Jim Eric CHANDLER, Petitioner,
v.
James V. CROSBY, Jr., etc., Respondent.
Supreme Court of Florida.
*729 Neal Andre Dupree, Collateral Regional Counsel-South and Martin J. McClain, Special Assistant, CCRC-South, Fort Lauderdale, FL, for Petitioner.
Charles J. Crist, Jr., Attorney General, Tallahassee, FL and Celia A. Terenzio, Assistant Attorney General, West Palm Beach, FL, for Respondent.
PER CURIAM.
Jim Eric Chandler petitions this court for a writ of habeas corpus. We have jurisdiction. See art. V, § 3(b)(9), Fla. Const.
Chandler was convicted of two counts of first-degree murder, and the trial court sentenced him to death. After this Court ordered resentencing, the trial court reimposed the death sentences and we affirmed. Chandler v. State,
Chandler now petitions this Court for a writ of habeas corpus, claiming that the United States Supreme Court's decision in Crawford v. Washington,
In deciding whether a new rule should apply retroactively, this Court balances two important considerations: (1) the finality of decisions; and (2) the fairness and uniformity of the court system. Witt v. State,
Under Witt, a decision is of fundamental significance when it either places "beyond the authority of the state the power to regulate certain conduct or impose certain penalties" or when the rule is "of sufficient magnitude to necessitate retroactive application as ascertained by the three-fold test of Stovall [v. Denno,
The first factor weighs against retroactivity. Crawford overruled the decision in Ohio v. Roberts,
The second factor also weighs against retroactive application. The rule in Roberts was relied on by trial courts for over twenty years. Cf. State v. Callaway,
Finally, the third factor weighs against retroactivity. Given the extent of reliance on Roberts, if Crawford applied retroactively, the administration of justice would be greatly affected. Retroactive application could require courts to "overturn convictions" and "delve into stale records to" determine whether defendants had a chance to cross-examine unavailable witnesses. Callaway,
Thus, all three factors in the Witt analysis weigh against the retroactive application of Crawford. The new rule does not present a more compelling objective that outweighs the importance of finality. State v. Glenn,
It is so ordered.
PARIENTE, C.J., and WELLS, ANSTEAD, QUINCE, CANTERO, and BELL, JJ., concur.
WELLS, J., specially concurs with an opinion, in which CANTERO and BELL, JJ., concur.
ANSTEAD, J., specially concurs with an opinion, in which PARIENTE, C.J., concurs.
LEWIS, J., concurs in result only.
WELLS, J., concurring specially.
I concur in the majority's decision that Crawford v. Washington,
I write to express my view that this Court should apply Florida Rule of Criminal Procedure 3.851 as written and hold that the Crawford decision does not provide a viable basis for a successive rule 3.851 motion. The rule provides:
(d) Time Limitation.
. . . .
(2) No motion shall be filed or considered pursuant to this rule if filed beyond the time limitation provided in subdivision (d)(1) unless it alleges that
. . . .
(B) the fundamental constitutional right asserted was not established within the period provided for in subdivision (d)(1) and has been held to apply retroactively....
(Emphasis added.) The time limitation of subdivision (d)(1) is "within one year after the judgment and sentence become final." "Final" is defined in subdivisions (d)(1)(A) and (B).[1]
Plainly, the components of the rule indicate that no rule 3.851 motion shall be filed or considered beyond one year after the judgment and sentence become finаl unless (1) there is a fundamental constitutional right asserted; (2) the constitutional right asserted was not established within one year of when the judgment and sentence became final; and (3) the fundamental constitutional right asserted that was not established within the one-year period has been held to apply retroactively. Based upon these components of the rule, a motion not filed within the one-year time requirement an untimely motion must assert that a new constitutional right "has been held to apply retroactively" in a case decided before the motion was filed in order for the motion to be "filed and considered."
This Court has not dealt with this language in any of the cases recently filed in this Court asserting claims based upon Ring v. Arizona,
Our not having dismissed the Ring claims on this basis has apparently been read as a signal that we would not observe the retroactivity requirement for untimely motions in the rule with respect to any other claims of new constitutional rights. As a result, we have received habeas petitions raising other cases that establish new constitutional rights that have not been held to apply retroactively. This case demonstrates that point.
