Charles MILES, Plaintiff-Appellant, v. The M/V MISSISSIPPI QUEEN, et al., Defendants, The Delta Queen Steamboat Company, Defendant-Appellee.
No. 83-3601.
United States Court of Appeals, Fifth Circuit.
March 1, 1985.
Rehearing Denied March 27, 1985.
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III. CONCLUSION
Accordingly, the judgment of the trial court in favor of the plaintiff is
AFFIRMED.
Elizabeth Haecker Ryan, New Orleans, La., for defendant-appellee.
Before GOLDBERG, RUBIN, and JOHNSON, Circuit Judges.
ALVIN B. RUBIN, Circuit Judge:
In a seaman‘s personal injury case the vessel owner refused to produce two pretrial statements made by the seaman despite the provision of
I.
Charles Miles was employed as a member of the crew of the passenger steamboat MISSISSIPPI QUEEN in July 1981. While the vessel was travelling from Natchez to Vicksburg, Mississippi, he was fired for violating company rules. Because the vessel was then underway, Miles remained on board. The day after he was notified of his discharge, Miles reported for the first time that he had injured his back in an unwitnessed accident that he said had happened the day before he was notified. He later disembarked at Memphis, Tennessee. This suit followed.
In investigating Miles’ claim, representatives of the Delta Queen Steamboat Company found reason to believe that Miles had testified falsely in his first discovery deposition and that he had given false information to the doctors who had examined or treated him. They also discovered that Miles had claimed to have been involved in two other accidents after he left the MISSISSIPPI QUEEN and that he had made damaging admissions in two statements he had given to an adjuster investigating the other claims.
Miles had by interrogatory sought his written statements obtained by Delta Queen or anyone acting in its behalf. Miles had also requested that Delta Queen “list and describe each document ... which carries ... an original or facsimile signature of the plaintiff and is or has been in [Delta Queen‘s] custody or control.” Delta Queen objected because the request was “too broad, vague and indefinite for a relevant response,” and further responded that, “subject to that objection, defendants are not at this time in possession of any written or recorded statements from plaintiff.”
At the pretrial conference, defendant‘s counsel advised the court and plaintiff‘s counsel that the defendant intended to offer documents for impeachment and produced these for inspection by the court in
After a three-day trial, the jury returned a verdict for the defendant. At the trial, Delta Queen‘s lawyer questioned Miles about the written statements that Miles had given to the insurance adjuster investigating the other claims. These statements were among the documents shown the court in camera and not produced by Delta Queen in response to Miles’ request. In them Miles described his involvement in two different alleged accidents, both of which occurred, he said, after he had left the MISSISSIPPI QUEEN. In the first statement, which described an alleged back injury sustained in falling off a U-Haul trailer ramp on August 14, 1981, Miles said, “this was my first injury in any kind of accident in my life.” During trial, in response to defense counsel‘s questions, Miles admitted that the statement was not true and that he had made the claim simply to get $600 in settlement. The second statement concerned another accident that Miles claimed occurred in September 1982. Questioned at trial about this statement, Miles admitted that he had “lied about some of it.”
In the second pretrial statement, Miles said he had been carrying a refrigerator on a U-Haul trailer. During a pretrial deposition, he admitted that the refrigerator had been stolen. When asked about this on cross-examination at trial, Miles invoked the fifth amendment and declined to answer.
In response to a specific interrogatory, the jury found that Miles had not sustained any injury aboard the MISSISSIPPI QUEEN.
II.
While statements of a party obtained by the opposing party might be considered work product, the second paragraph of
The trial judge gave a reason for his refusal to order production of the pretrial statements: “Because it was apparent to me that, or it was likely that, the plaintiff was not putting everything on the table.” The right of a party to have his own statement, however, is not diminished when the district court suspects duplicity. The rule does not bend to the discretion of the trial court. It allows no room for the weighing of pros and cons, although the court has some latitude in determining the time when the statements must be produced; the court may permit, for example, the party‘s deposition to be taken first.3 Be-
In the present case, Delta Queen deposed Miles on two occasions prior to trial, and thus had ample opportunity to receive a version of Miles’ testimony that had not been tailored to conform to an earlier statement. Delta Queen had thus preserved the dramatic impeachment value of the prior statements.5 There was neither reason nor excuse for delay in producing Miles’ statements.
