*1 H63 agree accordingly affirm argues judgment also that the dis the Koubek the district court. qualify to Mr. White as of trict court’s refusal error, expert, an was reversible er not Turning against to Koubek’s cross-claim although points out Mr. ror. Koubek that Tnemec, again agree- find in we ourselves concerning testify was allowed to White with the district court. consider ment We an in steps the that architect should follow claims of meritless Koubek’s for breach repainting preparing specifications for implied merchantability of warranties indication, by prof building, there was no negligence particular purpose, fitness for a otherwise, testimony fer or Mr. the of testing in manufacture the precluded giving. White misrepresentations in instruc- paint, preparation applica- tions for surface however, testimony Clearly, the that Mr. paint. tion permitted give White not to whether, opinion, in would Stover have V. of recommended different method sur- In summary, we find that the district preparation if followed face Stover had the court abused refusing its discretion in to steps Appen- Mr. outlined White. Joint qualify Dr. Marusin and Mr. asWhite ex- Marusin, dix with Dr. at 156. As can- pert Accordingly, witnesses. judgment the say qualify the not that refusal Mr. the district court as to Koubek is re- expert error in White as an was harmless versed, and the case is remanded for a new light finding of the district court’s trial accordance with opinion. did plaintiff “the not show that if Stover judgment of the district court as to Tnemec says performed steps the which it is affirmed. performed, cause of should have been PART, AFFIRMED IN REVERSED IN paint-peeling would discover- have been AND PART REMANDED. prepa- ed and a different method of surface have been ration would recommended.” at Appendix
Joint 59. The district court allowing
abused its discretion not Mr. witness, testify expert capa-
White to as an rendering opinion an on ble of ultimate GROSS, Charles R. Appellant, issues in the case.9 v.
IV. Margaret HECKLER, Secretary of district Services, Health we turn Human Finally, Appellee. concerning plaintiff’s rulings court’s Tnemec, against claim manufacturer No. 84-1807. against paint, and Koubek’s cross-claim United States Court Appeals, trial, Heights’ Friendship Tnemec. At sole Fourth Circuit. against paint claim manufacturer was Argued April 1, 1985. warranty implied of fit breach of purpose. The particular ness for a district Decided Feb. concluding court found for Tnemec after Rehearing Rehearing En Banc any par knowledge that Tnemec had no 13, 1986. May purpose Friendship ticular for which Heights prior paint intended to use the Willoughby. repainting of The We ing appellee “noteworthy” judge trier of
9. The considers it in whether the fact is a judge jury. Although the trier of fact this case was a instead a district who is function- jury. Appellees We do Brief at 12. not ing accept is as the trier of fact not bound to justifying a find this to be a factor different witness, expert testimony of an result than speaks one we have reached. Rule 702 refusing abuse his hear such discretion assisting of fact. It in terms the trier testimony. depend- application makes no distinction in its *2 Charleston, McLaughlin, A.
James Fairmont, W.Va., (Susan McLaughlin, K. L.P.A., Co., W.Va., Colum- & Neff Barkan brief), bus, Ohio, appellant. for on Dennis, III, (Beverly Fitzgerald Deborah Reg. Hyman, David L. Asst. Reg. Atty., Pa., William A. Koli- Atty., Philadelphia, Steinfeld, bash, Asst. Atty., Betsy C. U.S. W.Va., brief), Wheeling, Atty., U.S. appellee. HALL, WILKINSON and SNEE-
Before DEN, Judges. Circuit PER CURIAM: appeals an order of Gross Charles affirming court the decision of the district Secretary Health and Human Servic- insurance, disability, disability deny es to supplemental security income benefits. (AU) The administrative law disabled; found that Gross was he not dis- peals Council found that precedent the clear of this abled. Because requires circuit that the court defer to AU, Council, rather than the because the Coun- evidence, supported by cil are substantial affirm the decision of the district court. initially decided that Gross was AU disability benefits. The entitled to reviewed the decision of the AU Council supported by that it was not and concluded evidence. The substantial AU, case to the so that then remanded the psychiatric the AU could obtain a examina- testing, appellant tion hearing. conduct a hearing, After the examinations again concluded that Gross was dis- AU again re- abled. the decision of the AU on its own viewed considering After the entire motion. record, Council decided that severe, impairments were not therefore not disabled. H65 court, appealed supported then to the district Council is substantial finding determined that which evidence. supported by substan- qualify disability benefits, order to evidence, accordingly granted tial sum- applicant “impairment must have an mary judgment Secretary. impairments combination of signifi- *3 cantly physical limits appeal presents ability
This
mental
recurrent
[his]
to do basic work
question:
Appeals
when the AU and the
activities.”
