Lead Opinion
OPINION
Appellant Timothy Chambers was found guilty by a Rice County jury of first-
On May 3, 1996, 17-year-old Timothy Chambers walked to the Priordale Mall in Prior Lake to fill out a job application. As Chambers was leaving the mall, he saw a parked Lincoln Town Car with the keys inside. Chambers took the Lincoln and drove it away from the mall. The Lincoln’s owner reported it stolen shortly after Chambers took it, and Chambers was soon stopped by Deputy Donald Buchan of the Scott County Sheriffs Department. When Buchan exited his squad car, Chambers drove the Lincoln into Buchan’s car and then drove away. Buchan and other officers pursued Chambers for over 30 miles. During the pursuit, Chambers caused the Lincoln to bump against Bu-chan’s squad car, drove through several red lights, and then hit a truck stopped at an intersection. When Chambers reached 1-35, he turned south and operated the vehicle at speeds of 90 to 110 miles per hour. Near the Dakota/Rice County border, two semi-trucks blocked both lanes on 1-35 in an attempt to slow Chambers, but he avoided the trucks by driving into the median and then exiting 1-35.
At the top of the exit ramp, Rice County Deputy Sheriff John Liebenstein set up a roadblock with his unmarked squad car. Liebenstein left space for other vehicles to go around the roadblock. According to eyewitness testimony, when Chambers drove up the exit ramp toward the roadblock, he accelerated the Lincoln and hit the unmarked squad car on the passenger side between the front and rear wheels. It was unclear whether Liebenstein was seated in the squad car or standing outside it; but following the collision, Liebenstein was found dead approximately 70 feet from the point of impact. There was no evidence that Chambers attempted to slow down or avoid the roadblock.
A grand jury returned a four-count indictment against Chambers, charging him with: first-degree murder of a peace offi
On direct appeal, Chambers argued, among other things, that the sentence of life imprisonment without the possibility of release imposed upon him violated the prohibition against cruel or unusual punishment under the United States and Minnesota Constitutions. State v. Chambers (Chambers I),
In 2007, Chambers filed a petition for postconviction relief alleging, among other things, that his trial counsel was ineffective. We affirmed the postconviction court’s summary denial of Chambers’ petition in 2009. Chambers v. State (Chambers II),
Chambers appealed the denial of his second petition for postconviction relief. While his case was pending before this court, the United States Supreme Court issued its decision in Miller v. Alabama, — U.S.-,
I.
Chambers first argues that the postconviction court abused its discretion when it concluded that Graham was not applicable, that his petition was time barred under Minn.Stat. § 590.01, subd. 4, and that none of the exceptions to the time bar apply. We review the denial of a petition for postconviction relief without a hearing for an abuse of discretion. Riley v. State,
Initially, we must determine whether Chambers’ second petition was untimely under Minn.Stat. § 590.01, subd. 4(a). When direct appellate review is not available, a person convicted of a crime who claims that his conviction was obtained in violation of the constitution or other law may file a petition to secure relief from the conviction and sentence, or other appropriate relief. MinmStat. § 590.01, subd. 1(1) (2012). Generally, a petition for postcon-viction relief is untimely if it is not brought within two years of either the entry of judgment of conviction or the appellate court disposition of the petitioner’s direct appeal, whichever is later. Id., subd. 4(a)(l)-(2). Chambers’ conviction and sentence were affirmed on direct appeal on March 4,1999. Chambers’ second petition was filed on May 13, 2011, well after the time period to file a posteonviction petition had lapsed.
Chambers argues that his petition may be heard despite its untimeliness because he asserts a new interpretation of federal constitutional law by the Supreme Court in Graham that is retroactively applicable to his case. Section 590.01, subdivision 4(b)(3) provides, in relevant part, that a court may hear a time-barred petition for postconviction relief if the petitioner asserts a new interpretation of federal law by the United States Supreme Court and the petition establishes that the new interpretation is retroactively applicable to his case.
The United States Constitution prohibits cruel and unusual punishment. U.S. Const, amend. VIII. In Graham v. Florida, the Supreme Court considered whether a life without parole sentence given to a juvenile nonhomicide offender constituted cruel and unusual punishment in violation of the Eighth Amendment to the United States Constitution.
