Lead Opinion
OPINION OF THE COURT
This appeal arises from the denial of a petition for a writ of habeas corpus by the district court for the District of New Jersey.
The primary question on appeal is whether the New Jersey Supreme Court’s construction of that state’s juvenile jurisdiction statute constituted an unforeseeable
I.
Helton was convicted in the Superior Court of New Jersey for felony-murder and other offenses committed on May 3, 1979. At that time, Helton was 16 years and 10 months old. The facts of the crimes, as established at Helton’s trial, are essentially undisputed. Briefly stated, these facts are as follows. Helton and his two co-defendants, Bruce Risley and Edward Margie
Although he stands convicted of felony murder, other than the weapon used by Risley Helton’s only connection to the apparently unpremeditated killing of Conklin was that he drove the getaway car from the robbery. See Dist.Ct.Op., App. at 9a.
At a hearing before New Jersey’s Juvenile and Domestic Relations Court, the state sought to have Helton tried as an adult. The then-applicable juvenile jurisdiction waivеr statute, N.J.S.A. 2A:4-48 (repealed 1983), provided that:
The juvenile and domestic relations court may, without the consent of the juvenile, waive jurisdiction over a case and refer that case to the appropriate court and prosecuting authority having jurisdiction if it finds, after hearing that:
a. The juvenile was 14 years of age or older at the time of the charged delinquent act;
b. There is probable cause to believe that the juvenile committed a delinquent act which would constitute homicide ... and
c. The court is satisfied that adequate protection of the public requires waiver and is satisfied there are no reasonable prospects for rehabilitation of the juvenile prior to his attaining the age of majority by use of the procedures, services, and facilities available to the court.
Quoted in State in the Interest of C.A.H. and B.A.R.,
The state then moved for leave to appeal before the New Jersey Supreme Court. Leave to appeal was granted and the New Jersey Supreme Court summarily reversed the Appellate Division’s decision. Upon Helton’s motion for reconsideration, the court allowed oral argument and issued a full written opinion. See State in the Interest of C.A.H. and B.A.R.,
On June 18, 1982, the Middlesex County Grand Jury returned an indictment charging Helton with various crimes that corresponded to the events put in issue by the juvenile complaints. After trial by a jury as an adult, and conviction,
The Superior Court Appellate Division affirmed Helton’s conviction, and Helton’s petition to the New Jersey Supreme Court for certification was denied. He then moved for postconviction relief in the Superior Court of New Jersey, which was denied on January 5, 1987. In its opinion denying postconviction relief, the court stated that the “consideration given to general deterrence in trying Charles Helton as an adult was appropriate and not a violation of the ex post facto principle.” Supp. App. at 29. The Appellate Division affirmed, on the merits of the ex post facto issue, not on the basis of any alleged procedural bar.
Having exhausted his state remedies,
II.
The federal district court had jurisdiction of Helton’s habeas corpus petition pursuant to 28 U.S.C. § 2254. Although the district court judge, on July 27, 1989, denied Helton a certificate of probable cause, see 28 U.S.C. § 2253, we certified probable cause to appeal on June 26,1990. We have appellate jurisdiction pursuant to 28 U.S.C. §§ 1291 and 2253.
Helton’s appeal presents questions of constitutional law reviewable under a plenary standard. See Dent v. Cunningham,
III.
The issue to be resolved in this case is fairly narrow. Three principles that are relevant to the outcome are essentially uncontested, however, and will be addressed initially. First of all, there is no dispute that the state supreme court has final authority to interpret state statutes. See, e.g., Missouri v. Hunter,
Secondly, as earlier noted, N.J.S.A. 2A:4-48 (repealed 1983) provided conjunctively that in order to waive jurisdiction, the juvenile court must be “satisfied that adequate protection of the public requires waiver and [that] there are no reasonable prospects for rehabilitation of the juvenile prior to his attaining the age of majority.” (Emphasis added.) There is no dispute that the New Jersey Supreme Court held, in apparent contradiction to the statutory language, that Helton could be tried in adult court “regardless of his rehabilitative prospects” (as the district court characterized it). Dist.Ct.Op., App. at 16a. The New Jersey Supreme Court’s language was that
even if the juvenile court finds that there are reasonable prospects for rehabilitation, the court must then determine whether the prospects for rehabilitation overсome the public’s need for deterrence in the given case.
