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Charles B. Splunge v. Al C. Parke
160 F.3d 369
7th Cir.
1998
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*2 BAUER, Before EASTERBROOK, and RIPPLE, Judges. Circuit EASTERBROOK, Judge. Circuit Kenneth Wallace gave a ride two strangers paid the ultimate penalty for this kindness. Splunge Charles and Tara Fox, shopping at liquor April 1986, store in asked Wallace for a ride to a party; he agreed. got Fox in the front seat and Splunge in the back. When Wallace arrived at the him, destination gave Fox Fox de- money manded and shot Wallace twice with Splunge’s gun when he Splunge resisted. ejected (still Wallace alive but mortally wounded), plаce took his seat, in the driver’s away. drove Several witnesses saw these events. pursued Another driver Splunge sped as he away. negoti- Unable to corner, ate a Splunge crashed into a house. He and foot; Fox ran away on both were captured day. the next pleaded guilty to murder. For his part, Splunge denies knowing planned that Fox to rob or shoot the driver, panic attributes rather than (with plan felonious his decision to flee car) Wallace’s and leave Wallace to die. Indiana has Splunge tried repeatedly on a charge felony In murder. each trial Fox testified that gave her the gun and planned robbery. two She also [prosecutor]: Let me BY MR. gun D’AMOUR to use the planned she has testified clarify, attempt clarify. victim, it went off and that only to scare 1986, only four August struggle. during a Q. that he was Did Mr. indicate killing, a convicted after the months rights exercising his Fifth Amendment to 60 was sentenced like Fox he Splunge, and point? at that *3 af judgment was years’ imprisonment. Yes; me that at that time he advised A. Indiana, 526 Supreme Court of by the firmed a give want to statement. he did not (Ind.1988), years four later but 977 N.E.2d attorney. to talk to an He wanted spoiled the Batson error held a we Honor, Your that was BY MR. SHAW: v. Splunge required a retrial. and verdict to, objecting and I what was Cir.1992). Clark, At the F.2d 705 960 ask that the answer be stricken jury was trials first of three the record. ended a The next reach verdict. unable to THE Overruled. BY COURT: a mistri began: declared before it Q. you subsequently again talk tо Did A a selection. al because of Splunge? Mr. conviction, 60-year another produced third a Yes; my supervisor, Lieutenant Stin- A. sentence, by the another affirmance and evening. in that (Ind. son also came had 641 N.E.2d highest court. 628 state’s downtown, I de- I was Since 1994). this now asks us to hold that Splunge my start on go back and cided upset, must be conviction likewise latest And, while I was in the paperwork. The district court yet trial held. another doing my paperwork, Lieu- process of cor pеtition for a writ of habeas his denied me that Mr. tenant Stinson advised (N.D.Ind.1996). Be F.Supp. 1137 pus. 929 changed That Splunge his mind. had April before petition was filed cause the speak to me. he now wished version of not use the amended we do 2254(d). Murphy, § Lindh v. See 28 U.S.C. that he now Splunge the officer want- told 320, 117 481 S.Ct. warnings were read to talk. ed Miranda (1997). rights gave a Splunge waived his again; trial. that was introduced “[tjhis statement counsel, is a According to defense that he was in the Splunge told officer deliberate, reрeated egregious, and case driver, shot the when robbed and car example of prosecutorial abuse.” The lead away left he the car and that drove Splunge attaches the behavior which Splunge also in the street. conceded Wallace po- asked of a question is a characterization gun had weapon was he that the murder testify to a statement lice officer who was weeks, though he denied possessed for a few shortly after his Splunge made arrest. possession into Fox’s knowing how it came asked the witness planned to rob knowing that Fox and denied rights, informed of been their benefactor. this ensued: appear to what Q. did he understand prose- And support argument him? you reading Constitution, were coun- cutor violated the this circuit for the