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Cerrone v. People
900 P.2d 45
Colo.
1995
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*1 differentiation, assigned phrase can I strike an element another be “or class, felony prescribed same so that sentenc- attempts to cause” from section 18-3- same, ing ranges violating without are the 203(l)(b), which would reduce the second de- protection.4 majority no equal The discovers gree assault convictions that are based on I equal protection defect such a scheme. attempt from class felonies class 5 felo- necessary to do not find it reach this issue. operation nies of section remedy assuming Even that the selected attempt I criminal statute. would then re- sufficient, majority constitutionally mand the case to the trial court with di- adopt I would not it. In order to select a rections resentence the defendant within just remedy that achieves a and reasonable felony range the class 5 on each of his two result, there should be differentiation be- degree second assault convictions that are penalties tween the for these two crimes attempt. Accordingly, respectful- based on I degree commensurate in some with the dif- ly majority opinion. dissent to the severity in the of the ferences intended and attempted bodily injury that is fea- the sole KIRSHBAUM, JJ., join ERICKSON and Smith, distinguishing ture them. See 852 in this dissent. (differences sentencing P.2d at 422 classifi- rationally

cations for crimes must be based

upon variety proscribed); People of evil Torres, (Colo.1993)(clas- 911,

v. 848 P.2d

sifications of under criminal law arbitrary); must be. reasonable and not Peo- CERRONE, Petitioner, John (Colo.1990) Fuller, ple v. 791 P.2d v. (statutory classifications crimes must be The PEOPLE of the State of based on substantial differences and reason- Colorado, Respondent. ably purposes legislation); related to (1986) (Colorado 18-l-102(l)(c), § 8B C.R.S. GOETZ, Petitioner, Lawrence Criminal Code is to be construed differ- “[t]o grounds entiate on reasonable between seri- offenses, prescribe penal- ous and minor and PEOPLE State of proportionate Colorado, Respondent. ties which are to the serious- offenses-”). 2^4-201(l)(c), § ness Cf. 94SC150, Nos. 94SC351. (1980) (in enacting IB it is statute Colorado, Supreme Court of just that a assumed and reasonable result is En Banc. intended); 2-4-203(l)(e), § IB C.R.S. (in statute, construing ambiguous an a court 30, 1995. June consequences particu- consider the of a (Goetz) Rehearing July Denied 1995. construction). lar (Cerrone) Rehearing Aug. Denied 1995. legislature’s In order to effectuate the bodily

clear differentiation between serious

injury bodily injury just and and to effect a result reasonable consistent with (Colo. Therefore, People, ciency. In Smith v. 852 P.2d I do not ascribe to Smith the 1993), sentencing provision majority. maj. we struck significance down same as does the See requiring intentionally an enhanced sentence for op. at 41. causing bodily injury intentionally but not for Likewise, Weller, People causing bodily injury, classifying serious (Colo. 1984), upheld 1082-83 we 18-3- both offenses as class 4 felonies. We did not 203(l)(b) against equal protection attack. sufficiency address the constitutional of the statu violation, Finding equal protection we no tory provisions remaining striking the after en remedy. pro required adopt equal provision, simply hancement resentencing. but remanded for case, however, Smith, therefore, attack tection dispositive is not remedy successful and the issue is the to be equal protection sufficiency of the scheme, of such a Contrary majority, adopted. I find presented concerning do not and it no issue resolving ques provisions Weller to be of assistance in this selection between alternate for sever maj. op. ance in to maintain suffi tion. at 41-42. order constitutional See *3 MaeFarlane, Westminster, CO,

Neil for petitioner John Cerrone. Henderson, Denver, CO, peti-

James A. for tioner Lawrence Goetz. Norton, Gen., Atty. A. Stephen
Gale K. ErkenBrack, Gen., Deputy Atty. Chief Timo- Gen., thy Tymkovich, M. Sol. John Daniel Gen., Dailey, Deputy Atty. Robert Mark Russel, Gen., Atty. First Asst. P. Catherine Adkisson, Gen., Atty. Asst. Crim. Enforce- Section, Denver, CO, ment respondent. for Opinion Justice ERICKSON delivered the of the Court. granted certiorari

We and consolidated for Cerrone, argument People and decision (Cerrone III) (Colo.App.1993) P.2d 143 Goetz, People v. (Colo.App. No. 90CA0514 1994) (not Apr. publication) selected (Goetz II).1 III, In Cerrone the court of appeals found the trial court did not deliber- ately persons from exclude the 1985-86 Colo- grand jury rado state on the basis of econom- hourly ic status and held “the use of trying earner status as one factor in impanel grand consistently who would during attend the scheduled sessions year was not error.” Cerrone appeals adopted at 147. The court of reasoning same II. In Goetz contrast to appeals analysis, court we conclude that the state’s asserted reasons for exclud- ing hourly wage inherently earners dis- are criminatory and violate the mandate of sec- (1987).2 13-71-103, hold, tion 6A C.R.S. We "[wjhether Although appeals applied 1. the cases were consolidated for oral the court of the cor- decision, argument and the issues in each case legal concluding rect that there was standard Cerrone, differently. granted are framed certiorari to review the issue of grand jury we improper against wage no discrimination earners "[wjhether grand jury in the selection of the statewide selection of who were well indicted Goetz.” hourly wage educated and the exclusion of earn- 13-71-102, ers violated section or 6A C.R.S. provides citizen "[a] Section 13-71-103 Goetz, (1987)." 6A C.R.S. we excluded from service in this shall not be granted certiorari to review the issue of however, (Colo.1993) (Cerrone require II), that this violation does not we reversed the defendants’ convictions be over- I. We concluded “that the trial judgments turned. We therefore affirm the court did not err when it ... found that the appeals, subscribing of the court of while defendants did not sustain their burden of reasoning proving purposeful judgments. that led to those racial discrimination un-

