191 F. 350 | 8th Cir. | 1911
This is an appeal from a decree for - an injunction against the infringement by the Century Electric Company, a corporation, the defendant below, of claim 1 of letters patent No. 511,559 to Nikola Tesla, issued December 26, 1893; on an application filed December 8, 1888, claim 1 of letters patent No. 511,915 to Nikola Tesla issued January 2, 1894, on an application filed December 3, 1888, 'on a division of an application filed May 15, 1888, and claims 1, 2, and 6 of letters patent No. 555,190 to Nikola Tesla issued February 25, 1896, on an application filed May 15, 1888. The contentions on which counsel for the defendant below rely for a reversal of this decree are (1) that patents Nos. 511,915 and 555,190 are void because they secure the same inventions as patent No. 445,-207, issued to Nikola Tesla January 27, 1891, on an application filed May 20, 1889, (2) that patent No. 555,190 is void because it is for the same invention as patent No. 511,915, and (3) that the defendant did not infringe any of the claims specified in the decree.
An inventor, it is true, may not sustain a subsequent patent for an invention actually claimed and secured in a former patent. Miller v. Eagle Co., 151 U. S. 186, 197, 14 Sup. Ct. 310, 38 L. Ed. 121; Mosler Safe Co. v. Mosler, 127 U. S. 355, 361, 362, 8 Sup. Ct. 1148, 32 L. Ed. 182; Otis Elevator Co. v. Portland Co., 127 Fed. 557, 561, 562, 62 C. C. A. 339, 343, 344; Western Electric Co. v. Williams-Abbott Elec. Co., 108 Fed. 952, 955, 48 C. C. A. 159, 162; Thomson-Houston Elec. Co. v. Hoosick Ry. Co., 82 Fed. 461, 467, 468, 27 C. C. A. 419, 425, 426. Nor may he sustain a subsequent patent for an essential element of an invention secured by a former patent without which that invention would not have been patentable. Palmer Pneumatic Tire Co. v. Lozier, 90 Fed. 732, 740, 742, 744, 745, 33 C. C. A.
The first question in this case therefore is, Did Tesla in his application for patent No. 445,207, which was filed after his applications for patents Nos. 511,915 and 555,190 were filed, and which ripened into a patent while they were pending, claim the same invention which he claimed in those applications and secured by the. patents thereon? Claim 1 of patent No. 511,915 reads:
“Tlie method of operating electro-magnetic motors having independent energizing circuits, as herein described, which consisis in passing ail alternating current through one of the energizing circuits and inducing by sucb current the current in the other energizing circuit of the motor, as set forth.”
Claims 1, 2, and 6 of patent No. 555,190 read in this way:
“1. In an electro-magnetic motor, the combination of independent energizing circuits, one adapted to be connected with a source of alternating curren!;, the other arranged in inductive relation to the said first circuit whereby the motor will be operated by the resultant action of the two circuits, as set forth.
“2. The combination in an electro-magnetic motor, with an alternating coil or conductor and a closed-circuit conductor in inductive relation thereto, of an armature mounted so as to be within the field produced by the coil and closed conductor, as set forth.”
“6. In an electro-magnetic motor the combination of independent energizing-circuits, one for connection with a source of alternating currents, the other in inductive relation to the first, whereby a rotary movement or projection*354 of the field-poles will be produced by the conjoint action of' the two and an armature mounted within the influence of the field produced by the energizing circuits and containing closed coils or circuits, as set forth.”
Claims 1, 2, and 3 of patent No. 445,207 read thus:
"1. The combination, in a motor, of a primary energizing-circuit adapted to be connected with the circuit of a generator and a secondary energizing-circuit in inductive-relation thereto, the two circuits being of different electrical character or resistance, as set forth.
“2. The combination, in a motor, of a primary energizing-circuit adapted to be connected with the circuit of a generator and a secondary energizing-circuit in inductive relation thereto, the two circuits being of different self-induction, as herein set forth.
“3. The combination, in a motor, of primary energizing-coils adapted to be connected to a source of current and secondary energizing-coils in a circuit in inductive relation thereto, one set of said coils being formed by conductors •of small size and few turns, the other by conductors of larger size, as set forth.”
“I employ as a motor, for example, a subdivided annular field magnet within which is mounted a suitable armature, as a cylinder or disk, wound with two coils at right angles, each of which forms a dosed circuit. On the opposite sides of the annular field magnet I wind two coils of insulated wire of a size adapted to carry the current from the generator. Over these coils or close to them, in any of the well-understood ways, X wind secondary coils. I*356 also wind on the annular field magnet midway between the first-mentioned coils a pair of coils which I connect up in circuit with the secondary coils. The last pair of coils I make of finer wire than the main or line and secondary coils and with a greater number of convolutions, that they may have a greater relative magnetizing effect than either of the others. By connecting up the main coils in circuit with a generator of alternating currents, the armature of the motor will be rotated. I have assumed that this action is explained by the following theory: A current impulse on the line passing through the main coils establishes the magnetic poles of the annular field magnet at points midway between said coils; but this impulse produces in the secondary coils a current differing in phase from the first which circulating through the second pair of energizing coils tends to establish the poles at ninety degrees removed from their first position, with the result of producing a movement or shifting of the poles in obedience to the combined magnetizing effect of the two sets of coils. This shifting continued by each successive current impulse establishes, what may be termed, a rotary effort and operates to maintain the armature in rotation.”
