Chartiers Valley Joint Schools, Appellant, v. Allegheny County Board of School Directors. Upper Merion Township School District, Petitioner, v. Boehm.
No. 24 March Term, 1965
Supreme Court of Pennsylvania
June 30, 1965
418 Pa. 520 | 211 A.2d 487
Before BELL, C. J., MUSMANNO, JONES, COHEN, EAGEN, O‘BRIEN and ROBERTS, JJ.
Order affirmed.
Bernard G. Segal, with him Thomas B. Rutter, Ralph S. Snyder, William A. Schnader, and Schnader, Harrison, Segal & Lewis, for intervenor-appellants, in No. 24, and for plaintiffs, in No. 226.
John B. Nicklas, Jr., with him Alan Miles Ruben, Deputy Attorney General, and McCrady & Nicklas, for appellees, in No. 24.
Walter E. Alessandroni, Attorney General, with him Byron H. LeCates, Assistant Attorney General, John P. McCord, Edward Friedman and Alan Miles Ruben, Deputy Attorneys General, for Commonwealth, amicus curiae, in No. 24, and for defendants in No. 226.
OPINION BY MR. JUSTICE ROBERTS, June 30, 1965:
These two cases contest the validity of the School Reorganization Act of 19631 when tested against the provisions of the Constitution of Pennsylvania.
In the first case, four school districts2 and two Pennsylvania taxpayers3 filed a complaint in equity on May 5, 1964 in the Court of Common Pleas of Dauphin County, sitting as the Commonwealth Court, naming as
After the court below refused to grant the preliminary injunction, defendants filed preliminary objections. Before argument was heard on the objections, however, plaintiffs filed in this Court a petition for a special writ of certiorari which requested that their case be consolidated with Chartiers Valley Joint Schools v. Alleg. County Bd. of School Directors, a similar case already docketed on appeal in this Court.5 We granted this petition.6
In the Chartiers Valley case, several plaintiffs filed a complaint on June 1, 1964 in the Court of Common Pleas of Allegheny County against the Allegheny County Board of School Directors and others. The complaint challenged the constitutionality of the School Reorganization Act of 1963 and sought a decree de
We turn first to consideration of the appeal in the Upper Merion Township case.
I
As we have noted, before the case was brought here, defendants in the Upper Merion Township case filed preliminary objections which were not disposed of by the court below because we granted special certiorari. These objections, which must now be passed upon before reaching plaintiffs’ constitutional attack on the Act, are four in number: (1) plaintiffs lack standing because of their failure to allege any present damage or injury and because the statute has not been brought into operation so as to impinge upon plaintiffs’ rights; (2) plaintiffs have failed to exhaust their statutory remedies; (3) plaintiffs have failed to join as defendants the State Board of Education and the Montgomery and Luzerne County Boards of School Directors, who defendants assert are necessary and indispensable parties; and (4) plaintiffs are guilty of laches.
If none of these objections apply to any one of the plaintiffs then the merits of the case must be reached. We conclude that none of the objections prevent the taxpayer plaintiffs from raising the constitutional issue. Both the first and second objections are clearly inapplicable to the taxpayers’ suit. With regard to defendants’ first objection, the taxpayers have alleged the requisite financial injury to support their stand
It is not necessary to decide whether any of defendants’ preliminary objections would be meritorious when applied to the school district plaintiffs. Since the various preliminary objections raised by defendants must fail, at least in so far as taxpayer plaintiffs are concerned, we are compelled to turn to the constitutional issues raised by the pleadings.10
II
When, as here, the constitutionality of so important a statute as the School Reorganization Act of 1963 is challenged, it is not unexpected that the attack is premised upon a number of constitutional provisions. Plaintiffs’ principal contention is that the Act embodies an unlawful delegation of legislative power, thereby violating Article II, §1 of the Constitution of Pennsylvania which provides: “The Legislative power of the Commonwealth shall be vested in a General Assembly which shall consist of a Senate and a House of Representatives.”
Before reaching the merits of plaintiffs’ contentions on this ground, however, further elaboration is called for with regard to the operation of the Act and the effectuation of its purposes through the exercise of administrative responsibility.
Section 29111 provides: “The State Board of Education, within ninety (90) days of the effective date of this amending Act, shall adopt standards for ap
Section 29212 of the Act directs that after the State Board has drawn up its standards for reorganization, each county board of school directors shall prepare a plan of administrative units for the county, conforming to the standards for approval of administrative units adopted by the State Board under Section 291.