The Court explained in Graham that proportionality is the touchstone of
The Court noted that Graham was a case of a new kind: “a categorical challenge to a term of years sentence.” 560 U.S. at-,
Under the categorical approach, the Court first looked to whether a national consensus existed on life imprisonment without parole sentences for juvenile non-homicide offenders. Id. at-,
The Court went on to discuss the crimes at issue, nonhomicide crimes, and stated that these crimes “differ from homicide crimes in a moral sense” and are “less deserving of the most serious forms of punishment.” Id. at -,
Based on the lack of a supporting penological theory, the limited culpability of juvenile nonhomicide offenders, and the severity of a life without parole sentence, the Court held that the practice of sentencing juvenile nonhomicide offenders to life imprisonment without the possibility of parole is cruel and unusual punishment under the United States Constitution and thus prohibited by the Eighth Amendment. Id. at-,
Graham also expressed concern for juvenile offenders tried in the adult criminal justice system, stating that “[a]n offender’s age is relevant to the Eighth Amendment, and criminal procedure laws that fail to take defendants’ youthfulness into account at all would be flawed.” Id. at -,
In his second petition for postconviction relief, Chambers acknowledged that, unlike the defendant in Graham, he was a juvenile homicide offender. Nevertheless, he claimed the principles underlying Graham applied with equal force to juvenile homicide offenders. Concluding that the United States Supreme Court had expressly limited its holding in Graham to juvenile nonhomicide offenders, the post-conviction court denied Chambers’ Graham-based claim without an evidentiary hearing because there were no material facts in dispute and the State was entitled to dismissal as a matter of law.
We conclude that the Court’s holding in Graham does not apply to juvenile homicide offenders like Chambers. Graham held that life imprisonment without parole sentences are unconstitutionally cruel and unusual as applied to juvenile nonhomicide offenders only and explained that homicides are treated differently under the Eighth Amendment. See Graham, 560 U.S. at-,
Consequently, Chambers’ Graham-based claim fails to satisfy the new interpretation of federal or state law exception in section 590.01, subdivision 4(b)(3). Accordingly, we hold that the postconviction court did not abuse its discretion when it summarily denied the claim.
II.
During the pendency of Chambers’ appeal, the Supreme Court decided Miller v. Alabama, — U.S.-,
A.
In Miller; the Supreme Court considered whether the imposition of a mandatory life sentence without the possibility of release for those under the age of 18 at the time of their crimes violated the Eighth Amendment’s prohibition against cruel and unusual punishment. — U.S. at -,
The Supreme Court reached that conclusion by applying two lines of precedent. Id. at-,
[Njone of what [Graham] said about children — about their distinctive (and transitory) mental traits and environmental vulnerabilities — is crime-specific.... So Graham’s reasoning implicates any life-without-parole sentence imposed on a juvenile, even as its categorical bar relates only to nonhomicide offenses.... Graham insists that youth matters in determining the appropriateness of a lifetime of incarceration without the possibility of parole.
Id. at-,
Second, the Court applied its jurisprudence requiring individualized decision-making in capital punishment cases, because the Court reasoned that a life without parole sentence for a juvenile is tantamount to a death sentence. Id. at -,
The Supreme Court was careful to clarify that its holding in Miller was not a categorical prohibition on the punishment, but instead a requirement that the judge or jury consider the individual characteristics of the juvenile offender before imposing a life without the possibility of parole sentence. Id. at-,
In this case, Chambers was sentenced to life imprisonment without the possibility of release under a mandatory sentencing scheme that allowed no discretion or consideration of Chambers’ age or the unique characteristics of his background or his offense. Chambers I,
In Teague v. Lane, the United States Supreme Court clarified when a defendant is entitled to the benefit of a new rule.
Although the Teague retroactivity doctrine necessarily denies certain defendants the benefit of new rules of criminal procedure, we have consistently recognized the need to safeguard the important principles underlying the doctrine, including finality and providing a bright-line rule for when relief is to be retroactive.
In Houston, we rejected the defendant’s claim on collateral review that he was enti-tied to the retroactive benefit of the new rule announced by the Supreme Court in Blakely v. Washington,
In Danforth III, we reaffirmed the Teague analysis as a matter of state law and rejected the defendant’s claim that he was entitled to the retroactive application of the new rule announced by the Supreme Court in Crawford v. Washington,
Finally, in Campos we applied Teague and rejected the defendant’s argument that he was entitled to the retroactive benefit of a new rule announced by the Supreme Court in Padilla v. Kentucky,
In Houston, Danforth III, and Campos, we applied Teague and concluded that the defendant was not entitled to the retroactive benefit of a new rule announced by the Supreme Court. Our analysis in those eases denied certain defendants the benefit of new rules of criminal procedure, but safeguarded the important principles underlying the Teague retroactivity doctrine, particularly finality and providing a bright-line rule for when relief is to be retroactive. For the same reasons, we apply the Teague doctrine to this case.
