*1 standpoint, are not tax plight their from a claims or as extracontractual
recoverable equitable relief” un- appropriate
as “other 502(a)(3)(B)(i) any other section
der § already said as court has
ERISA. Our in Davis (and the same effect
much
Varhola), circuits which have and all other interpret- question have so
considered this allegation in I find no Because
ed ERISA. complaint that SNB amended
the Warrens’ specific in- specific duty or
was under a complete the transfer of the
struction 31, 1984, I can see no
funds December my extensive efforts of breth- for the
basis of action for the
ren to create a cause equitable principles general
Warrens on language of ERISA.
apart from the the district the decision of
I would affirm accordingly DISSENT.
court. I SILAGY, Petitioner-Appellee,
Charles
Cross-Appellant, Warden, PETERS, III, Pontiac
Howard Center, Respondent-Ap
Correctional Cross-Appellee.
pellant, 89-2129, and 89-3117.
Nos. 89-2212 Appeals,
United States Court of Circuit.
Seventh
Argued 1990. Jan. 2,May 1990.
Decided July Amended 1990.
As Rehearing on Denial of
As Amended Rehearing En Banc
July *3 enough I have room ... so
decided didn’t
bit,
door for a little
fought
I
with the
outside,
it
got
open
I
... because
from the inside.
open
will not
Had
this time
down
all
crank
window
Gabrielsen,
Mys-
G.
Timothy M.
Patricia
got
hold of her throat. And
I still
Defender,
za,
Appellate
of the State
Office
And so I throwed her out
chokin’ her.
Ill.,
Silagy.
for Charles
Springfield,
truck,
got
I
ground and
outta the
Gen.,
Dona-
Atty.
Jack
Hartigan,
F.
Neil
a-stompin’
jum-
her and
I
and started
Ill.,
Gen., Chicago,
telli,
Atty.
Asst.
head,
down,
up
and on her
pin’
Peters, III.
Howard
road, and she
I
her across the
drug
then
*4
breathin’,
my
I
out
so
took
was still
Block,
Mascherin,
Ran-
L.
Jenner &
Terri
pulled
it and
her
pocket
opened
and
knife
Isaacson,
Stone,
P.
Office
N.
Robert
dolph
away, and
her
and blouse
stabbed
coat
County,
Defender
Cook
of the Public
six times in the
approximately five or
Bradford,
P.
Ill.,
James
Chicago,
David J.
I left
side and then
chest on the left-hand
Niles, Ill.,
Of-
Bailinson,
for amicus curiae
there,
got
lay
and went
and
into
her
back
County
Defender
Public
fice
the Cook
my truck
left.
and
Justice Center.
and MaeArthur
occurred,
went
Petitioner
After that had
Strawn,
Anderson,
&
R.
Winston
Kimball
he
apartment
which
shared
back to
National
Ill.,
amicus curiae
Chicago,
and Miss Budde-Waters
with Miss Block
Defender Ass’n.
Legal Aid and
Shortly
and face.
there-
wash
hands
Ill.,
Chicago,
for amicus
Buckley,
P.
John
after,
arrived back
Miss Budde-Waters
Attorneys
Jus-
for Criminal
Illinois
curiae
refused to leave. As
apartment
and
tice.
he:
stated that
response, Petitioner
TV,
and
COFFEY,
and
toward the
...
over
EASTERBROOK
throwed her
Before
down, and her
I,
her
head
KANNE,
Judges.
...
throwed
Circuit
table,
over,
I
and went
and
hit the coffee
KANNE,
Judge.
Circuit
couple
o’ times
head.
kicked her
drawer,
go to a
morning
proceeded
of Feb-
early
And then I
During the
hours
Block,
Cheryl
big knives and butcher
1980,
body of
to where ...
ruary 14,
kept....
Petitioner,
Silagy,
And
utensils were
Charles
knives and
girlfriend
that I knew
dis-
a knife
would
picked
were
me out
Anne Budde-Waters
and that of
bend,
and
I
back over
in Vermil-
and went
separate locations
not
in two
covered
left
and
side
had been
her blouse
County,
Illinois. Each
snatched
lion
back,
her four
as a result
it
and stabbed
yanked
and had died
repeatedly
stabbed
continuously in the chest.
by those
hemorrhaging caused
times
of massive
stab wounds.
led to
These confessions
police sever-
these mur
made
conviction for
prosecution
a confession
and
and
later, Silagy
stated that
found
days
al
The
Illinois
which
same
ders.
as
in an
subsequently
him
guilty
Miss Block had been
sentenced
him
night club to
local
they
driving
provisions
from a
of the Illinois
under the
were
death
38,
he be-
statute,
eh.
Silagy recounted that
Ill.Ann.Stat.
another bar.
penalty
death
1979).
the course
¶
gan
1(d)(Smith
choke Miss Block
Hurd
9—
argument. He continued:
Petitioner’s con
of this
Court of Illinois affirmed
101
People Silagy,
and
killed viction
sentence.
and
My
spin-around,
done a
truck
415,
792,
147,
461 N.E.2d
Ill.Dec.
cho-
Ill.2d
itself,
started
77
I shut it off and
227,
873, 105
denied,
more,
her
cert.
kept chokin’
kin’ her some
Silagy subsequently
(1984).
south,
and so L.Ed.2d
up
car come
and a
post-conviction relief
petition for
out,
filed a
like we was makin’
I acted
by the trial court.
was dismissed
clear,
cho- which
and I commenced
car was all
by the Illinois
affirmed
hand,
I This dismissal was
then
my left
kin’ her with
People
Silagy,
Although
expressly
hold-
stated
its
Supreme Court
677,
830,
fur-
ing,
appears
the district court
357,
507 N.E.2d
Ill.2d
107 Ill.Dec.
pretrial
concluded that
this lack of
denied,
98 ther
cert.
108 S.Ct.
implicates
Thereafter,
notice also
the sixth amendment
(1987).
he filed a
right
assistance of counsel.”
“effective
rehearing in the United States
petition for
Finally, while not a basis for the district
denied.
petition
This
Supreme Court.
decision,
argues
court’s
Illinois, Silagy v.
Illinois
is unconstitutional
in that
statute
(1987).
In November
98 L.Ed.2d
impact
provisions
to raise a
of its
petition for writ of
Silagy filed a
im-
presumption in favor of the
rebuttable
States District
corpus in the United
habeas
in violation of
position of
death
District of Illinois.
for the Central
amendment.
he raised various issues
petition,
In this
his conviction and
propriety
of bоth
must
address various issues
We
also
denied Peti
The district court
sentence.
prayer
Silagy
support
raises in
of his
conviction,
challenges to his
but
tioner’s
that this court reverse his conviction. We
issued a writ
to vacate
and the
discuss both the factual bases
will
Illi
on its conclusion
based
they arise in
substance of those issues as
penalty statute was violative
nois death
the course of our review.
*5
sixth, eighth
fourteenth amend
and
Silagy
ex rel.
v.
A. FACIAL ATTACK ON ILLINOIS
States
United
ments.
Peters,
(C.D.Ill.1989).
STATUTE
F.Supp. 1246
713
appeal from this
Silagy
the State
Both
Petitioner’s attack on the constitutionali-
final decision.
“facial”
ty of the Illinois statute
both
argu-
applied.”
regard
“as
With
I.
ment that the Illinois statute is unconstitu-
must ad
primary
face,
ap-
issue which we
shotgun
The
tional on its
Petitioner’s
constitutionality
the Illinois
proach
arguments
dress is the
raises three
of conse-
penalty
First,
The district court’s
quence.
argues
death
statute.
that
the discre-
penalty
9-l(d)
Illinois death
prosecutor
conclusion that
tion afforded the
under §
deciding
based al
to seek
statute is unconstitutional was
of the statute in
whether
penalty
particular
rationale of the
in a
case vio-
exclusively
most
on the
the death
Carey
guarantee
People
ex rel.
eighth
lates the
amendment’s
dissenting opinion
in
Cousins,
531,
137,
punishment.”
against
Ill.Dec.
“cruel and unusual
77 Ill.2d
34
denied,
Second,
argues that
the Illinois
cert.