When the Department of Public Instruction determines that a plan submitted to it conforms to the standards adopted by the State Board, Section 29313 directs the Department to place the plan on the agenda of the Council of Basic Education. The Council is then directed to review the plan and “approve such plans as it deems wise in the best interests of the educational system of the Commonwealth.” This standard of review, the plaintiffs assert, is unconstitutional in that it is far too flexible and, as a result, is no standard at all.
In summary, then, plaintiffs’ attack on this Act with respect to the nondelegation rule centers upon
The rule against nondelegation of legislative power is premised in this case on
It is generally agreed that the nondelegation principle does not require that all details of administration be precisely or separately enumerated in the statute. “While the legislature cannot delegate power to make a law, it may, where necessary, confer authority and discretion in connection with the execution of the law; it may establish primary standards and impose upon others the duty to carry out the declared legislative policy in accordance with the general provisions of the act.” Belovsky v. Redevelopment Authority, 357 Pa. 329, 342, 54 A. 2d 277, 284 (1947); accord, Pennsylvania Water & Power Resources Bd. v. Green Spring Co., 394 Pa. 1, 5, 145 A. 2d 178, 180 (1958); Archbishop O‘Hara‘s Appeal, 389 Pa. 35, 47, 131 A. 2d 587, 593 (1957); Locke‘s Appeal, 72 Pa. 491, 498 (1873). However, legislation must contain adequate standards which will guide and restrain the exercise of the delegated administrative functions. Archbishop O‘Hara‘s Appeal, 389 Pa. 35, 47-48, 131 A. 2d 587, 593 (1957); Pennsylvania Water & Power Resources Bd. v. Green Spring Co., 394 Pa. 1, 5, 145 A. 2d 178, 180 (1958); Holgate Bros. Co. v. Bashore, 331 Pa. 255, 200 Atl. 672, 675 (1938).
“In determining a statute‘s validity we must look to its purpose, its nature and its reasonable effect; we are not limited to the mere letter of the law but must look beyond the letter to determine its true purpose and effect.” Pennsylvania Water & Power Resources Bd. v. Green Spring Co., 394 Pa. 1, 6, 145 A. 2d 178, 181 (1958).
In light of these fundamental principles, we entertain no doubt that the School Reorganization Act of 1963 propounds sufficient standards to guide and limit the exercise of powers statutorily conferred. The legislative purpose emerges with clarity and definiteness to establish the required constitutional guidelines and standards by which the administrators who are charged with the effectuation of the Act must conduct themselves and against which the propriety and legality of their decisions can be weighed and tested.
The obvious concern of the Legislature and the purpose of the Act is summarized in Section 290 of the 1963 Act14 which states explicitly the broad purposes of fulfilling the Legislature‘s constitutional responsibility to provide for a “thorough and efficient system of public schools“.15 Toward that end, Section 290 states that the Act is designed “to provide a flexible framework and effective and orderly means whereby the administrative units of the Commonwealth‘s public
Significantly, after stating these purposes and policies, the Legislature explicitly provided in Section 290 that “it is further declared to be the purpose and intention of the General Assembly that the above [Section 290 titled “Purposes“] may be used in construing and arriving at legislative intent with respect to the provisions of this subdivision [on reorganization].”16
More specifically, in Section 293, which, inter alia, provides that the Council of Basic Education is to approve such organization plans “as it deems wise“, the Act is most specific in revealing its purpose and the results which the Legislature sought to accomplish. The Section sets up two bases for approval by the Council of Basic Education, one primarily within the discretion and judgment of the Council and the other essentially mandatory if specified conditions exist. Both these bases reflect the primary legislative objective of reorganization in the direction of fewer and larger units. The “mandatory” approval requirement is only applicable under conditions explicitly barring any reduction in the size of individual administrative units or any increase in the total number of units.
To achieve the Legislature‘s announced objectives, the Act establishes a detailed procedure which utilizes local school officials and other experts in the field of education at various local, district, and county levels in the review and final approval of reorganization plans as well as in the initial formulation of those plans.17 That procedure makes it clear that the legislative objective embodied in the Act is the prompt and expeditious reorganization of the Commonwealth‘s public school system in order to accomplish fewer and larger administrative units.18
“The genuine progress of Pennsylvania education depends on efficient school district reorganization. Every educator of authority who testified before the Committee said this. . . .
