Opinion
In these consolidated proceedings, the Public Defender of Santa Barbara County seeks to disqualify the entire district attorney’s office of that county from prosecuting some 39 pending felony cases. The defendants (petitioners here) were represented by James B. Jennings, then a deputy public defender of Santa Barbara. Mr. Jennings terminated his employment with the public defender on December 21, 1979. He accepted an appointment as a deputy district attorney, the position he now holds, on December 24, 1979. His entire assignment is to represent the People in juvenile court matters heard in Santa Maria.
We have concluded that the trial judges acted within their discretion in denying the public defender’s motions to recuse the district attorney’s office.
Procedural History
Following Mr. Jennings’ appointment as a deputy district attorney, the public defender presented two separate recusal motions seeking to disqualify the district attorney from prosecuting pending cases in which Mr. Jennings had represented defendants. Each motion was for a group of cases, and each was heard by a different judge. The first motion was on behalf of 12 (later 14) defendants (the Godwin group), and the second on behalf of 25 others (the Chadwick group).
The motions were considered on the basis of declarations, points and authorities and oral argument. In addition, the Attorney General 1 filed *112 a memorandum and argued in the Godwin group, and Mr. Jennings testified at the hearing in the Chadwick group.
Both motions were denied. The cases are before us following direction by the Supreme Court that we grant alternative writs of mandate and stays pending our review. 2
Because of the identity of facts and issues, we have consolidated the cases.
Factual Summary
During his more than three and one-half years of service as a deputy public defender, Mr. Jennings was in charge of felony cases in the north county area. He supervised two other deputies and a support staff at the Public Defender’s office in Santa Maria.
As a trial deputy, he acquired information within the attorney-client privilege. (Evid. Code, § 952.) Much of it was never committed to writing, but retained only in Mr. Jennings’ memory. Understandably, successor counsel have an on-going need to confer with Mr. Jennings about the 39 cases.
Mr. Jennings is willing to do this, subject only to consent by his former clients. Indeed, he already has conferred with successor counsel about these cases.
The district attorney’s office has been at some pains to isolate Mr. Jennings from any prosecutorial involvement in the cases. As we have seen, Mr. Jennings’ assignment is solely to juvenile court cases. He expects this assignment to last for six months, the usual tour. He has no connection with the prosecution of the cases he had handled as a deputy public defender. 3 He has sworn not to discuss these cases with prosecutorial personnel.
Mr. Jennings has no supervisorial or policymaking role in the prosecutor’s office. His own office is located in the Santa Maria juvenile court building, which is separate from the building that houses the dis *113 trict attorney’s office. He is not supervised by the assistant district attorney in charge of north county operations, Mr. Sutton. Instead, the organizational chart of the office has been modified to place Mr. Jennings under the supervision of Mr. Sneddon, the deputy in charge of south county criminal operations.
It will be necessary for Mr. Jennings to be in and out of the district attorney’s office in Santa Maria almost daily. His secretary is located there, and he must visit the office for dictation, and to pick up and drop off files and messages. 4
The record is replete with references to Mr. Jennings’ high standing and integrity. In a declaration filed in the Godwin cases, the public defender stated that he had known Mr. Jennings for 10 years and “considered him to be a person of high ethical and moral character. I have never known him to act improperly and have no reason to believe that he will do so in his present capacity.” The public defender’s briefs before this court disavow contention that any attorney involved in these cases will act improperly, and concede that both Mr. Sutton and Mr. Jennings are respected members of the bar.
Only one of the two judges commented in the recusal motions, and he was unequivocal in his praise for both Mr. Sutton and Mr. Jennings.
Discussion
The Trial Courts Acted Within Their Discretion in Denying Petitioners’ Motions to Recuse.
1. Authority and Exercise of Discretion.
Greer,
decided three years ago, is the leading case on recusal of a prosecutor. In that case, our Supreme Court reviewed the competing arguments, including separation of powers, and concluded that “trial courts have the authority to recuse prosecuting attorneys in appropriate circumstances.” (
The court reviewed the due process right of persons accused of crime to a fair and impartial trial, the obligation of the prosecution as well as the trial court to respect that right, and the need for prosecutorial impartiality. Such impartiality is necessary not only to assure fairness to the accused but also to sustain public confidence in the integrity and impartiality of the criminal justice system. (See
People
v.