(1979),
445
Petitioner
possibility of
pre-
can be
assistance
gree that ineffective
a reasonable doubt.
beyond
the crime
that
it does.
fact,
see how the
not believe
fail to
We do
we
sumed.
on this
Based
impli-
decision
prosecutorial
timing of this
from
follows
of this issue
Our resolution
concerns.
eighth amendment
cates
in United
decision
Supreme
Court’s
the in-
jeopardizing
Indeed,
than
rather
648,
Cronic,
104 S.Ct.
v.
States
sentencing procedure,
of
death
tegrity
Cronic,
(1984). In
2039,
657
80 L.Ed.2d
grant
Illinois statute’s
we believe
consider, in the
asked
the Court was
may enhance
discretion
post-conviction
ineffective
actual
of evidence
absence
in this
decisions
prosecutorial
quality of
counsel, when
part of trial
on the
ness
prosecutor
permits the
regard
that
counsel’s
defense
with
state interference
the evidence
weigh all of
may
defense
an effective
ability to conduct
proceedings
stage of the
guilt/innocence
of the sixth
presumed
be violative
be
seeking
propriety
of the
his assessment
concluded that
The Court
amendment.
particular case.6
in that
death
in
presumption
circumstances
certain
authority’s
ulti-
Thus,
like
v.
may arise.
Henderson
See
effectiveness
penalty,
death
impose the
mate decision
Cir.1988),
492,
(7th
Thieret,
499
859 F.2d
decision
preliminary
prosecutor’s
—
1648,
U.S. -,
denied,
109 S.Ct.
cert.
case
particular
death
seek the
(1989);
States
United
only by the nature
not
guided
will be
725,
n. 33
Morales,
F.2d
752 &
Moreno
any individualized
itself,
also
crime
but
dеnied,
(1st Cir.),
cert.
U.S.
may
of the defendant
characteristics
(1987). Specifi
L.Ed.2d 397
S.Ct.
trial.
during the course
come out
presumption
that a
cally, the
noted
Court
reasons,
reject Petition-
all of these
For
“a
there is
when
ineffectiveness arises
challenge to the
eighth amendment
er’s
counsel,”
if “counsel
complete
denial
penal-
death
the Illinois
constitutionality of
prosecution’s
subject the
entirely fails to
ty statute.
testing."
adversarial
meaningful
case
at
Cronic,
Notice
Pretrial
2. Lack of
proceed
necessarily
must
Petitioner’s claim
claim
sixth amendment
recognized
the Court’s
third of
under the
assist
right to “effective
focuses
counsel is
i.e.,
although
“when
scenarios —
to which
and the extent
ance
counsel”
trial,
the accused
to assist
available
protects
penalty statute
Illinois death
fully
any lawyer, even
the likelihood
regard,
right.
In this
effective as
one,
provide
could
competent
right to “ef
recognized
has
presumption of
that a
is so small
sistance
protects a
of counsel”
fective assistance
659-
Id. at
appropriate....”
prejudice only from “actual
not
defendant
criminal
2047. We
believe
do
counsel, but also
ineffectiveness”
the cer
knowledge regarding
pretrial
a de
prejudice to
in which
circumstances
penalty is
for the
tainty
request
of a
effectively repre
ability to
fense counsel’s
necessary to
sixth
protect
presumed.
sent
Strickland
concern.
668, 104 S.Ct.
Washington, 466
Silagy’s
to focus
attempt
In an
is to de
(1984). Our task
issue,
regard
properly
frame
in this
pretrial
no
lack of
whether
termine
*9
defense
necessary
point out that
to
inter
it is
statute
the Illinois
provision
tice
notice as
completely
not
without
pro-
counsel is
ability to
counsel’s
with defense
feres
involved,
decline
assume
process is
we
to
that a
accept
assertion
Petitioner’s
do
6. We
not
unexplained
See also
pro-
is invidious.”
stage
what
is
of the
at this
prosecutor's decision
225,
(“absent
Gregg,
at
contrary,
particular
the fact that a
defen-
argument that he
Petitioner’s
received an
and the
eligible
dant is
for a death sentence
primarily
premised
unfair trial is
on his
may choose to seek a
fact that the State
pursue
insanity
decision to
defense and
in that defendant’s case are
death sentence
the nature of the evidence which came into
attorneys
early
to defense
as
made known
Spe-
the trial as a result of that decision.
Moreover,
filing
of the indictment.
as
cifically, Silagy argues that
if he had
possibil-
defense counsel is reminded of this
certainty
known to a
that the
intend-
State
through
dire.7 In
ity up
the time of voir
penalty
case,
ed to seek the
death
his
he
light of the existence of this “constructive may
foregone
insanity
have
defense at
notice”,
not
an
the issue is
whether
abso-
doing,
presenting
trial
in so
avoided
lack of notice violates the sixth amend-
lute
inflammatory
certain
evidence nec-
guarantee
ment’s
of effective assistance of
essary
argu-
for that defense. Petitioner's
Rather, we must determine to
counsel.
ment, however,
comport
fails to
with reali-
guaran-
what extent the sixth amendment’s
ty. Although
dispositive
of our deci-
of counsel man-
tee of effective assistance
today,
initially
sion
we note
that the cir-
counsel know to a cer-
dates that defense
surrounding
cumstances
Petitioner's crime
tainty prior to trial that the State intends
practical
him
lеft
with no
choice but to
given
pursue
penalty
the death
ease.
plead insanity. The record shows that Peti-
discussion,
this latter
In our
we refer to
voluntarily
tioner
confessed to the murder
pretrial
“certain
type
knowledge
as
shortly
of both victims
after the commis-
knowledge.”
Thus,
sion of the crimes.
defense counsel’s
might
foregone
that he
have
knowledge
re-
pretrial
is not
Certain
insanity
pretrial
defense had he had certain
protect
sixth
quired to
a defendant’s
knowledge
pursue
that the State would
rights. This conclusion is not
penalty
is
merit. More fun-
without
upon
application of
premised
an insensitive
argument,
damental
how-
amorphous principles surround-
the rather
ever,
damaging
is the claim that
evidence
assistance
ing what constitutes “effective
during
presented
was
trial which would
Rather,
note,
did the
of counsel.”
we
kept
jury’s
liked to have
from the
have
Cronic,
during
sentencing phase.
consideration
guar-
that the sixth amendment’s
however,
argument,
fails to
Silagy’s
take
assistance of counsel is
antee of effective
cognizance of the fact that this evidence
sake,
rather for
not valued for its own
but
during
have
introduced
the sen-
would
been
ability
receive a
an accused individual’s
tencing phase regardless of whether it Newsome,
fair trial. See Hammonds
Thus,
during the trial itself.8
Pe-
admitted
Cir.1987).
(11th
do
F.2d
We
pretrial knowledge
lack of certain
titioner’s
an un-
that Petitioner received
not believe
prejudice
presentation
him in his
did not
Silagy’s
agree
Nor do
with
fair trial.
we
defense at trial.
only
under
that the
circumstance
assertion
level,
encompassing
a more
hes-
death-eligible defendant can re-
On
itate to conclude that the
of a
a fair trial is when he knows to a
assurance
ceive
eligible
trial for
certainty from the outset
the State
fair
all death
defendants
9-l(e)
penalty
§
in Illinois will
8. Under
of the Illinois death
7. The indictment
for murder
statute, any
direct a defense counsel’s attention
9-1
information relevant to non-statu-
contаins both
the Illinois Criminal Code which
any mitigating
tory aggravating
factors
and the
elements of the offense of murder
(c) may
factors
be intro-
in subsection
statutory provisions governing death
regardless
duced
the State or the defendant
addition,
proceedings.
defense counsel will
governing
admissibility
rules
of their
under the
apprised
voir dire
fact
at trial.
admission of evidence
eligible
the death
defendant
*10
granted
peremptory chal-
he will be
extra
that
lenges
part
process
"death-qualify-
of the
ing”
jury.
the
of the defendant
the
al
given “cer-
characteristics
accused be
that
mandates
crime
in-
which
trial
knowledge” that the
circumstances
State
pretrial
tain
reasons,
reject
in
case.
we
Si-
penalty
his
For these
provides.
the death
tends to seek
knowledge is not essential
the sixth amendment
Simply put,
such
that
lagy’s
amendment.
pre-
of the sixth
purposes
“certain
for the
in all instances
that
mandates
given
is
type of notice
Regardless of what
to the ac-
knowledge” be afforded
trial
intends to seek
the state
accused that
an
cused.
case,
re-
his
the fact
penalty
death
(i.e.,
amendment
bind-
fourteenth
ultimate
that
the State’s
mains
claim,
forego
death
pursue or
his sixth amendment
ing)
argument,
to
like
decision
trial.
made until after the
is not
of the Illinois statute
penalty
on the failure
focuses
prosecutor
in which
in those states
pretrial
Even
notice that
a defendant
grant
to
pretrial pleadings
indicate
required to
penalty
is
death
intends to seek the
the State
death
to seek the
state intends
claim,
that
Silagy’s
aspect of
case. This
present-
the evidence
nature of
penalty, the
however,
failure consti
that
asserts
that
prosecutor
may convince
ed at trial
pro
due
deprivation
procedural
tutes a
penalty would
the death
imposition of
pro
does
the Illinois statute
cess.