State in the Interest of C.A.H. and B.A.R.,
Thirdly, there is no dispute that if a judicial construction of a criminal statute is unexpected, and thus does not give fair warning, then for a state court to apply
an unforeseeable judicial enlargement of a criminal statute, applied retroactively, operates precisely like an ex post facto law, such as Art. I, § 10 of the Constitution forbids.... If a state legislature is barred by the Ex Post Facto Clause from passing such a law, it must follow that a State Supreme Court is barred by the Due Process Clause from achieving precisely the same result by judicial construction.
Bouie and Marks were concerned with the ex post facto construction of substantive criminal statutes. Ensuing decisions in the courts of appeals, however, established that the Bouie principle applies equally to after-the-fact increases in the degree of punishment. See Dale v. Haeberlin,
Of course, not every retroactive change in the law amounts to a constitutional violation. In its recent analysis of the ex post facto principle in Collins v. Youngblood, — U.S. -,
If any one of the three Beazell prongs applies, the law or judicial decision in question is unconstitutional. In Helton’s case, the first Beazell prong is clearly inapplicable. The second prong, however, applies, as it is indisputable that Helton’s punishment was increased as a result of the waiver of juvenile court jurisdiction. The third prong would also be met, if Helton was unforeseeably deprived of the right not to have juvenile jurisdiction waived without a finding that he lacked rehabilitative potential. If that is the case, then Helton was deprived of the defense that the superior court lacked jurisdiction over him.
The disputed issue in this case, then, is simply whether or not the New Jersey Supreme Court’s construction of the juvenile waiver statute, N.J.S.A. 2A:4-48, in State in the Interest of C.A.H. and B.A.R.,
IV.
Prior to the New Jersey Supreme Court’s opinion in C.A.H., a finding of reasоnable prospects for rehabilitation prior to age 21 was, without more, an absolute bar to waiver of juvenile court jurisdiction for purposes of trial as an adult. Several authorities support this proposition. First, there is the clear language of the statute itself, which states that the juvenile court may waive jurisdiction only if
[t]he court is satisfied that adequate protection of the public requires waiver and is satisfied there are no reasonable prospects for rehabilitation of the juvenile prior to his attaining the age of majority by use of the procedures, services, and facilities available to the court.
Former N.J.S.A. 2A:4-48 (emphasis added).
One of the eases cited by the state, and relied on by the district court in its denial of habeas corpus relief, was State in the Interest of J.F.,
A second case the state points to in purported support of the district court’s holding is State in the Interest of B.T.,
strong probability that rehabilitation within the framework of the lenient processes and facilities of juvenile-oriented institutions will be fruitless.
The state emphasized in its brief additional language that appears in the B.T. opinion, to the effect that
the court, in an appropriate case, may consider that deterrence and punishment may be more salutary than the slight possibility of successful rehabilitation both from the viewpoint of the juvenile and his future potential victims.
The district court’s citation of State in the Interest of B.C.L.,
In short, the language of the statute, together with the line of cases interpreting it in the New Jersey state courts, could not have put Helton on notice of, or made reasonably foreseeable, the shift in direction and the change in law effected by the New Jersey Supreme Court in C.A.H.
Furthermore, the New Jersey Supreme Court itself made it clear in its opinion in C.A.H. that it was breaking new ground, when it held as follows:
Viewed within this analytical framework — perhaps not starkly evident before today’s decision — we determine that the trial court reached an incorrect decision concerning the waiver of these juveniles.
V.
We turn now to the question of the appropriate remedy. Helton asks us to vacate his conviction and dismiss the indictment. The state has not addressed the issue of remedy, relying instead on its arguments that there was no constitutional violation. The district court, in a footnote, expressed the view that if a due process violation were found,
the fact of an increased sentence alone would not necessarily render petitioner’s conviction void, since the Court could presumably convert petitioner’s sentence to an indeterminate life sentence [i.e. the maximum to which Helton could have been sentenced in juvenile court]. In that event the Court would have to determine whether the loss of procedural safeguards would warrant voiding the entire proceeding.
Dist Ct.Op., App. at 13a n. 3.
If it was a violation of due process — as indeed we have determined that it was — to try Helton as an adult, then his conviction was unconstitutional. Moreover, as the juvenile court could not constitutionally waive jurisdiction under the retroactively applied C.A.H. decision, the superior court that tried Helton as an adult lacked jurisdiction over him. Helton’s conviction must therefore be vacated, and his indictment dismissed. This disposition, of course, will be without prejudice to the state’s right to pursue juvenile proceedings, under which Helton will be subject to a different set of procedures and protections.