Other sections of rule 3.851 that are applicаble to these filings are subdivisions (a) and (d)(3) because many of the filings are filed in this Court as petitions for writs of habeas corpus. These subdivisions state:
(a) Scope. This rule shall apply to all motions and petitions for any type of postconviction or collateral relief brought by a prisoner in state custody who has been sentenced to death and whose conviction and death sentence have been affirmed on direct appeal. It shall apply to all postconviction motions filed on or after October 1, 2001. Motions pending on that date are governed by the version of this rule in effect immediately prior to that date.
. . . .
(d) Time Limitation.
. . . .
(3) All petitions for extraordinary relief in which the Supreme Court of Florida has originаl jurisdiction, including petitions for writ of habeas corpus, shall be filed simultaneously with the initial brief filed on behalf of the death-sentenced prisoner in the appeal of the circuit court's order on the initial motion for postconviction relief filed under this rule.
I make this point because petitioner has filed his present claim in this Court as a petition for a writ of habeas corpus. However, under our rule, what Chandler asserts in his petition is not to be asserted in a habeas petition; rather, if his was a timely claim, it would properly be brought in the trial court in a rule 3.851 motion.
The retroactivity provision that is the focus of my opinion has been in our postconviction rule since 1984. See Fla. Bar re Amendment to Rules of Crim. Pro.,
As earlier stated, section (d)(2)(B) should be applied as written. This means the following with respect to applications of new rules of constitutional law.
(1) In cases in which a rule of constitutional law is changed prior to the case being final, as defined in rule 3.851(d)(1)(A) and (B), the case is considered a "pipeline" case, and the changes are applied to it.
(2) After the case becomes "final," as defined in rule 3.851(d)(a)(A) and (B), any changes in the law that occur within one year from that case becoming final may be raised in a rule 3.851 motion.
(3) Any changes in the law that occur after the one-year period referred to in application (2) above can only be raised in *733 a postconviction motion if the change of law has been held to apply retroactively.
A plain application of the rule means that a prisoner filing a timely initial postconviction motion may assert a claim based upon a new rule of constitutional law. This assertion necessarily includes the issue of retroactivity of the new rule of constitutional law to final judgments and sentences. Under our case law and procedure with respect to timely initial motions, the decision on retroactivity can be made by the circuit court on the basis of Witt v. State,
A plain application of the rule also means thаt an untimely 3.851 motion cannot properly assert as a claim for relief a new rule of constitutional law unless the change has been held to apply retroactively. The phrase "has been held" can have no reasonable construction but that the decision that the rule applies retroactively has already been made at the time relief is claimed in the motion on the basis of the new rule. Under this procedure, then, an untimely motion that does not assert that the new constitutional rule has been held to apply retroactively should be dismissed either as not stating a basis for which relief can be granted or as procedurally barred. This should be the decision of this Court as to all of the pending untimely filings raising Ring, Crawford, or other claims of new constitutional rights.
Pеtitioner argues that he must have the right to raise a claim based upon a new constitutional rule so as to get the benefit of it before there is a ruling on retroactivity or in order to obtain a decision that the new constitutional rule is to be applied retroactively. I conclude that this argument is not correct.
This Court and the United States Supreme Court have often stated a deep-seated commitment to finality and stability in the law. This requires the enforcement of the premise that the common law is as it was before a judgment or sentence became final until there is an actual decision that final judgments are affected by the new rule of constitutional law.[2] This is the premise upon which the Witt decision is based. This is the premise upon which the Suprеme Court bases its decisions which have their roots in Teague v. Lane,
The rule does provide a prisoner the opportunity to file an untimely rule 3.851 motion based upon a new rule of constitutional law within a year of a decision which holds that the new rule is to be applied retroactively. It is at this time that judgments or sentences which are final and which are beyond the one-year period are subject to collateral attack.
