MEMORANDUM OPINION
Denying the Defendants’ Motion for Summary Judgment; Granting in Part and Denying in Part the Plaintiff’s Cross-Motion for Summary Judgment
I. INTRODUCTION
This matter comes before the court on the parties’ cross-motions for summary judgment. The plaintiff brings suit against the Office of the Armed Forces Medical Examiner (“OAFME”), the Armed Forces Institute of Pathology (“AFIP”) and the Department of Defense (“DOD”) alleging violations of the Freedom of Information Act (“FOIA”), 5 U.S.C. § 552. For the reasons discussed below, the court denies the defendants’ motion for summary judgment and grants in part and denies in part the plaintiffs cross-motion for summary judgment.
II. BACKGROUND
A. Factual History
The plaintiff is a retired veteran, editor of the journal Defense Watch and vice-chairman of the non-profit organization, Soldiers for the Truth. Compl. ¶ 7. He is investigating the effectiveness of the body armor that the U.S. military issues to its service members. Id. ¶ 5. Having learned of reports and data suggesting that the body armor may not provide sufficient protection for American troops in combat, the plaintiff began gathering empirical information in an attempt to verify these reports. Id. ¶¶ 4-5. On October 28, 2008, the plaintiff filed a FOIA request with the AFIP and the OAFME seeking documents related to whether any service member’s deaths may have resulted from bullet wounds in torso areas, which are usually covered by body armor. Id. ¶ 27; PL’s Cross-Mot. for Summ. J. & Opp’n to Defs.’ Mot. for Summ. J. (“PL’s Cross-Mot.”) at 1. Specifically, the plaintiff sought the following information for the period between January 1, 2006 and December 31, 2007:
1. Any documents characterizing whether the personal body armor worn by soldiers in Iraq and/or Afghanistan performed according to specification in stopping bullets and/or shrapnel.
5. Any documents characterizing and/or analyzing fatal wounds from bullets and/or shrapnel that were inflicted on soldiers wearing personal body armor in Iraq and/or Afghanistan.
6. Any documents illustrating, summarizing and/or characterizing the point of entry of any bullets and/or shrapnel that caused fatal wounds in soldierswearing personal body armor in Iraq and/or Afghanistan.
8. Any reports characterizing and/or analyzing the relationship between personal body armor and lethal torso injuries sustained by soldiers in Iraq and/or Afghanistan.
9. Any documents concluding that a soldier in Irag [sic] and/or Afghanistan died because that soldier’s personal body armor failed to stop a ballistic device, such as a bullet or shrapnel.
Compl., Ex. A. As of January 30, 2009, the AFIP had neither produced any documents nor provided any estimate of when it might respond. Id. ¶ 30.
B. Procedural History
The plaintiff filed a complaint in this court on February 3, 2009. See generally id. In April 2009, counsel for both parties held discussions to clarify the scope of the plaintiffs FOIA request. Decl. of Capt. Craig T. Mallak (“Mallak Decl.”) ¶¶ 18, 19. Following those discussions, Captain Craig T. Mallak of the Armed Forces Medical Examiner Systems (“AFMES”), a subordinate organization within the AFIP and OAFME, convened a meeting to determine whether the AFIP or the AFMES possessed any documents responsive to the plaintiffs inquiry. Id. ¶¶ 1, 20. Captain Mallak identified two AFMES sources containing documents that fell within the scope of the plaintiffs request. Id. ¶ 22.
The first source consisted of the AF-MES’s autopsy files for fallen service members. Id. ¶23. The AFMES ran a database query for the autopsy files of service members who died from bullet wounds during the period between January 1, 2006 and December 31, 2007 while likely wearing body armor. Id. The query excluded the files of service members who suffered bullet wounds in the head or neck. Id. This search returned 103 autopsy files containing information such as preliminary and final autopsy reports, autopsy photographs, body diagrams, CT scans, medical records and death certificates. Id. Although the AFMES determined that these 103 autopsy files contained information responsive to the plaintiffs FOIA request, the AFMES nonetheless declined to release this information, id. ¶¶ 23, 26, invoking the FOIA statutory disclosure exemptions concerning internal agency materials, privileged intra-agency information and personal privacy, id. ¶ 27 (citing 5 U.S.C. §§ 552(b)(2), (5)-(6)).
The second source that the AFMES searched was the Armed Forces Medical Examiner Tracking System (“AFMETS”) database, an inventory and cataloguing system used to record information about the personal effects of fallen service members who arrive at the AFMES for processing.
Id.