In that
in that case. Under
appropriate
not be
death-eligible defen
notice to a
vide aсtual
circumstance,
prosecutor must
such
to seek the
that
the State intends
dant
for
request
his earlier
able to withdraw
be
thereafter,
mandates
penalty
death
penalty. Under
death
imposition of the
sentencing hearing be con
separate
that a
scenario,
petitioner
would a
factual
that
of such a
propriety
to determine
ducted
a sixth amendment
to raise
then be able
deprivation, we conclude that
constitutional
that
if he had
arguing
known
claim
pro
for all the
provides
statute
Illinois
pursue the
going to
the state was
fourteenth
due
under
cess which
case,
may have
he
penalty in his
death
amendment.
Or,
strategy?
to
trial
opted for a different
authority’s decision
The
knowl-
pretrial
differently, if “certain
put it
the Illi-
impose a sentence
under
death
under
constitutionally mandated
edge” is
notice to the
clearly requires
nois statute
amendment,
prosecu-
could a
how
the sixth
in a different con-
As was noted
accused.
will
the State
tor who has indicated
Central
the Court Mullane
text
particular
in a
penalty
pursue the death
Co., Bank & Trust
Hanover
request
subsequently withdraw
case
(1950), a
652, 657,
94 L.Ed.
creating
appealable
automatic
an
without
process
of due
requirement
“fundamental
Under
amendment?
under the sixth
issue
accorded
is to be
any proceeding
which
do
proposes, we
rule which Petitioner
calculated,
reasonably
un-
finality is notice
could.
not believe
circumstances,
apprise
inter-
der all
creating this untenable
In addition to
action
pendency of the
parties
ested
prosecutors
constitutional dilemma
present
opportunity to
them an
and afford
rule unwar-
cases,
such a
find
capital
omitted);
see
(citations
objections.”
their
re-
only serve to
it would
ranted in that
Eldridge,
also Mathews
informed manner
strict
the otherwise
(1976)
893, 902,
the Illinois stat-
under
prosecutor
pro-
requirement of due
(the fundamental
analyze the evidence
permitted
ute is
to be heard at а
opportunity
cess is
deciding
at trial
whether
before
meaningful
time and in a
man-
meaningful
pursue the death
appropriate to
ner).
presented by Petition-
question
Were we
particular case.
penalty in a
claim is wheth-
er’s fourteenth
pretrial
mandating “certain
adopt
rule
process
due
mandates that
procedural
er
required
prosecutors would be
knowledge”,
given pretrial
of a
notice
the accused be
issue
way
commit one
or another
in a
intent to seek
penalty
death
State’s
pursue
of whether
that it
do not
particular case. We
believe
insight into
individu-
without the added
*11
of the statutorily-mandated
does.9
elusion
sen-
tencing hearing.
sentencing hearing
The
that,
recognized
The
Court has
“
by
statute,
mandated
the Illinois
we con-
process is flexible and calls for
‘[D]ue
clude, provides
procedure
for all the
which
procedural protections
particu
as the
such
”
is due under the fourteenth amendment.
Mathews,
lar situation demands.’
at
(quoting
Arm
statute,
Under the Illinois
if the State
Manzo,
strong
545, 552,
pursue
penalty
par-
wishes to
a death
in a
1187, 1191,
(1965)).
In deter
request
separate
ticular case it must
a
sen-
mining
process
due
particular
what
a
situa
tencing hearing which will be conducted
demand,
may
tion
the Court has indicated
jury
either before the
that determined the
(1)
that three factors must be considered:
guilt,
defendant’s
a separately impanelled
private
by
interest that
be affected
will
jury,
9-l(d).
or the court.
This sentenc-
§
action; (2)
official
the risk of erroneous
ing hearing
purpose
is conducted for the
deprivation
through
of such interest
permitting
sentencing authority
to de-
procedures
value,
probable
used and the
if
any
termine the
aggravating
existence of
(3)
any,
safeguards;
of additional
mitigating
relating
or
circumstances
to the
government’s
interest.
U.S. at
Id.
individual
weigh
defendant or crime and to
Obviously,
private
mandatory rebuttable sentencing proceeding. the ancing stage of impermissibly which penalty death stated Supreme Court capi- Illinois As the persuasion of the burden shifts —Bean, Ill.2d penal- People the death of that case recent to show tal defendant — 65062), 18, 1990, “the State his case. Section No. (April inappropriate ty is seeking the death spells movant, out for the party the statute 9-l(g) of the is the will authority primary the results which burden it sentencing and so bears the penalty, that, struck be- on the balance the statute depending jury as persuading obtain of the mitigating and aggravating suf mitigating the factors states, are no tween there during the presented are im factors the sentencer preclude to ficient sentencing hearing. pro- It course for which the of the death posing sentence — part: pertinent —, vides Ill.2d at eligible.” is defendant Supreme unanimously The Illinois Court slip op. that at 52. jury If determines the sentencing the say sufficient that because mitigating factors to no went on are there balancing of imposition process of the death “a the is preclude to determination facts, im the it is sentence, sentence intangibles, proving the court shall of not having a death. speаk to of defendants to proper defendant has as movant the State After ‘burden.’ that unanimously finds the Unless jury the death persuade to the attempted mitigating factors sufficient are no there imposed, a defendant should be the sentence imposition of death the preclude jury from the attempt dissuade the de- shall sentence the court sentence attempts the defendant so. Whether imprisonment.... doing to a term fendant he decides jury, the whether to dissuade place not statutory provision does This him; law ‘burden,’ up the is up this take persuasion burden an unconstitutional up.” Id. require him to take not does hearing to sentencing in a defendant Illinois Thus, agree the with we of the death inappropriateness prove the attempts to that a defendant where Rather, this case. in his or her is penalty jury that the death the persuade the way guides in a language constitutional case, per “a burden inappropriate in determining under (or what judge) the placed is defendant suasion penalty should be death circumstances — statute_” —, Ill.2d at sentencing Court stated Woodson imposed. As the agree However, also op. at 51. slip Carolina, 96 v. North Supreme Court the Illinois with (1976), a 49 L.Ed.2d S.Ct. persuasion imposition of such burden does penalty the death imposition of State’s constitutional because defendant “is on a guarantees of comport with hearing prosecution point in the sentencing unless eighth amendment a reasonable already proven beyond has and character “the authority considers statutory factor aggravating doubt and offender of the individual record eligible making defendant for exists of- particular circumstances omitted], and penalty death [citation Illinois mandate statute’s ...” The fense. aggravating miti weighing jury is now any miti- (or judge) consider State by both the gating factors re- circumstances gating aggravating Su Id. As the Illinois and defendant.” defendant garding the individual capital noted, this kind preme Court to ensure these serves рarticular crime specifies sentencing procedure which rights are observed. eighth amendment eligible of murderers who are class simply provides balance 9-l(g), Section for considera provides penalty authority can upon which the unique mitigating factors tion aggravat- mitigating and place the various approved has been and offender offense whether determine ing circumstances Texas, 428 Supreme Court Jurek ap- the death imposition 2950, L.Ed.2d U.S. S.Ct. in a case. particular propriate — also, Arizona, (1976); closely see Walton v. In a related under -, -, 3047, -, eighth amendment, 111 the argues *13 (1990) (“So impact that the long 9-l(g) preclude as a State’s is L.Ed.2d 511 § the sentencer determining, from allocating proof the based on method of burdens the individual characteristics of the defen prove lessen the burden to does not State’s dant unique and the circumstances of the every charged, the offense or in element of crime, whether death is appropriate the prove aggra the existence of this case to penalty in Specifically, his case. circumstances, vating a defendant’s consti argues 9-l(g) that denies the sentencer § rights not by placing tutional are violated the impose choice not to the death penalty proving mitigating on him the burden in certain circumstances. sufficiently circumstances substantial leniency”). call for Arguments substantially similar to this aspect of challenge Petitioner’s to the Illi statutory A scheme which calls for a nois statute recently were addressed and particular body, sentencing such as the au- rejected by Supreme the in Blystone Court thority 9-l(g), weigh under various § Pennsylvania, —, v. guide body factors