VI.
For the foregoing reasons, we conclude that the application tо Helton of the New Jersey Supreme Court’s newly-announced standard for waiver of juvenile court jurisdiction violated the ex post facto prohibition established by the Fourteenth Amendment, as stated by the United States Supreme Court in Bouie. The State of New Jersey, whether through its legislature or its Supreme Court, may choose to shift the focus of its juvenile justice system away from rehabilitation and toward deterrence. Under the due process clause of the Fourteenth Amendment, however, it may not do so retroactively, if it thereby increases the penalty or deprives a defendant of a defense that existed at the time of the underlying events.
Accordingly, we will reverse the district court’s denial of relief under 28 U.S.C. § 2254. We will remand this case to the district court with instructions that the district court issue the writ within no more than ninety (90) days, unless within that time the state has vacated Helton’s conviction and dismissed the indictment. During that time, the state may of course take steps to institute juvenile proceedings against Helton.
Notes
. Risley was a juvenile and Margie was a young adult. Neither of Helton’s co-defendants is a party to the instant habeas petition or apрeal.
. Helton further points out that Risley, who actually shot the clerk, is nearing parole eligibility, and that Margie, who was an adult at the time of the crime, has already been released from jail, while Helton is still eight or nine years away from parole eligibility.
.The "age of majority" referred to in part (c) of the statute has been held to be age 21. See State in the Interest of G.T.,
. Helton was convicted under N.J.S.A. 2A-.151-41a (possession of a weapon without a permit); N.J.S.A. 2A:85-14, 2A:119-2, 2A:151-5 (larceny while armed); N.J.S.A. 2A:85-14, 2A:141-1, 2A:151-5 (armed robbery, two counts); N.J.S.A. 2A:85-14, 2A:113-1, 2A:113-2, 2A:151-5 (felony murder while armed); and N.J.S.A. 2A:85-14, 2A:89-2, 2A:151-5 (arson of an automobile while armed).
. The then-applicable statute read (in part) as follows:
If a juvenile is adjudged delinquent the juvenile and domestic relations court may order any of the following dispositions:
h. Commit the juvenile to a suitable institution maintained for the rehabilitation of delinquents for an indeterminate term not to exceed 3 years; except, that any time an adjudication of juvenile delinquency is predicated upon an offense which, if committed by a person of the age of 18 years or over would constitute any form of homicide ... then the period of confinement shall be indeterminate and shall continue until the appropriate paroling authority determines that such person should be paroled....
1973 N.J. Laws c. 306 § 20 at 835-36.
.At the postconviction proceedings, the state had argued that Helton’s failure to raise his constitutional claim on direct appeal created a procedural bar to a postconviction collateral challenge. Helton pointed out in response that it was only the New Jersey Supreme Court’s final decision in State in the Interest of C.A.H. and B.A.R.,
In any case, as noted, the state courts did not base their denial of Helton's request for post-conviction relief on a procedural bar. Without a plain statement that their decision rested on a state procedural bar, there is no obstacle to Helton’s pursuing his federal habeas remedy. See Harris v. Reed,
. At oral argument, we questioned counsel as to whether Helton had exhausted his state remedies. Counsel for the state conceded that the New Jersey Supreme Court had had the opportunity to consider the due process claim, and that no issue of exhaustion precluded Helton’s federal action.
. The state mistakenly asserts that under Collins v. Youngblood, - U.S. -,
. The B.C.L. court stated that "the ‘best interest of the public’ embraces 'not only the public’s right to know the facts but also the possible salutary effect of publicity in deterrence of the affected juvenile and others.’ ”
. Helton also makes a separate argument that under State v. Loray,
. In a different contеxt, the U.S. Supreme Court has addressed the question of what constitutes an unforeseeable "new rule.” See Teague v. Lane,
Although the Teague standard does not apply directly to Helton’s case, because the ex post facto principle at issue here and in Bouie does not implicate the policy favoring the finality of judgments that was at issue in Teague, it is evident that reasonable minds have differed as to the meaning of the juvenile waiver requirement. In particular, the juvenile court and the Superior Court Appellate Division both felt compelled to interpret the juvenile waiver factors conjunctively, as distinct from the disjunctive interpretation announced by the New Jersey Supreme Court in C.A.H. Moreover, the earlier juvenile jurisdiction cases discussed in text above also read the waiver factors in the statute conjunctively, as the terms of the statute state.
