243 F.2d 212 | D.C. Cir. | 1957
Lead Opinion
In an action for personal injuries suffered as a pedestrian when struck by an automobile, plaintiff in the District Court, appellant here, obtained a monetary jury verdict against defendants, appellees. Upon this verdict judgment was entered for plaintiff. Defendants filed a timely motion for judgment notwithstanding the verdict, pursuant to Rule 50(b), Fed.Rules Civ. Proc., 28 U.S.C.A. This motion was not accompanied by a motion or prayer for a new trial as permitted by the Rule.
“ * * * I do not think the state of the evidence is such that I can properly grant the motion [of defendants] for judgment notwithstanding the verdict. But I do feel that the greater weight of the evidence is contrary to the verdict of the jury, and that in all fairness and justice, a new trial shall [sic] be granted. Inasmuch as the motion that was filed was timely, I feel that I have a discretion to grant the lesser remedy instead of the greater one.”
Plaintiff moved to set aside the order granting a new trial, on the ground essentially that the Court was without jurisdiction to enter it since no timely motion therefor had been filed and the Court had not on its own initiative ordered the new trial within 10 days from entry of the judgment. Rule 59(b) and Rule 59(d), Ped.Rules Civ.Proc., were relied upon.
When a trial court concludes that a proper basis exists for granting a timely, well-grounded motion for judgment n. o. v., it has a discretion to grant the lesser relief and to order a new trial instead if justice would thereby better be served.
“ * # the court does not have to grant the motion for judgment notwithstanding verdict, even though he thinks the original motion for a directed verdict should have been granted. This rule particularly provides that he may grant a new trial where justice would be served by it; where, for instance, it is obvious that the defect in the proof of one side or the other is a thing that may be remedied at a new trial without perjury.” Statement of Mr. William D. Mitchell, Chairman of the Advisory Committee which drafted the Rules, Proceedings of the Symposium at New York City on the Federal Rules, p. 283-4 (1938).
This clearly refers to a situation where the motion for judgment n. o. v. could be granted.
An entirely different situation pertains when a verdict could not have been directed; that is, when the motion for judgment n. o. v., though timely, cannot be granted. Rule 59 (b) and Rule 59 (d), note 2 supra, then govern. Sub-paragraph (b) requires a motion for a new trial to be served not later than 10 days after the entry of judgment. Sub-paragraph (d) permits the court of its own initiative to order a new trial only within 10 days after the entry of judgment. In the case at bar, as we have seen, the Court decided that the state of the evidence did not allow him to grant the motion for judgment n. o. v. filed under Rule 50(b). No motion for a new trial had been filed by defendants and 10 days since the entry of judgment had long since elapsed. The factors essential to the exercise of power to order a new trial accordingly did not exist.
This construction of the Rules we think is sustained not only by the terms and intendment of Rule 50(b) when construed in the light of Rule 59(b) and Rule 59(d), but also by the decision of this Court in Freid v. McGrath, 76 U.S. App.D.C. 388, 133 F.2d 350.
The precise question has not been decided by the Supreme Court, but the Supreme Court has considered Rule 50(b) in several cases. Montgomery Ward & Co. v. Duncan, 311 U.S. 243, 61 S.Ct. 189, 85 L.Ed. 147; Cone v. West Virginia Pulp & Paper Co., 330 U.S. 212, 67 S.Ct. 752, 91 L.Ed. 849; Globe Liquor Co. v. San Roman, 332 U.S. 571, 68 S.Ct. 246, 92 L.Ed. 177; Fountain v. Filson, 336 U.S. 681, 69 S.Ct. 754, 93 L.Ed. 971; Johnson v. New York, New Haven & Hartford R. Co., 344 U.S. 48, 73 S.Ct. 125, 126, 97 L.Ed. 77. In the Johnson case, the Court said:
“On several recent occasions we have considered Rule 50(b). We have said that in the absence of a motion for judgment notwithstanding the verdict made in the trial court within ten days after recep*216 tion of a verdict the rule forbids the trial judge or an appellate court to enter such a judgment.”