The first question under the Teague doctrine is whether Miller announced a “new rule.” Campos,
The parties do not dispute that Miller announced a new rule and that Chambers’ conviction and sentence were final at the time Miller was decided. Indeed, when Chambers’ conviction became final in 1999, Roper and Graham had not been decided yet and Miller was certainly not “dictated by precedent.” We acknowledge that the Court in Miller stated that it was “breaking no new ground in these eases.” — U.S. at-,
C.
Having concluded that Miller announced a new rule, we must next consider whether Chambers is entitled to the retroactive application of Miller. Since Chambers is before us on postconviction review, he must satisfy one of the two narrow exceptions under Teague. Chambers relies on both exceptions. We will discuss each in turn.
The first exception applies to substantive rules that alter the range of conduct or the class of persons that the law punishes. Schriro v. Summerlin,
Several cases have clarified the difference between substantive and procedural rules. On the one hand, a new rule is “substantive” if the rule “narrowls] the scope of a criminal statute by interpreting its terms,” or “placets] particular conduct or persons covered by the statute beyond the State’s power to punish.” Schriro,
The Court in Penry explained that in both situations “the Constitution itself deprives the State of the power to impose a certain penalty, and the finality and comity concerns” underlying the retroac-tivity doctrine “have little force.” 492 U.S.
On the other hand, rules that “regulate only the manner of determining the defendant’s culpability are procedural.” Schriro,
In summary, a new rule regarding sentencing is substantive if it eliminates the power of the State to impose the punishment in question regardless of the procedures followed. Penry,
Chambers’ primary argument is that the Miller rule satisfies the first Teague ex
We conclude that the rule announced in Miller v. Alabama is procedural, not substantive. We reach that conclusion for several reasons. First, the rule announced in Miller does not eliminate the power of the State to impose the punishment of life imprisonment without the possibility of release upon a juvenile offender who has committed a homicide offense.
Second, relevant federal decisions have concluded Miller is procedural, and therefore not retroactive. See, e.g., Craig v. Cain, No. 12-30035,
[T]he Supreme Court has denied retroactive application of prohibitions against weighing invalid aggravating circumstances in certain circumstances, imposition of a death sentence by a jury that has been led to believe responsibility for determining the appropriateness of a*329 death sentence rests elsewhere, and capital-sentencing schemes that foreclose a jury from considering all mitigating evidence.
Craig,
Third, despite Chambers’ assertion to the contrary, the Miller rule does not announce a new “element.” Unlike the Arizona statute at issue in Ring v. Arizona,
In Schriro, the Court rejected the defendant’s argument that the rule announced in Ring was substantive under the first Teague exception because it “modified the elements of the offense for which he was convicted.”
In summary, we conclude that the rule announced in Miller is procedural, not substantive, for three reasons. First, the Miller rule does not eliminate the power of the State to impose the punishment of life imprisonment without the possibility of release upon a juvenile offender who has committed a homicide offense. Second, our analysis is consistent with relevant
D.
Having concluded that the Miller rule is procedural, we next consider Chambers’ alternative argument that, even if we conclude that the Miller rule is procedural, he is still entitled to retroactive application of the rule because it is a watershed rule and therefore satisfies the second Teague exception. In order to qualify as a watershed rule, a “new rule must both be ‘necessary to prevent an impermissibly large risk of an inaccurate conviction’ and ‘alter our understanding of the bedrock procedural elements essential to the fairness of a proceeding.’ ” Campos,
We conclude that Miller is not a watershed rule for two reasons. First, Miller deals exclusively with sentencing and does not “impact the accuracy of an underlying determination of guilt or innocence.” Houston,
Consequently, the rule announced in Miller v. Alabama, — U.S. -,
III.
Accordingly, we conclude that the posteonviction court did not abuse its discretion when it denied Chambers’ postcon-viction petition without a hearing because the petition was untimely under MinmStat. § 590.01, subd. 4(a), and none of the exceptions in section 590.01, subdivision 4(b), apply.
Affirmed.
Notes
. At trial, a fellow inmate testified that Chambers bragged about the death of the deputy, admitting that he saw the roadblock and intended to go through it, that “if the cop wanted to be a hero he would die a hero,” and that he made eye contact with the squad car occupant and saw the occupant cover his face.