decisions of sel cite few time; yes. A. The first arrest not be proposition silence at Q. right. sign he that? All Did trial. claim of innocence at impeach used time; no. A. Not at thаt footing Doyle a firm proposition has That Please, hap- explain Q. Okay. to me what Ohio, 49 U.S. pened? (1976), just poses but the critical L.Ed.2d 91 time, ... Mr. A. At that using post-ar- question: way? Perhaps the forbidden Your rest silence in [defense counsel]: BY MR. SHAW jury that trying to Honor, he was show object to this. we would and that result- rights had honored rights, his Fifth Amendment exercised voluntary. See Crane so, ing statement was and that to do he had Kentucky, S.Ct. be used. cannot perhaps just Doyle Or he was What stands is that arrest-time trying placе in context the statement may not impeach silence be used to trial-time Splunge ultimately made. does not testimony by asking something like: “If the reveal whether such references violate the version of you just events to which have Constitution —but later cases do. true, why you testified didn’t tell this to you as soon as were arrested?” Charles, Anderson Miller, After Charles and Greer v. (1980), S.Ct. L.Ed.2d holds that prosecutor may inform the about jury’s knowledge suspect initially sequence entire preceding a рroblem, remained silent is not a when that statement, post-arrest even the sus- though knowledge is not used to subvert the defense pect declined to answer some of queries. *4 in Doyle’s fashion. Miller testified his own Charles, defense, who testified in his own defense, prosecutor and the (in asked on cross- jury response told the to the why story examination he hadn’t told his at questions) initially that he was silent and arrest, the maneuvering up time to set an my to talk attorney they “[w]hen tried inference, judge аdverse but the cut off wouldn’t let me see him the after punch just keep and the quiet.” 406,100 said to line was never 447 at U.S. delivered. Our prosecu S.Ct. 2180. appeals The court of held the held that tor the just by this information violated Constitution separated asking could be from question, statements, jury Charles’s affirmative because the learned that its introduction the defendant remained was constitutional error. The silent when arrested. Supreme Greer, (7th Cir.1986) Court disagreed, Miller v. 789 a reason F.2d 438 for (en banc). applicable Splunge’s Supreme case too. disagreed, Court holding that judge because the blocked the Although Doyle precursor and its United prosecutor arguing from an adverse infer Hale, 171, 2133, States v. 422 U.S. 95 S.Ct. 45 ence, there was no problem. constitutional (1975), L.Ed.2d 99 suggest that the trial; Splunge’s Just so at prosecutor with reference to silence is its “insoluble ask the from Splunge’s infer ambiguity”, Supreme jettisoned Court initial silence that what he said later is unre justification Weir, in Fletcher v. 455 U.S. liаble and did not use “defendant’s refusal to 603, 1309, 102 (1982), S.Ct. 71 L.Ed.2d 490 police talk to as guilt”, Savory evidence of v. Anderson, and Jenkins 231, v. 100 Lane, 1011, (7th Cir.1987). 832 F.2d 1017 2124, S.Ct. when held Instead the showed that, so far concerned, as the Constitution is scrupulously Splunge’s honored states impeach testimony on the basis of rights. United Higgins, States v. prior provided that the silence had silence— n Cir.1996), says 333-34 that this is not been by post-arrest induced Miranda permissible. Although judge in Miller warnings. Today’s rationale for objection an sustained ‍​‌​​‌‌‌​‌‌‌‌​‌‌​‌‌‌‌​‌​‌‌​‌​‌‌​‌‌​​‌‌‌‌‌‌‌​​‌‌​​‍judge and the that it is suspect unfаir tell a that he is one; Splunge’s case overruled the contexts entitled to remain silent and then use that materially are By sustaining different. silence as impeachment the basis of at trial. objection prevented Miller But if the suspect police, talks to the there is asking from guilt to infer problem, no such because “a who silence; from here the pur never voluntarily speaks after receiving Miranda sued the forbidden inference. warnings has not been induced- to remain Charles, silent.” 447 U.S. at 100 S.Ct.