These cases do not solve our problem, but none of them militates against the solution we reach, and at least they demonstrate that unless a motion for the greater remedy, for judgment n. o. v., is timely filed it may not be granted even though a motion for a new trial has been timely filed. While it does not necessarily follow from the Supreme Court decisions that the lesser remedy may not be granted in the converse situation, we think this does follow from the necessity of giving efficacy to Rule 59(b) and Rule 59(d). They would be largely nullified were it to be held that an ill-founded, though timely, motion for judgment n. o. v. under Rule 50(b) must be deemed either to include a motion for a new trial though none be actually filed, or to hold open for more than 10 days the authority of the court under Rule 59(d) to grant a new trial on its own initiative. When the trial judge in the present case found himself unable to grant the motion for judgment there was no request for a new trial before him and the time within which he could order a new trial on his own initiative had long since expired. Accordingly he was without authority to order a new trial.
In deference to the views of Judge Burger in dissent we have reconsidered our position above set forth and are constrained to adhere to it. Judge Burger in effect says that Rule 50(b) in all c^ses means that a motion for judgment n. o. v. shall be deemed to include a motion for a new trial and that the judge may grant one or the other. If that were correct, the rule would not have needed the sentence: “A motion for a new trial may be joined with this, motion, or a new trial may be prayed for in the alternative.” He sees formalism in our application of the Rules, a failure to give effect to their aim and spirit to “secure the just, speedy, and inexpensive determination of every action.” Rule 1, Fed.Rules Civ.Proc. Moreover, he suggests that we do not recognize the full responsibility of the trial court in the judicial dispensation of justice. Rather, we think our position reflects the importance which should be ascribed to a valid verdict of a jury. This was a jury case. The role a
Reversed and remanded with directions to reinstate the judgment entered on the verdict of the jury.
. The text of Rule 50(b) is as follows :
“(b) Reservation of Decision on Motion. Whenever a motion for a directed verdict made at the close of all the evidence is denied or for any reason is not granted, the court is deemed to have submitted the action to the jury subject to a later determination of the legal questions raised by the motion. Within 10 days after the reception of a verdict, a party who has moved for a directed verdict may move to have the verdict and any judgment entered thereon set aside and to have judgment entered in accordance with his motion for a directed*214 verdict; or if a verdict was not returned such party, within 10 days after the jury has been discharged, may move for judgment in accordance with his motion for a directed verdict. A motion for a new trial may be joined with this motion, or a new trial may be prayed for in the alternative. If a verdict was returned the court may allow the judgment to stand or may reopen the judgment and either ®rder a new trial or direct the entry of judgment as if the requested verdict had been directed. If no verdict was returned the court may direct the entry of judgment as if the requested verdict had been directed or may order a new trial.”
. These provisions of Rule 59 read as follows :
“(b) Time for Motion. A motion for a new trial shall be served not later than 10 days after the entry of the judgment. * * *"
“(d) On Initiative of Oourt. Not later than 10 days after entry of judgment the court of its own initiative may order a new trial for any reason for which it might have granted a new trial on motion of a party, and in the order shall specify the grounds therefor.”
. An order granting a new trial is not ordinarily reviewable. But where, as in the case at bar, such an order exceeds the power of the court it may be reviewed notwithstanding the absence of a final judgment. Phillips v. Negley, 117 U.S. 665, 671, 6 S.Ct. 901, 29 L.Ed. 1013; Freid v. McGrath, 76 U.S.App.D.C. 388, 133 F.2d 350.