der the Fourteenth Amendment.” Id. at I 193-94. Both cases were remanded to the appeals court of remaining to address the History Procedural appeal, issues raised on including allega- (defen- petitioners, Cerrone and Goetz tions of se- *4 dants) were indicted the 1985-86 state lection based on economic status. See id. at grand jury.3 The defendants filed several 194. pre-trial challenging composition motions the In Cerrone (Colo.App. P.2d 143 grand jury. Following hearings, those 1993), appeals the court of upheld Cerrone’s challenges rejected by were the trial court. conviction. The court during found that the The defendants’ cases were severed for trial. grand jury of the state there was no Each defendant was convicted of one count of discrimination on the basis of economic sta pandering and several violations of the Colo- tus. panel adopted The Goetz II the reason Organized rado sep- Crime Control Act. On ing of III and affirmed Goetz’ con appeals, arate each defendant raised various victions. Goetz No. (Colo.App. 90CA0514 issues, including alleged Fourteenth 1994) (not Apr. publication). selected for equal protection Amendment violation based judgments The should be affirmed in both on racial discrimination in the selection of the although cases for different reasons than ar 1985-86 state ticulated the appeals. court of Cerrone, In People v. 829 P.2d (Cerrone (Colo.App.1991) I), the ap- court of II peals found “there was no evidence from Regarding which the trial court Facts Alleged could conclude that the Discrimination showing of discrimination Based had been rebut- On Economic Status ted.” The court reversed Cerrone’s convic- The selection of the grand 1985-86 state tions and did not address the other issues was January initiated on when appeal. later, raised on Id. Several months Attorney the Colorado petitioned General the appeals the court of reversed Goetz’ convic- Judge Chief of the Denver District Court for Goetz, tion People based on Cerrone I. impaneling an order grand jury.4 a state 1992) (not No. (Colo.App. 90CA0514 Feb. judge granted The chief petition and (Goetz I). publication) selected for ordered that the 1985-86 state appealed The state both decisions to this jurors consist of twelve to be selected from court, joined which argument Denver, the cases for Adams, the counties of Arapahoe, opinion. Cerrone, and In People Boulder, and Jefferson.5 The state court race, color, sex, religion, on account of process 5.The in Colorado for a state origin, national or grand economic status." partly by is determined statute and partly by responsible those who are under the 3. Cerrone was indicted on five counts of violat- carrying process. statute for out the selection ing Act, Organized the Colorado Crime Control statute, According process begins 18-17-104, (1986), § 8B C.R.S. one count of attorney general "[w]hen the deems it to be in 18-7-206, pimping, (1986), § 8B C.R.S. and one public grand interest to convene a 18-7-203, pandering, § count of 8B C.R.S. jurisdiction extending beyond has the boundaries (1986). Goetz was indicted on three counts of 13-73-101, any single county_” § 6A violating Organized the Colorado Crime Control attorney general "may then Act, 18-17-104, (1986), § 8B C.R.S. one count of petition judge any the chief district court for 18-7-206, pimping, (1986), 8B C.R.S. and one ” impanel grand jury].... [to an order a state pandering, § count of 8B C.R.S. judge may grant Id. petition The chief “for good cause shown....” Id. Many 4. judge grants these facts also be petition, found in Cer- If the chief rone II. court administrator is directed compiled prospective office a list of 375 March 15. A small number of administrator’s jurors, question- failed to return seventy-five from who their prospective naires also were 15. The March specified five counties each of the judge fill chief asked each of them to out a judge. prospective Each of the 375 chief questionnaire subsequently at that time and grand jurors ap- was a summons to mailed excused all but one of them. This meant court, pear in each and was mailed “Juror original pool prospective ju- that the of 375 Questionnaire” that she Selection he or forty-two rors had been narrowed down to fill out court instructed to and return to the purpose impanel- for the of oral voir dire and immediately. questionnaire asked about ment on March age occupation family of immediate juror living prospective members challenged The defendants have not prospective had close whether original pool manner in which the of 375 practicing criminal law or Instead, friends relatives prospective was selected. employed in Addi- law enforcement work. claim that of low defendants tionally, questionnaire stated: “The from the status excluded veni- Jury generally day per forty-two prospective jurors full Grand meets one re of chosen to appear impanelment year. for a made for oral voir dire on the week Allowances will be *5 illnesses, September vacations, date. On 26 and October for and essential business hearings the trial court conducted any trips. you problems, including Do motions, challenged, the defendants’ which problems, health would interfere _ among things, persons other the exclusion of your serving Jury? on the Grand Yes No_ of low economic status from the venire. yes, please If describe.” Testimony hearings from these established questionnaires of the 375 Most were re- judge that the chief relied on a coded num- during February turned to the court bering system. The code numbers corre- early ques- March. Based on to answers sponded postponement to reasons for or ex- deputy tionnaires and with advice from a grand jury example, cusal from service. For attorney general and several assistant attor- questionnaire if a was num- marked with the neys general, judge on a chief settled list “12,” it ber meant there was a medical forty-one jurors prospective of whom he