2180. The Supreme thought Court Splunge’s argument Behind unnec- ais belief essary to bifurcate the events that a knowledge suspect’s into Charles’s of silence (excluded) (admit- silence and his thing statements the same constitutionally as the for ted); complete sequence helped put the bidden “comment on” silence. That is not statements in context. Just so with how Doyle. Court understands silence, shortly initial followed a The most summary Court’s recent of the statement. scope foundаtion and Doyle’s rule is this:

373 come, fade or witnesses die. as memories purposes [a impeachment use for “[T]he up walked though silence, But of arrest time defendant’s] brink, fall he did not over. warnings, vio- receiving Miranda of the Clause Due Process late^] principal argument Splunge’s second rule “rests This Amendment.” Fourteenth clause of the sixth the confrontation rests on implicitly- unfairness on the ‘fundamental amendment, via applied to the states will not suspect that his silence аssuring a is entitled A defendant cross- fourteenth. using then him and against be used potential about sources of witnesses examine explanation subse- impeach an silence Arsdall, 475 U.S. Delaware v. Van bias. ” Wainwright at trial.’ quently offered (1986); 674 Davis 89 L.Ed.2d 106 S.Ct. 284, 291, 106 S.Ct. Greenfield, 474 U.S. Alaska, 39 S.Ct. (1986) (quoting South 88 such source is the L.Ed.2d One 553, 565, Neville, U.S. Dakota will receive a bene prospect witness (1983)). S.Ct. sentence, fit, exchange a lower such as 619, 628, 113 Abrahamson, 507 U.S. Brecht v. agree an testimony. Fox had (brackets L.Ed.2d effect, S.Ct. proseсutor to with the ment Doyle, quotation internal in original; bring Giglio it out. entitled 2240). passage States, *5 v. United above transcript quoted of the trial demon serving Fox was was not used Splunge’s silence that strates for her role the years’ imprisonment subsequently of explanation impeach an “to prosecutor asked Fox on direct crimes. With Miller and Charles at trial.” fered any agree there was examination all books, not forbid “Hale and do the testimony which under her ment warnings and (or at triаl of Miranda early mention to a lower sentence lead would They response to them. es the defendant’s denied parole). She consideration re following the instead that silence tablish wanted to had use there was. be used warnings not ceipt Miranda nega on that to cast doubt cross-examination Higgins, F.3d against a defendant.” answer, to he have been entitled tive following of the events description A But this was do so. latitude to considerable intro just prologue to the arrest was the the in the state courts theory; neither his not Splunge’s actual statement —that duction of argued that he sus here has nor sure, him, to be against was used statement Fox for any agreement to reward her pects problem the four under (or but without promise on the any unilateral amendment. teenth question to part). The which objected follows: the jury’s attention who the invite Prosecutors Now, years? Q. you got path a narrow silence walk defendant’s Any hint that easy to fаll. it is Yes, from which A. I do. with later state- inconsistent silence is you have to serve 30 Q. That means by forbidden produces the inference ments you’re released? years before imperils the verdict. Unless

