MEMORANDUM OPINION
Plaintiff Center for Biological Diversity has brought suit under the Federal Advisory Committee Act (“FACA”) and the Administrative Procedures Act (“APA”) against Defendants United States Department of Agriculture (“USDA”); United States Forest Service, an agency of the USDA; and Thomas Tidwell, the Chief of the Forest Service. Plaintiff claims that Defendants violated FACA and the APA by convening an advisory committee to develop a conservation strategy for the California spotted owl without following certain procedural requirements that FACA imposes on such committees. Defendants have moved to dismiss the Complaint, ECF No. 1, for lack of subject-
Upon consideration of the pleadings,
I. BACKGROUND
A. Statutory Background
FACA imposes a number of procedural requirements . on “advisory committees,” which are defined as “any committee .., which is ... established or utilized by one or more [federal] agencies, in thé interest of obtaining advice or recommendations for ... one or more agencies or officers of the Federal Government _” 5 U.S.C. app. 2 .§ 3(2). The statute exempts “any committee that is composed wholly of full-time, or permanent part-time, officers or employees of the Federal Government ....” Id. FACA was enacted out of
a desire to assess the need for the numerous committees, boards, commissions, councils, and similar groups which have been, established to advise officers and agencies in the executive branch of the Federal Government..-.. Its'purpose was to ensure that new advisory committees be established only when essential and that their number be minimized; that they be terminated when they have outlived their usefulness; that their creation, operation, and duration be subject to uniform standards and procedures; that Congress and the public remain apprised of their existence, activities, and cost; and that their work be exclusively advisory in nature.
Pub. Citizen v. U.S. Dep’t of Justice,
B. Factual Background
This case involves an advisory committee established to create a conservation strategy for the California spotted owl—“a small and declining genetically-distinct subspecies found primarily in California’s Sierra Nevada Region and the mountains of southern California.” Opp’n Mem. at 2. As part of a settlement agreement in 2014, the Forest Service agreed to create a spotted owl conservation strategy, but retained the discretion to select experts and to determine the scope of the strategy. Id. at 2-3. On September 25, 2015, the Forest Service announced via an “initiation letter” that it was convening “a team of experienced managers and scientific advisors” to develop the conservation strategy (the “Strategy Team”). Id. at 3 (quotation marks and citations omitted); Compl. ¶ 24; Rosen Deck ¶5. The Strategy Team met only once before this case was filed, for a two-day period spanning November 12-13, 2015. Compl. ¶ 29; Rosen Deck ¶ 27.
At the time it was formed, the Strategy Team included at least four non-federal scientists, and at least 17 members altogether, but included no experts that had been previously recommended by Plaintiff in a July 2015 letter to the Forest Service. Compl. ¶ 25. Plaintiff sent another letter to the Forest Service after the Strategy Team was convened, requesting that additional experts be included to ensure that the Strategy Team was “fairly balanced,” and warning that the team as composed was “not conducive to spotted owl conservation,” and that the team was violative of FACA. Plaintiff sent a third letter to the same effect in November 2015. With no response forthcoming from the Forest Service, Plaintiff filed the Complaint on December 15, 2015. Opp’n Mem. at 3-4; Compl. ¶¶ 27-29.
Three days after the Complaint was filed, but before it was served, on December 18, 2015, the Forest Service issued a “revised initiation letter,” which relayed that the four non-federal team members would no longer participate in the Strategy-Team, meaning that the Strategy Team was then composed entirely of federal employees. Defs.’ Mem. at 4. This action was taken “due to the FACA concerns raised by the Center for Biological Diversity .... ” Rosen Deck ¶ 10. The four non-federal scientists, however, were not completely separated from the workings of the Strategy Team. Rather, the Forest Service represented that “their input [would] be sought on an individual basis ... ,” but added that the non-federal scientists “ [would] not be included in any group emails, conference calls, or working group meetings that are managed or controlled by the Forest Service.” Id. ¶ 11. Finally, on May 27, 2016, Defendants also publicly disclosed a variety of materials associated with the Strategy Team’s November 2015 meeting. Sawyer Deck at 1-2.