. Chambers requested in his supplemental , brief that "these proceedings be remanded back to the Rice [County] District Court for further proceedings” because Miller "raises both legal and factual issues that are best addressed in the first instance by the postcon-viction court.” But at oral argument, Chambers’ counsel asked us to address the legal issue of whether Miller applies retroactively to Chambers, acknowledging that Chambers' position on the remand issue had changed after he filed his supplemental brief.
. The two cases were Jackson v. Hobbs and Miller v. Alabama. The Jackson case was before the Court on a writ of certiorari from a decision of the Arkansas Supreme Court that affirmed the dismissal of Jackson’s state petition for habeas corpus. Miller, - U.S. at -,
. The dissent of Justice Page (Page dissent) contends that Miller demonstrates "we got it wrong” in Chambers I. We disagree. In Chambers I, we did not consider the claim that a sentence of life imprisonment without the possibility of release for juvenile homicide offenders was unconstitutional because it was mandatory; instead, we considered, and rejected, the claim that the sentence was categorically unconstitutional, regardless of its mandatory nature.
. The dissent of Justice Paul Anderson (Anderson dissent) attempts to reframe the issue as whether the court should allow an "unconstitutional sentence of life without the possibility of release to remain in place in Minnesota.” The Anderson dissent is wrong. The precise issue before us is whether Chambers, whose conviction of first-degree murder for killing a police officer in the line of duty was final 14 years ago, is entitled to the retroactive effect of a new decision of the United States Supreme Court.
. The Page dissent urges that we adopt a new exception to the Teague retroactivity doctrine because Chambers challenged the constitutionality of his sentence on direct appeal, and therefore he should receive special consideration. We disagree for three reasons. First, it is undisputed that Chambers’ life sentence was constitutional at the time it was imposed. Chambers I,
The Anderson dissent argues that retroactive application of the Miller rule will not adversely affect the administration of justice because “a remand will allow the postconviction court to reconsider Chambers's sentence.” Infra at D-4. For the same reasons expressed above, this argument lacks merit. Further, an argument that the degree of retro-activity afforded a new rule should depend on "the particular rule under consideration” is no more persuasive today than it was in Dan-forth III,
. The Anderson dissent argues that under Danforth II, we are not bound to follow Teag-ue. But we reaffirmed that Teague is the standard for Minnesota courts in Danforth III,
. See, e.g., Craig v. Cain, No. 12-30035,
. The Page dissent correctly points out that under the Teague retroactivity doctrine, the court must determine whether the rule announced in Miller is substantive or procedural. But the flaw in the dissent's analysis is that in determining retroactivity, it incorrectly focuses on the Minnesota sentencing scheme rather than the nature of the Miller rule. Moreover, the dissent’s argument that the Miller rule is substantive is contradicted by its acknowledgment that if the State makes an "individualized determination” before imposing a life sentence, then "the punishment would no longer be beyond the power of the state to impose.” Infra at D-2 n. 1. Such a sentencing rule — a rule that does not remove from the State the power to impose a particular punishment — is the quintessential procedural determination under the Teague retro-activity doctrine.
. The Anderson dissent relies on Schriro to . argue that the rule announced in Miller is substantive. Schriro, however, does not support the dissent’s argument. Indeed, Schriro states that substantive rules are those which place particular conduct or persons covered by the statute beyond the state’s power to punish.
Dissenting Opinion
(dissenting).
Prediction is very difficult, especially about the future.
Niels Bohr Danish Physicist
I respectfully dissent. I am loathe to join an opinion of our court that permits an unconstitutional sentence of life in prison without the. possibility of release to
Indisputably, Chambers’s prison sentence of life without the possibility of release was imposed under a Minnesota statute that the United States Supreme Court has rendered unconstitutional when that statute’s mandatory without-possibility-of-release provision is applied to a juvenile offender. See Minn.Stat. § 609.106, subd. 2(1) (2012). In its recent decision, Miller v. Alabama, the Supreme Court held that any sentence imposed on a juvenile under a statute such as section 609.106, subdivision 2(1), violates the “cruel and unusual” punishment clause of the Eighth Amendment of the United States Constitution. Miller, — U.S. at-,
The majority’s opinion is remarkable and erroneous for several reasons. First, as previously noted, the Supreme Court has held that Chambers’s sentence is tantamount to a death sentence for an offender who, like Chambers, is sentenced for a crime committed when he was a juvenile. Miller, — U.S. at-,
The majority has decided — for reasons that I find unpersuasive — to dismiss the opportunity to reach a different result by failing to take any of these viable alternate analytical routes. More specifically, the majority, demonstrating what I consider to be an overabundance of caution, rejects the first route of analysis — a Teague substantive-rule retroactive application analysis. See Teague v. Lane,
I cannot understand, much less appreciate, why the majority is so drawn to the continued imposition of a cruel and unusual punishment. The majority consciously avoids the clear and principled lines of legal analysis available to it to remand this case to the postconviction court. The post-conviction court should be allowed to fix the constitutionally defective portion of Chamber’s sentence — its mandatory nature — and to resentence Chambers in accordance with his constitutional rights as articulated by the Supreme Court in Miller.