“Here is the first and most important general fact about school district organization: the larger the school system, the more comprehensive the program. Educational Research Monograph Number 3, The Chance to Learn, closely examined the relation of curriculum offerings to school size. It demonstrates conclusively that as the size of the high school diminishes, so does the wealth of course offering. . . . Course after course—Latin, French, vocational trades and industry, fine arts, economics, Spanish and mathematics—was being offered by fewer, far fewer small high schools than large high schools.
“Why? The answer is cost. As indicated earlier, the overall cost of education per pupil is fairly uniform among districts of varying sizes. However the cost per pupil-course is not. . . . There is . . . an almost 100% increase in costs per pupil-course from the largest to the smallest systems. . . .
“A typical system of a thousand or so pupils can offer 36 courses at a cost of $10 per pupil-course, a total annual cost of about $360 per pupil. A typical system with 4,500 pupils can offer almost 50 courses with the same per pupil expenditure. . . .
“The overwhelming case for larger school districts is that they offer a richer program of education more efficiently. They offer more education for the dollar. They simply offer more education.
“There can be no doubt that most of our school districts and even our joint school systems are too small to offer an adequate educational program. . . .
“The lesson is plain. There can be no true reorganization of school districts unless it is mandated by the state. The choice is simple. Either we mandate reorganization or we do not reorganize.”
In their argument, plaintiffs place great emphasis upon the fact that the State Board is directed to “adopt standards” for approval of administrative units. Plaintiffs contend, therefore, that this is tantamount to a renunciation by the Legislature of its duty to put standards in the Act. This argument, however, merely manifests an artful play on the word “standard“. What is clearly contemplated with standards required for a legislative delegation of duties is that the Legislature establish the norms and basic policy lines which the administrators must follow. This the Legislature did in the 1963 Act. On the other hand, when the Legislature authorizes the State Board to prepare the “standards” upon which organization plans will be approved, what is called for is simply the implementation of the legislative policy by means of an elaboration in more specific detail of the criteria set forth in the Act. We find nothing objectionable in such a delegation in this case in light of the standards and factors provided by the Legislature.
Plaintiffs’ objections to the general terminology dealing with approval of plans by the Council of Basic Education also lack merit. The Council is authorized to approve organization plans “as it deems wise in the best interests of the educational system of the Commonwealth“. This phrase takes on added meaning and substance when considered, as it must be, in its statutory context. Reference to the policy determinations which permeate the Act clearly limit and define the area of Council discretion in determining what is “wise in the best interest of the Commonwealth.”
Our conclusion that the Act sets up sufficiently definite guidelines for the administrators to follow is reinforced when the present Act is compared with other
In Belovsky v. Redevelopment Authority, 357 Pa. 329, 54 A. 2d 277 (1947), the issue was whether the statutory standards under the Urban Redevelopment Law were sufficient. Under that statute administrators were to draft area development plans which designated an area as blighted and which contained recommendations for the redevelopment of that area. As this Court noted,19 the term “blighted” was to be interpreted by the administrative unit in light of the Legislature‘s declaration that: “‘there exist in urban communities in this Commonwealth areas which have become blighted because of the unsafe, unsanitary, inadequate or overcrowded condition of the dwellings therein, or because of inadequate planning of the area, or excessive land coverage by the buildings thereon, or the lack of proper light and air and open space, or because of the defective design and arrangement of the buildings thereon, or faulty street or lot layout, or economically or socially undesirable land uses.‘” See 357 Pa. at 333, 54 A. 2d at 279. We rejected the constitutional attack, holding that: “the act contains as definite a description of what constitutes a blighted area as it is reasonably possible to express; in regard to such factors as the selection and the size of the areas to be redeveloped, the costs involved, and the exact form which the redevelopment in any particular case is to take, it was obviously impossible for the legislature to make detailed provisions or blueprints in advance for each operation.” 357 Pa. at 342, 54 A. 2d at 283. The School Reorganization Act contains guiding criteria at least as definite as those in Belovsky.