II. LEGAL STANDARD
A. Motion to Dismiss for Lack of Subject-Matter Jurisdiction
To survive a motion to dismiss pursuant to Federal Rule of Civil Procedure 12(b)(1), Plaintiff bears the burden of establishing that the Court has subject-matter jurisdiction over its claims. Moms Against Mercury v. FDA,
In determining whether there is jurisdiction, the Court may “consider the complaint supplemented by undisputed facts evidenced in the record, or the complaint supplemented by undisputed facts plus the court’s resolution of disputed facts.” Coal. for Underground Expansion v. Mineta,
B. Motion to Dismiss for Failure to State a Claim
Defendants also move to dismiss the Complaint for “failure to state a claim upon which relief can be granted” pursuant to Federal Rule of Civil Procedure 12(b)(6). “[A] complaint [does not] suffice if it tenders ‘naked assertion[s]’ devoid of ‘further factual enhancement.’ ” Ashcroft v. Iqbal,
In deciding a Rule 12(b)(6) motion, a court may consider “the facts alleged in the complaint, documents attached as exhibits or incorporated by reference in the complaint,” or “documents upon which the plaintiffs complaint necessarily relies even if the document is produced not by the plaintiff in the complaint but by the defendant in a motion to dismiss.” Ward v. District of Columbia Dep’t of Youth Rehab. Servs.,
HI. DISCUSSION
The Complaint states two “claims for relief.” The first alleges that:
By establishing and/or utilizing the ‘California Spotted Owl Conservation Strate'gy Team’ in the interest of obtaining advice or recommendations, obtaining and using the Team’s advice, failing to have a Team that is fairly balanced in terms of the points of view represented and the functions to be performed, not opening the Team’s meeting('s) to the public, not making Team’s documents available to the public, and/or otherwise permitting the Team to meet without complying with FACA, Defendants are violating FACA, and acting in a manner which is arbitrary, capricious, and contrary to law, in violation of the Administrative Procedure Act, 5 U.S.C. § 706.
Compl, ¶34. The s,ecpnd claim for relief alleges that:
By engaging in a pattern and practice of violating FACA, Defendants have acted, and are acting, in a manner which is arbitrary, capricious and contrary to law, in violation of the Administrative Procedure Act, 5 U.S.C. § 706.
Compl, ¶ 36. The Court’s analysis proceeds in two parts. First, the Court addresses Plaintiffs claims to the extent they seek relief for violations of FACA’s procedural mandates other than the document disclosure requirement imposed by, 5 U.S.C. app. 2 § 10(b) (referred to herein as “section 10(b)”). The Court finds that these claims, including claims based on the requirement that the Strategy Team be “fairly balanced in terms of the points of view represented,”. have been, mooted by the change in the composition of the Strategy Team. In doing so, the Court also concludes that Plaintiffs second claim, for relief must be dismissed in its entirety, as no “pattern or practice” of FACA violations has been plausibly alleged, nor is one apparent from the record as a whole. Finally, with respect to the alleged violations of section 10(b), the Court concludes that this claim has not been rendered moot, and that Plaintiffs may pursue this claim pursuant to the APA, but not directly under FACA.
A. FACA Does Not Provide a Cause of Action
As a, preliminary matter, the Court addresses whether FACA provides a cause of action. Defendants contend that “FACA contains no provision for judicial review,” and that accordingly, “judicial review for [Pjlaintiffs FACA claim derives from the [APA],” Defs.’ Mem. at 10. Plaintiff frequently discusses the Complaint as if it brings causes of action under both FACA and the APA, but never directly challenges Defendants’ contention that FACA does not provide a cause of action. Although decisions of the United States Court of Appeals for the District of Columbia Circuit (“D.C. Circuit”) and the Supreme
Plaintiff also alleges that Defendants, by failing to comply with FACA, violated section 706 of the APA by acting in a “manner which is arbitrary, capricious, and contrary to law.” Compl. ¶ 34 (citing 5 U.S.C. § 706). This Court has jurisdiction under the APA to review final agency actions for which there is no other adequate remedy. 5 U.S.C. § 704. Defendants do not contest that Plaintiff may proceed under the APA, and the Court agrees that Plaintiff may, as the Complaint is brought against two federal, agencies, and Plaintiff challenges the actions of those agencies in failing to comply with FACA in relation to an alleged advisory committee convened by the Forest Service. Dep’t of Commerce,
The Court turns to address whether it has jurisdiction over Plaintiffs claims stemming from alleged violations of FACA’s procedural requirements, other than the document disclosure provision of section 10(b), which is addressed in the next section.