20 C.F.R.
416.920(c).
disagree
disability
on the award
Basic work
Council
of
activities are de-
§
benefits,
aptitudes
to whom do the courts
fined as the “abilities and
owe defer
neces-
sary
jobs.”
ence? The answer
is well-established.
to do most
20 C.F.R.
416.-
§
rulings
921(b).
example,
Two recent
make it clear that the
might
For
work activities
walking,
courts owe deference to the
of the
standing, sitting,
include
lifting,
Heckler,
Council. Parris v.
Appeals
pushing,
733
pulling,
reaching;
and
as well as
(4th Cir.1984);
Kellough v. Heck
F.2d 324
capacities
seeing, hearing
and speaking;
ler,
(4th Cir.1986).
F.2d 1147
785
understanding,
out,
and
carrying
and re-
membering simple instructions. 20 C.F.R.
Parris,
said,
the court
“The statutori-
416.921(b).
§
ly-mandated
deference runs
favor of the
Council,
Secretary
Appeals
not the
The claimant has the burden
proving
AU and the
Council
reach
disability
his
to the satisfaction of the Sec-
differing
conclusions
from those of the
retary. The claimant must demonstrate
AU,
supported
uphold
by
which we must
if
medically
physi-
that he has a
determinable
substantial
evidence.”
To in this reach a decision it depending upon how he feels. in some detail the is essential to recount presented medical evidence lengthy history background factual AU documented that in 1978 claimant had majority which the appeal, much of hospitalized degenerative been for severe ignore. chooses to x-rays arthritis. Cervical taken at 17, 1937, was born on December degenerative time revealed spurring and forty-four years old at the time of encroachment spine of the cervical hearing. He has a sev- administrative Following limitation of motion. enth-grade and until 1979 education worked treatment, discharged Gross was as “much twenty years for fifteen to as a truck driv- improved.” In report, phy- another 1978 er, sometimes as much as fifteen hours a *5 sician, noting strong that Gross had a odor days Claiming day, six a week. that since drunk, him of ethanol about and acted con- 1979, February, he had suffered from black paranoid person- cluded that claimant has a arthritis, ulcers, “nerves,” spells, poor out ality. condition, vision, and a heart Gross filed his March, 1981, In claimant was referred applications disability insurance and (“SSA”) Security the Social Administration 23, February SSI benefits on 1981. These Johnson, M.D., specialist to A. Neil in a applications initially upon were denied and gastroenterology. medicine internal reconsideration. report Dr. Johnson’s concluded that Gross Following request hearing, for a significant suffered from a restriction of hearing concluded that a was un- ALJ spine, motion of the lumbar mild dextrosco- necessary and awarded claimant benefits liosis, osteophyte and mild diffuse forma- on of the exhibits contained in his the basis tion. Dr. Johnson also noted Gross’ “stut- Appeals' file. The Council reviewed this tering speech,” for which he recommended award and remanded the claim to the AU speech pathologist. im- a Dr. Johnson’s in for resolution of conflicts the evidence i.e., pressions history syncope, were: concerning and to obtain further evidence temporary (etiology loss of consciousness problem. claimant’s alcohol The AU was unknown); pains, atypical chest which were specifically instructed to obtain a consulta- angina; pain. and chronic lumbar psychiatric psycho- tive examination with Mills, M.D., Hoy surgeon Lawrence a logical testing and a residual functional general practitioner, reported in capacity evaluation. He was also directed March, 1981, signs that Gross all the hearing. to conduct a chronic ethanolism. Dr. Mills stated that hearing, At the administrative which desired to he did not believe claimant be 21, 1982, ap- place April took on Gross cured, arid further that did not think peared pro se and testified that he has Gross was disabled. eyesight, spells, poor black-out heart dis- Ledwell, ease, Ph.D., February, and ulcers. He stated that he also Jo “nerves,” loss, psychologist, clinical evaluated Gross on memory suffers from ar- back, thritis, Dr. found pain in his lower left behalf of the SSA. Ledwell no shoulder, Gross, damage According signs organic brain and chest. “[n]o disturbances, Multiphasic Personality neurological im- the Minnesota In-
