least one of her affirmative defenses. In her answer, Chavez alleged numerous “affirmative defenses.” She referenced that pleading in her summary judgment response. On appeal,- however, Chavez presents argument relative to only two of the so-called “affirmative defenses.” Accordingly, we need only address her argument with regard to those two defenses.
Chavez first contends the trial court erred in granting summary judgment in favor of KC Southern because she established as a matter of law all the elements of the affirmative defense of duress. See Tex. R. Civ. P. 94 (setting out specific affirmative defenses that must be pled, including duress). Chavez claims Rosen-thal & Watson, P.C. coerced her into entering the settlement agreement by repeatedly calling her to obtain her consent to sign the agreement on her behalf, sending a private investigator to her home with settlement documents, and ultimately, “bullying her” into submission. In support of these contentions, Chavez relies on her own affidavit wherein she testified Mr. Ro-senthal pressured her and her family to settle the case in the summer of 2010 by yelling at her and sending a man to her house with settlement papers.
Duress is an affirmative defense to the enforcement of a contract. Tex. R. Civ. P. 94. However, it is a well-established principle that to invalidate an agreement based on duress, the duress must come from the opposing party to the agreement. Lee v. Lee,
In this case, Chavez specifically contends the duress emanated from Mr. Ro-senthal, who she identifies as one of the lawyers from Rosenthal & Watson, P.C., a law firm she hired, among others, to represent her and her family. Thus, even if Chavez established she was coerced into entering the settlement agreement, that coercion emanated from her own attorneys, not from attorneys representing KC Southern. Chavez produced no evidence to show coercion or duress by KC Southern or its attorneys. Accordingly, Chavez failed to establish the affirmative defense of duress as a matter of law. See Tesoro,
Chavez also contends the trial court erred in granting summary judgment in favor of KC Southern because her attorneys, Rosenthal & Watson, P.C., negligently misrepresented to the trial court that there was a valid settlement agreement when the firm allegedly knew Chavez had not agreed to the settlement. Rather than asserting a valid affirmative defense, Chavez appears to be alleging a claim of negligent misrepresentation against the attorneys involved in this case—a cause of action she never pled. Negligent misrepresentation, in the context of a claim against an attorney, is a tort in which liability is based on breach of an independent duty that a professional owes to a party as a result of the professional’s man
Conclusion
Based on the foregoing, we hold the trial court did not err in granting summary judgment in favor of KC Southern because the evidence shows the existence of a valid, enforceable settlement agreement as a matter of law, and Chavez failed to produce any evidence raising a genuine issue of material fact in this regard. She also failed to establish as a matter of law any valid affirmative defense. Accordingly, we affirm the trial court’s judgment.
Notes
. "Rule 11 states that ‘no agreement between attorneys or parties touching any suit pending will be enforced unless it be in writing, signed and filed with the papers as part of the record, or unless it be made in open court and entered of record.’" Chavez,
. The affidavit does not indicate exactly when she released Rosenthal & Watson, P.C. However, it is clear by her statements that she had released them by the April 7, 2011 hearing.
. The summary judgment evidence shows a Notice of Appearance was filed the day before Mr. Dean began announcing "present” on behalf of Chavez. However, the docket sheet does not indicate who filed the notice.