Instead of allowing Chambers’s sentence to be made compliant with Miller, the majority chooses an analytical route that leads to the harsh result announced today. That result mandates the continued imposition of Chambers’s constitutionally impermissible sentence. The majority’s course of action is especially puzzling given that a remand to the postconviction court does not in and of itself change the life-in-prison-without-release aspect of Chambers’s sentence. A remand merely allows a correction of the unconstitutional mandatory nature of Chambers’s sentence. In essence, a remand will allow the postcon-viction court to reconsider Chambers’s sentence under criteria that fit within the ambit of the United States Constitution.
For all of these reasons I must reject the majority’s analysis and dissent from its holding. I will now proceed to explain in more detail the reasons and legal analysis that mandate my rejection of the majority’s opinion.
I.
Rightly or wrongly, as the majority articulates, our court has adopted the principles that the Supreme Court outlined in Teague v. Lane to determine whether a rule of federal constitutional law applies in a collateral appeal. See Teague,
The Supreme Court stated that Miller arose from “[t]wo strands of precedent reflecting [the] concern with proportionate punishment.” Miller; — U.S. at -,
The foregoing framework from Miller makes a few points that should be central to our analysis. First, juveniles are different — their lessened culpability due to their youth means that they must be treated differently than adult offenders. Id. at -,
A.
In Teague, a plurality of the Supreme Court articulated the proposition that
B.
Having concluded that Miller adopted a new rule, the next question to answer is whether the rule in Miller applies retroactively. The answer to this question turns on whether either of the exceptions to the Teague rule applies to Chambers’s sentence. Because I conclude that the rule in Miller is substantive rather than procedural in nature, I also conclude that the best route for us to follow is to apply the rule from Miller retroactively in this and other similar cases. Moreover, our mandate to do so arises from what I believe is a simple, straight-forward application of the substantive-rule exception in Teague and its progeny.
In general, a rule “is substantive rather than procedural if [the rule] alters the range of conduct or the class of persons that the law punishes.” Schriro,
In Schriro, the Supreme Court considered whether the new rule it announced in Ring v. Arizona applied retroactively. Id. at 349,
The factors that the Supreme Court outlined in Schriro for comparing substantive and procedural rules lead me to conclude that the rule in Miller is distinguishable from the rule in Ring and that the Miller rule is substantive in nature. First, Miller not only altered the “range of conduct” that is punishable by life imprisonment, Miller prohibited life imprisonment without release for juveniles absent the additional consideration of a juvenile defendant’s “‘lessened culpability’ ” and “greater ‘capacity for change.’” Miller, — U.S. at -,
Second, unlike the procedural change at issue in Schriro, Miller was decided under the Eighth Amendment. This distinction is significant. By no means does every challenge under the Eighth Amendment involve a substantive rather than procedural rule. For example, in Graham v. Collins, the Supreme Court held that the mechanism by which a jury considers mitigating evidence is procedural, rather than substantive.