must that as to the (1990) Boyde results which follow from a determination California, —, U.S. outweighs that one set of factors the other. (1990). Bly L.Ed.2d 316 At issue in guidance If given, weigh- no such were the constitutionality stone was the ing process itself would be rendered inef- 9711c(l)(iv) Pennsylvania § arriving fective as a means of at similar penalty рertinent part, statute. In example, results in similar situations. For provided, section verdict must be a “[t]he jury weigh if a were asked various miti- jury sentence of death if the unanimously gating aggravating circumstances in a aggravating finds at least one circum case, particular defendant’s not but were mitigating stance ... and no circumstance given any guidance as to the sentence jury or if unanimously finds one or imposed upon which must be based aggravating more circumstances which out they compet- balance strike between those weigh any mitigating Bly- circumstances.” considerations, ing there would be no argued provision stone this violated preventing jury imposing means of from eighth guarantee amendment’s of indi a death sentence even in those situations in vidualized in that it mandated mitigating which the circumstances out- death sentence in certain circumstances weighed aggravating circumstances. precluded doing, impermissibly so Certainly, statutory jury such a scheme would evaluating weight from to be eighth guar- aggravating run afoul of the amendment’s afforded that circumstance. jury The California instruction at issue in antee that the death not be im- pertinent part, “If Boyde provided, you posed “arbitrary capricious” in an or man- aggravating conclude that the circumstanc By providing ner. for a certain result circumstances, outweigh mitigating es based on the balance struck you impose shall a sentence of death.” aggravating mitigating between Supreme rejected eighth circumstances, 9-l(g) impose does not § challenges to both of these persuasion on burden of the defendant. statutes. Rather, it serves to ensure that similar results will be achieved in similar circum- Petitioner, challengers Like in each while, time, allowing stances at the same argued these cases that the effect of the to consider individual charac- statutory language was to create manda- particu- teristics of the defendant and the tory presumption in favor of the death larized nature crime. For these precluded reasons, reject Petitioner’s assessing propriety the death sen- 9-l(g) violates either the rejecting or argu- tence each case. this ment, fourteenth amendments. the Court stated: eighth and four it violates argues that imposed automatically is [d]eath pro it fails to in that amendments types of mur- teenth certain conviction upon aggravat assuring that all a determi- a means only after vide imposed It der. upon by the sen relied circumstanc- ing circumstances aggravating nation constitutionally per or mitigating circumstanc- relevant outweigh the tencer are es Pe argument, support of committed crime particular missible. es decision defendant, there Court’s particular raises titioner 862, 103 S.Ct. mitigating Stephens, circumstances. such are no in Zant (1983). and Pen- Lockett under sufficient This is *14 holding omitted). however, misapplies the (footnote challenge, ry upholding the in Zant. the Court —, at 110 S.Ct. at Blystone, Zant, in Court the petitioner’s a sentence Pennsylvania, inAs 1082-83. which the roles between distinguished the only after in Illinois imposed is of death aggravat- “nonstatutory” “statutory” the that authority determines sentencing Georgia under the play ing circumstances outweigh the circumstances aggravating stated: sentencing scheme. particular circumstances mitigating statutory aggravating circumstances defen- particular crime committed necessary function constitutionally reject play Accordingly, we dant. legislative definition: aspect stage of challenge to at eighth amendment persons the class they circumscribe penalty statute. death Illinois But the penalty. eligible for death three chal preceding Along with require does not Constitution Illinois validity facial lenges factors aggravating possible ignore other chal two raised statute, has Petitioner among selecting, in the process by this discussion merit little lenges which ac- class, who will those defendants that argues that Initially, Petitioner court. tо death. tually sentenced be is unconstitu statute penalty Illinois death (footnote omit- 103 S.Ct. at at Id. ‘‘compa for provide that fails tional in to fo- challenge appears ted). Petitioner’s Some state review”. proportionality rative aggravating cir- latter on this class cus statutes, those particularly “nonstatutory” ag- i.e., those place Geor the scheme cumstances — after modeled assist circumstances which gravating determine reviewing court to gia, require making an individu- authority in sentencing dis is a sentence degree whether to some stage” of “selection at the alized decision im been which has to that proportionate respect to sentencing hearing. With Pulley v. cases. other similar posed in expressly factors, statute the Illinois these 37, 44, 104 S.Ct. Hams, 465 U.S. 9-l(c): states recognizing (1984). While 79 L.Ed.2d consider, in- or shall proportionali court shall provide many states that [t]he any aggravat- statutes, the Court to consider struct in their ty review are factors any mitigating is which ing a review such that Pulley concluded 45, 104 the death imposition Id. to the constitutionally relevant mandated. may in- an “addi factors Rather, simply Aggravating it is penalty. at 876. S.Ct. arbitrarily im limited to need not against [the clude but safeguard tional ” forth set statutory aggravating Id. factors] sentences.... posed death added). (b) (emphasis that not believe do we subsection at 879. that is lack Illinois statute the remainder assertions, Thus, contrary to Petitioner’s man as to safeguards so ing procedural stage the selection discretion at jury’s review, proportionality addition of date hearing is focused pro reject Petitioner’s we task at is “relevant” which re constitutionally is review portionality stated: has the Court hand. As quired. will exercise expect that sentencers [w]e way and to own their discretion facial their challenge final aAs long ability. As as their statute, the best validity of the Illinois guided constitutionally Pugh Traugott, in a discretion Drs. concluded in their (citation way omitted), adequate reports and as and testified at trial that Petitioner long wholly decision is not so was not insane at the time of his offense. Constitution, arbitrary Ziporyn, as to psychiatrist, offend the Dr. the third came to opposite and should an cannot conclusion and testified at trial finding. not demand more. as to findings, These how- ever, are not the focus of Petitioner’s due Florida, 939, 951-52, Barclay v. Rather, process argument. Petitioner fo- 3418, 3425, cuses on the lies Pugh told Drs. (1983). In light precedent of this and the Traugott in his examinations and the jury’s extent to which the discretion is extent to which this false information was statute, guided reject under the Illinois importantly, more relied Silagy’s as meritless assertions to the con- upon by impose in their decision to trary. the sentence of death. The false informa- APPLIED ILLI- B. AS ATTACKS ON upon premises tion which Petitioner now *15 NOIS STATUTE this fourteenth amendment claim was arguments Petitioner’s thus far fo- have presented following to the in the man- validity cused on the facial Illinois ner. sixth, penalty statute under pretrial In his interviews with both Drs. eighth, and fourteenth amendments. He Pugh Traugott, Silagy conveyed and mate- challenges constitutionality of the also rially regarding false information the na- applied as it has in his case. statute been ture of his service while in Vietnam. Dr. Pugh’s report written to counsel and the Testimony 1. Admission into of “False provides perhaps pro- court the most Facts” example nounced of Petitioner’s falsifica- arguments in Silagy’s The first of Reviewing tions. Petitioner’s account of regard focuses on the admission at trial of experience, Pugh his Vietnam Dr. wrote: what Petitioner refers to as “false facts” He served a total of 19 months of combat regarding duty his tour of in Vietnam. Un- duty in Vietnam. combat ...] [ guise der the fourteenth Vietnam, exposed great he was to deal claim an amend- process due many of ene- of violence. He killed claim, punishment ment cruel and unusual my, up. both at a distance and close He argues reliability of his says that on occasions he killed several by jury’s was undermined ex- knives, by cutting people with sometimes regarding posure testimony to certain his says cap- their heads off. He he was later turned out activities Vietnam which by enemy three times and was tured proceeding to false. Before to address subjected says He that he to torture. claim, necessary merits of this it is to interrogation by subjected was also to exactly lay a factual foundation as to what escaped captivity our side when he more im- this information consisted intelligence our concerned because was came to be that this infor- portantly, how it might given that he information to have put jury. mation was before enemy. says partici- he also He enemy for the pated torturing result of Petitioner’s stated intent