Com. of Pennsylvania Water & Power Resources Bd. v. Green Spring Co., 394 Pa. 1, 145 A. 2d 178 (1958),
The contention of unlawful delegation was again raised in Weaverland Independent School District Case, 378 Pa. 449, 106 A. 2d 812 (1954). There the issue was presented in respect to the power given to the Superintendent of Public Instruction by the School Code of 1949 to approve or disapprove a petition for the establishment of an independent school district of the fourth class. In sustaining the constitutionality
Further discussion on this issue seems unprofitable. The Legislature, after announcing its objectives, purposes and criteria, could not have been expected to further detail the guidelines and restrictions imposed on the exercise of the administrative discretion. Here, as in Belovsky, “The planning necessary to accomplish the purposes of the act must necessarily vary from place to place within the same city or county and from city to city and county to county. All that the legislature could do, therefore, was to prescribe general rules and reasonably definite standards, leaving to the local authorities the preparation of the plans and specifications best adapted to accomplish in each instance the desired result, a function which obviously can be performed only by administrative bodies.” 357 Pa. at 342, 54 A. 2d at 283-84.
We hold, therefore, that the Act contains sufficiently definite guidelines which its administrators are well qualified to understand and apply. Plaintiffs’ argument under
III
Plaintiffs also assert that the Act is an unconstitutional “special law” within the meaning of
We assume for purposes of argument that plaintiffs are correct in contending that the 1963 Act involves a classification. In Bargain City U.S.A., Inc. v. Dilworth, 407 Pa. 129, 133, 179 A. 2d 439, 442 (1962), this Court said that “a classification in and of itself is not prohibited by Article III, §7, as we have many
The purpose of
The Legislature has determined that its reorganization program can be best implemented by consideration of a variety of factors, including size. We have no basis for concluding that the norm set by the Legislature—4,000 pupils per unit—is arbitrary. ”
Nor is the use of the year 1961-1962 as a base year to measure pupil population arbitrary. At the time of the enactment of the Act, statistics for 1961-1962 had been compiled and were recent enough to reflect current conditions. Moreover, the Legislature made it absolutely clear that pupil population during 1961-1962 is not a fixed determinant of school district size and that various other factors, which we have already discussed, must also be considered. In this regard, it is especially significant that the Act requires consideration of “potential population changes.”23
IV
Plaintiffs make the further contention that the Act violates
In support of their contention, plaintiffs cite Section 202 of the Public School Code of 194924 which divides school districts into five classes on the basis of population. They argue that Section 293 of the 1963 Act,25 which prohibits the approval of a unit containing a pupil population of fewer than 4,000 (unless certain other considerations require approval), divides third class districts into two subclasses, one consisting of districts having a pupil population of fewer than 4,000, and the other more than 4,000.26 Thus, the plaintiffs argue, this subdivision creates six classes of school districts, one more than permitted by
Even if we assume that the 1963 Act involves a classification, our holding in Haverford Twp. v. Siegle, 346 Pa. 1, 28 A. 2d 786 (1942), disposes of plaintiffs’ contentions. In that case the constitutionality of a
Section 34 of Article III provides a sure method for the Legislature to follow in order to avoid the pitfalls created by the special legislative provisions of §7 of Article III. Under its terms, legislation must be deemed general if school districts are divided by population into not more than five classes. However, as the Haverford Twp. case makes quite clear, §34 is permissive and does not purport to provide an exclusive formula for enacting legislation with respect to school districts. Surely, different legislative and administrative treatment may be accorded different districts by virtue of factors other than those contained in §34. Of course, if such legislation constitutes a classification, then its constitutional propriety under
In fact, in the 1963 Act the Legislature did not devise additional classifications on the basis of general population. The Act does devise categories based on pupil population and other reasonable criteria, as we have noted in Part III, supra. But as plaintiffs admit—indeed, urge—in their argument in Part III, supra, classification based on pupil population is not classification by population within the constitutional sense of §34 of Article III.
Our conclusion is that the Act is not invalidated by
V
We turn to consideration of the Chartiers Valley case in which the court below dismissed the complaint on the basis of various preliminary objections. The only constitutional question raised in that case which we have not already considered is whether the Act of 1963 impairs the obligation of contract in violation of the Constitutions of Pennsylvania and the United States.28 Appellants contend that a jointure agreement between several school districts in 1955 made with state approval pursuant to the provisions of the School Code of 194929 is impaired by the formation of a new school administrative unit under the Act of 1963. We find this contention totally devoid of merit.