The same provision of the pre-2001 rule was given effect by this Court's decision affirming the denial of a rule 3.850 motion *734 as untimely in Johnson v. State,
Johnson's suggestion that the rule is somehow ambiguous is utterly without merit. We also reject his contention that his claims fall within one of the two exceptions to the application of the time limit. The evidence upon which Johnson makes his argument was always in existence, and if it was unknown to Johnson or his attorney, it could have been ascertained by the exercise of due diligence. Likewise, there are no new fundamental constitutional rights now being asserted which have been given retroactive application.
. . . .
The credibility of the criminal justice system depends upon both fairness and finality. The time limitation of rule 3.850 accommodates both interests. It serves to reduce piecemeal litigation and the assertion of stale claims while at the same time preserves the right to unlimited access to the courts where there is newly discovered evidence or where there have been fundamental constitutional changes in the law with retroactive application. When Johnson filed his motion for postconviction relief, over nine years had elapsed from the date of his trial. The motion was filed more than fifteen months after January 1, 1987. His claims do not fall within the two exceptions prescribed by the rule. Hence, the trial court properly denied Johnson's motion as untimely filed. We affirm the order of denial and vacate the stay of execution.
Id. at 1011 (emphasis added). We should apply the rule as written and dismiss this habeas petition.
Petitioner contends that in many cases other than Johnson, this Court has ignored the plain language of the rule. I agree that has been done. However, we have never said that the rule as written does not apply; rather, in the cases which violate the rule and proceed to a determination of the postconviction claim on another basis, the rule has simply been ignored. I do not believe that we should continue to do this.
Finally, I do not believe that application of our rule as written would violate any provisions of the United States Constitution. In 1996, a similar provision was adopted by Congress to apply to federаl habeas petitions. 28 U.S.C. § 2244(b)(2) (2000) provides:
(2) A claim presented in a second or successive habeas corpus application under section 2254 that was not presented in a prior application shall be dismissed unless
(A) the applicant shows that the claim relies on a new rule of constitutional law, made retroactive to cases on collateral review by the Supreme Court, that was previously available.
See Tyler v. Cain,
CANTERO and BELL, JJ., concur.
ANSTEAD, J., concurring specially.
I concur fully in the majority opinion in this case, including the Court's rejection of any procedural barrier to Chandler's petition for a writ of habeas corpus seeking relief under a retroactive application of the United States Supreme Court's decision in Crawford v. Washington,
Our determination that Crawford is not retroactive under the test we established in Witt v. State,
Initially, it is apparent thаt habeas is the more efficient, if not the exclusive, mechanism for resolving retroactivity claims, especially in death penalty cases, given this Court's exclusive jurisdiction in such cases and its exclusive authority to determine whether its decisions are retroactive under Witt. If, indeed, we intend that postconviction motions be filed and processed in the trial courts only after an important constitutional decision has been held to be retroactive, how else would retroactivity be determined than by an appropriate extraordinary writ petition in this Court asserting retroactivity under our Witt test? In fact, we recently went through such an analysis in a postconviction review and habeas proceeding in Johnson v. State,
RIGHT TO HABEAS CORPUS AND ACCESS TO THE COURTS
Article I, section 13, of the Florida Constitution provides:
The writ of habeas corpus shall be grantable of right, freely and without cost. It shall be returnable without delay, and shall never be suspended unless, in case of rebellion or invasion, suspension is essential to the public safety.
The right to habeas corpus is a "basic guarantee of Florida law," Haag v. State,
both simplicity and fairness are equally promoted by the right to habeas corpus relief that emanates from the Florida Constitution and has been partially embodied within Rule 3.850. Art. I, § 13, Fla. Const.; [State v.] Bolyea, 520 So.2d [562] at 563 [Fla. 1988]. The fundamental guarantees enumerated in Florida's Declaration of Rights should be available to all through simple and direct means, without needless complication or impediment, and should be fairly administered in favor of justice and not bound by technicality.