As a trial, insanity purpose extracting information from present to defense says partici- separate psychiatrists psy- captives. conducted their He three pated MyLai examinations of Petitioner and massacre chiatric [sic] Calley shortly reports to the court as to talked with Lieutenant be- presented written operation.10 findings. psychiatrists, fore that their Two these report only following Ziporyn’s not make makes references to Viet- Dr. written does nam: any relayed to Vietnam as reference account of Traugott’s report proceeded explain Petitioner. Dr. written He then that he had many people killed while in the armed forces talking Now, Q turning specifically Dr. report nor that of Pugh’s Dr. Neither He served Nam. about the unit Viet into evi- however, were admitted Traugott, in combat? months trial, psychiatrists Rather, these dence. A Yes. con- their conclusions as to simply testified Fahey: at this time. object I sanity. In that Petition- would Silagy’s cerning Mr. neces- information Answer to this challenge Court: Overruled. er’s The it was to which stand. Proceed. the extent sarily limited focus our jury, we will him of Q Now, your with discussion presented to Nam, was duty issue. that tour Viet on that attention you in- anything significant that there phase guilt/innocence During the than the sit- terpreted from that other the stand trial, was called each doctor transferring telling us about uation defense, Dr. testify. witness As sig- anything unit? Is there from the Petitioner’s no reference Ziporyn made you in that? saw nificant in Vietnam. experiences of his accounts exposure to vio- I felt that his A Yes. Traugott, Pugh testimony of Drs. it, Nam, I was reported lence Viet subject. however, briefly touch did and severe. unusually protracted Dr. Trau- prosecution, for the As a witness more than not serve people Most did ac- Petitioner’s testimony regarding gott’s told me he And he year in Viet Nam. very experience was Vietnam counts tor- times and was captured three to which extent limited.11 The interrogation in the course tured jury on were fabrications participated that he enemy, *16 cross-examination, how- defense counsel’s cap- enemy who was torturing the counsel ever, limited. Defense so was not interrogated by intel- One time tured. how Peti- Traugott Dr. specifically asked they were because ligence on our side en- had military alleged experience tioner’s enemy things had told the afraid he Traugott re- diagnosis. Dr. into his tered a number He had killed under torture. sponded: distance, enemy, sometimes at of history of There’s ways. In several killed up He had close. sometimes service. he’s in the while alcohol abuse knives; by cut- some killed them with history drug of abuse.... [] There’s a off. And ... ting their heads reac- possible made to another reference lost) testimony is (Intervening I ... in the Service. psychosis [ ] tive lot an awful Q like he had ... sounded actions, man’s looking this think peo- most exposure to violence women, that kill he able two how was thought that you And ple don’t have. of our coun- in the service trained was in this significant factor was a have a reac- people, and would try to kill makeup? psychological peo- being around tion, pattern some Yes, Somebody has been I A did. who killed. ple who were may of that sort exposed to violеnce Dr. testimony it, trial it to whereas regard quite callous With become alleged who to Petitioner’s occur to someone might never Pugh, all references the result or been were a murder never has seen Vietnam acts of violence It is certain- examination. murder. threatened with cross counsel’s of defense to some- something occur pros- ly that would objection of Indeed, over only exposed repeatedly body had been take who following discourse did the ecutor it, they are under duress. if place: stated, only Traugott military, "The Dr. spoke openly about his He in Vietnam.... drug verbal is a openly thing his about that is there about I know and also alcoholism psychiatrist in Vietnam. Silagy report a soldier stationed that another of Mr. abuse while psychosis. have been reactive said there had the fact that 11. He testified any documents or other It is unverified "concerning of his mili- some talked with him this, psy- report his alone records. That’s family histo- his tary experiences and some of interpretation." chiatrist’s history psychosis alleged Regarding ry.” an testimony regarding constituted the any aspect This erence made to of Petitioner’s presented at trial. alleged experiences Vietnam Rather, in Vietnam. prosecution simply argued: closing argument, prosecution’s reference to Vietnam limited. The was Silagy proved Mr. throughout has stated, “Vietnam, prosecution don’t man; lifetime that he ... is a violent much, know that but we know he had proved through he has his convictions Again, however, amnesia.” defense coun- through testimony that he con- great lengths sel went discuss tinues to be a violent man.... subject. argued: Defense counsel indicate, only one, The facts ... that Mr. Silagy’s You’ve heard about Mr. tour of Silagy man; incredibly is an violent duty age eighteen. in Vietnam at the two, very, very temper. that he has a bad You’ve heard of violence associated with That’s all the evidence shows. That is duties, that —the combat that he had and the evidеnce Traugott Dr. and Dr. experiences length of that tour who, Pugh, diagnose both—one didn’t duty. Pugh I believe was Dr. who anything Silagy but alcoholism Mr. has a yesterday great testified ex- about problem with. The other one—neither violence, posure to about 19 months that diagnosed within that realm him as hav- he served in combat. That he related ing a mental disease or defect. killing people up, from close from far this, Beyond the nature of the away.... closing portions of the sentenc- individuals, doctors Both of the both ing hearing Petitioner, only consisted Traugott Pugh testified about point se, who at this proceeding pro periods they as reactive of what termed asking allay any feelings psychosis, psychosis reactive which took sympathy they may have and sentence him and, second, place first Vietnam to death. prison.... years allowing Only after all of this testi- Pugh Traugott both Dr. and Dr. talked mony to come at trial as an accurate experience. abot his Viet Nam And [sic] *17 experiences in reflection of his Vietnam did Pugh protracted I think Dr. said how Petitioner reveal that his stories Vi- about Silagy severe the violence that Charles Indeed, etnam were not fact true. Peti- exposed Pugh to And Dr. was. also
was
tioner did not disclose the actual nature of
conditioning gave
testified as to how that
duty in
his tour of
Vietnam until all of his
nonchalance,
apparently
him
a lesser
remedies had been exhausted and he
state
violence,
reluctance towards
how this
petitioned
had
the district court for habeas
conditioning through Viet Nam had add-
Yet,
corpus
precisely upon
review.12
it is
ed to his mental state.
exposure
jury’s
the
to his own false state-
Thus, to the extent Petitioner’s own fabri-
ments that Petitioner
his fourteenth
bases
experiences
cated account of
was re-
his
Although
apparent
it
amendment claim.
is
during
guilt/in-
ferred to
the course of the
presented
that false information was
trial,
phase
primarily
nocence
of the
it was
impose
decision it
to
the
whose
was
doing.
the result of defense counsel’s own
death,
unique
sentence of
under the
cir-
request
prosecution,
At the
all of
of this case
cannot conclude
cumstances
previously
the evidence which had
been
that Petitioner has suffered a violation of
guilt/innocence phase
into the
admitted
process rights.
his due
sentencing hearing.
was admitted into the
point during
thought
the sen-
This is an issue the
to be
At no
the course of
State
however,
tencing hearing,
express
agree
ref-
do not
address
was
waived. We
will
During
evidentiary hearing
enemy,
the course of an
tured the
and did not cut off their heads.
12.
court,
testified
actuality,
before the district
Petitioner
that
he
In
Petitioner testified that
was
present
MyLai
he was not
at the
Massacre and
repairman,
track vehicle
and util-
construction
addition,
Calley.
that he did not know Lt.