re- excluding prospective juror, reason for 15,1985, quired appear in to court on March pro- while the number “8” meant that day for a of oral voir of dire the close juror spective he or was excluded because grand which the twelve-member 1985-86 longer The she no resided Colorado. impaneled. persons was to be Those signified unspecified “11” number “other” questionnaires who returned to the court but reasons for excusal from the venire. appear dire who were not chosen for voir impanelment sixty-eight questionnaires date received letters Approximately notifying they (category the court them that were “11” from were marked with the number jurors). group sixty-eight, ap- longer required appear no in court on 11 Of that of grand following discharged prepare prospective unless sooner [to] list of state jurors existing jury drawn from lists of the judge. the chief preparing pro- several counties. spective In the list of 6A C.R.S. grand jurors, ad- the state court jurors ministrator need not include names of Supreme 6. The United States Court has used the state, every county from within the but he group prospective to denote a term "venire” of jurors county select counties near the grand jurors, and we shall do the same. See judge requesting pre- the list which the chief Partida, Castaneda v. judge granting sides. The chief impanel the order shall 1272, 1281, (1977); Whitus v. 498 grand jury from the list com- Georgia, piled the state court administrator. A state controversy in L.Ed.2d 599 Because the grand jury composed twelve shall be or forty-two group this case is the selection of the members, twenly-three ... but not than more appear who were chosen to for oral voir dire on grand one-fourth of the members of the state date, impanelment and not the selection of county. any shall be residents of one The original pool of we shall refer to the members of the state shall be select- group forty-two as the "venire.” judge ed the chief with the advice of attorney general year and shall serve for one The they be excluded. ques- those recommended fifty answered “No” proximately including judge chief for any problems, then went back to the you have stacks tion “Do grand interfere with problems, that would the final decision. the selection health Jury?” One de- your serving jurors, deputy attorney general on the Grand testified category 11 that no testified significant fense witness consideration was that the most education was high school juror’s ability without at- prospective grand venire. The same part to be sessions, allowed occur tend category also testified witness forty weeks. every Friday approximately earners to be laborers tended attorney general stated the staff deputy as those selected were not as well educated ability to persons who had the looked for to the venire. legal complex cases. understand by another testimony was offered Further attorney general deputy testified that witness, qualified expert an who defense such factors as the selection staff considered The sta- in labor economics and statistics. potential education level and whether category 11 compared the tistician grand juror hourly wage earner. found that 57% of the with the venire. She rarely lacked a They selected someone who college college graduates, while venire were high preferred education and school only category graduates constituted 12% understanding accounting, finan- with an had jurors. percent of the venire Zero cial, deputy attor- or medical issues. high compared than a school education less view, ney general’s additional education category group. The sta- to 20% the grand juror help a understand the concluded that the venire members tistician issues that came before the significantly better educated than cate- jurors. opined also *6 gory 11 The statistician deputy attorney general acknowledged The “very high correlation be- that there is a persons that were excluded from the venire Concluding and education.” tween income grand jury duty not be who stated that different,” “distinctly groups were the two However, attorney hardship. deputy with a 99.9% confi- the statistician stated many persons general stated that who systematic pro- dence level that “a questionnaire hardship no on the claimed difference_” ... On De- cess caused the during they discover oral voir dire that trial court issued a writ- cember problems preventing serving from on them finding ten order that the defendants estab- grand jury. Testimony showed that the prima facie case of discrimination lished a anticipate these occur- selection staff tries to “race, origin national or economic based rences, they poten- consider whether the so status.” hourly wage grand tial is an earner. 1987, 80, January to rebut the defen- On Hourly wage earner status was a factor the dants’ facie case selection staff used to determine whether status, as on economic the state called based duty hardship. would create a attorney general deputy and one witnesses trial court found: The attorney general who advised the assistant selecting judge chief in the 1985-86 state is a both- question The economic status one_ The state also called two other problem of ersome eco- [T]he attorneys general who assisted the assistant and economic status nomic status what ju- in judge chief statewide under our statute has never been means years.7 primary The state’s ries other By making clearly a deliber- articulated. testimony describing response consisted of get people attempt ate certain kinds of “screening process.” jury, persons the result was may not have been included. lower income attorney general testified that deputy However, going the Court is to find attorney general’s staff di- members that ... there it relates to economic status questionnaires into two stacks: vided the persons effort to exclude they for the venire and was no deliberate those recommended judge testify. did not 7. The chief and in A

