Lead Opinion
Kenneth Wallace gave a ride to two strangers and paid the ultimate penalty for this kindness. Charles Splunge and Tara Fox, shopping at a liquor store in April 1986, asked Wallace for a ride to a party; he agreed. Fox got in the front seat and Splunge in the back. When Wallace arrived at the destination Fox gave him, Fox demanded money and shot Wallace twice with Splunge’s gun when he resisted. Splunge ejected Wallace (still alive but mortally wounded), took his place in the driver’s seat, and drovе away. Several witnesses saw these events. Another driver pursued Splunge as he sped away. Unable to negotiate a corner, Splunge crashed into a house. He and Fox ran away on foot; both were captured the next day. Fox pleaded guilty to murder. For his part, Splunge denies knowing that Fox planned to rob or shoot the driver, and he attributes to panic rather than to any felonious plan his decision to flee (with Wallace’s car) and leave Wallace to die.
Indiana has tried Splunge repeatedly on a charge of felony murder. In each trial Fox testified that Splunge gave her the gun and that the two planned the robbery. She also
According to defense counsel, “[tjhis is а case of deliberate, egregious, and repeated prosecutorial abuse.” The lead example of the behavior to which Splunge attaches this characterization is a question asked of a police officer who was to testify to a statement Splunge made shortly after his arrest. The prosecutor asked the witness whether Splunge had been informed of his rights, and this ensued:
Q. And did he appear to understand what you were reading to him?
A. The first time; yes.
Q. All right. Did he sign that?
A. Not at that time; no.
Q. Okay. Please, explain to me what happened?
A. At that time, Mr. Splunge ...
BY MR. SHAW [defense counsel]: Your Honor, we wоuld object to this. If he exercised his Fifth Amendment rights, he had the right to do so, and that cannot be used.
BY MR. D’AMOUR [prosecutor]: Let me clarify, attempt to clarify.
Q. Did Mr. Splunge indicate that he was exercising his Fifth Amendment rights at that point?
A. Yes; at that time he advised me that he did not want to give a statement. He wanted to talk to an attorney.
BY MR. SHAW: Your Honor, that was what I was objecting to, and I would ask that the answer be stricken from the record.
BY THE COURT: Overruled.
Q. Did you subsequently again talk to Mr. Splunge?
A. Yes; my supervisor, Lieutenant Stin-son had also came in that evening. Since I was already dоwntown, I decided to go back and start on my paperwork. And, while I was in the process of doing my paperwork, Lieutenant Stinson advised me that Mr. Splunge had changed his mind. That he now wished to speak to me.
Splunge told the officer that he now wanted to talk. Miranda warnings were read again; Splunge waived his rights and gave a statement that was introduced at trial. Splunge told the officer that he was in the car when Fox robbed and shot the driver, and that he drove the car away and left Wallace in the street. Splunge also conceded that the murder weapon was a gun he had possessed for a few weeks, though he denied knowing how it came into Fox’s possession and denied knowing that Fox planned to rob their benefactor.
In support of the argument that the prosecutor violated the Constitution, defense counsel cite a few decisions of this circuit for the proposition that silence at arrest may not be used to impeach a claim of innocence at trial. That proposition has a firm footing in Doyle v. Ohio,
Anderson v. Charles,
Although Doyle and its precursor United States v. Hale,
What Doyle stands for is that arrest-time silence may not be used to impeach trial-time testimony by asking something like: “If the version of events to which you have just testified is true, why didn’t you tell this to the police as soon as you were arrested?” After Charles and Greer v. Miller,
Behind Splunge’s argument is a belief that a jury’s knowledge of a suspect’s silence is the same thing as the constitutionally forbidden “comment on” silence. That is not how the Supreme Court understands Doyle. The Court’s most recent summary of the foundation and scope of Doyle’s rule is this:
“[T]he use for impeachment purposes of [a defendant’s] silence, at the time of arrest and after receiving Miranda warnings, violate^] the Due Process Clause of the Fourteenth Amendment.” This rule “rests on the ‘fundamental unfairness of implicitly-assuring a suspect that his silence will not be used against him and then using his silence to impeach an explanation subsequently offered at trial.’ ” Wainwright v. Greenfield, 474 U.S. 284 , 291,106 S.Ct. 634 ,88 L.Ed.2d 623 (1986) (quoting South Dakota v. Neville,459 U.S. 553 , 565,103 S.Ct. 916 ,74 L.Ed.2d 748 (1983)).