Rhodes
(1974)
The court cited situations in which participation of a particular prosecutor would be clearly improper: prosecution of a former client, without consent, for an offense about which the prosecutor obtained information from the former client that is protected by the attorney-client privilege (see, e.g.,
People
v.
Gerold
(1914)
Greer
itself involved a murder prosecution in which “[t]he victim of the homicide was the son of a member of the district attorney’s staff who worked in the very office in which the prosecution was being prepared.” (Pe
ople
v.
Superior Court (Greer), supra,
*115
“It is important to note that
Greer
merely states that the trial court
may,
within its discretion, excuse the district attorney, not that it must. Because the decision whether or not to disqualify is within the discretion of the court, it may be overturned on appeal only if this discretion is abused.”
(People
v.
Battin
(1978)
In one of the two groups of cases before us (the
Godwin
group), the factual issues on recusal were resolved by the trial court on the basis of competing declarations. Such factual resolutions are binding on appeal.
(Jacuzzi
v.
Jacuzzi Bros., Inc.
(1963)
Moreover, the cases are before us on petitions for writ of mandate. “Thus, we can overturn the determination of the trial court only if that court acted in excess of its jurisdiction or there is no rational basis in the record supporting the manner in which the court exercised the power and discretion vested in it.”
(People
v.
Municipal Court (Byars)
Finally, particular caution is in order before an entire prosecutorial office, as distinguished from a particular prosecutor in that office, is recused. (See,
People
v.
Superior Court (Martin), supra,
2. “Actual" Conflict of Interest. 7
No one disputes the conclusion that Mr. Jennings is precluded from prosecuting any of the clients he represented in these cases. Such unconsented representation would be a gross violation of professional ethics and due process. (See, e.g.,
Yorn
v.
Superior Court
(1979) 90
*116
Cal.App.3d 669, 676 [
As we have seen, Mr. Jennings not only will not prosecute these cases, he has been entirely removed from them. He has sworn not to betray his professional obligations, and under the circumstances presented, it may be presumed that he will not. 8
But we need not rely on presumption. Petitioners have acknowledged that Mr. Jennings will not violate his professional obligation by revealing client confidences or strategy, or otherwise cooperating in the prosecution of his former clients.
Nevertheless, petitioners present two arguments for the position that the district attorney’s office should still be disqualified.
a. Imputed Knowledge.
Petitioners would have the court apply the rule of imputed knowledge among lawyers in a law firm, to the district attorney’s office. The imputed knowledge theory holds that knowledge by any member of a law firm is knowledge by all of the attorneys in the firm, partners as well as associates. (See,
In re Airport Car Rental Antitrust
(N.D.Cal. 1979)
The principal codification of the rule occurs in the ABA’s Disciplinary Rules (hereafter, DR), DR 5-105(D): “If a lawyer is required to decline employment or to withdraw from employment under a disciplinary rule, no partner, or associate, or any other lawyer affiliated with him or his firm, may accept or continue such employment.”
*117 This rule has been limited as it applies to private firms, 9 and rejected in the context of government law offices.
In a formal opinion, the ABA Standing Committee on Ethics and Professional Responsibility, the authoritative interpreting body for the disciplinary rules, concluded that DR 5-105(D) and related rules (DR 4-101, DR 9-101(B)), are inapplicable to government lawyers. 10 The committee pointed out that the relationships among lawyers within a governmental agency are different from those among partners and associates of private firms. The former do not have the financial interest of the latter. And in the case of prosecutorial offices, the attorneys have an affirmative obligation to seek justice, not merely-to convict. 11
The theory of imputed knowledge by attorneys in a governmental law office has been considered and rejected in a number of recent cases.
In re Charles L.
(1976)
In
United States
v.
Weiner
(9th Cir. 1978)
We have found only one court that has expressly considered and applied the rule of imputed knowledge to a prosecutorial office. The Arizona court applied it on the basis of preventing an appearance of impropriety in
State
v.
Latigue
(1972)
We believe the ABA’s interpretation of the imputed knowledge rule to be the better view. Only by a particularly strained and artificial reading could the rule apply in this case. Here, petitioners affirmatively represent that their former attorney will not betray confidential information. Yet, we are asked to disqualify the entire office of prosecutor on the basis that such information should be deemed to be shared, however much we know that it is not. We decline to reach so drastic a result on so fictitious a basis.