on the basis of their economic status from the information was avail- fact We note that section 13-71-103 must be jury questionnaire forms it is able on the 13-71-102, light read of section also in readily apparent not what the economic here, during effect the time at issue status was. states: policy persons It is the of this state that all extrapolated eco- While the statistician jury selected for service shall be selected education, nomic status from the amount of at random from a fair cross section of the particular extrapolations those court, population of the area served certainly necessarily facts were known qualified and that all citizens shall have the who made the recommenda- opportunity provi- in accordance with the Judge made the tions or to the who selec- sions of this article to be considered for tion at the time that the selections were obligation service this state and an made. to serve as when summoned for that appeals purpose. court of affirmed trial findings con court’s and affirmed Cerrone’s 13-71-102, 6A sec- While P.2d viction. See Cerrone policy underly- tion 13-71-102 articulates the (Colo.App.1993); see also Goetz No. ing Jury article the “Uniform Selection 1994) (not Apr. (Colo.App. 90CA0514 se (UJSSA), Act” it neither defines Service publication) (adopting lected for reason “economic status” nor contains sufficient di- ing affirming III and con Goetz’ proper rection to establish a test for deter- viction). mining a violation of section 13-71-103.

However, statutes, these read to gether, support principles Ill well-established Jury duty service. service is both (1987), in Section 6A C.R.S. privilege citizenship. Thiel Southern during effect the time issue Co., Poc. 987- case,8 provided that citizen shall not be “[a] partic 90 L.Ed. 1181 Broad excluded service this state on ipation justice system in the is desirable be *7 race, color, sex, religion, account of national public cause it reinforces confidence in the 13-71-103, origin, § or economic status.” 6A system’s People, fairness. See Balzac v. 268 (1987). present ap- The crux of the 298, 310, 343, 347-48, 42 U.S. S.Ct. 66 L.Ed. peal appropriate is a determination of the (1922) (“The jury system postulates 627 a standard to be used to evaluate whether a duty participation conscious of in the machin violation of section 13-71-103 has occurred. ery justice_ greatest of One of its bene The statute neither defines the term “eco- security gives people it fits is the the provides guidance they, nomic status” nor on the possible, being part as actual or judicial country, system standard to used. of the of the can be brief, presently emphasizes relevant section is located at In its the “because of” 13-71-104, (1994 Supp.). § (1994 6A C.R.S. Section language § 6A C.R.S. found in 13-71-104 states: However, Supp.). appeals the court of found " duty every qualified Juror service is a person which [language 'on of' contained in the account perform shall when selected. All trial of, by § is defined as the sake 13-71-103] for grand jurors shall be selected at random of, reason or because of.” Cerrone population a fair section of the of from cross (quoting at 146 Webster’s New International Third by the area served the court. All selected and (1986)). Dictionary 13 From this definition the serve, except summoned shall as other- appeals pro- "that the statute court of concluded provided person wise in this article. No shall purposeful jury based hibits exclusion from exempted serving be or excluded from as a i.e., factor, impermissible race or econom- on an color, race, grand juror trial or religion, because of cannot be the reason for exclusion.” Id. ic status sex, status, origin, national economic materially agree We that the terms are not differ- occupation. Physically impaired persons or statute, ent. To establish a violation under either serve, except shall where the court finds that showing purposeful must be of discrimination such service is not The court shall feasible. strictly provisions enforce the of this article. made. 52 abuse.”). arbitrary jury from

prevent its use or be excluded service addition, jury provides service individuals basis of invidious criteria. opportunity participate in the civic

with an to Ohio, v. nation. See Powers our 499 life of The defendants claim the exclusion 113 U.S. jury of should be earners service (1991) (“[Wjith exception 411 of L.Ed.2d (1) grounds: right under evaluated two privi for most honor and voting, citizens the to a selected from a fair cross-section significant lege jury duty is their most community provided by the Sixth opportunity participate in the democratic (2) Amendment; and its UJSSA during jury Discrimination selec process.”). counterpart, Jury the Federal Act Selection important tion undermines these values. (FJSA). The claim that the test defendants Moreover, deprives discrimination individual establishing for a violation these two under system right of a defendants central our tests, grounds is similar.9 Neither of these by justice, right judged to be maintain, requires showing defendants Virginia, Strauder West peers. their discriminatory purpose by of a the state. 303, 308, 25 L.Ed. 664 Batson three-part claims the test II should adopted this court in Assembly The General enacted sec any apply implicates claim either qualified all tion 13-71-103 to ensure that section 13-71-10310 or its constitutional und opportunity have the to serve citizens erpinnings.11 analysis, Under that the de jurors. legislature No doubt the intended to pur fendants must establish the existence preserve participatory the values of democra poseful cy public and the confidence the state. We system ensuring agree individuals state. article, indictment, information, quash Sixth Amendment of United States

9.The an grant or guarantees grand juries complaint, appropriate Constitution “be other relief. 13-71-113(2), (1987) (emphasis 6A C.R.S. represent add- selected random so as to fair ed). necessity The defendants' claim that the community.” cross-section of the Machetti v. Linahan, "significant” (11th Cir.1982), the state to show a interest under 679 F.2d cert. denied, Amendment Sixth versus a “substantial” in- 74 L.Ed.2d terest under UJSSA creates differ- Missouri, the subtle In Duren v. 978 364, ence the two between tests. The defendants con- 664, 668-69, challenges they tend established successful under (1979), Supreme the United States Court articu both these standards. prima lated the standard for a violation facie authority Because dearth of Colorado requirement: cross-section the fair concerning the UJSSA's ban on discrimination In order to establish a violation of status, rely based the defendants requirement, the fair-cross-section the defen- See, upon interpreting e.g., cases the FJSA. Unit alleged group must show that the dant be Bearden, (5th ed States 659 F.2d *8 group is a "distinctive” in the com- excluded (A Cir.1981) determination of a viola substantial (2) munity; representation that the of this quantitative quali tion the Act "has both and of group juries in are venires from which selected aspects. Quantitatively, tative a substantial vio is fair and reasonable to the not in relation generally lation will not be found if the number community; number of such in the Qualitatively inquiry of errors is small. is the (3) underrepresentation and this is due to there has been a whether frustration Act’s systematic group juiy- principle exclusion of the the underlying the of exclusions on basis of process. (citation omitted), objective only.”) selection criteria cert. made, 936, prima denied, 1993, Once a facie violation the has been 456 U.S. 102 72 S.Ct. signifi- (1982). applies state’s "rebuttal evidence focuses Because test 456 the Cerrone II case, justifies present interest imbalance” cant state the we do not the defen address "systematic disproportion alone estab- under either because dants' claims the Sixth Amendment prima a lishes facie claim....” or the UJSSA. cross-section Machetti, added). (emphasis 679 F.2d at 241 n. 6 supra accompanying text 2. See note challenges permits Section 113 of the UJSSA provides of the Act: relief for violations cases, If the court determines that either appeals 11. In both the court of found the juiy petit has three-step appropriate. a or a there been a test to be See Cerrone II article, 90CA0514, (Colo. comply slip op. substantial failure to with this No. 1-2 at Goetz 14, 1995); III, 143, stay pending proceedings App. Apr. court the shall the P.2d Cerrone 867 conformity (Colo.App.1993). of the selection the with this 146

