Laurie Chadwick brought a claim of sex discrimination under Title VII, 42 U.S.C.
I. Background
It is elementary that at summary judgment a court must view the record in the light most favorable to the nonmoving party and draw all reasonable inferences in favor of the same.
See, e.g., Flowers v. Fiore,
Chadwick was a long-time employee of WellPoint, an insurance company, in its Maine office. She was hired by WellPoint in 1997, and was promoted in 1999 to the position of “Recovery Specialist II,” which involved the pursuit of overpayment claims and claims for reimbursement from third parties. In 2006, encouraged by her supervisor, she applied for a promotion to a management position entitled “Recovery Specialist Lead” or “Team Lead.” In this position, the successful candidate would be responsible for the recovery function for the region encompassing Maine, New Hampshire, and Connecticut. Because Chadwick was already performing several of the responsibilities of the Team Lead position and based on her supervisor’s comments, Chadwick believed she was the frontrunner for the position. In addition, on her most recent performance evaluation in 2005, she had received excellent reviews, scoring a 4.40 out of a possible 5.00 points.
There were two finalists for the Team Lead position, Chadwick and another in-house candidate, Donna Ouelette. While Chadwick had held the Recovery Specialist II position for seven years, Ouelette had only been promoted to that position about a year earlier. In addition, Ouelette had scored lower than Chadwick, though satisfactorily, on her most recent performance review, receiving a 3.84 out of a possible 5.0 points.
Three managers interviewed the two finalists: Linda Brink, who had previously supervised and worked closely with Chadwick; Dawn Leno, the Director of Recovery; and Nanci Miller, Chadwick’s immediate supervisor. Nanci Miller was the ultimate decisionmaker for the promotion but she considered input from Brink and Leno in reaching her decision. Based on her own perceptions and those of Brink and Leno, Miller graded Ouelette’s interview performance higher than Chadwick’s.
At the time of the promotion decision, Chadwick was the mother of an eleven-year-old son and six-year-old triplets in kindergarten. There is no allegation, insinuation, or for that matter evidence that Chadwick’s work performance was negatively impacted by any childcare responsibilities she may have had. Indeed, Miller, the decisionmaker, did not know that Chadwick was the mother of young triplets until shortly before the promotion decision was made. Apparently, Chadwick’s husband, the primary caretaker for the children, stayed home with them during the day while Chadwick worked. He also worked off-hour shifts, presumably nights and weekends, when Chadwick was at home with the children. During the same period, Chadwick was also taking one course a semester at the University of Southern Maine.
Chadwick alleges that WellPoint denied her the promotion based on the sex-based stereotype that mothers, particularly those with young children, neglect their work duties in favor of their presumed childcare obligations. To support this claim, Chadwick points to the fact that she was significantly more qualified 3 for the promotion than was Ouelette, and also highlights three statements made by management around the time of the promotion decision.
First, on May 9, 2006, two months before the decision was reached, Miller, the decisionmaker, found out that Chadwick had three six-year-old children (in addition to an eleven-year-old son). Miller sent an email to Chadwick stating, “Oh my — I did not know you had triplets. Bless you!”
Second, during Chadwick’s interview with Brink, her former supervisor, she was asked how she would respond if an associate did not complete a project on time. Unhappy with Chadwick’s answer, Brink replied, “Laurie, you are a mother[.] [W]ould you let your kids off the hook that easy if they made a mess in [their] room[?] [W]ould you clean it or hold them accountable?”
Third, and most important, when Miller informed Chadwick that she did not get the promotion, Miller explained:
It was nothing you did or didn’t do. It was just that you’re going to school, you have the kids and you just have a lot on your plate right now.
In the same conversation, Miller said that, “if [the three interviewers] were in your position, they would feel overwhelmed.” Finally, Miller also told Chadwick that, “there would be something better down the road,” and that Chadwick would look back and say “it’s a good thing that that opportunity didn’t work out because I’m happier with this down the road.”
In her deposition, Miller said that she decided not to promote Chadwick because she interviewed poorly, and that she (Miller) only told Chadwick that she had “too much on her plate” in an ill-advised attempt to soften the blow. In addition, in its brief, WellPoint makes much of its assertion that Ouelette was apparently the mother of two children, ages nine and fourteen. However, unlike the district court, we do not give weight to this assertion. 4
II. Discussion
1. Summary Judgement Motion
We review the district court’s grant of summary judgment de novo.
Whitman v. Miles,
a. Legal Background
Title VII of the Civil Rights Act of 1964 prohibits discrimination based on sex. 42 U.S.C. § 2000e-2(a). Notably, the Act does not prohibit discrimination based on caregiving responsibility.