He then describes in detail, by reference to diagrams which form part of each of his applications, his method and means of producing the result he sought, shows how a stronger and better rotary effect may be obtained from a single line circuit by increasing the number of circuits in which currents are induced, declares in his application for patent No. 555,190 his belief, which has proved to be well founded, that he was the first to produce “any kind of a motor adapted to be operated by alternating currents and characterized by any arrangement of independent circuits brought into inductive relation so as to produce a rotary effect or effect due to the conjoint action of alternating currents from a source of supply in one of the motor circuits and alternating currents induced by the first-named currents in the other circuit, and this without reference to the specific character or arrangement of the said two circuits in the motor,” gives notice that the application of the principle of his invention there claimed is not limited to the specific forms of motors shown therein, that his invention is not limited to the specific means shown therein for inducing in one energizing circuit of the motor the currents necessary for cooperating with the primary current of the generator to produce the. progressive shifting of the poles or points of maximum effect and then makes his claims for the apparatus he invented, the first of which has been already recited.
In his application for patent No. 511,915, after describing his former method of driving a motor by transmitting through it alternating currents differing in phase by means of separate transmitting circuits, his new inventions and the object he sought to attain thereby in substantially the same way and by the use of the same diagrams as in his application for patent No. 555,190, he declares that the application of the principle of the invention he claims is not limited to the special form of motors he has shown, that his method of producing the currents in the independent energizing circuits of the motor may be carried out in various ways, and that it is not material to the invention, broadly considered, what devices are employed in effecting the result, viz., the induction from or by the current from the generator or source, of the current or currents which co-operate therewith in producing the rotation of the motor. Then he makes his
These two applications took effect from May 15, 1888, for they , sprung by division from an original application filed on that day. By them Tesla had offered the novel process and apparatus which lias been described and had applied for patents for them and the United States was considering whether or not it would accept these offers when, on May 20, 1889* Tesla filed his application for patent No. 445,207. He opens that application with the stalement that he lias invented and described in other applications the apparatus which is described in the applications for patents Nos. 511,915 and 555,190 whereby a motor may be operated by an alternating current conducted from its source to the motor over a single line circuit and by an alternating current or currents induced in the motor by or from the primary current. He follows this statement with the declaration that the object of his present invention is to render this form of motor more efficient and to improve its action or mode of operation, and closes the part of it which precedes the claims, with these words:
•‘I do not claim broadly herein the method of operating motors by inducing in one circuit currents by means of those in another, nor the other features herein not specifically pointed out in the claims, having personally filed applications Cor such features.”
In the body of the specification he states that the operation of these motors is dependent upon a certain difference in phase between the primary and secondary currents, and that the specific object of the improvement he describes is to obtain a difference of phase or lag that is suited to working conditions. After an explanation of the principle of his improvement that it is unnecessary to quote here, he writes:
“To-secure a proper difference in phase between the primary and secondary currents themselves, I increase the resistance of the circuit of the'secondary and reduce as much as possible its self-induction. I do this by using for the secondary circuit, particularly in the coils ‘K’. wire of comparatively small diameter and having but few turns around the core; or I use some conductor of higher specific resistance, such as German silver, or I may introduce at some points in the secondary circuit an artificial resistance ‘T’\ Thus the self-induction of the secondary is kept down and its resistance increased with the result of decreasing the lag between the electro-motive force and the current in the primary coils and increasing the difference of phase between the primary and secondary circuits.”