Doyle and get I out. 51 when A. Yeah. I’ll be jury that persuade tries way you get can out only Q. And the why involuntary, made was statement up is if years is prison before that 30 argue not Splunge did take risk? your sentence? Judge modifies by improp- had been obtained the statement it, Yes, parole. A. if he modifies tactics; not he did police er defense —that by permitted not law Q. Judge And expect gun, did not got know how sentence, if the modify your Prose- crime, did not steal her commit being modified? objects to it cutor the statement. ear —was based on Wallace’s A. know. don’t out conviction thrown under had one Having objected, and point At have been dou- § should jury’s presence colloquy outside trial Each new bly the next time. careful from to desist counsel judge told defense out- of аn accurate the likelihood reduces ' judge lawyers, this line of did experi- current whose —but disregard instruct the what it ence and question, not dedication no one will do argue judge that the heard. misunderstood state law. The Court of Indiana did not bar, At judge side defense counsel told the see a either: going: where he was he wanted to inform specifically Fox testified that she had re- that Fox could have her sentence promises ceived no the State ex- ‍​‌​​‌‌‌​‌‌‌‌​‌‌​‌‌‌‌​‌​‌‌​‌​‌‌​‌‌​​‌‌‌‌‌‌‌​​‌‌​​‍reduced if and if thе so rec- change testimony. for her It is obvious judge. Although pros- ommended position the State was no at this promised ecutor had not make such rec- promise late date to extend a of a lesser ' ommendation, counsel wanted the to see possibility sentence. remote that Fox hope that whatever for a lower sentence Fox clemency would receive a modification or n gave' entertained would be dashed if she tes- highly speculative this time is no timony displeased prosecutor. That way any arrangement reflects made legitimate cross-examination, is a line of one procure testimony. State to Fox’s defense had a constitutional given 1986 she had a detailed explore, see Lindh v. Murphy, F.3d 899 implicating appellant statement in the (7th Cir.1997), if it rests on correct state- giving crime. It was after this statement ment Indiana law. But the trial that she received the maximum sixty thought that it does not. year participation sentеnce for her in the killing certainly of the victim. She Defense sought counsel to show “that any special receive consideration because has a [Fox] motive to assist the State be- of her highly improbable statement. It is only hope cause her getting out ... before that she any special would receive consid- modified, 2016 is if her sentence is and her *6 eration for taking the witness stand and modified, sentence can’t be unless the Prose- reiterating what she had said in agrees cutor to allow it to happen.” To this judge replied: the “Okay. you But know and 641 N.E.2d at 633. judges All of the state know, I if I understand the properly, law appear to have overlooked a statute that modify can’t a year sentence after anyway. a 35-38-l-17(b) subject. § bears this I.C. says ... modify The law we can [a sentence] provides judge may that a reduce a sentence up year to a imposition], period. [after its It consent.† year prosecution’s after a with the say doesn’t if thе object. Prosecutor doesn’t But brought no this one statute to the atten says It we right modify up have the to to a tion of supreme courts, the state trial or the year.” interjected: Defense counsel “After a court, court; district or this reliance on it has year, you have the modify, to with been forfeited. permission of the judge Prosecutor.” The replied: “I don’t think says statute that argues What now is that subject that.” And there the rested. proposed the the cross-examination cоuld have judge right, the entire line exposed of cross-exami- any reason for Fox to her slant nation was worthless. It could not favor, tend to in the but that expose a source of bias and therefore would probe counsel is entitled to a witness’ Giglio,Davis, be the outside rationale of (or and beliefs they whether or not legal have Van Arsdall. factual) principle, foundation. even a fan- 38—1—17(b) † § I.C. section, reads: "If more than three been unaware of this enacted 35— sixty-five days elapsed hundred may have since thinking or have been of a 1991 began serving the (a) statute, sentence and amendment subsection of this hearing person at which the convicted which days extended from 180 to 365 the time present, may suspend the court reduce or a judge for to reduce a sentence on own sentence, subject approval prosecut- (a) of the motion. Examination of subsection in iso- ing attorney. give The court must notice of the lation judge wоuld have led the to believe that suspend order reduce the sentence or under could not consent to a later re- (as counsel, this section to the victim defined in IC 35-35- duction. any por- Defense did not cite 3-1) of the crime for § which the defendant is tion of judge during I.C. 35-38-1-17 to the serving the judge may sentence.” The trial have sidebar conference. Brecht, 507 U.S. at verdict. a witness shade could lead tastic belief McAninch, O’Neal v. truth; green little men S.Ct. 1710. See also thought that if Fox help- for riсhly reward her would from Mars be prosecutor,