Finally, Miller not only altered the “range of permissible methods” by which a juvenile can be punished, it created what functions as a new element that must be considered before a juvenile may be sen
The following observation should help to demonstrate why the rule in Miller establishes what functions as an additional element that must be satisfied before a court can sentence a juvenile to life without the possibility of parole. If Miller represents a reallocation of procedural decision-making authority, then the body making the requisite “decision” that Miller requires should be readily identifiable. For instance, the rule in Ring reallocated decision-making from the judge to the jury. Ring,
The majority states that “Miller simply imposes a new procedure in which the sentencing judge must consider the youthfulness of the offender.” Supra at 328 n. 10. I acknowledge that nearly all aspects of the law contain an element of procedure; but, by saying that “Miller simply imposes a new procedure,” the majority cannot and should not ignore that no judicial decision maker in Chambers’s case has yet addressed what the Supreme Court says is now required before life in prison without the possibility of release may be imposed on a juvenile offender like Chambers. Under Miller, to quote the majority, the decision whether to impose life in prison without release “must consider the youthfulness of the offender.” Supra at 328 n. 10. Unless consideration of an offender’s youthfulness is merely pro for-ma — in which case Miller’s holding provides illusory relief — then the majority’s contention that the State retains “the ultimate power ... to impose the punishment in question” cannot be justified on the record before us. Under Miller, before the State may impose a sentence of life in prison without the possibility of release on a juvenile offender, the sentencing body must make individualized findings because “youth matters for purposes of meting out the law’s most serious punishments” — a sentence that is akin to the death penalty. Miller, — U.S. at-,
An additional factor that strongly counsels in favor of concluding that the rule in Miller is substantive in nature and, thus is retroactive, is that the rules in the line of cases leading up to Miller have almost universally been held to be substantive rules. The Supreme Court stated that the rule in Miller arose from “two strands of precedent reflecting our concerns with proportionate punishment.” Miller, — U.S. at -,
The Court’s new rule in Miller arises from the Court’s existing precedent in Atkins, Roper, and Graham v. Florida. Miller, — U.S. at -,
The majority is only able to discern a procedural reallocation of decision-making when it analyzes the Supreme Court’s holding in Miller. Yet, the majority cannot, nor can anyone, identify which sentencing body was previously making the individualized determination now required before a juvenile, like Chambers, may be given the equivalent of the death penalty— life in prison without the possibility of release. But new rules where no prior decision was rendered under the rule are exactly the types of rules that the Supreme Court has stated are retroactive, because “they necessarily carry a significant risk that a defendant ... faces a punishment that the law cannot impose upon him” any longer. Schriro,
II.
While I conclude that the best analytical route to take when deciding this case is to hold that, under the principles of Teague, the rule from Miller should apply retroae-
The Supreme Court has provided us with a second route to take which will allow us to remand to the postconviction court. More specifically, the Court has explicitly stated that, as the state court that is charged with interpreting and applying Minnesota’s Constitution and criminal laws, we are not bound by Teague when making determinations about whether rules apply retroactively under state law. Danforth II, 552 U.S. at 266,
In Danforth I, our court held that we were bound by the principles set forth in Teague when we considered whether new rules of criminal procedure apply retroactively to convictions on collateral review.
As I acknowledged in Danforth III, there are aspects of Teague that are “sound in principle.” Id. at 500 (Anderson, Paul H., J., dissenting) (internal quotation marks omitted). Specifically,
I continue to have no doubt that, by adopting Teague, our court erected an unnecessary — and unnecessarily harsh — self-imposed barrier that is both “too narrow and strict in its application.” Id. at 502. I now know that my concerns were justified. Today is the day that this narrow, strict, and unnecessary rule leads the majority to refuse to enforce a “constitutional safeguard[ ] that warrants] collateral review.” Id. at 500. Despite the majority’s statement that the dissent is “reframing” the issue before us — followed immediately by the majority’s own framing of the issue— there is indisputably one issue before us and it cannot be ignored. Today the majority retreats behind its self-imposed barrier and leaves in place a sentence that the State of Minnesota could not impose on Chambers if the State were to attempt to do so today.
The stark reality of this change in circumstance requires that a court reassess Chambers’s sentence. The Supreme Court has compared Chambers’s mandatory sentence, which the majority elects to leave untouched, to the death penalty itself, and has unequivocally held that such a sentence constitutes cruel and unusual punishment. All Minnesota citizens are entitled to have their rights under both the federal and state constitutions vindicated. Minnesotans are entitled to protection from the infliction of “cruel and unusual punishments” under the Eighth Amendment of the United States Constitution and from “cruel or unusual punishments” under article 1, section 5 of the Minnesota Constitution. The majority’s refusal to issue a remand to the postconviction court so that Chambers can be resentenced in compliance with either the United States or Minnesota Constitutions is simply beyond me. I would accept the invitation of the Supreme Court to untether our jurisprudence from the federal habeas standard in Teague when applying our state law in a case like the one before us today. For the reasons outlined in this section, I would interpret our holding in Danforth III such that the new rule from Miller applies retroactively.
III.
There is yet a third route that is available in this case — fundamental fairness in
By any stretch of the imagination, the result reached by the majority in this case is inconsistent with fundamental fairness. Chambers was given a sentence that constitutes cruel and unusual punishment under the Eighth Amendment of the United States Constitution. We have long recognized that we have the “supervisory power to insure the fair administration of justice.” State v. Scales,
Without question, the precise contours of our supervisory power are not easily delineated. State v. Beecroft,
In Danforth III, we left open a narrow window — too narrow in my view, but a window nonetheless — to account for a case like the one we confront today. And consistent with the rule we announced in Dan-forth III, I conclude, based on a careful review of the facts and circumstances here, that denying Chambers the benefit of the new rule announced by the United States Supreme Court in Miller is inconsistent with fundamental fairness.