¶ 24. When a service member’s personal effects include body armor, AFMES personnel record the type and condition of the body armor.
Id.
The AF-MES identified eighteen body armor description sheets containing information relevant to the plaintiffs FOIA request. Supplemental Decl. of Capt. Craig T. Mallak (“Supplemental Mallak Decl.”) ¶¶ 3^4. Specifically, the eighteen responsive AFMETS records contained “written descriptions of wounds and wound patterns and notations of possible links between injuries sustained while wearing personal protective equipment and resulting wound patterns.”
Id.
¶ 5. Further, some or all of the eighteen responsive records indicated that the body armor under examination was not perfectly intact upon inventory.
Id.
¶ 7. After identifying these responsive documents, the AFMES decided to withhold them under the FOIA’s internal agency
In August 2009, the defendants informed the plaintiff that although they had located responsive documents, they intended to withhold all of those documents under the statutory FOIA exemptions enumerated at 5 U.S.C. §§ 552(b)(2), (5) and (6). Pl.’s Cross-Mot. at 7. On October 23, 2009, the defendants filed their motion for summary judgment, arguing that the statutory FOIA exemptions should apply with respect to the responsive documents pertaining to the plaintiffs October 2008 FOIA request. Defs.’ Mot. at 3-5,13.
In an attempt to reach a compromise and resolve this dispute, the plaintiff submitted a second, more narrow FOIA request on November 9, 2009. PL’s Cross-Mot., Ex. 12. The plaintiff drafted his narrowed request to include the particular documents that the defendants had previously found to be responsive to his initial FOIA request, all of which the defendants withheld under the statutory exemptions. Id. Furthermore, the plaintiff agreed in his narrowed request to seek redacted forms of the responsive documents that exclude the service members’ personal information and other sensitive data to accommodate the defendants’ exemption concerns. Id. at 9 & n. 7; id., Ex. 12. The plaintiffs narrowed request covered the following items:
(a) AFMETS body armor descriptions sheets, related to body armor worn by a soldier killed in Iraq or Afghanistan between January 1, 2006 and December 31, 2007, which indicate that the body armor was not intact upon receipt for inventory, and
(b) autopsy reports and associated documents:
(1) indicating that a soldier killed in Iraq or Afghanistan between January 1, 2006 and December 31, 2007 suffered a fatal gunshot wound in an area likely covered by the front or rear ceramic insert plates of that soldier’s body armor, and/or
(2) commenting, discussing or indicating that the body armor worn by a soldier killed in Iraq or Afghanistan between January 1, 2006 and December 31, 2007 did not prevent a fatal wound, or was penetrated by a bullet.
PL’s Cross-Mot. at 9 (footnotes omitted). 1
The plaintiff filed his opposition to the defendants’ motion for summary judgment and his cross-motion for summary judgment on December 23, 2009.
See generally id.
Significantly, the plaintiffs cross-motion offered counterarguments to the defendants’ claims of statutory FOIA exemptions, but only with respect to the documents sought under the plaintiffs narrowed request.
Id.
at 13. In other words, while the defendants argue for the applicability of the statutory exemptions in the context of the plaintiffs
initial
FOIA request, Defs.’ Mot. at 13-37, the plaintiff addresses only those exemption arguments
On January 15, 2010, the defendants filed their reply in support of their motion for summary judgment. Reply in Supp. of Defs.’ Mot. (“Defs.’ Reply”) at 9. In this reply, the defendants state that the AF-MES once again reviewed the documents that were responsive to the plaintiffs initial October 2008 FOIA request, but determined that none of those records were responsive to the plaintiffs narrowed request. Defs.’ Reply, Ex. 1 (“2d Mallak Decl.”) ¶ 4. The plaintiff submitted a reply on January 22, 2010 in which he protested the defendants’ apparent reversal on the question of whether they possess any responsive documents. PL’s Reply to Defs.’ Opp’n to PL’s Cross-Mot. (“PL’s Reply”) at 1, 8. With both motions fully briefed, the court turns now to the parties’ arguments and the applicable legal standards.
III. ANALYSIS
A. Legal Standard for Summary Judgment in FOIA Cases
Summary judgment is appropriate when “the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to a judgment as a matter of law.” Fed.R.CivP. 56(c);
Celotex Corp. v. Catrett,
FOIA affords the public access to virtually any federal government record that FOIA itself does not specifically exempt from disclosure. 5 U.S.C. § 552;
Vaughn v. Rosen,
B. Legal Standard for Evaluating the Adequacy of an Agency Search
Federal courts have the authority to evaluate the reasonableness of an agency’s interpretation of a FOIA request.