53 York, 352, 360, 1859, New 111 500 U.S. S.Ct. B 1866, opin- 114 (plurality L.Ed.2d 395 contend that the test The defendants (citation omitted) ion) (quoting footnotes is of section 18-71-103 essen for a violation 256, Feeney, v. 442 Personnel Adm’r U.S. for a Sixth Amend tially the same 2282, 2296, 279, 99 870 S.Ct. 60 L.Ed.2d challenge. We must determine wheth ment (1979)). be er a violation of section 13-71-103 should to a applicable under criteria Sixth evaluated III, appeals the court of found equal challenge pro or a Batson Amendment phrase “on account of’ in the statute A challenge. challenge of discrimina tection means, among things, of’ and other “because grand juries of in state courts tory selection implies section “affirmative 13-71-103 Equal brought under the Protection be 143, 146 P.2d conduct.” See Cerrone 867 Clause of the Fourteenth Amendment. Cas (Colo.App.1993); supra also accom see text Partida, 482, 492, taneda v. 430 U.S. S.Ct. panying agree. if a note 8. We Even Sixth 1278-79, 1272, A 51 L.Ed.2d 498 challenge legally possible is Amendment petit jury challenge may traverse or be case, language 13- of section brought under the Amendment Fourteenth implies 71-103 affirmative conduct and requirement or under the fair cross-section acquiescence disproportionately to a mere Taylor v. Louisi the Sixth Amendment. composed grand jury. implication 692, ana, 522, 525-26, 419 U.S. 95 S.Ct. 695- affirmative conduct found section 13-71- (1975). However, 96, 42 L.Ed.2d 690 it is requires showing a a defendant challenge composi a unclear whether purposeful state. Be discrimination grand jury may a state also be tion of requires cause the statute a defendant See, brought under Sixth Amendment. discrimination, purposeful establish a Batson Linahan, 236, e.g., Machetti v. 679 F.2d 239 analysis is eval appropriate standard for (11th Cir.1982) (allowing a Amendment Sixth uating of section violations 13-71-103. denied, challenge jury), cert. of a state 1127, 763, 74 L.Ed.2d 978 S.Ct. IV Castaneda, 510, But see 430 U.S. at (“[I]n (Powell, J., dissenting) at 1288 S.Ct. Batson, an the Court reviewed challenge a in which is state case challenge Equal prosecutor’s to a Protection grand jury, only the Amendment Fourteenth during peremptory use of strikes selection applies, and the defendant has burden petit jury.12 developed The Court a three- proving Equal a violation of the Protection analysis evaluating pur part claims Clause.”). on race dur poseful discrimination account of process. ing selection Batson fundamental difference between the 96, 106 Kentucky, challenges Equal Pro- two that under Batson, 1721-22, analysis, Under upon claim 1722-23. this tection Clause based facie prima must make a prove purposeful must discrimina- defendant first defendant showing purposeful Kentucky, that a tion. See Batson during of race occurred 90 L.Ed.2d 69 account Machetti, process. (1986); Id. at 679 F.2d at n. 6. “ 1721-22, show ‘Discriminatory implies 1722-23. Once purpose’ ... more *9 made, the ing has the shifts to intent as been burden than intent as volition or awareness explanation a neutral the state to articulate consequences. implies of It deci- 97, at at 1723. particular ... ... a its behavior. Id. 106 S.Ct. selected sionmaker of,’ production Although of shifts part at the burden of action least ‘because course state, persuasion of remains spite of,’ the burden merely ‘in its adverse effects meet If the state fails to group.” v. with defendant. upon an identifiable Hernandez ---, T.B., -, - U.S. Equal Alabama ex rel. Clause Four 12. The Protection (1994); 1419, 1429-30, Amendment the United States Constitu teenth tion 128 89 114 S.Ct. purposefully prohibits the dis 79, 86, state from Kentucky, U.S. 106 S.Ct. Batson v. 476 gender criminating on the of race or in the basis (1986). 69 90 L.Ed.2d petit juries. of See J.E.B. v. 54 “cognizable group.” pre status constitute a the defendant nomic production, of

its burden Partida, specifically jury questionnaire did not 430 U.S. The Castaneda vails. See 1272, 1283-84, juror’s 501, inquire prospective 51 L.Ed.2d about the econom- 482, However, However, phrase using articu once the state ic status. in section explanation for its selec “economic status” lates a neutral weigh Assembly to refer to a tion, must the evidence General intended trial court specific group. has satisfied See Florence v. Board if the defendant to determine of (Colo.1990) Batson, Waterworks, P.2d persuasion. 476 U.S. of his burden (“In statute, possi- interpreting a whenever at 1723-24. at ble, given effect and each word should be prohibits purposeful dis- 13-71-103 Section harmony provision construed in with each crimination, provides Batson test and the scheme.”). statutory Although a the overall analytic with which to eval- framework useful may economic class not illustrate a certain purposeful discrimination. allegations uate of group, example cognizable of a classic noted, however, 13- that section It must be language of the statute shows the General prohibition legislatively created 71-103 is Assembly’s that discrimination based intent during jury selection and on discrimination status not be sanctioned. on economic Although utilizing a not a constitutional one. standard, regarding a viola- matters similar The record reflects that members of Equal and the Pro- 13-71-103 tion section part society particular were excluded. States Constitu- tection Clause of United systematic and not ran The exclusion was separate and distinct. tion remain extrapolated from the dom. The defendants persons