Judge Stapleton regards Teague as inapposite to the question whether a court’s construction of a criminal statute violates the Due Process Clause and Bouie v. City of Columbia.
Dissenting Opinion
dissenting.
I respectfully dissent from the Court’s holding that New Jersey unconstitutionally deprived Helton of liberty without due process. Bouie v. City of Columbia,
I agree with most of the Court’s opinion up to, but not including, the last sentence of Part III. In that sentence, the Court states its disagreement with the district court’s conclusion that the Supreme Court of New Jersey’s constructiоn of N.J.Stat. Ann. § 2A:4-48(c) (repealed 1983), part of that state’s juvenile statute, in State in the Interest of C.A.H. and B.A.R., was not unforeseeable.
The Court’s rationale in support of that conclusion is contained in Part IV of its opinion. There, the Court reasons that settled New Jersey juvenile law precluded Helton’s trial on criminal charges if he had a reasonable prospect of rehabilitation when he committed the lawless acts that resulted in his imprisonment. Because the juvenile judge’s finding to that effect was not reversed,
Since a lack of foreseeability is the sine qua non of the Bouie prohibition, it seems to me useful to begin by looking at that somewhat elusive concept in some detail. I see at least three ways to interpret the term “unforeseeability” as Bouie uses it to limit and define the due process prohibition against retroactive application of statutory constructions that expand criminal liability, enhance punishment, or limit defenses.
As a matter of first impression, foreseeability could be considered solely from the actor’s standpoint. We could ask ourselves whether Helton himself relied on the existing state of New Jersey law as evidenced by the statutory text. Bouie forecloses this interpretation, at least insofar as it implies that Helton can be retroactively deprived of the benefits of New Jersey juvenile law unless he subjectively considered the statute’s seeming assurance of rehabilitative treatment, without regard to society’s interest in deterrence. In Bouie, Justice Brennan, writing for the Supreme Court, said:
The determination whether a criminal statute provides fair warning of its prohibitions must be made on the basis of the statute itself and the other pertinent law, rather than on the basis of an ad hoc appraisal of the subjective expectations of particular defendants.
Bouie,
Secondly, we could consider any plain deviation from the statutory text “unforeseeable” and so subject to Bouie’s prohibition against retroactive application. I think this would read “unforeseeability” out of the Bouie analysis. It would equate state judicial decisions construing state statutes against their text with state legis
Thirdly, we could define “unforeseeability” in general terms, apart from the textual construction at issue, and ask whether a reasonable person in Helton’s position could, as a matter of foresight, not hindsight, have any reasonable assurance that the criminal acts he planned to execute with his two comrades would bring no consequences upon him beyond the sanctions of the juvenile law; and, if the answer to this question were no, retroactively apply the questioned construction of the statute to Helton.
In Helton’s case, this definition of foreseeability would permit application of the 1982 test to Helton’s 1979 acts. Helton’s fate depended on the exercise of judicial discretion. He could have no a priori assurance that a juvenile judge would find he had a reasonable prospect of rehabilitation despite the truly outrageous nature of his acts. In 1979, New Jersey criminal law authorized the sentences Helton is serving, and Helton, as a reasonable person,
It is true that in the Connally [v. General Const. Co.,269 U.S. 385 ,46 S.Ct. 126 ,70 L.Ed. 322 (1926)] and Lanzetta [v. New Jersey,306 U.S. 451 ,59 S.Ct. 618 ,83 L.Ed. 888 (1939) ] cases, and in other typical applications of the principle, the uncertainty as to the statute’s prohibition resulted from vague or over-broad language in the statute itself, and the Court concluded that the statute was “void for vagueness.” The instant case seems distinguishable, since on its face the language of § 16-386 of the South Carolina Code was admirably narrow and precise; the statute applied only to “entry upon the lands of another * * * after notice * * * prohibiting such entry * * The thrust of the distinction, however, is to produce a potentially greater deprivation of the right to fair notice in this sort of case, where the claim is that a statute precise on its face has been unforeseeably and retroactively expanded by judicial construction, than in*1051 the typical “void for vagueness” situation. When a statute on its face is vague or overbroad, it at least gives a potential defendant some noticе, by virtue of this very characteristic, that a question may arise as to its coverage, and that it may be held to cover his contemplated conduct. When a statute on its face is narrow and precise, however, it lulls the potential defendant into a false sense of security, giving him no reason even to suspect that conduct clearly outside the scope of the statute as written will be retroactively brought within it by an act of judicial construction_ [T]he violation is that much greater when, because the uncertainty as to the statute’s meaning is itself not revealed until the court’s decision, a person is not even afforded an opportunity to engage in such speculation before committing the act in question.