psychomotor prob- (“MMPI”), pairments, physical ventory or other health be conducted.2 The problem.” except for a mild visual diagnosed lems ... a conversion disor- psychiatrist “mildly it difficult” to under- der, found She a term used connote the transforma- speech speech stand claimant’s until his physical tion of emotions into manifesta- learned. Dr. Ledwell’s tests pattern was tions, opined that claimant was dis- I.Q. had a verbal showed that Gross psychological impairment. due to his abled range placed him in the dull-normal again The AU once found that Gross intelligence, memory quotient of and a disabled and awarded benefits on the 79. Dr. Ledwell stated that Gross denied testimony and the medical basis of Gross’ past using any alcohol six months. evidence of claimant’s alcoholism and com- psychologist opined that claimant’s impairments. bination of On its own mo- intact when he was not un- judgment was tion, notified claimant beverages, influence of alcoholic der the of its intention to reverse the AU’s deci- insight quite and that his limited. Dr. for lack of substantial evidence of a sion “old- Ledwell concluded that Gross was an impairment. subsequently somatizer,” “hy- fashioned who manifests and, response retained counsel dysfunction minor and nu- per-sensitivity to invitation to submit addi- adequate physi- complaints merous without decision, prior tional evidence final diagnostic impression pathology.” cal Her submitted an evaluation another clinical hypochondriasis. Fremouw, psychologist, Ph.D. William J. psychiatrist, Gross was also referred to According report, to Dr. Fremouw’s dat- M.D., Withersty, for a consultative David J. 21, 1982, ed October Gross admitted to a During meeting with examination. history dependence of chronic alcohol be- 1, 1982, Withersty April Dr. claimant ginning when he was when Gross noted a distinct odor of alcohol whiskey every day. pint of Gross further frequent- spoke reported that claimant reported to Dr. Fremouw that he had had throughout ly inappropriately smiled psychiatric hospitalizations since 1979 four Withersty Dr. observed that interview. *6 eight-day hospitalization in 1982 and one history family positive psy- was for Gross’ for alcohol-related treatment. Gross told disorders and noted that claimant chiatric psychologist history he had a of that previous psychiatric-re- acknowledged four multiple and admit- arrests intoxication According Dr. hospitalizations. lated currently on ted to beer and wine Withersty, in a moderate Gross was limited reported daily basis. Dr. Fremouw a a ability perform a to severe manner his odor of alcohol on claimant’s noticeable functions, including variety of under- during the and that breath interview stated instructions, standing responding appropri- frequently repeat he had to have Gross co-workers, and ately supervision, work in order to understand him. himself simple, complex, pressures, performing and intelligence testing re- Dr. Fremouw’s Withersty repetitive, and varied tasks. Dr. quotient memory of a verbal vealed suggested claimant’s alcohol abuse be I.Q. consideration, I.Q. performance of and a despite of given serious Gross’ I.Q. 75, placing of Gross in the denials, full-scale physiological that further eval- testing.3 intellectual testing, including level of psychological uation and borderline "beyond test that Gross scored nor- a conversion of showed 1. Somatization is defined as bodily symp- mal limits.” experiences or into mental states Dictionary, Dorland's Illustrated Medical toms. these results Dr. Fremouw concluded that 3. Edition, (1974). 25th at 1438 Dr. Ledwell's find- were not inconsistent with employed. ings because of the difference in tests Withersty apparently aware that Dr. the 1981 Wechsler Adult Dr. Fremouw utilized Intelligence administered one version Dr. Ledwell had (“WAIS”) Scale instead February, of 1982. The results MMPI test Ledwell, employed by Dr. which Dr. Fre- WAIS Noting problems, pain Dr. Fre- his would not claimant’s vision interfere with basic activities, orally the MMPI and speech mouw administered work and that prob- his that the concluded results were consistent lem did not hinder communication. previous MMPI scores with obtained problem, As for claimant’s alcohol Fremouw, According Dr. Ledwell. to Dr. Appeals Council concluded that at most it responses to the MMPI “were con- involuntary was mild and not pre- so as to experiencing sistent someone who