statistical evidence that more with propor incomes excluded than lower were A community. tionally general exist II, articulated the elements In Cerrone we underrepresenta defendants established an purposeful discrimi- prima of a facie case of lower education levels. tion of nation in selection: shows, based on some correlation The record Batson, required is that all that is Under income, education and that the man between (1) the venire the defendant show provided the venire ner pro- practice under a question was selected opportunity with an to discriminate on the discrimination, viding opportunity for sup basis of economic status. The evidence (2) cognizable group ... of a members finding prima case of ports the substantially underrepresented on basis of economic sta venire, defendant is a mem- tus. underrepresented group. ... ber of that B II that a Id. at 188. We noted Cerrone longer required to show' is no defendant prima Once a defendant has made a membership group that is under the same discrimination, prong facie case of the second Id.; represented on the venire. see also analysis requires the of the Batson Ohio, 400, 402, 111 Powers v. S.Ct. non-discriminatory articulate a or neutral In de 113 L.Ed.2d Batson, reason for its selection. termining defendant has estab whether the 97, 106 at S.Ct. at 1723. At this second purposeful dis prima lished a facie case inquiry, step in the the issue is the facial crimination, trial court must determine “the validity explanation. The state of the state’s totality of the relevant facts whether ‘the of discrimi not rebut a facie case discriminatory gives to an inference of rise through of a discrimina nation mere denials purpose.’” 854 P.2d at 188 tory protestations good faith. motive Kentucky, (quoting Batson v. 1721-22, 1723-24. Id. at S.Ct. 93-94, 106 1712, 1721-22, 90 L.Ed.2d 69 *10 However, discriminatory unless a intent is . (1986)) explanation, the rea inherent the state’s case, satisfy offered will the state’s burden In the defendants must son Elem, - Purkett v. production. a eco- See first establish that individuals of low 1769, 1771, 131 having [the] of individual from to serve on -, -, v. New curiam); Jury. Hernandez Grand (per York, 352, 360, 111 may explaining why another individual When 1866-67, 114 L.Ed.2d excluded, deputy attorney gen- have been eral further testified: ease, in order to

In the context of this questionnaire] It indicates he’s [the facie case of rebut the defendants’ status, years. worked there for a little over two based on economic printing press. That he runs a That he required to articulate an economi- state was degree high school but no education cally explanation for its exclusion of has neutral particular beyond that. And the advice that would hourly wage earners. explanation routinely given questionnaire be on a like required to offer an based probably employed on an something other than the economic status this is that he’s on basis, hourly ap- make juror. which would his pearance every Friday difficult for him. case, deputy attorney general In this That, in combination with the fact he responsible coordinating for the selection of appear any experience wouldn’t to have jury grand provided reasons the statewide particularly helpful to the that would be hourly disproportionate exclusion of for the Jury, would have asked —we Grand we deputy from the venire. The earners suggested that he excused would have be attorney general explained that the state de- appearance impanelment date. from sired who could make the considerable testimony in It is clear from the the record necessary grand jury time commitment deputy attorneys general reviewing that the deputy attorney general be- service. The rejected applications systematically indi- that the time commitment involved lieved hourly wage appeared viduals who to be greater hardship for would create a economic earners. hourly wage work- earners than for salaried attorney deputy gen- In particular, ers. deputy attorneys general and of this economic eral believed that because presumably Judge surmised Chief Flowers hourly wage make hardship, earners would earners, hourly wage group, as a be either grand less stable and would grand jury be less able to serve on the grand unwilling or to serve on the unable They because of their economic status.13 Thus, systematically jury. the selection staff that the time commitment involved believed hourly wage dismissal of earn- recommended greater service would create grand ers from service. hourly wage hardship on earners Implicit in this than on salaried workers. why example, explaining As an when assumption an about the economic belief is may particular person have been excluded hourly wage status earners and the effect consideration, deputy attorney gen- from their that economic status would on eral stated: Thus, jurors.14 ability grand to serve as juror’s It indicates she’s This credentials. class from the state excluded an economic employee Longmont of Taco John’s opportunity participate ser cooking preparation and food and is generalized assumptions. This vice based For reason she’s business there. inherently discriminatory. probably paid by the hour and for that potential excuse a compensation receive Courts reason would not upon finding employer just one of service from her and it’s 13-71-112(2), hardship. 6A try keep this kind undue things those that we particular, Judge testify regarding the state seems to have assumed did not 13. Chief Flowers hourly wage offered his selection criteria. Because the state only are of a low economic earners testimony depuly attorneys incomes, various Due to their low the state be- status. process, general regarding we the selection must hourly wage less earners would be lieved Judge that Chief Flowers utilized the assume unwilling to serve on the able same criteria. *11 (1987)15. protection may finding paternalistic A of undue financial bur also be seen as hardship. undue Peo may constitute an exclusion. 13-71-103 den Section mandates Reese, 11, 14 (Colo.App.1983). ple opportunity all individuals have the to serve jurors may race, color, it is clear that be excused jury regard While on a without reli- jury of actual undue sex, service because gion, origin, national or economic status. hourly hardship, it not follow that all does Excluding individuals these bases even may jury wage earners be excluded from of intentions the best cannot be counte- hardship. supposed of a service because nanced. may generalized assumption not make a Because the state has not articulated a hourly wage undergo that all earners will too non-discriminatory economically neutral ex- great hardship an economic to be able to planation hourly wage for its exclusion of hourly wage serve on a Some grand jury, earners from the statewide it is might despite earners choose to serve unnecessary stage to reach the third may hardship. be able to Others analysis. purposefully Batson The state has adjust employment hours in order to their discriminated on the basis of economic status grand jury accommodate service. Still oth 13-71-103, and has violated section 6A C.R.S. may sources of income in addition to ers case, wages. many hourly wage their this earners excluded from service indicated on jury questionnaires they their did not V jury grand believe that service would abe Although we conclude that the state hardship making for them. Instead of 13-71-103, has violated section the defen finding hardship individualized of actual dants’ convictions should not be overturned. earners, hourly wage these the state as proper We have never articulated the stan they sumed would be unable to serve because reviewing dard for selection of a statewide of their economic status. To allow the state grand jury under section 13-71-103. Until to exclude individuals on this basis would now, grand the state was unaware that its any “breathe life into latent tendencies to practices illegal. While establish the as the instrument of the ruling proper remedy should the Thiel, economically socially privileged.” state continue to select in a discrimi at 987. The result manner, natory unnecessary it is to overturn grand jury

would be that no statewide defendants’ convictions this case. perspective have the benefit of the of some one of a lower economic status. The state’s Both defendants were afforded the full discriminatory actions were and violated the procedural protections of a trial before a mandate of section 13-71-103. properly petit jury. constituted After their recognize trials, respective