. “The motion for judgment cannot be granted unless, as matter of law, the opponent of the movant failed to make a case and, therefore, a verdict in movant’s favor should have been directed.” Montgomery Ward & Co. v. Duncan, 311 U.S. 243, 251, 61 S.Ct. 189, 194, 85 L.Ed. 147. “Each motion * * * has its own office.” Id., 311 U.S. at page 251, 61 S.Ct. at page 194. In Simmonds v. Capital Transit Co., 79 U.S.App.D.C. 371, 147 F. 2d 570, 571, we held the trial court in error in granting the motion for judgment on the record as presented, and added, “Inasmuch as there was no motion, in the alternative, for a new trial, it follows that the judgment below must be reversed.” In the instant case the trial judge said: “If I have the jurisdiction to do it, I would grant a new trial. I wouldn’t grant the motion for judgment notwithstanding the verdict.” The greater remedy sought in the Simmonds case did not include the lesser, for there, as here, there was no basis upon which judgment n. o. v. might rest. It should be added, however, that in Simmonds, unlike the situation now before us, the trial court had not itself ordered a new triaL
. At the argument of defendants’ motion for judgment n. o. v., their counsel said: “Ordinarily in these eases I ask for a new trial in the alternative. I haven’t asked it here, because I don’t think it would be adequate relief.” The trial judge found himself unable to grant the motion for judgment because, as in Pessagno v. Euclid Inv. Co., 72 App.D.C. 141, 144, 112 F.2d 577, 580, the only question was “whether reasonable men might differ on the question of negligence. * * * A motion for a new trial, however, may raise a myriad of other questions as to which appellant has the right to a ruling.” There, as in the Simmonds case, note 4 supra, this court said the motion for judgment n. o. v. could not be granted. Since in Pessagno a motion for a new trial had been filed, however, we reversed with instructions to reinstate the verdict and pass upon the alternative motion.
. Nor is the dissenting opinion in Freid v. McGrath inconsistent with this position.
. Professor Moore, in Ms discussions of the general subject, has said:
“When a motion for judgment under Rule 50(b) is properly and timely made the trial court may, if a verdict has been returned, allow the judgment to stand or reopen the judgment and in its discretion either grant a new trial or direct the entry of judgment in accordance with the requested directed verdict.” 5 Moore’s Federal Practice 2332 (2d ed. 1952). ■
This seems to support the view we take because a discretion to grant either a new trial or to direct the entry of judgment can arise only if the latter could be done. See, however, 6 Moore’s Federal Practice 3851, and footnote 11 at that page, where the author seems to state a different view. At p. 3851 he says:
“In line with the position we have taken, the trial court may respond to a motion for judgment n. o. v. by granting a new trial instead, even after 10 days have elapsed from the entry of the judgment.”
At this point, in footnote 10, however, Moore refers to Gillis v. Reicks, D.C.D.C., 7 F.R.D. 205, where, though only a motion for judgment n. o. v. had been filed, Judge Pine granted a new trial. But the judge indicated in Ms opinion that he did so in the exercise of a discretion available where a judgment n. o. v. could be granted. Moore also refers to Gone v. West Virginia Pulp & Paper Co., 330 U.S. 212, 67 S.Ct. 752, 755, 91 L.Ed. 849, described as holding that where the trial court may validly grant a motion for judgment n. o. v. it may instead order a new trial in its discretion. The Court said in Cone:
“ * * * In short, the rule does not compel a trial judge to enter judgment notwithstanding the verdict instead of ordering a new trial; it permits him to exercise a discretion to choose between the two alternatives.”
These cases seem to support our view rather than the statement for which they are cited by Moore.
Dissenting Opinion
(dissenting).
I agree that the trial judge can grant a new trial in response to a timely motion for judgment n. o. v. where the record warrants the entry of a directed verdict, but I find no reason for limiting or conditioning the court’s discretion to cases where judgment n. o. v. could have been granted. It is the actual motion for judgment n. o. v., not the state of the record, which invokes the trial court’s discretionary power to grant a new trial whether before or after ten days have elapsed from date of judgment. In exercising this discretion, the court’s choice of remedies must, of course, be governed by the evidence, but there is no sound reason why it should be artificially limited as the majority holds.
The aim and spirit of the Federal Rules is stated within the Rules: “They shall be construed to secure the just, speedy, and inexpensive determination of every action.” Fed.Rules Civ.Proc. rule 1. A narrow interpretation and application of the Rules through the imposition of “implied” conditions and limitations harks back to the era of common-law pleading and procedure where “judges [were] imprisoned in technicalities of their own devising * * *.”