In view of the nature of the Act under which the jointure agreement was made and authorized, we have no doubt that the School Reorganization Act of 1963 does not violate the constitutional prohibition against impairing the obligation of contracts.
We conclude, therefore, that the court below was correct in holding that the constitutional issues raised were without merit. Furthermore, our examination of the record persuades us that the court below was correct in holding that this action attacking the plan of reorganization as formulated by the Allegheny County School Board is premature since it is based upon speculation as to what action may in the future be taken by the Council of Basic Education and the State Board of Education, and that that complaint does not allege any immediate or present loss, damage or injury to any of the plaintiffs.
VI
After considering all arguments in these two cases, we conclude that plaintiffs have failed in their attempts to prove the School Reorganization Act unconstitutional. Especially is this so in light of the often reaffirmed rule that “‘an Act of Assembly will not be declared unconstitutional unless it clearly, palpably and plainly violates the Constitution.‘” (Italics in original.) Milk Control Comm‘n v. Battista, 413 Pa. 652, 659, 198 A. 2d 840, 843 (1964). “Moreover, the burden rests heavily upon the party seeking to upset legislative action on constitutional grounds; all doubt is to be resolved in favor of sustaining the legislation.” Ibid.
The decree of the Court of Common Pleas of Allegheny County in No. 24 March Term, 1965, Chartiers Valley Joint Schools v. Alleg. County Bd. of School Directors, is affirmed. The complaint filed by plaintiffs in No. 226 Miscellaneous Docket (Middle District), Upper Merion Twp. School District v. Boehm, is dismissed. Parties to bear own costs.
CONCURRING OPINION BY MR. CHIEF JUSTICE BELL:
I concur in the result solely because I consider this case unique. Legislators and draftsmen of Legislative Acts should realize that the Constitution of Pennsylvania vests all power to pass laws in the General Assembly (
Our prior decisions have gone the limit, indeed, I believe a number have gone beyond the limit, of recog
As the majority Opinion recognizes, the Legislature may establish primary standards and impose upon others the duty to carry out the declared legislative policy in accordance with the general provisions of the Act and with the legislatively created standards. Legislation must contain adequate standards which will guide and restrain the exercise of the delegated administrative functions.
I hope this warning will be sufficient to awaken legislative draftsmen to the necessity of complying with the Constitution instead of relying solely on the worthiness of legislative objectives.
CONCURRING OPINION BY MR. JUSTICE COHEN:
I concur in the opinion of the majority but am compelled to comment upon what I consider the unwarranted appearance of the school districts in this case. In my opinion, they have no standing to attack the constitutionality of the School Reorganization Act of 1963.
“The Constitution of 1874 . . . directed the legislature to maintain ‘a thorough and efficient system of public schools’ . . . . The school system, or the school districts . . . are but agencies of the state legislature to administer this constitutional duty . . . . They possess only the administrative powers that are expressly granted by the central government or inferred by necessary implication . . . .” Wilson v. Philadelphia School District, 328 Pa. 225, 231-232, 195 Atl. 90 (1937).
“Within [the] school system, a school district is an agency of the State, created by law for the purpose of promoting education, deriving all of its powers from the statute, and discharging only such duties as are imposed upon it by statute.” Slippery Rock Area Joint School System v. Franklin Township School District, 389 Pa. 435, 442, 133 A. 2d 848 (1957).
Moreover, the school district is not an elector or a taxpayer or an entity that can claim an injury arising from unlawful delegation or discriminatory classification or impairment of contracts. It has no constitutional rights which the Legislature can impair. In Hughesville Borough School District v. Wolf Township School District, 40 Pa. Superior Ct. 311 (1909), a school district without a high school attacked the constitutionality of the Act of March 16, 1905, P. L. 40, which required it to pay the tuition of a resident student who attended high school in a neighboring district. According to the court at p. 315: “The argument seems to be that ‘the money raised by taxation for school purposes is the property of the school district, that the possession and disposition of the school funds belong to the board of directors‘, and that, therefore, no obligation rests upon them for the payment of any money, unless it arises under a special contract made by the board itself.” The court‘s correct answer to the argument was at p. 315: “A school board is exclusively the creature of law. It has such rights, and such only, as are conferred upon it by its creator. True it is for some purposes a legal entity but becomes such solely by the operation of law, and so cannot assume, as such entity, the rights, privileges and immunities which be