Finally, petitioners seek to buttress their imputed knowledge argument by the fact that the district attorney is, by name, attorney of record in criminal prosecutions, although he usually appears through deputies. They point out that the Attorney General has concluded that if the public defender is prohibited from representing a particular defendant due to a conflict of interest, his deputies cannot do so either, even if they are in a separate division of the office. (59 Ops.Cal.Atty. Gen. 27 (1976).) Petitioners argue that the same rule should apply to the district attorney, apparently on the theory that so long as the organizational lines of the office run to a “tainted” deputy at some point, the infection must be deemed to affect the entire office.
*119 We know of no authority for such a formulistic approach, and none is offered to us. The facts of our case provide ample support for the trial courts to conclude that Mr. Jennings is sufficiently isolated from the prosecution of his former clients so as to rebut any inference of assistance. And, as we have seen, petitioners themselves have attested to his fidelity.
b. Business and Professions Code, section 6131.
Petitioners argue that their former counsel is precluded by law from conferring with successor defense counsel. Since, they say, most of the information he acquired about their cases is in his memory rather than on paper, this isolation from their new counsel will interfere with effective representation.
If Mr. Jennings were precluded by law from conferring with successor counsel about information he gathered in the attorney-client confidence on behalf of his former clients, issues of due process dimension would be presented, but we find no such prohibition.
The asserted source of the preclusion is Business and Professions Code section 6131. 14
Petitioners see in subdivision (a) a powerful in terrorem-. Mr. Jennings can confer with successor counsel only on penalty of committing a misdemeanor and disbarment. That result would occur, it is claimed, because any conferring by him would amount to an indirect aid to the defense.
That is not what the statute provides. It is aimed at the formerly widespread practice of part-time prosecutors who carried on private law
*120
practices in addition to their public service. Subdivision (a) prohibits the partner of a prosecutor from aiding the defense in a matter being prosecuted. It applies only to
private
partners, not to persons whose only association with a prosecutor is as a deputy. (See,
People
v.
Rhodes,
supra,
3. Appearance of Impropriety.
Moving from an “actual” conflict of interest, petitioners contend that a prosecutorial office should be recused when the circumstances so demonstrate an appearance of impropriety as to endanger the credibility of the justice system. 15
As we have seen, there are instances in which recusal of an entire prosecutor’s office is justified in order to protect the integrity of the judicial process. But such cases are rare. (See
People
v.
Superior Court (Greer), supra,
There are only two such reported cases in California, and each upheld the exercise of trial court discretion to recuse the office. One of these is
Greer,
already discussed. The other is
Younger
v.
Superior Court (Warren)
(1978)
*121 By contrast, Mr. Jennings holds no policy or personnel evaluation authority, and the trial courts exercised their discretion not to recuse his office.
Other cases have upheld trial court discretion in refusing to recuse an entire office:
In re Charles L., supra,
In three reported cases, trial courts were held to have abused their discretion by granting motions to recuse:
People
v.
Municipal Court (Byars), supra,
Of all the states that have considered the issue, only two, Arizona and New Mexico, have disqualified an entire prosecutorial office because of a conflict by one of its members.
In
State
v.
Latigue, supra,
*122 Later cases in these states demonstrate a disinclination to extend the Latigue ruling. 16
The overwhelming weight of national authority rejects recusal of the entire office. (See
Fox
v.
Shapiro,
supra,
To all of this petitioners respond that Santa Barbara is a small county,
18
that Santa Maria is a small community
19
within it, and that cases arising in the context of large communities and law offices, such as
In re Charles L., supra,
*123
We could respond by pointing out that not all of the cases arose from a major metropolitan area (for example,
People
v.
Superior Court
(Hollenbeck),
supra,
But the principal fault in petitioners’ argument is more fundamental. It is that there is no reasoned basis for an appellate court to draw a line for mandatory recusal of a prosecutor’s entire office based on the relative size of the county and communities it serves.
Petitioners’ argument, if accepted, would result in recusal of the Los Angeles District Attorney as surely as it would the Santa Barbara District Attorney for the entire caseload of any transferring deputy public defender.
Conceivably, there may be cases in which the particular factual setting requires recusal of an entire office due to a conflict of one of its nonsupervisorial members. But it is the trial judges who are in the best position to decide whether these circumstances exist; surely we are not. We find no abuse of discretion in their decisions not to direct recusal in the cases presented here.