Brecht v. Abrahamson,
Prosecutors who invite the jury’s attention to a defеndant’s silence walk a narrow path from which it is easy to fall. Any hint that the silence is inconsistent with later statements produces the inference forbidden by Doyle and imperils the verdict. Unless the defendant tries to persuade the jury that any statement he made was involuntary, why take the risk? Splunge did not argue that the statement had been obtained by improper police tactics; his defense — that he did not know how Fox got the gun, did not expect her to commit a crime, and did not steal Wallace’s ear — was bаsed on the statement. Having had one conviction thrown out under § 2254, the prosecutor should have been doubly careful the next time. Each new trial reduces the likelihood of an accurate outcome, as memories fade or witnesses die. But though the prosecutor walked up to the brink, he did not fall over.
Splunge’s second principal argument rests on the confrontation clause of the sixth amendment, applied to the states via the fourteenth. A defendant is entitled to cross-exаmine witnesses about potential sources of bias. Delaware v. Van Arsdall,
Q. Now, you got 60 years?
A. Yes, I do.
Q. That means that you have to serve 30 years before you’re released?
A. Yeah. I’ll be 51 when I get out.
Q. And the only way you can get out of prison before that 30 years is up is if the Judge modifies your sentence?
A. Yes, if he modifies it, or parole.
Q. And the Judge is not permitted by law to modify your sentence, if the Prosecutor objects to it being modified?
A. I don’t know.
At this point the prosecutor objected, and after a colloquy outside the jury’s presence the judge told defense counsel to desist from
At side bar, defense counsel told the judge where he was going: he wanted to inform the jury that Fox could have her sentence reduced if and only if the prosecutor so recommended to the judge. Although the prosecutor had not promised to make such a recommendation, counsel wanted the jury to see that whatever hope for a lower sentence Fox entertained would be dashed if she gave' testimony that displeased the prosecutor. That is а legitimate line of cross-examination, one that the defense had a constitutional right to explore, see Lindh v. Murphy,
Defense counsel sought to show “that [Fox] has a motive to assist the State because her only hope of getting out ... before 2016 is if her sentence is modified, and her sentence can’t be modified, unless the Prosecutor agrees to allow it to happen.” To this the judge replied: “Okay. But you know and I knоw, if I understand the law properly, I can’t modify a sentence after a year anyway. ... The law says we can modify [a sentence] up to a year [after its imposition], period. It doesn’t say if the Prosecutor doesn’t object. It says we have the right to modify up to a year.” Defense counsel interjected: “After a year, you have the right to modify, with permission of the Prosecutor.” The judge replied: “I don’t think that statute says that.” And there the subject rested. If the judge is right, the entire line of cross-examination was worthless. It could not tend to expose a source of bias and therefore would be outside the rationale of Giglio, Davis, and Van Arsdall.
' Splunge’s current lawyers, whose experience and dedication no one will question, do not argue that the judge misunderstood state law. The Supreme Court of Indiana did not see a problem either:
Fox testified specifically that she had received no promises from the State in exchange for her testimony. It is obvious that the State was in no position at this late date tо extend a promise of a lesser sentence. ' The remote possibility that Fox would receive a modification or clemency ■ at this time is highly speculative and in no way reflects any arrangement made by the State to procure Fox’s testimony.
In 1986 she had given the police a detailed statement implicating appellant in the crime. It was after giving this statement that she received the maximum sixty (60) year sentence for her participation in the killing of the victim. She certainly did not receive any special consideration because of her statement. It is highly improbable that she would receive any special consideration for taking the witness stand and reiterating what she already had said in 1986.