The jurisdiction of federal courts is limited by Article III of the Constitution to the adjudication of actual, ongoing cases or controversies. This limitation “gives rise to the doctrines of standing and mootness.” Foretich v. United States,
Mootness is often described as “the doctrine of standing set in a time frame: [t]he requisite personal interest that must exist at the commencement of the litigation (standing) must continue throughout its existence (mootness).” Friends of the Earth, Inc. v. Laidlaw Envtl. Servs. (TOC), Inc.,
Unlike claims for document disclosure pursuant to section 10(b), which survive the termination of a FACA advisory committee, see infra at 19, courts in the D.C. Circuit have routinely held that claims based on FACA’s other procedural requirements are mooted when the relevant advisory committee ceases to exist. See Freedom Watch, Inc. v. Obama,
The Court assumes, arguendo, that the Strategy Team as constituted in September 2015 was a FACA advisory committee. Nonetheless, by December 2015, the Strategy Team no longer formally included any non-federal employees. See supra at 4. As such, the Strategy Team now falls within the exemption in 5 U.S.C. app. 2 § 3(2) for “any committee that is composed wholly of full-time, or permanent part-time, officers or employees of the Federal Government.” In other words, by operation of law, the FACA advisory committee at issue in this matter—the Strategy Team as composed in September 2015—no longer exists. Plaintiff asserts, however, that “although Defendants claim that the four non-federal scientists no longer participate in the subgroups to which they had previously been assigned, Defendants nonetheless admit that they will ‘continue to draw on [these scientists’] expertise on an individual basis.’” Opp’n Mem. at 19-20 (alteration in original). In other words, although Defendants have removed the non-federal scientists from the committee, Plaintiff contends that Defendants plan to rely on those non-federal scientists in a manner that will render them de facto members of the Strategy Team. Because Defendants voluntarily changed the composition of the Strategy Team, in order for the Court to find that Plaintiffs non-section 10(b) claims have been mooted by that change, Defendants must demonstrate that “it is absolutely clear the allegedly wrongful behavior could not reasonably be expected to recur.”
Based on the present record, the Court finds that Defendants have met that burden: there is no reasonable expectation at this time that the Strategy Team will again fall out of compliance with FACA. Defendants, by declaration submitted under penalty of perjury, have represented that the decision to change the composition of the Strategy Team was taken to ensure that the team complied with FACA. Rosen Deck ¶ 10 (“due to the FÁCA concerns raised by [Plaintiff] in a letter dated November 10, 2016, the Forest Service, in an abundance of caution, removed the [non-federal] scientists” from the Strategy Team). The Team now consists only of federal scientists. Although Defendants admit that “as development of the Conservation Strategy proceeds, the Forest Service intends to solicit the expertise of [the non-federal scientists],” id. ¶ 11, they represent that “since these scientists are no longer part of the Strategy working group, their input will be sought on an individual basis and they will not be included in any group emails, conference calls, or working group meetings that are mánaged or controlled by the Forest Service.” Id. Plaintiff claims that this will render the non-federal scientists de facto members of the Strategy Team and thereby turn the Strategy Team once again into a FACA advisory committee. But that conclusion conflicts with the binding decisions of the D.C. Circuit on who is a “member” of a purported FACA advisory committee.
First, in Association of American Physicians & Smgeons, Inc. ,v. •Clinton, the D.C. Circuit instructed that
a consultant may still be properly described as a member of an advisory committee if his involvement and role are functionally indistinguishable from those of the other members_If a ‘consultant’ regularly attends and fully participates in working group meetings as if he were a ‘member,’ he should be regarded as a member.. Then his status as a private citizen would disqualify the working group from the section 3(2) exemption for meetings of full-time government officials.
Furthermore, even were the Strategy Team to transform again into a FACA advisory committee, that does not mean that the wrongful conduct at issue in this case will be repeated. Rather, Defendants may choose to comply with FACA’s open meetings, fair balance, and other non-section 10(b) requirements at that point; and as “other Circuits have consistently recognized[,] ... where the defendant is a government actor—and not a private litigant—there is less concern about the recurrence of objectionable behavior.” Citizens for Responsibility & Ethics in Washington v. U.S. S.E.C.,
Plaintiff also alleges that Defendants are “engaging in a pattern and practice of violating FACA,” which, if countenanced by the Court, could potentially save Plaintiffs non-document FACA claims from mootness. Compl. ¶ 36; Opp’n Mem. at 25. That allegation is based on Payne Enterprises, Inc. v. United States, a case brought pursuant to the Freedom of Information Act, and therefore of questionable applicability to Plaintiffs claims pursuant to FACA and the APA.