In
stationed in
ities worker and a mail clerk while
engaged
Petitioner stated that he had never
the
Vietnam.
combat,
enemy in hand-to-hand
had not tor-
testimony
the Vietnam
however,
of
merits,
Peti-
the introduction
the
merits. On
the
exposure
hearing. The
sentencing
into his
Peti-
must fail.
process claim
due
tioner’s
was
complains
now
holding of
Petitioner
the
which
on
this claim
about
premises
tioner
Burke,
own fabrica-
of his
the result
in Townsend v.
nothing but
Supreme Court
the
Indeed,
experiences.
92 L.Ed.
his Vietnam
tions of
came
which
Townsend,
asked
information
Court was
the
the
(1948).
to the extent
In
who,
references
prisoner
had explicit
of
at trial
sentence
into evidence
to reverse the
counsel,
atrocity,
it
had been
acts
fabricated
Silagy’s
benefit
to
without
con-
assumptions
cross
own counsel’s
basis
his
on the
result of
sentenced
was the
ma-
were
psychiatrists.
which
record
cerning his criminal
State’s
examination
at
Id.
terially untrue.
to Vietnam
Any references
required
process
concluding that due
of these witness-
In
examination
State’s direct
reversed,
nondescript.
Fi-
the sentence
very limited
es was
pro-
designed
stаted,
careless
“it
to
motion
to the State’s
response
nally, in
so
a foundation
of sentence
nouncement
hearing all
sentencing
into
admit
false,
materially
extensively and
the Petitioner
trial,
presented
evidence
correct
to
opportunity
no
had
prisoner
he under-
whether
expressly asked
was
pro-
would
which counsel
services
an admis-
implications
such
stood the
lacking
vide,
proceedings
renders
asked
was
Petitioner
particular,
sion.
added). As
(emphasis
Id.
process.”
in due
the admission
understood
he
whether
Court’s
language,
this
from
is evident
necessarily include
testimony would
this
on situations
focused
process concern
due
Peti-
psychiatrists.
testimony of the
an ade-
not have
did
prisoner
in which
understand.
did
responded
tioner
the false
respond to
opportunity
quate
efforts
sum,
own
it
Petitioner’s
was
the information
nature
infor-
false
which led
the facts
disguise
prompted
concern
same
jury. This
own counsel.
being elicited
mation
imposed
to vacate
court
op-
adequate
Moreover,
had an
Lane,
F.2d
in Lewis
petitioner
na-
inaccurate
respond to the
portunity
denied, Cir.1987), cert.
(7th
impor-
more
information
ture of
(1988). In
83, 102
L.Ed.2d
829, 109 S.Ct.
being presented
prevent
tantly,
erroneously repre-
Lewis,
prosecution
sentencing phase of
during the
counsel,
and to
to defense
sented
facts,
there
these
on all of
trial. Based
pe-
hearing,
during the
process.
of due
deprivation
no
convicted
been
previously
had
titioner
Certified
chal
felony convictions.
eighth amendment
prior
four
*18
by the
testimony
obtained
later
this
were
of
which
admission
lenge to the
records
defense
a
hearing presents
concealed
yet
sentencing
prosecution,
during the
had actual-
petitioner
counsel,
considera
revealed
this court’s
issue for
different
felony
prior
only two
this
of
convicted
ly
i.e.,
the admission
been
whether
tion —
na-
inaccurate
the
reliability
Based
the
the
testimony
convictions.
undermined
inability
and the
information
for
of this
a remand
ture
death such
respond to
adequately
petitioner
the Su
necessary.
the
As
resentencing is
context
same,
determined
admonished,
this court
funda
has
preme
“[t]he
“effective assistance
underlying
sixth
humanity
respect
mental
im-
the sentence
claim that
of counsel”
prohibition against
amendment’s
eighth
the
Id.
reversed.
must be
posed
gives rise to
punishment
unusual
cruel and
in the determi
reliability
‘need for
special
un-
which
process concerns
The due
appropriate punish
is the
death
nation that
in
decision
Supreme Court’s
the
derlied
Johnson
case.”
any capital
ment’ in
deci
and, indirectly, this court’s
Townsend
578, 584, 108 S.Ct.
Mississippi, 486
U.S.
the
present under
are not
in Lewis
sion
(1988) (quoting
1986,
575
1981,
100 L.Ed.2d
Specifi
today.
to the court
presented
facts
280,
Carolina, v. North
that Woodson
assertion
reject Petitioner’s
cally, we
2978, 2991-92,
L.Ed.2d
S.Ct.
by
implicated
rights were
process
due
his
(1976) (White, J., concurring)).
In
dealing
penalty.
John
You are
with the death
very
That’s what I want and
son,
presented with an issue
would
much
the Court was
appreciate
everyone
you
it if
could
substantially
to that which we must
similar
bring that verdict
you.
back. Thank
Although the Court deter
today.
address
resentencing
remand for
Moreover,
mined that a
although all of the evidence
preserve
integrity
presented
of the
necessary to
at trial was admitted into the
guarantees
phase
proceedings,
of the
Peti-
eighth
under the
amendment’s
tioner’s “Vietnam atrocities”
not ex-
review,
were
princi
for its
presented
facts
pressly
by
prosecution
raised
as an
decision,
underlying the Court’s
ples
com
aggravating
upon
circumstance
which
pre
the nature of Petitioner’s
bined with
impose
could rest its decision to
during
sentencing hearing,
sentation
sentence.
unique
Based on this
factual
us that such a remand is not nec
convince
circumstance,
reject
we
Petitioner’s asser-
in
case.
essary
this
jury’s
impose
tion that the
decision in
The facts
to the Court
John-
sentence of death must
under
be vacated
being
as follows. After
convict-
son were
amendment.
officer,
police
of the murder of a
ed
thought,
As a final
Petitioner ar
by jury
petitioner was sentenced to death
gues, although
explication,
without
aggra-
on its determination that the
based
psychiatric testimony
Pugh
of Drs.
surrounding
peti-
vating circumstances
Traugott was obtained in violation of Es
outweighed any miti-
tioner and his crime
Smith,
telle v.
aggra-
gating circumstances. One of
(1981).
regard
psychiatric
9711(e) of
the
under
instructions
objec-
raised
no
understand
that he did
the
precluded
“impermissibly
the statute
no fifth amend-
Accordingly,
find
we
tion.
degrees of
lesser
of
consideration
jury’s
introduc-
from the
to result
violation
ment
495
disturbance, impairment, or duress.”
testimony.13
of this
tion
1084. Section
—,
at
110 S.Ct.
U.S.
provid-
Pennsylvania statute
9711(e)
the
Re
Jury Instructions
Propriety
2.
factors, any
mitigating
list of
ed for a
Mitigation
in-
could
judge
the
of which
combination
next ar
Petitioner’s
The focus
deciding
to consider
the
struct
which
following instruction
the
gument is
sentence.
impose the death
whether
during
aggrava
given to
was
instructed
case,
judge
trial
Blystone’s
phase of
tion/mitigation
consider “whether
they could
jury that
hearing:
‘extreme’
by an
affected
petitioner was
that:
include
Mitigating factors
disturbance, whether
emotional
or
mental
while
committed
One,
was
the murder
‘substantially’ impaired from
was
petitioner
the influence
under
the Defendant
conduct,
peti-
or whether
appreciating his
distur-
or emotional
mental
extreme
As
‘extreme’ duress.”
under
tioner acted
as to constitute
although not such
bance
instruction, the court
catch-all
an additional
Two, any other
prosecution;
a defense
entitled
jury that it was
instructed
provide rea-
or circumstances
facts
con-
matter
mitigating
“any other
consider
most
than
imposing less
sons for
of the de-
or record
cerning the character
sentence.
severe
of his of-
fendant,
the circumstances
of this
the effect
argues that
Petitioner
—,
1084.
110 S.Ct. at
Id. at
fense.”
prosecution’s
instruction,
together with
fully
that the instruction
Court determined
subject,
towas
on this
closing statements
of Lockett
requirements
with the
complied
jury’s
con
unconstitutionally
foreclose
57
Ohio,
438 U.S.
v.
short
“ex
state
a mental
(1978)
Penry
Lynaugh,
sideration
v.