ing out the curtailment of cross-exami Mistaken know, her diminish for would entitled to trial error. category in the nation is had the But the defense testimony’s Gilmore, force. 901; Lindh, Yancey v. at F.3d (or expected Fox whether opportunity Cir.1997). ask 104, 108 Let us then receive) reward, Fox she could thought error had a “substantial ask whether know didn’t she testified that that Fox injurious” effect. Recall said help obtain a lower could her judge could reduce her thought she the sub- sentence; belief about she had no cir she “didn’t know” the sentence and that judge point principle ject. At this a reduc could lead to such cumstances that speculative unproductive curtail judge did not tell tion. “[Tjrial play. came into cross-examination testimony. Splunge does not disregard this impose ... wide latitude judges retain questioning with additional argue that such cross-examination limits on reasonable some more could have obtained about, among other on concerns based statement; proof make an offer of he did not harassment, prejudice, confusion things, from Fox produce trial or an affidavit issues, safety, interroga- the witness’ post-conviction proceedings. does only marginally rele- repetitive or that is tion Fox’s cross-examination suggest Arsdall, 475 U.S. at vant.” Van revealing previous up turned de trials apt is an “[Mjarginally relevant” S.Ct. 1431. kept that were latest tails or beliefs description of the court to jury. he аsk the district Nor did closed down. explore evidentiary hearing to what hold an prosecutor’s unneces again, the Once might had the cross-examina have said case to brink sary brought this tactics 60-year Fox’s That sentence tion continued. Allowing defense coun error. constitutional maximum, has not statutory is the hurt, leeway could not have more sel little testimony at her favorable to reward reduced Court Indiana reason trials, unlikely Fox has makes earlier telling same Fox hаs been articulated. have ex could any belief that the defense testimony at story along. all Her Indeed, have no reason to think ploited. we *7 by a not have been fourth trial could colored proceed differ yet another trial would that a lower sen it would earn her belief that Any error one. ently from most recent tence, it was when identical was harmless. at the first and second trials. gave she 60-year sen Splunge both received and displea Finally, Splunge exрresses tences, felony statutory maximum for argument. prosecutor’s closing sure with sentence, murder; most a discounted about; the displeased to be There was much agreement with the of an basic evidence the State of Indiana not do did a missing. Fox did not receive prosecutor, is 477 Wainwright, U.S. proud. ‍​‌​​‌‌‌​‌‌‌‌​‌‌​‌‌‌‌​‌​‌‌​‌​‌‌​‌‌​​‌‌‌‌‌‌‌​​‌‌​​‍But Darden v. tes giving after reduction sentence (1986), 2464, 168, 144 91 L.Ed.2d 106 S.Ct. 2, making unlikely 1 timony in trials 637, DeChristoforo, 416 U.S. Donnelly v. expect receive a reward she would (1974), hold 1868, 431 94 S.Ct. of this testimony in trial All giving argument violates closing thаt misconduct in if de brought out readily could have been closing argument only if the the Constitution to finish his had allowed fense counsel as to trial with unfairness “so infected the this also But line cross-examination. a of due resulting conviction denial make the occurred, it was why, if error shows 643, 94 S.Ct. 1868. U.S. at process.” 416 harmless. sub closing argument that a Darden held in this stantially the one case than attack, worse error is a trial On collateral corpus, in even support a writ of habeas inju it “had substantiаl harmless unless Only aspect of the one capital prosecution. a determining the influence in rious or effect 376

prosecutor’s performance calls for might problem additional futed” create a if Griffin comment. position supply in a were the refutation. inBut this case the principal During closing argument defense counsel testimony came from Fox and the witnesses pointed jury surely out what the observed: who saw the commotion Wallace’s car. All that his cliеnt had not testified. Counsel pros- this evidence was consistent with the testify “He didn’t have to added: this case ecution’s theory Splunge that Fox and because he had told the what planned they to rob per- driver could happened.” Viewing this a had as spring ride; give suade to a board, them during asserted rebut was entitled to observe that there was no “Think tal: about the The victim victim. contrary evidence. silent, right case has the to remain this too. eternity,