Id.
No contention is here advanced that a juvenile statute that leaves the waiver issue to the juvenile judge’s broad discretion is too vague, and indeed I do not think such an argument could be successfully advanced. It is plain, however, that the New Jersey juvenile statute that governs Hel-ton’s case is not the kind of precise statute that Justice Brennan had under discussion in Bouie. In Helton’s case, the distinction Justiсe Brennan makes between general and precise statutory language works against Helton. This is not a case like Bouie, "where the construction unexpectedly broadens a statute which on its face had been definite and precise.” Id. at 353,
The parties’ briefs do discuss the issue of whether the balancing test State in the Interest of C.A.H. & B.A.R. incorporated into the statute was merely a procedural change that could be retroactively applied under the teaching of Collins v. Youngblood, - U.S. -,
In that sense, this case is distinguishable from Bouie. There, a group of black persons seeking to peacefully integrate a lunch counter in a private establishment that placed no restriction on entry by blаck people was acquitted of breach of the peace but convicted of criminal trespass because the Supreme Court of South Carolina un-foreseeably held the group’s refusal to leave converted their initially lawful “entry” into criminal trespass under South Carolina’s precise statute defining criminal trespass. See Bouie,
In Bouie, the Supreme Court said:
The interpretation given the statute by the South Carolina Supreme Court in the Mitchell case, note 2, supra, so clearly at variance with the statutory language, has not the slightest support in prior South Carolina decisions. Far from equating entry after notice not to enter with remaining on the premises after notice to leave, those decisions emphasized that proof of notice before entry was necessary to sustain a conviction under § 16-386.
Bouie,
The clear distinction between civil and criminal trespass is well recognized in the common law. Thus it is stated, in 1 Bishop, Criminal Law, § 208 (9th ed. 1923) that
“In civil jurisprudence, when a man does a thing by permission and not by license, and, after proceeding lawfully part way, abuses the liberty the law had given him, he shall be deemed a trespasser from the beginning by reason of this subsequent abuse. But this doctrine does not prevail in our criminal jurisprudence; for no man is punishable criminally for what was not criminal when done, even though he afterward adds either the act or the intent, yet not the two together.” Unless a trespass is “committed under such circumstances as to constitute an actual breach of the peace, it is not indictable at common law, but is to be redressed by a civil action only.” Clark and Marshall, Crimes (5th ed. 1952, at 607).
Id. at 358,
The New Jersey law governing waiver of juveniles to criminal court was not nearly so firmly established as the South Carolina law of criminal trespass when Helton and his friends went off on what the Court correctly calls a “crime spree.” A person reasonably familiar with New Jersey law could not say the balancing test used to take from Helton the advantages of the juvenile law was “unforeseeable” and could not have been unfairly surprised when the Supreme Court of New Jersey held Hel-ton’s participation in two violent acts of armed robbery, one murder, a car theft, and the destruction of the stolen car by arson required waiver of juvenile court jurisdiction in favor of criminal punishment. This is so even if we broadly define “unforeseeable” future changes as those changes that would strike a reasonable person, familiar with the statutory text and the relevant case law, as outlandish or unanticipated when contemplating a particular future course of action. See Bouie,
Although it is not likely that a criminal will carefully consider the text of the law before he murders or steals, it is reasonable that a fair warning should be given to the world in language that the common world will understand of what the law intends to do if a certain line is passed. To make the warning fair, so far as possible the line should be clear.
McBoyle v. United States,
Recognizing the statute’s use of the conjunctive, but remembering that it is not this Court’s function to decide whether a state court’s construction of its own statute is wrong, I would examine the statute to see whether the Supreme Court of New Jersey’s conversion of “and” into “or” is, indeed, so outlandish or bizarre as to be “unforeseeable.”
As a matter of first impression, a rule of law requiring society to take its chances on the successful rehabilitation of a juvenile who willfully plans and engages in a series of armed robberies that result in a felony murder without also weighing society’s interest in deterring and preventing juveniles from such violent and dangerous conduct strikes me as odd. Although the Court does not rely solely on textual exegesis to reach its conclusion that the state court’s interpretation of the statute was unforeseeable, it seems to me clear that textual preclusion of a balancing test is essential to the Court’s result. Let us examine the Supreme Court of New Jersey’s 1982 construction of the statute with the aid of some hypotheticals.