Haag,
We have always been willing to entertain constitutional issues raised via application for a writ of habeas corpus, access to which is guaranteed by the Florida Constitution, especially in a death penalty context where our obligation for review is heightened. In fact, over the last several years we have reviewed dozens of habeas petitions filed in this Court asserting rights under a retroactive application of the decisions in Ring and Apprendi v. New Jersey,
Further, article I, section 21 of the Florida Constitution provides that "[t]he courts shall be open to every person for redress of any injury, and justice shall be administered without sale, denial, or delay." This Court has a responsibility under this provision to ensure every citizen's access to the courts. See Lussy v. Fourth Dist. Court of Appeal,
In the case at hand the petitioner asserts that his conviction and imprisonment are unlawful because they are based upon the admission of evidence that the United States Supreme Court has held is violative of the United States Constitution. In order to resolve this claim the retroactivity of the Supreme Court's decision must be determined. Our rules provide that the petitioner cannot assert his claim in the trial court until retroaсtivity is determined. Essentially, by holding that habeas is also unavailable to resolve this issue, we would be saying that the petitioner has no place to go to have his contention resolved. Presumably, under that scenario, he could be executed and never have his claim resolved. Of course, in Witt and countless other cases we have recognized such a scenario does not make sense, and we have made habeas available to resolve such important constitutional issues. In this way we have avoided a direct confrontation with the constitutional provisions discussed above.
POSTCONVICTION RULES
Our postconviction rules, of course, are merely procedural devices adopted to facilitate and simplify the effective and efficient procеssing of claims cognizable under the Great Writ. We have never invoked the provisions of those rules to avoid resolution of constitutional issues such as the retroactive application of constitutional decisions emanating from this Court or the United States Supreme Court. A construction of our postconviction rules that would preclude the claim would not only raise serious constitutional concerns, but would also be directly contrary to our intent in adopting these rules, which was to channel appropriate claims to the trial *737 court once retroactivity is established rather than to impede an initial determination of retroactivity.
As we noted in a recent decision, this Court adopted our first postconviction rule in response to the "impending postconviction crisis" wrought by Gideon v. Wainwright,
Subsequently, in anticipation of a flood of habeas petitions seeking relief under Gideon even though neither this Court nor the United States Supreme Court had explicitly held it was to bе applied retroactively, this Court promulgated the first postconviction rule of criminal procedure, rule 1. See Baker,
was intended to provide a procedural mechanism for raising those collateral postconviction challenges to the legality of criminal judgments that were traditionally cognizable in petitions for writs of habeas corpus. Thus, this rule essentially transferred consideration of these traditional habeas claims from the court having territorial jurisdiction over the prison where the prisoner is detained to the jurisdiction of the sentencing court.
Id. (footnote omitted). Since our adoption of rule 1 and its successor, rule 3.850, we have recognized that our postconviction rules are merely "a procedural vehicle for the collateral remedy otherwise available by writ of habeas corpus." State v. Bolyea,
Originally, our postconviction rule had no time limit and no restriction on petitions seeking relief under a retroactive application of new precedent. However, in 1984, this Court adopted a provision requiring that most collateral challenges be filed within two years after the conviction becomes final. See Fla. Bar re Amendment to Rules of Criminal Procedure (Rule 3.850),
While this Court did not specifically explain its reasoning for the latter requirement, its purpose can be extrapolated from our opinions holding "that only this Court *738 and the United States Supreme Court can adopt a change of law sufficient to precipitate a postconviction challenge to a final conviction," Witt,
On occasion, this Court has announced or signaled at the time of a decision that it has prospective effect only. See, e.g., Delgado v. State,
PRESERVATION OF HABEAS CORPUS
Whatever our intent behind the adoption of rule 3.850(b)(2) or other procedural regulations, we have always made clear that any restriction on habeas relief, including petitions seeking retroactive application of decisions establishing a fundamental constitutional right, could never be absolute. Although rule 3.850(b) provides that "[n]o other motion shall be filed or considered pursuant to this rule" if it is untimely, subdivision (h) reflects our recognition that no codification could possibly encompass every situation in which the writ of habeas corpus would be available:
Habeas Corpus. An application for writ of habeas corpus on behalf of a prisоner who is authorized to apply for relief by motion pursuant to this rule shall not be entertained if it appears that the applicant has failed to apply for relief, by motion, to the court that sentenced the applicant or that the court has denied the applicant relief, unless it also appears that the remedy by motion is inadequate or ineffective to test the legality of the applicant's detention.