I acknowledge that Chambers’s underlying conviction has been previously reviewed and upheld by our court and that the murder of Deputy Sheriff John Lie-benstein was a horrible and despicable act. But it is ill-advised for two reasons, one major and one minor, to use Chambers’s statement that “if the cop wanted to be a hero he would die a hero,” and similar
The other reason, the major reason, why the use of Chambers’s statement and other facts specific to his case is ill-advised, is that today’s decision not only affects Chambers, but at least six other juvenile offenders in Minnesota who are serving mandatory sentences of life in prison without release. There are six juvenile offenders serving sentences that could not be imposed following Miller absent additional, individualized development of the record in their respective cases. Further, there are perhaps hundreds of other similarly situated defendants in other states who will also grapple with the retroactivity of Miller. These defendants and the courts in their respective states may look to our court’s decision in this case for direction because we are one of the first state supreme courts to have addressed this specific question.
In sum, I cannot abide by the result reached by the majority today. For all the reasons I have articulated in this dissent, I conclude that the majority’s holding: (1) is inconsistent with the substantive-rule exception under Teague; (2) ignores the Supreme Court’s invitation to us as a state court to apply our state law separately from the federal habeas standard articulated by the Court in Teague; and (3) is incompatible with our concept of what constitutes fundamental fairness in Minnesota. Therefore, I would reverse the posteonviction court and remand to that court for the imposition of a sentence that is neither cruel nor unusual under the United States and Minnesota Constitutions.
. Supposititious is a word that works well here. "In legal contexts, supposititious when applied to a child means ‘falsely presented as a genuine heir.” Bryan A. Garner, Gamer's Dictionary of Legal Usage 869 (3d ed.2011). When applied to a child/juvenile like Chambers who is serving an unconstitutional mandatory sentence of life in prison without the possibility of release, the narrow route taken by the majority appears to be a non-genuine, possibly illegitimate heir to the legal direction given to state courts like ours in Danforth II, 552 U.S. 264,
. Because Chambers’s conviction was final when the rule in Miller was announced, this issue is before us on collateral as opposed to
. The Court reasserted its holdings from Roper v. Simmons,
. The Court explained that a defendant's youth is a vital factor to consider during sentencing:
Most fundamentally ... youth matters in determining the appropriateness of a lifetime of incarceration without the possibility of parole. In the circumstances [in Graham v. Florida ], juvenile status precluded a life-without-parole sentence, even though an adult could receive it for a similar crime. And in other contexts as well, the characteristics of youth, and the way they weaken the rationales for punishment, can render a life-without-parole sentence disproportionate.
Id. at-,
. See e.g., Gonzalez v. State,
. See, e.g., In re Moss,
. The sentiment in this quote has also been expressed, famously, by Yogi Berra, who said, "It’s tough to make predictions, especially about the future,” as well as Casey Stengel, whose phrasing was, "Never make predictions, especially about the future.”
. In his concurrence, Justice G. Barry Anderson concludes that the issues in this case are better left for another day. My colleague's perspective on this issue adds both substance and context to our discussion; and, I understand his desire to keep his powder dry on the ultimate issue — the retroactivity of Miller. The concurrence’s position finds some support in our precedent, even precedent I have authored. See Minn. Twins P’ship v. State ex rel. Hatch,
Dissenting Opinion
(dissenting).
I join in the dissent of Justice Paul Anderson. I write separately, however, because I would be remiss if I did not point out that, by its decision today, the court fails in carrying out one of our most basic responsibilities. At the core, our court is responsible for ensuring that justice is done. In the case of Timothy Chambers, justice has not been done.
I.
For the reasons stated in Justice Paul Anderson’s dissent, I disagree with the court’s conclusion that the United States Supreme Court’s decision in Miller v. Alabama, 567 U.S. -,
Under Teague, a new constitutional rule of criminal procedure is retroactive if it “prohibited imposition of a certain type of punishment for a class of defendants because of their status or offense.” Dan-forth,
Moreover, Teague is the standard we apply for determining the “retroactivity of new rules of constitutional criminal procedure set by the United States Supreme Court.” Danforth,
Further, as the court notes, Danforth ⅛ adoption of the Teague standard for retro-activity is based almost exclusively on principles of “finality.” But the finality discussed in Danforth is specifically “the finality of convictions.”