And he will for all thanks to Mr. AFFIRMED Splunge. rights, He hаd too.” Splunge con tends the holding statement violates RIPPLE, Judge, dissenting. Circuit California, 609, 380 U.S. 85 Griffin It jurisprudence well established , 1229, 14 S.Ct. L.Ed.2d 106 that the' of this court that an indirect reference to prosecutor may jury guilt ask to infer the defendant’s silence violates the Fifth defendant’s use of the privilege “1) prosecutor’s Amendment when it was the against self-incrimination. This contention manifest intention to refer the defen has argument the same as the based 2) silence, dant’s remark was of such Doyle: knowledge that the defen a character ‘naturally dant used a right constitutional is not the necessarily’ take it to be a comment on thing as a request penalty same that a be Rodriguez defendant’s silence.” v. Pe attached to that use. See United States ters, Cir.1995) 63 F.3d 561 (quoting Robinson, 25, 31-33, 485 U.S. 108 S.Ct. Donovan, United States v. 24 F.3d 916 (1988); 99 L.Ed.2d 23 Oregon, Lakeside v. (7th Cir.), denied, cert. 333, 338-39, 98 S.Ct. (1994)). S.Ct. In deal (1978); L.Ed.2d 319 United States v. Sblen ing with prosecutor’s comments on the dorio, (7th Cir.1987). 1391-94 defendant’s invocation of his Fifth Amend knew that not testi rights, ment Court of Indiana fied; defense counsel offered an innocuous pointedly said that the “was at explanation; ‍​‌​​‌‌‌​‌‌‌‌​‌‌​‌‌‌‌​‌​‌‌​‌​‌‌​‌‌​​‌‌‌‌‌‌‌​​‌‌​​‍instructed the jury tempting to remind the that appellant testify that decision not to must not be held had not State, testified.” against the defendant. See Carter v. Ken (Ind.1994). N.E.2d This is a tucky, find ing of fact to which we owe L.Ed.2d 241 allu Mata, deference. See Sumner v. sion the victim’s to remain silent was 539, 547, plea sympathy rather than a Griffin- *8 (1981); United ex barred States rel. Lee v. insinuation that a Flanni defendant’s failure gan, 945, testify Cir.1989), means that he cert. hiding somеthing. denied, 1027, entreaty As an 110 S.Ct. emotional rather than rea decision, soned it altogether was alternate inappropri prong of ate, but test we do not also met. The think that it any created remarks here clearly real risk that were reprobate type of would that a jury would crime rather than understand as a determine comment on the defendant’s Moreover, is a silence. Similarly, criminal. we even if we do assume that prosecutor’s think that remark violate thе “Is strictures Ohio, there evidence it anything was else but 426 U.S. 96 S.Ct. robbery? nothing you There is before in his earlier show that it anything was else but eliciting the rob deliberate of testimony on the de bery. speculate.” Please don’t convey post-arrest silence, would fendant’s question jury. inference to the ing clearly A exacerbated the effect of this Griffin-barred prosecutorial remark that evidence is “unre- later commentary right on to remain the state’s In a situation which silent. matter, relied, America, practical on the as a

case UNITED STATES murderer, Tara Plaintiff-Appellee, of the admitted Fox, simply cannot be said that this com mentary by did not have Shirley HOLLAND, J. Defendant- injurious effect or influence “substantial Appellant. determining jury’s verdict.” Brecht v. No. 97-3148. 619, 631, Abrahamson, 113 S.Ct. 507 U.S. (quoting Kot Appeals, United States Court States, 750, 776, teakos United Seventh Circuit. (1946)). 66 S.Ct. 90 L.Ed. 1557 Argued Sept. 1998. to hear the Not was the allowed Decided Nov. 1998. emphasize invoca- the defendant’s Rehearing Suggestion Rehearing for silence, tion of the but En Banc Denied Dec. full permitted also not to hear the defense’s of Tara Fox’s motivation crossexamination giving testimony that fit the The trial court did not

version of the case. probe

allow the with sufficient possibility that Tara

comprehensiveness the testimony in giving

Fox was acquiescence

hope securing prosecutorial

in the reduction of her sentence. The trial apparently ‍​‌​​‌‌‌​‌‌‌‌​‌‌​‌‌‌‌​‌​‌‌​‌​‌‌​‌‌​​‌‌‌‌‌‌‌​​‌‌​​‍be- cut off the examination misapprehension of law.

cause of its Indiana event, point the crucial was not permitted

whether Indiana reduction of the coop-

sentence but whether Fox believed with could have assist-

eration obtaining her in an earlier release. For a

ed year-old facing a release date woman incentive, if

when she was it was exist, heavily weighed have

found jury’s credibility. That estimation of her was, put mildly, linchpin

credibility

of the state’s case.

Because I believe that state trial court

committed two serious errors of constitution- magnitude,

al that had a “substantial and

injurious determining effect or influence verdict,” Brecht, Kotteakos, (quoting 1239), respectfully dissent.

Case Details

Case Name: Charles B. Splunge v. Al C. Parke
Court Name: Court of Appeals for the Seventh Circuit
Date Published: Nov 4, 1998
Citation: 160 F.3d 369
Docket Number: 96-2509
Court Abbreviation: 7th Cir.
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