is work, given clude sustained the lack of high degree psychological of distress and any specific findings. treatment clinical requesting help” who is and reveal “the According Council’s assess- presence anxiety depression psychological reports ment of the of Dr. long standing physical complaints.” Fremouw, Dr. Ledwell and Gross retained Dr. Fremouw noted that Gross could un- ability perform work-related tasks. simple carry instructions derstand Withersty’s Dr. conclusion that claimant and, ordinary supervision them out under disabled discounted as not consist- sober, could relate well to co-workers while psychological findings. ent with the It was concluded, Dr. supervisors. Fremouw opinion that claim- however, “ability quali- that Gross’ to meet daily ant’s limited activities “are indicative ty production norms on a standard and lifestyle any rather than restriction impaired by sustained basis is both dai- impairment.” imposed by an dependence, problems, ly alcohol his vision depression, symptoms and his character- II. fatigue forgetfulness. ized This this Court considered the pro- these difficulties would combination Secretary’s regulations, visions of competitive very work dif- make sustained specify the conditions under which Dr. ficult for Mr. Gross to maintain.” Fre- Council is authorized to review diagnosis dependence mouw’s was alcohol decisions of an AU. Pursuant to 20 and continuous conversion disorder. He C.F.R. 404.970: prognosis improve- concluded that (a) Council will review a treatment, poor, even with be- ment was case if— insight into his cause Gross’ lack (1) appears There to be an abuse of problems and his lack of mo- discretion the administrative law drinking. tivation to alter his judge; considering the entire record in the After (2) law; There is an error of case, including post-hearing psychologi- (3) action, findings or conclusions Fremouw, report Dr. cal of the administrative law are not AU, concluding that Council reversed the *7 evidence; supported by substantial or impairment. no Claim- Gross has (4) policy procedur- is There a broad ant’s arthritis was dismissed as not disabl- general pub- al issue that affect the ing, because “there is no medical evidence lic interest. any complaints shows further (b) hospi- If material treatment to his neck” since 1978 new and evidence is talization, review, request and because recent lumbar x- submitted with the showing degenerative the shall the rays, mild arthritis evaluate motion, unaccompa- and limitation of were entire record. It will then review the neurological, case if finds that the by any nied associated senso- it administrative action, judge’s findings, The or conclu- ry, or reflex abnormalities. law weight contrary visual sion is of the Council further found that Gross’ by glasses, currently in the record. impairment could be corrected evidence as obsolete and which tested edition. mouw described points higher WAIS five to than the 1981 six
1170
require
provi-
We do not
that the examiner’s
Parris
interpreted
Court
these
given
weight
findings be
more
than in
mean that “the
sions to
light
judicial experi-
reason and in the
have unbridled discretion to over-
does not
they
ence
deserve. The “substantial evi-
decision
which it dis-
turn
ALJ’s
any
is not modified in
may only
of these
dence” standard
agrees, but
do so
one
and its
way when the Board
examiner
grounds
four
in 20 C.F.R.
[enumerated
recognize
404.970(a)
disagree.
only
We intend
present.”
F.2d at 325.
is
733
§
]
supporting
that evidence
a conclusion
Parris
decision in
that the
If our
impar-
may be less substantial when an
not have
discretion
Council does
unbridled
tial, experienced
have
examiner who has ob-
anything,
means
then this Court must
served the witnesses and lived with the
right to review the
decision for
the
ALJ’s
has drawn conclusions different
whether
case
substantial evidence
determine
the
from the Board’s than when he has
properly
the
followed
reached the same conclusion. Secretary’s
regulations. Any other
review
find-
ings
the examiner are to be con-
totally
interpretation
insulates the
along
consistency
sidered
with the
from
Council’s decision to review case
probability
testimony.
inherent
meaningless
judicial scrutiny and renders
the Parris
by
Court
the conclusion reached
496,
added).
Id. at
(emphasis
71
at 469
S.Ct.
point.4
on this
Stores,
NLRB, 448
Inc. v.