Delta Queen argues that the statements did not relate to the “action or its subject matter” within the meaning of
Equally insubstantial is the argument that Miles failed to make a proper motion for production. Miles had by interrogatory sought written statements obtained by Delta Queen. While the post-pretrial-conference motion did not mention Miles’ statements by name, it sought production of all of the statements that had been revealed in camera.
Error there was, over objections properly made.
Counsel for Miles has been able to point to no real prejudice resulting from Miles’ inability to review his statements. The statements had been given. They were in writing. There is no contention that anything in them was untrue, save what Miles on the witness stand acknowl-
Asked to indicate where prejudice lay, Miles’ counsel asserts he could not “expect that Miles’ credibility would be placed in issue to the degree that it was.” It was patent, however, at the pretrial conference that Miles’ credibility would be attacked: one of the stated factual issues was whether he sustained any accident while aboard the MISSISSIPPI QUEEN. Delta Queen‘s counsel had informed Miles’ counsel at the pretrial conference that he would introduce pretrial statements for impeachment purposes. Because the alleged accident was unwitnessed, Miles’ attorney should have known that his client‘s credibility would be the central issue in the case. Access to the statements, Miles argues, would also have influenced his settlement tactics; but this does not evidence prejudice in the trial. At most, it indicates that counsel might have been more anxious to avoid trial. Finally, counsel would have us find prejudice in Miles’ inability to make intelligent use of the fifth amendment. He has not, however, indicated how the privilege might have been invoked to reduce the damage to Miles’ cause.
The argument that preparation would have enabled Miles to explain any deficiencies or inconsistencies in his statements would be plausible only if the problem Miles faced were one of mere deficiency or inconsistency. In fact the statements were in direct contradiction with his trial testimony and were, as he was obliged to admit, in part untrue. Failure to permit Miles to examine his prior statements was, under the circumstances of this case, harmless.
Decision is pulled in different directions by opposing tensions. A rule intended to prevent trial by ambush and to further adequate pretrial preparation has been violated. Failure to observe it, however, has not caused the aggrieved party any real prejudice. There is no real likelihood that retrial would produce a different result. The evidence in support of the jury verdict is compelling. Under these circumstances, we view nonproduction of Miles’ statements as damnum absque injuria: a legal wrong that has caused no real prejudice.
We do not perceive that our refusal to hold noncompliance with the rule error per se will require “an affirmative showing” that a party will suffer “some identifiable degree of actual prejudice in order to obtain production of his prior statements,” as our brother Johnson fears. A district court‘s failure to abide by the literal dictate of the rule is clearly error, and we so hold. We are confident that, knowing this, district judges will heed the mandate in the future. But not all past error, however egregious, exacts a new trial and our failure to reverse is not likely to encourage future error.
Miles’ counsel has not adequately excused his failure to make contemporaneous objections to Delta Queen‘s closing argument and the trial court‘s jury instructions. We thus review the argument and instructions under the plain error standard, and we find no such error.
For these reasons, the judgment is AFFIRMED.
JOHNSON, Circuit Judge, dissenting:
This dissent is written to express the view that the district court‘s refusal to order Delta Queen‘s compliance with
While acknowledging that the second paragraph of
The result reached by the majority of this panel condones trial by ambush, the very occurrence that the rule was created to prevent. Moreover, this result has the practical effect of requiring an affirmative showing by a party that he will suffer some identifiable degree of actual prejudice in order to obtain production of his prior statements. This,
For the foregoing reasons, this dissent is respectfully made.