5
Chadwick’s claim can be characterized as a “sex plus” claim. This denomination refers to the situation where “an employer classifies employees on the basis of sex
plus
another characteristic.” 1 Barbara Lindemann
&
Paul Grossman,
Employment Discrimination Law
456 (3d ed.1996) (emphasis in original). The terminology may be a bit misleading, however, because the “plus” does not mean that more than simple sex discrimination must be alleged; rather, it describes the case where “not all members of a disfavored class are discriminated against.”
Back v. Hastings on Hudson Union Free Sch. Dist.,
The type of discrimination Chadwick alleges involves stereotyping based on sex. The Supreme Court identified sex-based stereotyping as an impermissible form of discrimination in
Price Waterhouse.
There, a woman was denied partnership at the accounting firm for which she worked and was told by the partnership that she was too aggressive and macho, should attend a charm school, and should dress and behave more femininely.
Price Waterhouse v. Hopkins,
The Supreme Court and several circuits, including this one, have had occasion to confirm that the assumption that a woman will perform her job less well due to her presumed family obligations is a form of sex-stereotyping and that adverse job actions on that basis constitute sex discrimination.
See Nevada Dep’t of Human Res. v. Hibbs,
In its 2003 decision in
Hibbs,
the Supreme Court took judicial notice of the stereotype that women, not men, are responsible for family caregiving. The Court noted that the Family Medical Leave Act (FMLA) was enacted by Congress because, “stereotype-based beliefs about the allocation of family duties remained firmly rooted [in society].”
Hibbs,
In the simplest terms, these cases stand for the proposition that unlawful sex discrimination occurs when an employer takes an adverse job action on the
b. Chadwick’s Claim
We turn now to the specific facts of Chadwick’s claim, mindful that we are judging merely the claim’s viability under summary judgment, rather than as to ultimate liability. Chadwick presses her claim under two separate, though related, theories. She puts forth a “mixed motives” claim, under
Desert Palace, Inc. v. Costa,
In the opinion below, the district court acknowledged two important pieces of the puzzle. First, it found that sex-based stereotypes regarding women, families, and work are alive and well in our society.
Chadwick,
A plaintiff is entitled to prove discrimination by circumstantial evidence alone.
See
42 U.S.C. § 2000e-2(m) (requiring a plaintiff merely to “demonstrate! ]” that an employer used a forbidden consideration as a motivating factor with respect to an employment decision);
Desert Palace,
We apply this same lesson to Chadwick’s claim. We reject the district court’s requirement that Miller’s words explicitly indicate that Chadwick’s sex was the basis for Miller’s assumption about Chadwick’s inability to balance work and home. To require such an explicit reference (presumably use of the phrase “because you are a woman,” or something similar) to survive summary judgment would undermine the concept of proof by circumstantial evidence,
9
and would make it exceedingly difficult to prove most sex discrimination cases today.
See id.
at 58 n. 12 (use of circumstantial proof of discrimination “is all the more important now than it was when
McDonnell Douglas
was written, since ‘smoking gun’ evidence is ‘rarely found in today’s sophisticated employment world’ ”) (citing
Hodgens v. General Dynamics Corp.,
Instead of adopting a “mechanical formula,” as the district court below proposed, we conduct a “case-by-case analysis” and consider the individual facts of Chadwick's claim.
Thomas,
This inference is supported by several facts. First, the decisionmaker learned of Chadwick’s three six-year-olds just two months before she denied Chadwick the promotion. The young age and unusually high number of children would have been more likely to draw the decisionmaker’s attention and strengthen any sex-based concern she had that a woman with young children would be a poor worker.
Second, the decisionmaker’s reaction upon learning of Chadwick’s three small children was, “Bless you!” This statement is susceptible to various interpretations, but a jury could reasonably conclude that Miller meant that she felt badly for Chadwick because her life must have been so difficult as the mother of three young children. 10 This conclusion could be bolstered by Miller’s later explanation to Chadwick that the WellPoint interviewers, all female, would feel “overwhelmed” if they were in Chadwick’s position.
Third, because a plaintiff alleging discrimination infrequently has direct evidence of bias, the discrimination can “be proven through the elimination of other plausible non-discriminatory reasons until the most plausible reason remaining is discrimination.”
Thomas,
In sum, we find that Chadwick has put forth sufficient evidence of discrimination that a reasonable jury could conclude that the promotion denial was more probably than not caused by discrimination. We do not opine on the ultimate balance of the evidence in this case. We only conclude that Chadwick has presented sufficient evidence of sex-based stereotyping to have her day in court. Given the common stereotype about the job performance of women with children and given the surrounding circumstantial evidence presented by Chadwick, we believe that a reasonable jury could find that WellPoint would not have denied a promotion to a similarly qualified man because he had “too much on his plate” and would be “overwhelmed” by the new job, given “the kids” and his schooling.