“The Federal Rules of Civil Procedure are the product of the progress of centuries from the medieval court-room contest — a thinly disguised version of trial by combat — to modern litigation. ‘Procedure is the means; full, equal*218 and exact enforcement of substantive law. is the end.’ Pound, The Etiquette of Justice, 3 Proceedings Neb. St. Bar Assn. 231 (1909). This basic consideration underlies the Rules * * * ”
It is against this background and in the spirit of disclaiming “unnecessary niceties” that I would interpret the Supreme Court’s statement in Globe Liquor Co. v. San Roman, 1948, 332 U.S. 571, 573, 68 S.Ct. 246, 247, 92 L.Ed. 177:
“We pointed out in the Cone case that Rule 50(b) vested district judges with a discretion, under the circumstances outlined in the rule, to choose between two alternatives: (17 reopening the judgment and granting a new trial, and (2) ordering the entry of judgment as if the losing party’s request for directed verdict had been granted by the trial judge.”
See also Johnson v. New York, New Haven & Hartford R. Co., supra, 344 U.S. at page 54, 73 S.Ct. at page 128, note 3; Cone v. West Virginia Pulp & Paper Co., 1947, 330 U.S. 212, 215, 67 S.Ct. 752, 91 L.Ed. 849. I would hold that where there is a motion for judgment n. o. v., timely made in the proper form,
It seems to me that the framers of Rule '50(b) intended this construction. Judge Armistead Dobie, a member of the Advisory Committee which drafted the Rules, explained the effect of Rule 50(b) in this manner:
“Thus, when a party has moved for a directed verdict and his motion has been denied or not granted (within 10 days after the verdict, or, if no verdict has been returned, within 10 days after the discharge of the jury), he may now move to have the verdict and judgment (when any) set aside and the judgment entered according to his motion, or a similar motion may be made if no verdict was returned. The court may now, on such motion, either direct the entry of the judgment as asked, or may grant a new trial.” (Emphasis added.)4
The Advisory Committee on Rules for Civil Procedure, in 1946, responded to a suggestion that the prevailing party be allowed to make a “conditional” motion for new trial when the losing party moved for judgment n. o. v.:
“This suggestion is based on the erroneous assumption that the party winning the verdict must be allowed to make such a conditional motion in order to make a showing that if his verdict is set aside, he should at least have another chance at a sec*219 ond trial to supply the deficiencies in his proof. A trial court or an appellate court in setting aside a verdict always has discretion, if justice requires it, to order a new trial, instead of directing the entry of judgment. Rule 50(b) states that the court on a motion for judgment notwithstanding the verdict ‘may either order a new trial or direct the entry of judgment’ for the moving party. A party resisting a motion for judgment [n. o. v.] * * * may do that without making a conditional motion for new trial.” (Emphasis added.) Committee Note of 1946 to proposed but unadopted amendment of Rule 50(b) 1946 U.S.Code Cong.Serv. p. 2352, 79th Cong., 2d Sess.5
The majority opinion cites (supra 243 F.2d 215) a statement by Mr. William D. Mitchell, Chairman of the Advisory Committee. I do not agree that Mr. Mitchell supports their position that the trial court must find the motion for judgment n. o. v. is well grounded before being able to grant a new trial on that motion. The phrase “* * * even though he thinks the original motion for a directed verdict should have been granted” is not a limitation on the trial court’s power, but on the contrary an indication of the latitude of its discretion. As later stated in Cone v. West Virginia Pulp & Paper Co., supra, 330 U.S. at page 215, 67 S.Ct. at page 754, “Rule 50(b) contains no lan-
guage which absolutely requires a trial court to enter judgment notwithstanding the verdict even though that court is persuaded that it erred in failing to direct a verdict for the losing party.” That a trial court has discretion to grant a new trial even where the record warrants a judgment n. o.°v. does not infer the discretion exists solely when that situation prevails.