Winn-Dixie
Cf
8,
(4th
(“The
Cir.1971)
F.2d
12
Board can
Moreover,
approach
entirely con-
this
is
Examiner,
overrule the Trial
even on find-
responsibility to
sistent with the Court’s
fact,
ings
the Examiner’s decision is
but
For
administrative decisions.
review other
v.
part of the record which must be con-
Corp.
in Universal Camera
example,
determining
the
NLRB,
sidered when
whether
sub-
95 L.Ed.
340 U.S.
S.Ct.
(1951),
on the record as a
the
stantial evidence
whole
which involved
reversal
Board.”)
supports
the
of the
Sim-
hearing
examiner’s decision
the Nation-
case,
Board,
lung
re-
Supreme
ilarly, in a black
this Court
al Labor Relations
the
reviewing
cently concluded that the Benefits Review
Court made clear that a
court
setting
the Board
when it overturned an ALJ’s
aside
erred
barred
benefits,
when,
decision to award
where there
Board’s final decision
after review-
record,
record,
in the
con-
court
substantial evidence
ing all the evidence
the
whole,
sup-
support
original
sidered as a
could not find substantial evidence
Badger
Compa-
v.
decision. Zbosnik
Coal
holding,
Board’s reversal.
In so
port the
(4th Cir.1985).5
ny,
1171 Moreover, only light I can conclude that in even Dr. Ledwell conceded that by Secretary’s regulations, interpreted as insight claimant’s was limited and that his in this Court this same standard of judgment only was intact when not under applies review when we are confronted Furthermore, the influence of alcohol. Dr. conflicting opinions of an AU and the description Ledwell’s of Gross as a somatiz- security Council in a social case. er is not inconsistent with Dr. Withersty’s case, clearly In this as the record demon- diagnosis of a conversion disorder. The magistrate specifically the strates and as Fremouw, report of Dr. by submitted noted, undoubtedly there was “substantial claimant Council after it evidence from which it could be found that case, announced its decision to review the plaintiff’s impairments one or more of the provides further evidence of Gross’ disabili- ” Thus, ‘severe.’ is the ty due to a conversion disorder and alcohol- authority lacked to overturn the AU on only ism and confirms that the AU’s deci- Here, grounds. these Gross had been sion was correct.6 by twice found disabled Further- AU. more, Secretary’s psychia- consultative III. dis- trist had concluded that claimant was psychological impairment, his abled due to presented Under circumstances replete is documenta- record case, this I would find that the Secretary’s alcoholism, long standing as tion of Gross’ reversal of the AU’s decision for lack of physical im- well as other and mental agency’s substantial evidence violated the pairments. af- The fact that Gross cannot regulations. own Consequently, review I impairments ford medical treatment for his magis- would reverse the decision of the preclude finding disability. does not Council, affirming trate Schweiker, Gordon v. See 725 F.2d would the case remand for an award of (4th Cir.1984). 237 benefits to Gross. Nor does claimant’s denial alcoholism, preclude finding
problem
because such denials from a true alcoholic typical of the inherent-
are disease and are Califano, See Swaim v.
ly unreliable. 599 (4th Cir.1979); Adams v. 1312
F.2d
Weinberger, 548 F.2d Cir.
1977). evaluation, Dr. Ledwell’s relied, heavily virtually drawing
ignores Gross’ alcoholism hypochondriac.
conclusion that Gross was a 802.301, governing C.F.R. the Benefits Re- conduct a de novo review of the evidence. Un- § scope 404.970(b), review: view Board’s der C.F.R. if new and material review, request empow- evidence is submitted with a is The Benefits Review Board engage proceeding ered to de novo Council will evaluate the entire brought terms, unrestricted review of a case before By provision only record. its own is Board is authorized to review the it. The triggered requests where a claimant review findings law on of fact and conclusions of not, here, Council and as where appealed from which the decision or order merely provided cumulative evidence is to clari- based. Such of fact and conclu- fy explain already evidence contained only they are sions of law be set aside entirely clear record. It is not whether the Board, not, judgment supported in the Appeals Council conducted its review of these evidence in the record con- substantial proceedings under a substantial evidence stan- with law. sidered as a whole or in accordance dard or under the broader de novo standard. I Thus, Zbosnik decision I believe that the Court's would find that under either standard of review case. relevant to our determination in this is the result in this case is the same and that view, my Fremouw’s the submission of Dr. ALJ’s decision should not have been disturbed. report Council to did not authorize the