Let us first suppose any particular juvenile who runs afoul of the law can be rehabilitated. Then, by the Court’s construction of the statute, no inquiry into society’s interest in protecting itself against future car thefts, armed robberies, murders or arsons at the hands of Helton or other juveniles is material. Conversely, let us suppose Helton cannot be rehabilitated. Inability to benefit from rehabilitation necessarily implicates society’s need for protection against continuing depradations by the particular juvenile whose case is under consideration. If the juvenile cannot be rehabilitated, it makes no sense to require the juvenile court separately to satisfy itself that society’s safety requires the juvenile’s punishment. Accordingly, consideration of society’s needs is unnecessary in either case, and the words of the statute that command it become no more than a legislatively mandated act of judicial supererogation that deprives § 2A:4-48(c)’s first conditional antecedent concerning the interests of society of functional meaning. This construction runs afoul of the generally accepted rule of statutory construction that a statute is to be interpreted so as to give meaning to each word. See Moskal v. United States, - U.S. -,
The Court does not, however, rest only on the statutory text but states there are “several authorities” that support the proposition that New Jersey law absolutely prohibited Helton’s trial and punishment under the criminal law regardless of society’s interest if he was a fair prospect for rehabilitation under the juvenile law. It goes on to list them. See Majority Opinion, at 1046-1047. Unlike the Court, I find none of the “authorities” outside the statutory text persuasive on the proposition that pre-1982 New Jersey law plainly established the state had to give Helton and all other juveniles the benefit of rehabilitation without regard to the nature of their violent acts, the danger of their recidivism if rehabilitation failed or the encouragement of similar juvenile violence by other juveniles relying on the absence of penal consequence. To the contrary, I think there are strong intimations in New Jersey case law that the courts of that state would not read § 2A:4-48(c) to preclude criminal punishment whenever there was a fair prospect that a juvenile actor could be rehabilitated within the framework of the juvenile law without any thought of society’s interest in deterring violent juvenile crime.
As the Court says, these statements are indeed dictum, but that is no basis for failing to consider them in deciding whether a later judicial holding on the issue of statutory construction is “unforeseeable” within the meaning of Bouie. By definition, the suspect construction could not have been the subject of authoritative judicial pronouncement before the decision whose holding brings it under ex post facto attack. Were the construction previously established, the Bouie problem would disappear. Similarly indeterminate on the issue of unforeseeability is the Court’s reliance on the fact that both the adequate protection of the public and a reasonable prospect of rehabilitation were not present in State in the Interest of J.F.,
In State v. Van Buren, supra, 29 N.J. [548] at 557,150 A.2d 649 [ (1959) ], decided under the former statute and rule, it was said that a case may be referred to the prosecutor when the circumstances indicate that if the charge is ultimately established, society would be better served by the criminal process by reason of the greater security which may be achieved or the deterring effect which that process is thought to accomplish. Notwithstanding the changes that have been wrought with respect to the criteria governing the judge’s determination whether to transfer to the prosecutor or not, the foregoing thesis is as viable today as it was when pronounced.
In dealing with crime the protection of society must always be a primary consideration, whether the criminal acts are committed by juveniles or adults. If there is a possibility of rehabilitation and the undertaking to that end does not conflict with the required protection of*1055 society, and there is no other persuasive reason for taking some other course, then rehabilitation under the continued protection of the Juvenile Court may be considered.
Id.
The court then went on to reaffirm the continuing vitality of the balancing test as set forth in two cases decided under a textually differеnt earlier version of the New Jersey statute.
We of course recognize that even though the charge amounts to murder and the heinous nature of the offense appears on the face of the complaint, that alone is not enough to justify referral. State v. Loray,46 N.J. 179 , 191,215 A.2d 539 (1965). However, the details surrounding the commission of the offense and the nature of the crime are proper considerations. The crimes committed as recounted in the record were extraordinarily vicious. We are therefore satisfied, in the light of the record, that (3) the adequate protection of the public requires such waiver and (4) there are no reasonable prospects for rehabilitation of the juvenile, if he was the one who committed the crimes, by use of the proceedings, services and facilities available to the Juvenile Court pursuant to law.