Although the Supreme Court has not passed on the exact question,
The case before us demonstrates the advisability of allowing the trial judge to exercise an unfettered discretion in a situation like this one. Argument on appellee’s timely motion for judgment n. o. v. was heard some 40 days after appellant’s verdict and judgment had been entered, briefs having been filed in the interim.
In cases where a judgment n. o. v. is sought, it is almost a universal expe
The majority holding reinstates the appellant’s jury verdict. If the appellee hereafter appeals from the denial of his motion for judgment n. o. v., this court must then determine whether the evidence is legally sufficient to sustain the verdict. In that posture this court could then (a) affirm the lower court’s denial of the motion for judgment n. o. v., allowing judgment on the verdict to stand, or (b) reverse the order denying judgment n. o. v. and remand for entry of judgment on that motion,
As final judgment follows either action under (a) or (b) above, our self-imposed limitations will have effectively precluded exercise of any discretion by the court best equipped to do so. If, under (c) above, we remand for a new trial, it is only after needless delay and expense that we have accomplished precisely what the trial court attempted to do in the first place.
The majority justifies its construction by a necessity to give partial efficacy to Rule 59. The majority urges that unless one reads Rule 59(d) as it does the Rule has no efficacy. Not so. Rule 59(d) is directed at cases where no litigant makes a motion of any kind, but when the court thinks the record does not support the verdict. In such case the trial court, without any motion of any kind, is for a 10 day period given
The majority also relies strongly on the fact that Rule 50(b) expressly authorizes coupling the two kinds of motions and urges that this would not be required if the views expressed in this dissent are sound. I think they read the Rule too narrowly. The Rule simply points the way like a highway marker; in saying it may be done thus it does not preclude all other ways. It should be read as a direction to the parties, not a limitation on the court. This liberal construction definitely does not call for “implying a power inconsistent with” Rule 50(b) since what I suggest is not only consistent with what is expressed in that Rule but is also consistent with the whole spirit and purpose of modern concepts. Professor Moore and William D. Mitchell, as I read these authorities, both support this view.
It is the trial court in our judicial system which is the primary tribunal to dispense “justice” and it is the appellate function which is limited and narrow. A reversal of the district judge’s action in this case frustrates that primary and broad authority. In my opinion it also does not give full effect to the spirit of the Federal Rules and their emphasis upon substance rather than form in the administration of justice. For these reasons I respectfully dissent.
. Frankfurter, J., dissenting in Johnson V. New York, New Haven & Hartford it. Co., 1952, 344 U.S. 48, 62, 73 S.Ct. 125, 133, 97 L.Ed. 77.
. In Johnson v. New York, New Haven & Hartford R. Co., supra note 1, the Court directed the movant to precisely phrase this motion in conformity with the Rule.
. Appellee made a timely motion requesting that the appellant’s verdict be set aside and that judgment be entered in his favor, stating as grounds “no substantial evidence of negligence” and contributory negligence as a matter of law. The trial judge concluded “that the verdict was supported by the evidence” only to the extent that he was unwilling to grant judgment n. o. v. He categorically stated: “I don’t think that the weight of the evidence supports the verdict that was given. * * * I do feel that the greater weight of the evidence is contrary to the verdict. * * * ” Reeord, pp. 9, 28.
. Dobie, The Federal Rules of Civil Procedure, 25 Va.L.Rev. 261, 289 (1939). Professor Moore, in my opinion, agrees with Judge Dobie: “When a motion for judgment under Rule 50(b) is properly and timely made, the trial court may, if a verdict has been returned, allow the judgment to stand or reopen the judgment and in its discretion either grant a new trial or direct the entry of judgment in accordance with the requested directed verdict.” 5 Moore’s Federal Practice 2332 (2d ed. 1952). See also Simkins, Federal Practice 486 (3d ed. 1938).
. The Advisory Committee, in 1955, proposed an amendment to Rule 50(b) in which a motion for now trial would be deemed to be asking for a judgment n. o. v. as an alternative. Logically, this would infer the converse to be true. See Moore’s Federal Rules and Official Forms, as Amended with Comments on the Amendments and Proposed Amendments 239 (1956).