973
L.Ed.2d
disturbance”
L.Ed.2d
—,
or emotional
treme mental
S.Ct.
mitigating
aas
on
might
argument
have served
rejected
which
imposition of
precedent
counseling against
Based on this
ground.
factor
Id.
an
issue
As with
earlier
penalty.
similarity of the instructions
and the
Petitioner,
resolution of
conclude
today,
our
the court
raised
before
issue
mer-
Court’s
without
guided
issue is
Pennsylva
Blystone
it.14
recent decisions
1078, 108
—, 110 S.Ct.
nia,
Right to Proceed
Petitioner’s Faretta
3.
(1990)
Boyde v.
L.Ed.2d
Califor
Pro Se
1190, 108
—,
nia,
(1990).
the sen-
Prior
commencement
hearing, Petitioner indicated
tencing
con-
challenge to the
portion of
As a
during the
pro se
proceed
wished
sentence under
stitutionality of his
Petition-
court had denied
14. After the district
Smith,
sixth
addressed the
also
conviction,
filed a
use
as to his
implications of the State’s
er’s writ
Rules of
60(b)
a court-ordered
under
Federal
obtained
motion
Rule
information
which defense
about
the district
psychiatric examination
for relief from
Procedure
Civil
Although Peti-
based,
impact
not been informed.
part,
had
counsel
judgment
court’s
developed a sixth amendment
Penry
tioner has
Supreme Court’s decision
that,
Smith,
as in Buchan-
we note
claim under
argu-
particular
supra,
on this
Lynaugh,
had
request-
expressly
an, supra, Petitioner’s counsel
*20
argument in
rejection
Petitioner’s
Our
ment.
purposes
psychiatric examination
ed
necessarily
dismissal of
includes
regard
this
insanity
such
defense. Under
supporting his
60(b)
aspect
his Rule
motion.
this
circumstances,
vio-
sixth amendment
we find no
424-25,
Buchanan,
S.Ct.
at
lation.
at 2918-19.
sentencing phase
provide merely
of the trial. After exten-
amendment does not
that a
advising
rights
accused;
sively
Petitioner
his
and defense shall be made for the
it
possible implications
grants
of his choice to
to
personally
right
the accused
own,
proceed
on his
the court ruled:
to make his defense.” 422 U.S. at
Moreover,
stated,
S.Ct. at 2533.
the Court
responsible person
the Defendant
is a
language
spirit
and
of the sixth
“[t]he
disability
under no mental
and
who is
counsel,
contemplate
amendment
that
like
knowingly,
intelligently,
is
who
guaranteed by
the other defense tools
electing
proceed in
understanding^,
to
amendment,
willing
shall be an aid to the
suggested.
his defense as he has
organ
defendant —not an
of the State inter-
Defendant
court further finds that the
posed
unwilling
between an
defendant and
charges
the nature of the
understands
right
personally.”
to defend himself
convicted,
he’s
the seri-
for which
been
Petitioner,
Id.
his choice must be honored out of "that
-,
5. Mode of Execution
ments in turn.
Finally, we address that which is
creative,
perhaps
yet
per
the most
least
Challenge
Jury
Fair-Cross-Section
arguments
suasive of Petitioner’s
with re
Venire
gard
constitutionality
to the
of his sen
primary
attack which Petitioner rais-
argues
tence. Petitioner
that various
propriety
es as to the
of his conviction
rights
his constitutional
were violated
process by
jury
focuses on the
which his
rights
the waiver of his
to counsel
where
Specifically,
venire was selected.
Petition-
present mitigation
and to
not “intelli
were
argues
process deprived
er
that this
him of
gently” made
he was under the
because
right
jury
his sixth amendment
to a
select-
belief that he would be electrocuted rather
from a
ed
fair-cross-section of the commu-
lethally injected.
than
As is
from
evident
nity as well as his fourteenth amendment
authorities,
Petitioner’s statement
right
process. Although
to due
Illinois
might
is what we
call the
state
in the
law wаs
followed
selection
“kitchen sink.” He stated:
venire,
of Petitioner’s
we do not be-
death,
you
I want
either
...
can stand
impact
irregularity
of this
lieve
fuck,
me,
up
give
I don’t
me
shoot
deprive
was to
Petitioner of either his sixth
mom
you know. Her
and dad can come
rights.
or fourteenth amendment
me,
fuck,
give
I
over and stab
don’t
¶¶
Contrary
to Ill.Rev.Stat. ch.
do,
they
you
whatever
wanna
know.
responsible
compil-
the official
They
judge
jury.
can
their
own
ing
venire from
concerned, already
As far as Pm
I
know
petit jury
ultimately
out,
would
be chosen ex-
I
I
what I want. want
but wanna
empted
persons
service those
my
birthday.
die
thirtieth
I wan-
before
die,
jury questionnaires
who indicated on their
early
morning
na
at six o’clock
east,
they
facing
seventy years
age
were
high,
on the fourteenth
March, 1980,
Although
day
give
and I don’t
a older.
this Illinois statute ex-
they
they
hang
pressly provides
it. If
exemption
fuck how
do
wanna
for the
of cer-
flagpole
i.e.,
me from that
groups
persons
over there ... but
tain
un-
individuals —
*23
purposes
the
necessarily be linked to
must
provi-
nois
eighteen
of
age
the
der
—there
As
requirement.
the fair-cross-section
seventy years
of
exempts persons
sion which
v. Louisi-
Taylor
in
originally identified
sixth
age or older.
of
ana,
purposes are:
those
arguments focus
amendment
fourteenth
judg-
exemption.
(1)
that the commonsense
to ensure
this unwarranted
act
a
community will
as
ment
these
under
issue
primary
the over-zealous
hedge against
group
of this
exclusion
is whether
facts
prosecutor;
mistaken
of his
deprived
of individuals
in the
(2)
public confidence
preserve
jury selected
right to a
amendment
sixth
ensuring
system
justice
criminal
community.
of
from a fair-cross-section
in
community participates
that
357, 99
Missouri,
U.S.
439
v.
Duren
In
criminal
of our
the administration
(1979), the Su-
664,
L.Ed.2d 579
58
S.Ct.
laws; and
that,
establish
in order to
held
preme Court
sharing in
(3)
the belief that
to further
the fair-cross-sec-
of
violation
prima
a
facie
a
justice
is
the administration
must show:
a defendant
requirement,
tion
responsibility.
civic
phase of
excluded
alleged to be
group
(1)
that
698;
530-31,
in the commu-
at
Lock-
group”
95 S.Ct.
a “distinctive
at
is
419 U.S.
174-75,
1765-
106
at
hart,
at
S.Ct.
nity;
476 U.S.
group
this
(2)
representation
that the
66.
juries are
from which
venires
Petition
precedent,
Relying on
reasonable
not fair and
is
selected
act of
official’s
argues
the state
er
per-
such
number
relation
age of seven
persons over
singling out
community;
sons
exclu
group whose
ty created a distinctive
is due to
underrepresentation
(3)
require
fair-cross-section
sion violated
group in
exclusion of
systematic
We dis
amendment.
the sixth
ment of
process.
jury-selection
agree.
The district
364,
at
99 S.Ct.
668.
Id.
matter,
“age”
note
As an initial
had not met
that Petitioner
court concluded
as
by this circuit
already
rejected
has
been
and, as
test
of the Duren
prong
the first
group
a
can define
a characteristic
of a
prima facie case
such,
had not raised
re
the fair-cross-section
purposes of
for
agree.
We
violation.
amendment
sixth
Greer,
F.2d
675
Davis v.
quirement.
denied,
U.S.
(7th Cir.),
a “distinctive
459
141,
constitutes
cert.
Exactly what
146
(1982),
concept
310,
289
amorphous
975,
74 L.Ed.2d
a rather
group” is
persons
between
has
burdened
held that
Supreme Court
this court
that the
a “dis-
precise
21
not constitute
with a
18
do
group”
ages of
“distinctive
the term
McCree,
purposes of the sixth
476 U.S.
for
group”
v.
tinctive
Lockhart
definition.
premised
1758, 1765,
L.Ed.2d
This conclusion was
90
amendment.