What Splunge now argues is not that the proposed cross-examination could have exposed any reason for Fox to slant her testimony in the prosecutor’s favor, but that defense counsel is entitled to probe a witness’ beliefs whether or not they have any legal (or factual) foundation. In principle, even a fan
Once again, the prosecutor’s unnecessary tactics brought this case to the brink of constitutional error. Allowing defense counsel a little more lеeway could not have hurt, for the reason the Supreme Court of Indiana articulated. Fox has been telling the same story all along. Her testimony at Splunge’s fourth trial could not have been colored by a belief that it would earn her a lower sentence, when it was identical to the testimony she gave at the first and second trials. Fox and Splunge both received 60-year sentences, the statutory maximum for felony murder; a discounted sentence, that most basic evidence of an agreemеnt with the prosecutor, is missing. Fox did not receive a sentence reduction after giving favorable testimony in trials 1 and 2, making it unlikely that she would expect to receive a reward after giving testimony in trial 4. All of this readily could have been brought out if defense counsel had been allowed to finish his line of cross-examination. But this also shows why, if any error occurred, it was harmless.
On collateral attack, a trial error is harmless unless it “had substantial and injurious effect or influence in determining the jury’s verdict. Brecht,
Finally, Splunge expresses displeasure with the prosecutor’s closing argument. There was much to be displeased about; the prosecutor did not do the State of Indiana proud. But Darden v. Wainwright,
During closing argument defense counsel pointed out what the jury surely observed: that his client had not testified. Counsel added: “He didn’t have to testify in this case because he had already told the police what had happened.” Viewing this as a springboard, the рrosecutor asserted during rebuttal: “Think about the victim. The victim in this case has the right to remain silent, too. And he will for all eternity, thanks to Mr. Splunge. He had rights, too.” Splunge contends that this statement violates the holding of Griffin v. California,
AFFIRMED
Notes
I.C. § 35 — 38—1—17(b) reads: "If more than three hundred sixty-five (365) days have elapsed since the defendant began serving the sentenсe and after a hearing at which the convicted person is present, the court may reduce or suspend the sentence, subject to the approval of the prosecuting attorney. The court must give notice of the order to reduce or suspend the sentence under this section to the victim (as defined in IC 35-35-3-1) of the crime for which the defendant is serving the sentence.” The trial judge may have been unaware of this section, enacted only in 1985, or may have been thinking of a 1991 amendment to subsection (a) of this statute, which extended from 180 to 365 days the time for a judge to reduce a sentence on his own motion. Examination of subsection (a) in isolation would have led the judge to believe that the prosecutor could not consent to a later reduction. Defense counsel, did not cite any portion of I.C. § 35-38-1-17 to the judge during the sidebar conference.
Dissenting Opinion
dissenting.
It is well established in the jurisprudence of this court that an indirect reference to the defendant’s silence violates the Fifth Amendment when “1) it was the prosecutor’s manifest intention to refer to the defendant’s silence, or 2) the remark was of such a character that the jury would ‘naturally and necessarily’ take it to be a comment on the defendant’s silence.” Rodriguez v. Peters,
Not only was the jury allowed to hear the prosecutor emphasize the defendant’s invocation of the right to silence, but the jury was also not permitted to hear the defense’s full crossexamination of Tara Fox’s motivation for giving testimony that fit the prosecutor’s version of the case. The trial court did not allow the defense to probe with sufficient comprehensiveness the possibility that Tara Fox was giving favorable testimony in the hope of securing prosecutorial acquiescence in the reduction of her sentence. The trial court apparently cut off the examination because of its misapprehension of Indiana law. In any event, the crucial point was not whether Indiana permitted reduction of the sentence but whether Fox believed that cooperation with the prosecutor could have assisted her in obtaining an earlier release. For a 21 year-old woman facing a release date when she was 51, this incentive, if it was found to exist, would have weighed heavily in the jury’s estimation of her credibility. That credibility was, to put it mildly, the linchpin of the state’s case.
Because I believe that the state trial court committed two serious errors of constitutional magnitude, that had a “substantial and injurious effect or influence in determining the jury’s verdict,” Brecht,