. There are few federal cases dealing with the precise issue. For an indication the court can grant a new trial upon a motion for judgment n. o. v. see Gillis v. Reicks, D.C.D.C.1947, 7 F.R.D. 205; contra: Taylor v. Reading Co., D.C.E.D.Pa.1949, 83 F.Supp. 804; See Moomaw v. Reading Co., D.C.E.D.Pa., 66 F.Supp. 636, affirmed mem., 3 Cir., 1946, 156 F.2d 678; Yates v. Dann, D.C.D.Del.1951, 11 F.R.D. 386; see also Kanatser v. Chrysler Corp., 10 Cir., 1952, 199 F.2d 610, certiorari denied, 1953, 344 U.S. 921, 78 S.Ct. 388, 97 L.Ed. 710: Bailey v. Slentz, 10 Cir., 1951, 180 F.2d 408.
. Johnson v. New York, New Haven & Hartford R. Co., 1052, 344 U.S. 48, 73 S. Ct. 125, 97 L.Ed. 77; Globe Liquor Co. v. San Roman, 1948, 33-2 U.S. 571, 68 S.Ct. 246, 92 L.Ed. 177; Cone v. West Virginia Pulp & Paper Co., 1947, 330 U.S. 212, 67 S.Ct. 752, 91 L.Ed. 849; Montgomery Ward & Co. v. Duncan, 1940, 311 U.S. 243, 61 S.Ct. 189, 85 L.Ed. 147.
. The fact that the trial court must pass on alternative 50(b) motions when they are presented is no authority for the proposition the court cannot exercise its discretion and grant a new trial upon a timely motion for judgment. It is not here asserted that a motion for judgment n. o. v. “includes” a motion for new trial so as to inferentially compel the trial judge to pass on “unmade” motions; the motion for judgment merely vests the court with discretion to give a new trial. Thus, such cases as Simmonds v. Capital Transit Co., 1945, 79 U.S.App.D.C. 371, 147 F.2d 570 and Pessagno v. Euclid Investment Co., 1940, 72 App.D.C. 141, 112 F.2d 577, are not applicable.
. January 31, 1956 — Verdict and judgment entered for appellant.
February 8, 1956 — Appellee moved for judgment n. o. v. on grounds, in part, “that there was no substantial evidence of negligence.”
February 13, 1956 — Appellant filed brief in opposition to appellee’s motion for judgment n. o. v.
March 12, 1956 — Argument on appel-lee’s motion for judgment n. o. v.
March 28, 1956 — Argument on question whether district court had power to grant a new trial. New trial granted.
Civil Docket, United States District Court for the District of Columbia.
. Record, p. 10.
. See Vanderbilt, The Need for Procedural Reforms and Simplification of the Judicial Structure, 41 Va.L.Rev. 1, 14 (1955).
. Gone v. West Virginia Pulp & Paper Co., 1947, 330 U.S. 212, 67 S.Ct. 752, 91 L.Ed. 849; Of. Simmonds v. Capital Transit Co., 1945, 79 U.S.App.D.C. 371, 147 F.2d 570.
. Cf. Bryan v. United States, 1950, 338 U.S. 552, 70 S.Ct. 317, 94 L.Ed. 335. This court might also remand directing the trial court to exercise its discretion. See, o. g., Snead v. New York Central R. Co., 4 Cir., 1954, 216 F.2d 169; Stevens v. G. L. Rugo & Sons, Inc., 1 Cir., 1953, 209 F.2d 135.
. In Freid v. McGrath, 1942, 76 U.S.App.D.C. 388, 133 F.2d 350, there was no motion for judgment n. o. v. The issue
The Tenth Circuit cases likewise proceeded on the narrow, and I believe erroneous, assumption that the grant of a new trial more than 10 days after entry of judgment must be justified under 59(d). Kanatser v. Chrysler Corp., 10 Cir., 1952,199 F.2d 610, certiorari denied, 1953, 344 U.S. 921, 73 S.Ct. 388, 97 L.Ed. 710; Bailey v. Slentz, 10 Cir., 1951, 189 F.2d 406.