Conclusion
The petitions for writs of mandate are denied, the alternative writs discharged, and the stays dissolved.
Lillie, Acting P. J., and Hanson, J., concurred.
Petitioners’ application for a hearing by the Supreme Court was denied July 23, 1980. Bird, C. J., and Mosk, J., were of the opinion that the application should be granted.
Notes
Assigned by the Chairperson of the Judicial Council.
As presumptive successor prosecutor if the recusal motions had been granted.
(People
v.
Superior Court (Greer)
(1977)
lnitial petitions for prerogative mandate and ancillary relief had been denied by this court.
There may be rare instances in which a juvenile case is presented on which Mr. Jennings had made a policy decision, usually involving a conflict issue, while in the public defender’s office. Only two such cases have been identified. These and any others that may arise will be assigned to another deputy and Mr. Jennings will not participate in them.
This is the only material evidence not presented at both the Godwin and Chadwick hearings. It was presented only in Chadwick, the second group filed. We are satisfied that its omission from the Godwin hearing would not have changed the result in those cases. In oral argument before this court, all counsel stipulated that evidence presented at either hearing may be considered for both groups of cases.
“Every court shall have power:.. .5. To control, in furtherance of justice, the conduct of its ministerial officers, and of all other persons in any manner connected with a judicial proceeding before it, in every matter appertaining thereto.”
Many of the cases are collected in Annotation, Disqualification of Prosecuting Attorney on Account of Relations With Accused (1970)
Petitioners divide their argument into contentions concerning “conflict of interest” and “appearance of impropriety.” As developed in petitioners’ briefs, the first is directed towards actual betrayal of client confidences or divided loyalty, and the second towards a more generalized appearance of unfairness. Analytically, each is an aspect of the same root principle concerning representation by counsel. Nevertheless, the division suggested is an appropriate vehicle to address the issues presented, and we follow it.
See
Fox
v.
Shapiro
(1975)
See:
In re Airport Car Rental Antitrust, supra,
Formal opinion 342, issued November 24, 1975, published in 62 A.B.A. J. page 517 (Apr. 1976).
Id.,
page 521. See Liebman,
The Changing Law of Disqualification: The Role of Presumption and Policy
(1979) 73 Nw.U.L.Rev. 996, 1019, 1020;
Kesselhaut
v.
United States
(Ct.Cl. 1977)
See also
Pisa
v.
Com.
(1979) — Mass. — [
Latigue
was followed without discussion of the imputed knowledge principle in
State
v.
Chambers
(1974) 86 N.M.383 [
“Every attorney is guilty of a misdemeanor and, in addition to the punishment prescribed therefor, shall be disbarred:
“(a) Who directly or indirectly advises in relation to, or aids, or promotes the defense of any action or proceeding in any court the prosecution of which is carried on, aided or promoted by any person as district attorney or other public prosecutor with whom such person is directly or indirectly connected as a partner.
“(b) Who, having himself prosecuted or in any manner aided or promoted any action or proceeding in any court as district attorney or other public prosecutor, afterwards, directly or indirectly, advises in relation to or takes any part in the defense thereof, as attorney or otherwise, or who takes or receives any valuable consideration from or on behalf of any defendant in any such action upon any understanding or agreement whatever having relation to the defense thereof.
“This section does not prohibit an attorney from defending himself in person, as attorney or counsel, when prosecuted, either civilly or criminally.”
Noting the remarks by the trial judge in the Godwin group about Mr. Jennings’ high standing in the community, petitioners argue that the court ignored their argument about appearance of impropriety. There is no support for that contention. The issue was fully briefed before the trial court. The trial judge began his remarks by pointing out that the court “is authorized to exercise its discretion in light of a factual context,” and stated that “it is the policy of the law to avoid appearance” of impropriety.
See
State
v.
Lacquey
(1977)
See also,
State
v.
Miner
(1969)
On July 1, 1977, only 15 counties exceeded Santa Barbara County’s population of 289,400, and 42 counties had a smaller population. (Cal. Statistical Abstract, 1979, p. 9 (State of Cal., 1979).)
On January 1, 1979, Santa Maria, with 37,150, was the second most populous city in Santa Barbara County. {Ibid., p. 14.)