Finally, it is not clear to me that the rule set out in Teague applies to Chambers’ sentence. The Minnesota Rules of Criminal Procedure provide that “[t]he court may at any time correct a sentence not authorized by law.” Minn. R.Crim. P. 27.03, subd. 9. Given the Court’s decision in Miller, there can be no question that Chambers’ sentence is not authorized by law. Thus, under Rule 27.03, subdivision 9, the court has authority to correct Chambers’ sentence. It simply chooses not to exercise that authority.
II.
I also agree with Justice Paul Anderson that we should revisit our decision in Danforth and accept the United States Supreme Court’s invitation to adopt a different standard governing the retroactive application of new constitutional rules. But even if we decline to revisit Danforth, ignore Teague’s, exception for prohibited imposition of punishment for a certain class of defendants because of their status, and apply the Teague rule to the Supreme Court’s rulings on substantive constitutional law, I would nonetheless depart from the Teague rule in cases such as this one. Teague should not apply in situations, like here, in which the defendant on direct appeal challenges his sentence as unconstitutional, we erroneously reject that challenge, and the United States Supreme Court subsequently corrects our error.
Following his conviction, Chambers filed a direct appeal in our court. Among the arguments he raised was the claim that “the mandatory sentence of life imprisonment without parole as applied to [a] 17-year-old ... violates the constitutional prohibition of cruel or unusual punishment.”
As it turns out, we got it wrong. The one who did not get it wrong was Chambers. In Miller, the Supreme Court held “that mandatory life without parole for those under the age of 18 at the time of their crimes violates the Eighth Amendment’s prohibition against ‘cruel and unusual punishments.’”
Had we accepted Chambers’ argument in 1999 — as we should have — Chambers would, at a minimum, have been entitled to a hearing to determine whether life imprisonment without the possibility of release (as opposed to life with the possibility of release) was the appropriate punishment for him considering all the circumstances, including his age.
Justice and fairness require that a defendant, who timely and properly objects to his sentence based on a correct interpretation of the constitution, be granted the protections of the constitution notwithstanding the misfortune of having a court erroneously reject his interpretation on direct appeal. No defendant should have to pay for our mistakes. We noted in Dan-forth our concern that, if we applied a broader retroactivity test than Teague, “limited judicial resources may be expended litigating the convictions of defendants who never challenged” the alleged unconstitutional practice. See
In sum, justice requires, at a minimum, that Chambers have a resentencing hearing. We have the power to grant that
Therefore, I respectfully dissent.
. Of course, if the Legislature were to amend the statute to make the imposition of a sentence of life imprisonment without the possibility of release for juveniles discretionary, courts would have the ability to make an individualized determination before imposing such a sentence and the punishment would no longer be beyond the power of the state to impose. At the time Chambers’ sentence was imposed, however, an individualized determination was not permissible because the sentence was mandatory, not discretionary. Therefore, at least with respect to Chambers, the punishment simply cannot be imposed.
. I recognize that we have applied Teague to sentencing matters before in O’Meara v. State,
. The court contends that Chambers’ argument on direct appeal was that the imposition of life imprisonment without the possibility of release on a juvenile was categorically unconstitutional, not that it was unconstitutional because it was mandatory. The court can parse the argument raised by Chambers and the words of our Chambers opinion on direct appeal all it wants, but it cannot escape the fact that the statute under which Chambers was sentenced, Minn.Stat. § 609.106, subd. 2(1), is categorically unconstitutional. Section 609.106 mandated the imposition of life without the possibility of release for Chambers'
. While, at a minimum, I would remand to the district court for a resentencing hearing, I note, as discussed above, that I would hold that Chambers’ sentence should automatically be converted to a life sentence with the possibility of release. No one disputes that the statute authorizing the sentence of life without release — Minn. Stat. § 609.106, subd. 2(1) — is unconstitutional as applied to people such as Chambers who were juveniles at the time they committed their crime. See Miller, - U.S. at -,
Concurrence Opinion
(concurring).
I join the majority opinion because I agree with the majority’s analysis that under existing precedent the rule in Miller v. Alabama, — U.S. -,
Concurrence Opinion
(concurring).
I join in the concurrence of Justice G. Barry Anderson.
Dissenting Opinion
(dissenting).
I join in the dissent of Justice Page.
Dissenting Opinion
(dissenting).
I join in the dissent of Justice Paul H. Anderson.