162, 174, 106 S.Ct.
recognition
part
a factor
Court’s
been
Age has not
(1986).16
137
Jury
Greene
v.
Comm’n
group
as
in Carter
defined
previously
that has
518,
320, 332,
S.Ct.
has,
396 U.S.
90
County,
how-
The Court
group.”
“distinctive
(1970),
re-
525,
549
that states
24 L.Ed.2d
“distinc-
concept of
ever,
intimated
of venire-
free to confine
selection
main
purposes
amendment
for sixth
tiveness”
claims,
equal protection
Pe-
teenth amendment
a "distinctive
Precisely
constitutes
what
16.
2163,
493,
Kiff,
33
S.Ct.
ters v.
92
is
purposes
group”
sixth
for
(blacks);
(1972) (plurality opinion)
Taylor
The Court’s decision
not clear.
1272,
Partida,
S.Ct.
97
Louisiana,
Castaneda v.
42 L.Ed.2d
S.Ct.
95
(1977) (Mexican-Americans),
51 L.Ed.2d
such a
women constitute
holds that
of his
course
proceeded in
Rehnquist
Justice
opinion
the Court
majority
for
group.
exclusion
McCree,
Rehnquist
discussion to intimate
listed
Justice
Lockhart
who,
violation
groups might
constitute
groups
these
also
as
Mexican-Americans
blacks and
Lockhart,
requirement.
women,
subject
have been the
fair-cross-section
along with
Thus,
these
at 1766.
476 U.S. at
cases.” 476 U.S.
“jury-representativeness
prior
per se “distinctive
Although
groups
constitute
the inclu-
also
S.Ct. at
amendment.
purposes of the sixth
groups”
premised
groups was
on four-
sion of these
persons
meeting “specified
to citizens
qual-
ican
citizens from
substantially
service
age
ifications of
ment_”17
and educational attain-
jeopardizes
public’s
perception of the
Although the exclusion be-
fairness of the
justice system.
criminal
Is
today
unique
fore the court
somewhat
exemption
such an
perceived
being any
official,
that it was an individual state
and more unfair
outright
than the
exclusion of
statutory provision,
respon-
not a
that was
persons
ages
between the
of 18 and 21?
exclusion,
sible for the
this distinction is Finally,
recognize
while we
that the exclu-
*24
signifi-
not one
is of
that
constitutional
sion of
jurors
this class of
implicated the
age
cance.
If the exclusion of a certain
concern of the sixth amendment that all
group does not violate sixth amendment persons
participate
continue to
in the ad-
encompassed
concerns when it is
in a statu- ministration
justice,
of
this unfortunate
tory provision, we decline to find a constitu-
by
fact
itself cannot establish a fair-cross-
tional
violation when
exclusion is sim-
section violation. The ultimate concern of
ply the result of an individual state actor.18 requirement
fair-cross-section
is to en-
solely
We do not rest our conclusion
on sure that each criminal defendant be af-
precedent,
persons
this
however. That
right
forded his sixth amendment
to an
age
seventy
over the
of
do not constitute a
“impartial jury.” Taylor
Louisiana,
group”
purposes
“distinctive
of
530,
419
atU.S.
Ake claim reasons, foregoing For all of the Af- Every aspect review. of a “competence” firm the district court’s denial of the writ testimony case which involves the criminal respect with to Petitioner’s conviction and conceivably subject could experts grant the district court’s Reverse ending process. never such a review—a vacating writ sentence of case, noted, court three as the district death. board-certified, experienced, independent psychiatrists appointed to practicing were ON PETITION FOR REHEARING AND psychiatrist the Petitioner. Each examine *26 SUGGESTION FOR REHEARING thorough examination and sub conducted a EN BANC diagnosis to the court. Two mitted his BAUR, Judge, Before and Chief him sane at the time of the found to be CUMMINGS, WOOD, Jr., CUDAHY, Pugh indicated that Petition murders. Dr. POSNER, COFFEY, FLAUM, alcoholism, in er alcoholic suffered EASTERBROOK, RIPPLE, incident, MANION at the time of the and a toxication KANNE, Judges. Circuit history psychosis. past of acute reactive Traugott Dr. concluded that Petitioner suf consideration of the Petition for Re- On disorders, one of three mental fered from Rehearing hearing Suggestion for En all were similar in nature to an of which by Silagy, in this case Charles Banc filed Each, personality disorder. how antisocial of the court vote of the active members ever, concluded that Petitioner substantial majority of the requested, was and a active ly the nature of his actions on understood deny have voted to members of the court night killings and did have the Judge Cudahy rehearing en banc. ability conform his conduct to the re Judge Ripple have dissents from submitted Ziporyn, quirements of the law. Dr. whose rehearing of en banc. the denial challenged appeal, in this diagnosis is not judges original panel All of the insane at the time of found Petitioner to be deny petition for rehear- have voted regard Without to their ulti the offenses. IT ing. Accordingly, IS ORDERED diagnoses, we believe that this meets mate be, rehearing petition the aforesaid requirements set forth in Ake.22 A hereby DENIED. the same is contrary require would conclusion other federal courts to en this court and CUDAHY, Judge, dissenting Circuit gage “psychiatric in a form of medical mal rehearing from denial of en banc. part-and-parcel its practice” review as of respectfully I dissent from the denial of judgments. of state court collateral review rehearing particular concern en banc with result would be a never-end The ultimate prosecutorial appointed post-trial ex for the issue of dis- ing psychiatrists battle purpose discrediting a cretion and for the issues of arbitrariness perts for the sole Ake, psychiatrist personal liking pointed of his out the Court in to select a 22. As competent process requires testify fact that due psychiatrist that a in his favor. 470 U.S. at one who will appointed does not mean that S.Ct. at right indigent defendant has a constitutional plenary easy area and not an This is ably discussed Chief notice and lack might resolve by the entire court reflection ex rel. opinion below. U.S. Judge Baker’s constitutionality the matter in favor F.Supp. 1258-60 Peters, 713 Silagy However, ought to re- the statute. Judge noted (C.D.Ill.1989). The issues for the sake all now both solve doubts consideration. plenary Ripple also merit one hun- for the over defendant and execution already awaiting dred defendants dissenting RIPPLE, Judge, Circuit inevitably cases Those under this statute. rehearing en banc. from denial of should hear this court. We come to will en banc. the matter description Supreme Court’s Illinois mit producing the defendant’s burden —Bean, evidence, People v. igating see 65062, slip op. —, -, No.
Ill.2d 18, 1990), with (April combined
51-52 in mit the evidence
statutory mandate that “preclude” sufficient
igation must be America, semantically death, different quite STATES UNITED substance, approach Plaintiff-Appellee, from the perhaps in Bly Supreme Court by the approved —, 110 Pennsylvania, stone v. Rector, Selby, PAIZ, Douglas Dick Sam (1990).1 An Rector, Barbara Al Cooper, Joe Leann given the same certainly is not Illinois Rector, Defendants-Appel len, and Tim jury. Pennsylvania as a degree of direction lants. jury, an Illinois Pennsylvania Unlike 89-1304, 89-1282, 89-1285, 89-1264, Nos. told, directly, that at least is not apparently 89-1307, and 89-1315. 89-1308 *27 must out circumstances aggravating mitigating circumstances. any weigh Appeals, States Court United jury, Therefore, an Illinois appears that Circuit. Seventh aggravat where the a situation faced with Argued Feb. is close or mitigating evidence ing and 6, 1990. Decided June guidance the same equipoise, does not have 21, 1990. As Modified June Indeed, even when Pennsylvania jury. as a arguably out mitigation the evidence there is a sub aggravation,
weighs that the word question as to whether
stantial give sufficiently definite
“preclude” arriving meaningful guidance juror permissible decision. constitutionally at a — -, Arizona, U.S. v.
While Walton
(1990)
ad
dresses the linkage between squarely the address problem vagueness and the
that allocation Nor does Illinois statute.
presented by the problems those combined
it address gen determination. See
context of a —, 109 Penny Lynaugh,
erally (1989).
S.Ct. (1990). California, Boyde —, 1. See also