Moreover, we also have concluded that society would in this case be better served by the criminal process, by reason of the greater security which may be achieved or the deterring effect which the normal criminal process is believed to aсcomplish. State v. Van Buren, supra.
We therefore find that the action of the trial judge in denying the application of the prosecutor constituted an abuse of discretion (State v. Van Buren, supra,29 N.J. at 559 ,150 A.2d 649 ) and from the standpoint of society clearly brought about an unjust result (State v. Johnson,42 N.J. 146 , 162,199 A.2d 809 (1964)).
Id. at 220.
State in the Interest of B.T.,
As a consequence, the court, in an appropriate case, may consider that deterrence and punishment may be more salutary than the slight possibility of successful rehabilitation both from the viewpoint of the juvenile and his future potential victims. Chief Justice Wein-traub observed in State v. Van Buren, supra, in discussing the transfer statute which preceded the one controlling this case:
Thus a case may be referred to the prosecutor when the circumstances indicate that, if the charge is ultimately*1056 established, society would be better served by the criminal process by reason of the greater security which may be achieved or the deterring effect which that process is thought to accomplish. [29 N.J. at 557 ,150 A.2d at 654 .]
As we noted in State in Interest of J.F., supra:
Notwithstanding the changes that have been wrought with respect to the criteria governing the judge's determination whether to transfer to the prosecutor or not, the foregoing thesis is as viable today as it was when pronounced. [141 N.J.Super. 328 , at 332,358 A.2d 217 , at 219.]
Id.
These statements lead me to believe that Helton could have no assurance, beyond the statute's use of the conjunctive "and,” that he would еscape criminal punishment and be treated as a juvenile offender no matter what he did if he could just persuade a judge that his prospects for rehabilitation were “reasonable.”
The construction New Jersey placed on its juvenile law may be wrong. It is not “unforeseeable.” Therefore, I believe the retroactive application of it to Helton is not prohibited by Bouie’s due process extension of the ex post facto prohibition from legislative enactments to an unforeseeable judicial interpretation of a legislative enactment. Accordingly, I would affirm the order of the district court denying Helton’s petition for a writ of habeas corpus.
. The juvenile court’s finding that Helton had a reasonable prospect of rehabilitation was, however, not graciously accepted by either the Appellate Division or the Supreme Court of New Jersey. When the case first came up on appeal, the Appellate Division sent it back to juvenile court for clarification of the finding that Helton could be rehabilitated. State of Interest of C.A.H. & B.A.R.,
Both of the State’s witnesses testified that CAH could be rehabilitated by the time he reached 21. Even if their opinions support the ultimate conclusion that there was a realistic prospect for CAH’s rehabilitation, this is not dispositive. The failure of these experts to address crucial factors in making their assessments detracts substantially from the weight which should be accorded their testimony. See infra at 101-102.
Id. at 101 n. 3.
. In Lee, the court was able to avoid the ex post facto question because the statute itself prohibited a contrary result. However, Calder and Miller would have forced the court to reach the same result on federal constitutional grounds if the statutory grounds had not been present.
. I recognize that here, as elsewhere in the law, the concept of a reasonable person has elements of fiction, in this case specifically the fiction that a reasonable person is aware of the applicable law. See, infra, at 1053 (discussing McBoyle v. United States,
. The doctrine of trespass ab initio
was a peculiar and anomalous fiction developed by the cоmmon law by which one who entered properly upon land in the exercise of a privilege conferred by authority of law, and subsequently abused the privilege by conduct which was itself a trespass to person, land, or chattels, became liable not only for the later misconduct, but also for the original lawful entry. The abuse of the privilege was related back to forfeit it entirely, and the actor became a trespasser 'ab initio,’ or from the beginning.
Robinson v. Dean Witter Reynolds, Inc.,
. The earlier statute provided, in relevant part:
If it shall appear to the satisfaction of the juvenile and domestic relations court that a case of juvenile delinquency as defined in section 2A:4-14 of this title committed by any juvenile of the age of 16 or 17 years, should not be dealt with by the court, either because of the fact that the person is an habitual offender, or has been charged with an offense of a heinous nature, under circumstances which may require the imposition of a sentence rather than the disposition permitted by this chapter for the welfare of society, then the court may refer such case to the county prosecutor of the county wherein the court is situate.
N.J.Stat.Ann. § 2A:4-15 (repealed 1973), quoted in State v. Van Buren,