See Harrison v. Fed. Bureau of Prisons,
To prevail on summary judgment, “the agency must demonstrate beyond material doubt that its search was reasonably calculated to uncover all relevant documents.”
Nation Magazine, Wash. Bureau v. U.S. Customs Serv.,
Instead, to demonstrate reasonableness, the agency must set forth sufficient information in affidavits for the court to determine, based on the facts of the ease, that the search was reasonable.
Nation Magazine,
C. The Court Denies the Defendants’ Motion for Summary Judgment and Grants in Part and Denies in Part the Plaintiffs Cross-Motion for Summary Judgment
1. The Plaintiff Has Not Conceded that the Defendants’ Search Was Adequate
The defendants’ claim that they performed an adequate search for documents responsive to the plaintiffs initial FOIA request, Defs.’ Mot. at 10-13, while the plaintiff contests the defendants’ use of statutory FOIA exemptions to justify their decision to withhold the responsive documents, Pl.’s Cross-Mot. at 13. The plaintiff does not, however, specifically discuss the adequacy of the defendants’ search. See generally PL’s Cross-Mot. The defendants state in their reply that the plaintiffs failure to address this issue means that the plaintiff has effectively conceded the point. Defs.’ Reply at 2.
2. The Defendants’ Search for Records Responsive to the Plaintiffs Narrowed FOIA Request Was Unreasonable and Inadequate
The core of the parties’ dispute in this case concerns whether the documents that the defendants identified as responsive to the plaintiffs initial FOIA request are also responsive to his narrowed request. The defendants claim that although they located documents responsive to the plaintiffs initial request, they possess no documents responsive to the plaintiffs narrowed request. Defs.’ Reply at 3. They point to the plaintiffs purpose in seeking the documents to explain their determination that the eighteen AFMETS body armor records that it identified as being responsive to his initial request are not responsive to his current, narrowed requested Mallak Decl. ¶ 5. Similarly, the defendants maintain that the 103 previously-identified AF-MES autopsy files do not contain any “statements” pertaining to the plaintiffs narrowed request. Id. ¶¶ 6-7. The plaintiff protests that he tailored his narrowed request to obtain redacted versions of the same documents that the defendants had identified as responsive to his initial request. PL’s Reply at 3.
The FOIA establishes that agency determinations regarding document responsiveness are part of the search process. 5 U.S.C. § 552(a)(3)(D). This court therefore reviews disputes regarding the responsiveness of a document under its authority to evaluate the reasonableness and adequacy of the agency’s search.
See Valencia-Lucena,
a. The Defendants’ Determination that the Eighteen AFMETS Body Armor Records Are Not Responsive is Unreasonable
The defendants initially identified eighteen AFMETS body armor records as re
Here, the defendants are using their interpretation of the plaintiffs purpose to limit their search for documents.2d Mallak Decl. ¶ 5; Defs.’ Reply at 6-7. This Circuit has held that any limitations an agency places on a FOIA search must be consistent with the agency’s obligation to conduct a reasonably thorough investigation.
See McGehee v. Cent. Intelligence Agency,
Here, the defendants interpret the plaintiffs purpose and use it as a filter during their search to reduce the number of responsive documents, thereby limiting the results. The defendants state that the eighteen AFMETS body armor records that were responsive to the plaintiffs initial request are not responsive to his narrowed request in light of the plaintiffs purpose.2d Mallak Decl. ¶ 5. As in
McGehee
and
Public Citizen,
the defendants here are reducing the number of documents that they deem responsive to the plaintiffs search, based on a criterion that the plaintiff did not articulate.
See McGehee,
Because the defendants’ reliance on the plaintiffs purpose during their search unreasonably limited the number of responsive documents, and because any doubts about the adequacy of a FOIA search are resolved in favor of the request- or, the court holds that the defendants’ search was unreasonable with respect to the plaintiffs narrowed request for the eighteen AFMETS body armor records.
See Valencia-Lucena,
b. The Defendants’ Determination that the 103 AFMES Autopsy Reports Are Not Responsive Is Unreasonable
The court must also determine whether the defendants’ search was reasonable as it pertains to the 103 AFMES autopsy reports that the plaintiff seeks through his narrowed request. The defendants state that their document search in connection with the plaintiffs initial request returned 103 autopsy reports. Mallak Decl. ¶ 23. The defendants initially cited statutory FOIA exemptions to justify their decision not to produce these records in response to the plaintiffs initial request.