Another method of increasing this difference of phase, which he suggests, is-the introduction in the circuit that includes the secondary coils, of a self-induction coil and the insertion of a dead resistance in
A primary alternating current produced by a generator and a secondary alternating current induced from or by the former ordinarily differ in phase. The difference that is most effective in the production of rotary motion in the armature of a motor is a difference of 90 degrees. The two currents do not always differ to that extent, and the evident purpose of*the inventions Tesla described in his application for patent No. 445,207 was to improve the process and the means for operating a motor by the conjoint use of the primary alternating current and the alternating current induced thereby in the motor by so regulating the difference in their phases that it should be as near as possible to 90 degrees and hence as efficient as possible. Counsel, however, contend that the application for No. 445,207 describes the process and the apparatus described and claimed in Nos. 511,915 and 555,190 and that its claims were broad enough to cover them, and upon these contentions they base their argument that patent No. 445,207 secured them and rendered the later patents void. Conceding their premises, the conclusion they deduce does not follow. Their argument fails to give due weight to the rules that an inventor has the option to take a single patent or separate patents to his separate inventions, that he may sustain a patent to an original or primary invention and another patent to an improvement thereof, that he may describe in an application an invention which he does not claim therein without waiving his right to claim and secure a subsequent patent for it, that patents are contracts and their interpretation is governed by the rules for the construction of agreements, and that the dominant rule for such construction is to ascertain from the entire patents, not from the specifications or claims alone, the intention of the parties when they were made and to give that intention effect. Wjhen Tesla filed his application for patent No. 445,207, his applications for his pate'nts for his process and his apparatus for operating a motor by a primary alternating current from a generator and a secondary alternating current induced from or by the primary current, had been on file for more than a year. These are the main inventions for our consideration. Tesla declared in his later application for No. 445,207 that it was to secure a patent for improvements on these inventions. The only improvements that application disclosed were the specific devices for- regulating the difference in phase of the primary and secondary currents in order to make that difference more nearly 90 degrees. Those devices -were not’ essential to the inventions of the process and the mechanical device for operating motors by induced alternating currents, and they were* not claimed in the applications for
_ Moreover, it is as probable that an apparatus will be invented which is not the mechanical equivalent of that patented, by means of which 'the patented process may be practiced as it was before the event that the patented process would be discovered and the patented machine invented. And the patentee is entitled to the protection of his pro'cess against its use by such a subsequently invented machine, and also to protection of his apparatus against its infringement by its mechanical equivalents. Hence'the patents for the process and for the machine by which it may be practiced are not for the same invention and neither was rendered void by the other.
Jn his specifications for patents Nos. 511,915 and 555,190, and in the diagrams which formed a part of them, Tesla described two forms
All agree that this rotation of the armature is caused by the difference in phase between the primary and secondary currents, but the defendant insists that this difference is produced by retarding a portion of the primary current; and not by the energizing force of the induced current, and hence that the defendant does not infringe the process or the apparatus of Tesla. On the other hand the complainant contends, and the court below found, that this difference in phase is caused by the direct effect of the induced current in the secondary winding and that the defendant infringes its patented process and machine. The testimony of the witnesses upon this issue is conflicting and under a familiar rule the finding of the chancellor must prevail unless the defendant has succeeded in showing from the record that he has made a mistake in his deduction of this fact' from the evidence. Kimberly v. Arms, 129 U. S. 512, 9 Sup. Ct. 355, 32 L. Ed. 764; Tilghman v. Proctor, 125 U. S. 136, 8 Sup Ct. 894, 31 L. Ed. 664; Furrer v. Ferris, 145 U. S. 132, 134, 12 Sup. Ct. 821, 36 L. Ed. 649; Coder v. Arts, 82 C. C. A. 91, 94, 152 Fed 943, 946, 15 L. R. A. (N. S.) 372; State of Iowa v. Carr, 191 Fed. 257, 112 C. C. A. 477.
•Counsel for the defendant contend that such a mistake is shown because, as they claim, the defendant’s apparatus is constructed in accordance with the specifications of patent Nc. 399,801 issued to Thomson & Wightman on March 19, 1889, upon an application filed August 8, 1888, and of patent No. 428,650, issued to Elihu Thomson on May 27, 1890, on an application filed August 8, 1888, and because there is a legal presumption that the device or process of a later patent does not infringe that of an earlier one; (2) because after an-interference had been declared between patent No. 399,801 to Thomson & Wightman and patent No. 555,190 to Tesla, the application for which was filed more than three months earlier than that for No. 399,801, the Commissioner of Patents decided that they did not interfere, and, as counsel claim, this decision raises the legal presumption that the defendant’s device does not infringe the complainant’s patents; and (3) because independent energizing circuits are not produced in the operation of defendant’s device, and its motor is not the mechanical equivalent of that described and claimed by Tesla. •
It is, indeed, a general rule that there is a presumption that a process or apparatus of a later patent does not infringe the process or apparatus of an earlier patent relating to the same subject. There is also a general rule that there is a presumption that a process or apparatus of a later patent does not infringe the process or apparatus of an earlier patent between which the Commissioner of Patents has decided that there was no interference. But there is an exception to this rule that where the patentee has made a primary invention of a new and useful process or apparatus which accomplishes a result never before produced by such a process or machine, the presumption that a process or apparatus of a later patent on the same subject is for a subordinate improvement or modification of the primary invention and hence subject to an infringement of the earlier patent which secures it, is at least as strong as the presumptions of the general rules, because there are many more patents for subordinate improvements and modifications of primary inventions than there are for such inventions, and hence more probability that a given process or apparatus is of the former than that it is of the latter class. Ries v. Barth Mfg. Co., 136 Fed. 850, 853, 69 C. C. A. 528, 531; Boyd v. Janesville Hay & Tool Co., 158 U. S. 260, 261, 15 Sup. Ct. 837, 39 L. Ed. 973; Consolidated Valve Co. v. Crosby Valve Co., 113 U. S. 157, 178, 179, 5 Sup. Ct. 513, 28 L. Ed. 939; Morley Sewing Machine Co. v. Lancaster, 129 U. S. 263, 273, 9 Sup. Ct. 299, 32 L. Ed. 715; National Hollow Brake Beam Co. v. Interchangeable Brake Beam Co., 106 Fed. 693, 710, 45 C. C. A. 544, 561; Crown Cork & Seal Co. v. Aluminum Stopper Co., 108 Fed. 845, 861, 48 C. C. A. 72, 88.