See Hibbs,
2. Expert Testimony
Chadwick also appeals the district court’s exclusion of her proffered expert testimony. Chadwick proposed testimony from Dr. Mary Still, a Ph.D. in Sociology and a post-doctoral research fellow at Cornell University, with expertise in employment discrimination and sex-based stereotypes in the workplace. In her deposition, Dr. Still offered her opinion on the prevalence and taxonomy of sex-stereotype employment discrimination. She also opined on how the comments and behaviors of the WellPoint supervisors were consistent with larger societal patterns and concluded that certain comments were likely based on sex stereotyping about the roles of men and women.
The district court excluded Dr. Still’s testimony because “[t]he expert, whatever her professional credentials, is not competent to testify about what
these
supervisors meant, consciously or unconsciously, in using certain words.”
Chadwick,
Federal Rule of Evidence 702 makes admissible expert testimony that will “assist the trier of fact to understand the evidence or to determine a fact in issue.” An expert witness “is permitted wide latitude to offer opinions, including those that are not based on firsthand knowledge or observation.”
Daubert v. Merrell Dow Pharmaceuticals, Inc.,
In effect, the district court believed that there was a mismatch between the expert’s knowledge and qualifications and her ability to helpfully opine on the specifics of this case.
See Levin,
III. Conclusion
For the foregoing reasons, we REVERSE the entry of summary judgment, AFFIRM the exclusion of the expert testimony, and REMAND for further proceedings consistent with this opinion. Costs to the appellant.
Notes
. She also brought a parallel claim under the Maine Human Rights Act, 5 M.R.S. §§ 4551-4634.
. WellPoint contests several of the factual allegations and inferences put forth by Chadwick, but we must take Chadwick's well-supported version of events as true as we weigh the motion for summary judgment. Well-Point may succeed in painting a different picture of the promotion decision for a jury, but that possibility does not impact our decision here.
. It is a fair inference that Chadwick's qualifications significantly outweighed those of Ouelette. Whether a finder of fact would so conclude is a question for another day.
. WellPoint's assertion that Ouelette was a mother of two does not receive weight in our assessment of the summary judgment motion for several reasons. First, it is not at all clear that this is relevant for our analysis, as the Supreme Court has emphasized that ''[t]he principal focus of [Title VII] is the protection of the individual employee, rather than the
. However, the Act does prohibit discrimination based on "pregnancy, childbirth, or related medical conditions.” 42 U.S.C. § 2000e(k). These grounds are not at issue in this case.
. In
Desert Palace,
the Supreme Court concluded in light of the Civil Rights Act of 1991 that direct evidence of discrimination is not required in order to get a mixed-motives jury instruction.
. Originally established in
McDonnell Douglas Corp.
v.
Green,
.The
Desert Palace
decision has proved ripe terrain for scholarly debate over how that decision interacts with the
McDonnell Douglas
framework.
See, e.g.,
Jamie Darin Prenkert, "The Role of Second-Order Uniformity in Disparate Treatment Law: McDonnell Douglas’s Longevity and the Mixed-Motives Mess,” 45 Am. Bus. L.J. 511, 512-15 (2008) (collecting commentaries). Suffice it to say that the two decisions have not been definitively disentangled or reconciled, though we have noted that "the Supreme Court used the
McDonnell Douglas
framework without commentary in a
post-Desert Palace
case.”
Hillstrom v. Best Western TLC Hotel,
. We note that circumstantial evidence is not necessarily less probative than direct evidence.
See Desert Palace,
. The district court erred by concluding that the "Bless you!” comment was conclusively "a friendly exclamation.” This is a factual conclusion that a judge at summary judgment is not free to make. A jury could agree with Chadwick's view that Miller's comment suggested pity rather than respect. Therefore, at summary judgment, we must draw this inference in Chadwick’s favor.
. Defendants’ brief makes much of its assertion that "it is undisputed that plaintiff did not perform well in her interviews.” First, such a sweeping statement is not supported by the summary judgment record, viewed as it must be in the light most favorable to Chadwick. Second, at summary judgment we do not decide which explanation for the non-promotion is most convincing, but only whether Chadwick has presented sufficient evidence regarding
her
explanation.
See Thomas,
. The exclusion of the expert testimony does not impact our conclusion on the summary judgment motion. We reached that decision without reliance on any testimony proposed by Dr. Still.
See Back,
. For example, the district court pointed out that the expert had not read Miller's deposition and was not familiar with Miller’s background.
. Plaintiff, of course, is correct that sociological testimony of the sort offered here was taken into account by the Supreme Court in the landmark sex-stereotyping case
Price Waterhouse.
In that case, a social psychologist testified that “the partnership selection process at Price Waterhouse was likely influenced by sex stereotyping.”