Id.
¶¶ 26-27. To protect the service members’ families, the plaintiffs narrowed request sought redacted versions of these 103 autopsy files, excised of all information that could be used to identify the service member or the service member’s unit number. Pl.’s Cross-Mot. at 9-10. In his narrowed request, the plaintiff asked for redacted autopsy reports “commenting [on], discussing or indicating” fatal bullet wounds in a service member’s torso area and/or body armor failures. Pl.’s Cross-Mot. at 9. Upon receiving the plaintiffs narrowed request, the defendants again reviewed the 103 autopsy files and now
As explained above, this Circuit held in
McGehee
that “any limitations” an agency places on a FOIA search must be reasonable.
McGehee,
The plaintiffs narrowed request seeks documents containing comments, discussions or indications of fatal torso bullet wounds and/or body armor failures. PL’s Cross-Mot. at 9. Nothing in the plaintiffs narrowed request suggests any intent to restrict the scope of his request only to documents containing explicit “statements” about these topics.
See generally id.
As in
McGehee
and
Public Citizen,
the defendants are placing a unilateral limitation on the plaintiffs narrowed request by focusing them search only on documents containing responsive statements.
See McGehee,
The defendants argue that they can only search for responsive “statements” because drawing “scientifically valid conclusions” as to responsiveness based on speculative analysis of the contents of the 103 AFMES autopsy reports is impossible. 2d Mallak Decl. ¶ 8. The defendants thus claim that a broader interpretation of the
This court has the authority to evaluate the reasonableness of the defendants’ interpretation in responding to the plaintiffs narrow request.
See Harrison,
D. The Court Orders the Parties to Submit Supplemental Briefs on the Issue of Statutory FOIA Exemptions
The parties’ previous filings discussing the applicability of certain FOIA exemptions presented arguments relating to two different FOIA requests.
See
Defs.’ Mot. at 13-37; Pl.’s Cross-Mot. at 13-30. The defendants’ motion for summary judgment articulates their exemption arguments concerning the documents deemed responsive to the plaintiffs
initial
FOIA request. Defs.’ Mot. at 7,13. In contrast, the plaintiffs cross-motion for summary judgment argues that the cited FOIA exemptions do not apply to the redacted versions of the documents that he seeks under his
narrowed
request. Pl.’s Cross-Mot. at 13. The defendants decline to present new exemption arguments relating to the plaintiffs narrowed request because they claim that they possess no responsive documents. Defs.’ Reply at 9. The parties complicate the matter further by each claiming that the other side has conceded the issue of FOIA exemptions by not directly addressing their respective arguments.
Id.
at 5; Pl.’s Cross-Mot. at 2. To reiterate the law of this Circuit, the district court has discretion to deem an issue conceded,
see Bender,
IV. CONCLUSION
For the foregoing reasons, the court grants in part the plaintiffs motion for summary judgment on the issue of document responsiveness and search adequacy, denies in part the plaintiffs motion for summary judgment on all remaining issues, denies the defendants’ motion for summary judgment and orders the parties to file a joint status report on or before September 14, 2010 on the issue of applying the statutory FOIA exemptions to the documents sought pursuant to the plain
Notes
. The quoted text first appears in the plaintiff's opposition, and both parties refer to this language in their subsequent filings. See PL's Cross-Mot. at 9; Reply in Supp. of Defs.’ Mot. ("Defs.' Reply”) at 6; Pl.’s Reply to Defs.’ Opp'n to PL's Cross-Mot. ("PL's Reply”) at 3. The language of the narrowed request in the plaintiff’s November 9, 2009 letter, however, differs: "Mr. Charles specifically seeks production of: [] Body Armor description sheets from the AFMETS database corresponding to the 103 autopsies identified by Capt. Mallak. (Mallak Deck ¶¶ 23-24)[.][] Redacted Firearm Wound Charts associated with the 103 autopsies identified by Capt. Mallak. (Mallak Decl. ¶ 23)[.]" Pl.'s Cross-Mot., Ex. 12. The differences between the language of the plaintiff's narrowed request as presented in the parties' filings and the language in the November 9, 2009 letter are of style, not substance, and have no bearing •on the court's analysis.
. According to the defendants, “the purpose of [the plaintiff’s narrowed] FOIA request is to substantiate several anecdotal reports he has received regarding military service members who died from bullets that perforated the ceramic inserts used in the Interceptor Body Armor system.” 2d Mallak Deck ¶ 3.
.
See Bibles v. Or. Natural Desert Ass’n,