The presumptions to which counsel has challenged our attention., therefore, are not determinative of the issue of infringement in this case, and its decision is conditioned by the entire evidence in the record. That evidence establishes beyond doubt that Tesla was the first to discover the process and to invent an apparatus whereby a motor could be started and rotated by the conjoint use of an alternating current conducted from a generator or other suitable electric source-through a single primary circuit and an alternating current induced in a secondary circuit in the motor in inductive relation with the primary circuit. He stated in his specifications for his patents that the difference in phase between the primary current and the induced current wTas the cause of this result. This difference in phase is an attribute of the induction. An induced current lags; it is later in phase, than the primary current which induces it.
The motor of the defendant differs much from that patented to Wightman & Thomson, but conceding that it is the mechanical equivalent of the latter, did not Wightman & Thomson and the defendant operate their motors by the same process as Tesla and by mechanical means equivalent to those which he described and claimed ?. Tesla connected his induced coil in a closed circuit with coils on the projections of his field magnet or on the annular magnet itself. The defendant placed its induced coils on the projections of its field mag
Wightman' & Thomson wrote in their specification that the object of their invention was “to produce from a single-alternating current circuit source or coil an alternating magnetic or electric field of inductive action having adjoining portions displaced or differing from one another by a part of a phase- of alternation,” an object which Tesla had shown them how to attain by his applications for patents Nos. 511,915 and 555,190, which he- had filed more than three months before they filed their application for their patent. They wrote that their invention consisted of “the combination, with an alternating inductor (the primary circuit of Tesla) of a locally applied modifier or retarder (the secondary or induced circuit of Tesla) of .the inductive action applied directly or indirectly to a part of the field of inductive action directly or indirectly set up by said inductor, whereby a lagging of the alternations of inductive action produced by such part behind those of an adjoining part will be produced, thus giving the effect- of two or more adjoining sets of alternations of induction differing or displaced, more or less, in phase,” that “the modifier or retarder * * * may consist of a conductor of any desired shape or form adapted to be the seat of electrically or magnetically induced currents produced by the inductor or a portion of the exciting circuit or field of magnetism thereof” that “the conductor acts to retard or cause a lagging in the development of field or extension of field of the inductor at each alternation”; so does the induced circuit and current of Tesla and every induced current in a like situation; that they attribute this effect to “the fact that it becomes the seat of induced currents, which, by their self-induction, tend to continue‘flowing even after the phase of alternation which would be due solely to induction from the inductor current has become opposite or reversed, though they do not wish to be understood as limiting themselves to any particular theory of action,” and the conductor which produces the requisite dephased current is shown by their specification and drawings to be nothing but a coil of insulated wire wound in a closed circuit on or near the field magnet in inductive relation with the main energizing circuit which carries an alternating current from the generator or source. Here, then, as’in Tesla’s process and ■ apparatus, there was in the patented combination of Wightman & Thomson and in the motor of the defendant the conjoint use to start and rotate a
Much time and labor have been expended in the trial and argument of this case upon the question whether or not the induced circuit in the motors of the defendant is an “energizing circuit.” In our opinion the weight of the evidence sustains the conclusion of the court below that it is such a circuit within the patent meaning in which that
Moreover, whatever the true name of this circuit, it is in electrical and legal effect the same circuit produced in the same way, operated on the same principle by substantially the same means and producing the same result as Tesla’s induced! circuit. It is substantially the same thing electrically and mechanically. And it is no defense to a charge of infringement of a process, a machine or a combination clearly described and claimed in a patent that it, or some part of it, was misnamed therein, or that the infringer has called it by a name different from that applied to it by the patentee. Patents protect new and useful processes, machines and combinations, whatever their names, when they are clearly described and claimed in the specification. And the conclusion is that the defendant infringes the claims in suit because its motor operates upon the same principles, by the use of the same process and of mechanically equivalent means and produces the same result clearly described in the specifications and secured by the claims. The decree below must accordingly be affirmed, and it is so ordered.