Fla. R.Crim. P. 3.850(h) (emphasis supplied). Hence, our own postconviction *739 rules recognize the need for flexibility in applying procedural bars.
Over the years, and acting pursuant to the fundamental and constitutional nature of habeas corpus as well as the "safety valve" of rule 3.850(h), this Court has frequently entertained habeas petitions seeking to resolve important constitutional issues, especially in capital cases where only this Court has jurisdiction to grant the relief requested. See State v. Fourth District Court of Appeal,
Notаbly, in none of these settings was there a dispute as to whether a successive petition for a writ of habeas corpus was a proper vehicle for raising these issues. Just recently, for example, and after entertaining successive habeas petitions claiming relief under a retroactive application of Ring v. Arizona,
It is worth noting that had rule 3.850(b) been construed to preclude claims such as Chandler's, it appears that numerous decisions of this Court making fundamental constitutional law changes retroactive in capital cases would not have been issued. See James v. State,
Of course, it is possible that in each of these instances, retroactivity would eventually have been established in a timely rule 3.850 petition, but this is far from certain, especially if the current one-year deadline for filing a postconviction claim in a capital case were also in effect. Application of rule 3.851(d)(2)(B) to preclude successive habeas petitions seeking retroactive application of a new decision by this Court or the United States Supreme Court would be particularly irrational and harsh in combination with the extraordinary procedural restrictions already in place. Ironically, death-sentenced individuals have only one year, rather than the two years for those who receive lesser sentences, in which to file their postconviction motions. Compare Fla. R.Crim. P. 3.850(b) with Fla. R.Crim. P. 3.851(d)(1). Clearly, a rigid application of rule 3.851(d)(2)(B) to severely limit retroactivity claims in successive habeas petitions would not serve the interests of justice.
While most of the cases discussed above arose under rule 3.850 rather than rule 3.851, no one, including the State, has ever contended that the constitutional right to habeas corpus available to all prisoners under subdivision (h) of rule 3.850 could be denied to death-sentenced individuals whose claims were filed after the 2000 adoption of the retroactivity limitation in what is now rule 3.851(d)(2)(B). See Amends. to Fla. Rules of Crim. Proc. 3.851, 3.852 & 3.993,
CONCLUSION
Although our postconviction rules were "intended to provide a complete and efficacious postconviction remedy to correct convictions on any grounds which subject them to collateral attack," Roy v. Wainwright,
PARIENTE, C.J., concurs.
NOTES
Notes
[1] As stated in rule 3.851(d)(1)(A) and (B), a judgment is final:
(A) on the expiration of time permitted to file in the United States Supreme Court a petition for writ of certiorari seeking review of the Supreme Court of Florida decision affirming a judgment and sentence of death (90 days after the opinion becomes final); or
(B) on the disposition of the petition for writ of certiorari by the United States Supreme Court, if filed.
[2] As the Court stated in Witt:
[B]oth the frequency of Florida "law changes" involving our relatively new capital punishment statute and the unavoidable delay in deciding these cases suggest that finality will be illusory if each defendant is allowed to relitigate his first trial upon a subsequent change of law.
[3] In contrast to our constitutional guarantee that the writ shall be "grantable of right, freely and without cost," the United States Constitution mentions habeas corpus only in placing conditions upon its suspension: "The Privilege of the Writ of Habeas Corpus shall not be suspended, unless when in Cases of Rebellion or Invasion the public Safety may require it." U.S. Const. art. I, § 9, cl. 2. Thus, the United States Supreme Court has "long recognized that `the power to award the writ by any of the courts of the United States, must be given by written law,' and [has] likewise recognized that judgment about the proper scope of the writ are `normally for Congress to make.'" Felker v. Turpin,