We the state in all guilty each was found be- yond likelihood was not motivated animus a reasonable doubt of one count of against hourly wage pandering earners. con On the and several violations of the Colo- trary, systematic Act, Organized the state’s exclusion of rado Crime Control section hourly wage 18-17-104, likely earners was Although most motivat 8B C.R.S. ed concerns of administrative convenience was selected in violation of the law, protect hourly wage and an intent to earners is no there indication that the defen- hardship. Despite any addition, from economic prejudice. their well- dants suffered motives, rejected jurors any prejudice resulting intentioned from the determina- probable “on account of’ their economic status. underlying This tion of cause the indict- exactly prohibits. improperly what section 13-71-103 ments constituted justified by dispelled Discrimination not be ad petit jury when the found Moreover, charges by proof beyond ministrative convenience.16 sustained perhaps always expedient 15. This section is now codified at It is more to make (1994 stereotypical assump- Supp.). decisions on the basis of tions, 6A C.R.S. always albeit not more accurate. *12 cases, Therefore, my in I set forth in plied these as the convictions reasonable doubt. Cerrone, People dissent in 854 P.2d 178 be overturned. the defendants should not of (Cerrone (Colo.1993) (Scott, J., dissenting) II), I the cannot “its believe state meet VI [economically] offering a[n] burden of neutral conclusion, on In the state discriminated explanation composition the of the state- in violation of of status the basis presenting wide ‘circumstan- (1987), when it 6A section C.R.S. legally no com- tial evidence’ which included statewide selected the 1985-86 selecting from the petent evidence official.” violation, the Despite under circum- this Thus, I hold the Id. at 194. that the this case defendants’ convic- stances testimony or other state’s failure Accordingly, tions should not be overturned. official, the the chief evidence from judgments the of conviction Cerrone ability judge, is fatal state’s to over- (Colo.App.1993) and Goetz 867 P.2d 143 prima by peti- facie case set forth come the 1994) (not (Colo.App. Apr. No. 90CA0514 Batson. tioners under affirmed but for publication) selected for are Finally, public loss of the confidence forth the reasons than those set different judicial process integrity and the of both our appeals. court of justice system prevalent is the criminal today any past. time in of as at our The loss SCOTT, J., specially concurs. public by discrimination confidence inflicted jury composition and final VOLLACK, J., participate. does not very is the evil section 13-71-103 intend- concurring: specially Justice SCOTT By reading an re- ed to address. animus statutes, quirement into our I the believe agree majority “[t]he I the that evi- majority goal jeopardizes policy clear of the supports finding dence the of Assembly participatory to assure de- General of of on the basis eco- case discrimination mocracy preserve public and to confidence Maj. op. agree I at 54. also nomic status.” jury system. our the state has not articulated a “[b]ecause that economically non-diseriminatory neutral ex- hourly I of

planation for its exclusion jury,” earners from the statewide we upon cases are called these two we purposefully find has “[t]he must that potential determine whether the basis of economic status discriminated on “on service account been excluded 13-71-103, 6A has section and violated ... 13-71-103. economic status.” (1987).” Furthermore, I Maj. op. at 56. issue, majority determines resolving that the agree that the convictions of Cerrone and term that statute neither defines the “[t]he and thus I too should not be set aside Goetz guidance provides nor ‘economic status’ appeals judgment up- court of conclude the Maj. op. to be at 51. the standard used.” holding I the convictions should be affirmed. Thus, the intent Colorado to determine however, my separately, to make clear write Assembly, majority resorts to an General plain language of section view under analysis federal case law answer showing purposeful of animus or 13-71-103 a question “whether a violation section necessary to is not vindicate under should be evaluated criteria 13-71-103 wrongfully rights of excused challenge applicable to a Sixth Amendment community prohibits discrimi- such equal challenge.” protection or a Batson nation. Maj. op. ignoring principles After at 53. normally to in look Moreover, statutory Batson construction we assuming the stan- even laws,1 majority interpret our adopted by majority ap- order to should be dard Zartman, 1995); plain Shapiro and majority Meinhold failed to adhere to 1. The (Colo. 1992). clearly required It is estab unambiguous language P.2d 123-24 statute as See, language of a is e.g., Molding, lished where statute PDM Colorado case law. clear, (Colo. meaning plain there need is no Stanberg, 544-45 Inc. v. the statute re- II “[b]ecause concludes purposeful quires to establish a defendant us, Based on the record before *13 discrimination, analysis ap- is a Batson potential jurors harmed were the who were evaluating for violations propriate standard improperly participation in excluded from Maj. op. at 53. of section 13-71-103.” government because of their economic status. Assembly adopted Our General has as the majority’s disagree I with the inherent policy statutory of our state a scheme which required to choose be- premise that we are prohibits discrimination on the basis of eco- Amendment fair cross section tween a Sixth ju- nomic status. 13-71-103. Selection of analy- analysis equal protection a Batson by rors means which exclude citizens based law, sis, implements of constitutional federal only on economic status not violates our stat- I submit to construe Colorado Statute. utes, juror’s but also an individual excluded that 13-71-103 is clear and instead section right participate jury system to in our terms, unambiguous in its and should be community’s preserving interest by by integrity justice system. enforced this court as crafted our of our criminal Assembly. to General Such deference feder- previously right have We held to law, fear, subjects legislative al case I our impartial jury an has been “constitutionalized policy federal nuances and enactments to only protect not to the innocent from an may we later find unfortu- future ease law unjust but, equal importance, conviction to nate. preserve integrity society itself keeping process by sound and wholesome the 13-71-103 sets forth no affirmative Section it wrong- visits its condemnation on a requirement person’s that a exclusion from a People Germany, doer.” 349 improper for one of the enumerated (Colo.1983). fact, in 1991 the United “purposeful” or reasons be endured ani- Supreme States Court held that a criminal against hourly wage mus earners. Had the standing defendant has to raise the third- Assembly to General intended include ani- party equal protection wrongfully claims of requirement, mus it and would could jurors. Ohio, excluded Powers v. 499 U.S. written, statute done so. As forbids 400, 415, 1364, 1373, 111 S.Ct. 113 L.Ed.2d excluding jurors potential from the venire on (1991); McCollum, 411 Georgia see also status, regardless account of their economic 505 U.S. 120 L.Ed.2d 33 objective (citing purpose Kentucky, of the ultimate Batson v. or 90 L.Ed.2d 69 selecting official. (1986)) (the denying person jury harm of selecting potential jurors forty- for the discriminatory service on account of criteria venire, person mistakenly two asso- beyond “extends that inflicted on the defen- hourly earning wage hardship. ciated dant and the excluded to touch the although The result is that the state intended community”). entire potential to exclude on account of public “The need for confidence in our hardship, reality potential were ex- judicial process integrity and the of the crim cluded on account of their economic status. justice system inal preserving is ‘essential for ” Despite the fact that the state have had II, community peace.’ Cerrone 854 at P.2d benign benevolent or even intentions when it (Scott, J., dissenting) (quoting 196 McCol earners, wage acted to exclude its actions did lum, 2354). at S.Ct. at proscriptions violate the clear of section 13- Supreme debate Current and recent Court otherwise, per- To 71-103. hold would be to decisions place indicate citizens still potential jurors mit the state to exclude all of great See, importance jury composition. cognizable group long service so McCollum, e.g., S.Ct. at honestly wrongly (“The as some state official but (Thomas, J., concurring) public, group believed that all members of general, makeup continues to believe that the matter.”). competent jury. juries my to serve on the can IAs stated in interpretive statutory to resort to rules of con struction. See id. II, majority that “in para thus concluded order rebut “[i]t

dissent Cerrone community be defendants’ case of discrimi importance that mount status, entry into nation based on economic guarantee lieves we evenhanded required economically justice system way of the to articulate an our criminal explanation hourly its jury panel, petit, and not exclusion whether neutral jailhouse Maj. op. majori merely door.” earners.” at 55. through (Scott, J., official, dissenting). ty then “assume[s]” 854 P.2d at Flowers, Otherwise, Judge were to allow the state utilized the same crite if we Chief *14 hardship expressed by attorneys in the determinations of ria staff attor make unilateral Maj. discriminatory stereotypes, ney general’s op. at 55 office. n. on the basis of believe, gov I far participation assumption, full Such an falls short we would foreclose anticipated by by all our and such a result of the rebuttal Batson. ernment citizens judicial public in our undermines confidence impetus

process gives questions to about IV judicial system. of our fairness sum, jurors excluding on account of

III rights economic status violates the of the Finally, jurors applying public stan prospective even Batson and erodes confi- justice majority, integrity I dards outlined believe in the the criminal dence Moreover, meet its As forth system.. state failed to burden. set because section 13-71- majority, protect after out a defendant makes to the interests of intended showing prima potential jurors greater community, facie state deliber and the ately possible jurors of eco excluded because without animus is sufficient to status, nomic then shifts to the burden corrective action the state. Ac- warrant expla cordingly, “a neutral I agree improperly come forward with that the state (cit Maj. op. potential nation for its at 53 behavior.” excluded members of 1723). Batson, 97, 106 ing status, causing 476 U.S. at S.Ct. at harm on the basis explanation must be general The state’s reasonable and the communi- to excluded However, particular proof under of the I ty. the circumstances because conclude ease. of discrimination based economic status— proof discriminatory purpose without —is showing, seeking prima to rebut a facie necessary that is to vindicate the interests all deny may merely the state that it had a community large, or the potential motive, discriminatory simply it as nor failed, I under and because believe that, faith, good acting it was sert Batson, competent evidence of the submit against its actions dis benefit those whom attempt in its official intent Batson, criminate. 476 U.S. at facie case of economic to rebut Louisiana, (citing at 1723-24 Alexander discrimination, join majority I status 405 U.S. except parts III and B. opinion as to IV (1971)). give a state “must ‘clear and legiti reasonably specific’ explanation [its] exercising challenges.”

mate reasons for 20, 106 (citing 1724 n.

Id. at 98 n. S.Ct. at Community Dept. v. Bur Texas Affairs

dine, 258, 101 S.Ct. (1981)). Supreme

67 L.Ed.2d 207 As observed, “general if

Court mere assertions rebutting pri- accepted defendant’s case, Equal

ma Protection Clause illusory require a vain and be but (quoting

ment.” Id. at at 1724 S.Ct. Alabama, 587, 598, 55

Norris v. (1935)). 79 L.Ed.

Case Details

Case Name: Cerrone v. People
Court Name: Supreme Court of Colorado
Date Published: Jun 30, 1995
Citation: 900 P.2d 45
Docket Number: 94SC150, 94SC351
Court Abbreviation: Colo.
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