Finally, Plaintiff is not aided by its request for a declaratory judgment. See Opp’n Mem. at 23. Generally, if a case is moot, a request for declaratory judgment will not resuscitate the lawsuit, unless an exception to the mootness doctrine applies. NBC-USA Hous., Inc., Twenty-Six v. Donovan,
Accordingly, for all of the foregoing reasons, the Court concludes that Plaintiffs claims for violations of FACA’s procedural requirements, other than the document disclosure provision of section 10(b), are moot, and must be dismissed without prejudice.
C. Plaintiffs Section 10(b) Claim Does Not Require Dismissal
FACA provides for public access to certain advisory committee materials. 5 U.S.C. App. 2 § 10(b). The government is required to make section 10(b) materials available to the public as a matter of course, unless a FOIA exception applies. Food Chem. News v. Dep’t of Health & Human Servs.,
Defendants make much of their disclosure of materials from the November 2015 meeting of the Strategy Team. But section 10(b) also requires the disclosure of documents that “were made available to or prepared for or by each advisory committee .....” 5 U.S.C. App. 2 § 10(b) (emphasis added). At minimum, the undisclosed draft strategy chapters may require disclosure as, based on Defendants’ declarations, those chapters were prepared by Strategy-Team members for the eventual use of the Strategy Team. See Rosen Decl. ¶¶ 22-25. Defendants claim that the draft chapters are exempt from FACA because they are the “preliminary work of subgroups,” which need not be disclosed under FACA. The sources Defendants cite for this contention, however, are' inapposite. They stand 'for the very different point that materials produced by staff of advisory committees, as opposed to members of those committees, may not need to be disclosed under section 10(b). Defs.’ Resp. at 2 n.1.
Furthermore, the Court finds that Plaintiff has pleaded a viable claim under the APA for a violation of section 10(b), as the Complaint plausibly alleges that the Strategy Team was a FACA advisory committee, and that the Forest Service failed to disclose the materials required by section 10(b). The Strategy Team was convened by the Forest Service,’ a federal agency; initially included non-federal employees as members; and was tasked .with providing advice to the Forest Service regarding California spotted owl conservation. Compl. ¶¶ 24-26; see 5' U.S.C. app. 2 § 3(2). The Complaint also alleges that “documents associated with the [November 2015 meeting of the Strategy Team], as well as documents associated with the Team’s actions thus far, have not been released to the public despite repeated requests for them.” Compl. ¶ 29. Although this statement is belied to some extent by Defendants’ declarations, those declarations may not be reviewed by the Court in the context of a Rule 12(b)(6) analysis without converting the motion to dismiss
IV. CONCLUSION
For all of the foregoing reasons, the Court GRANTS IN PART AND DENIES IN PART Defendants’ [10] Motion to Dismiss. Plaintiffs claims survive only to the extent they seek relief under the APA for Defendants’ alleged failure to comply with FACA’s document disclosure provision, 5 U.S.C. app. 2 § 10(b). Accordingly, Plaintiffs other claims are DISMISSED WITHOUT PREJUDICE.
In addition, the Court GRANTS Plaintiffs [19] Second Motion for Leave to Filé Sür-reply, and- GRANTS Defendants’ [20] Motion for Leave to File a Response to Plaintiffs Sur-Reply Brief.
An appropriate Order accompanies this Memorandum Opinion.
Notes
. The Court's consideration has focused on the following documents:
• Defs.' Mem. of Law in Supp. of Their Mot. to Dismiss, ECF No. 10-1 ("Defs.” Mem.”).
• Corrected Decl. of James L. Rosen, ECF No. 11-1 ("Rosen Decl”).
• Mem. of P, & A, in Opp. to Defs.' Mot, to Dismiss, ECF No. 12 ("Opp'n Mem.”).
!• Defs,’ Reply Mem. in Supp. of Their Mot. to Dismiss, ECF No. 13 ("Reply Mem.”).
• Decl. of Sarah Sawyer, ECF No. 13-1 ("Sawyer Decl.”).
• Pl.'s First Sur-reply, ECF No. 18 ('"Pl.’s Surreply”).
• Pl.’s Second Sur-reply, ECF No. 19-1 ("Pl.’s Second Surreply”).
• Defs,’ Resp. to Pl.’s Sur-reply Brief, ECF No, 20-1 ("Defs.' Resp,”).
Because the Court finds that Plaintiffs Second Surreply and Defendants’ Response to Plaintiff’s First Surreply were helpful to its resolution of this matter, the Court GRANTS ’Plaintiff’s [19] Second Motion for Leave to File Sur-reply, and GRANTS Defendants’ [20] Motion for Leave to File a Response to Plaintiff’s Sur-Reply Brief.
. Only one decision by a court in the D.C. Circuit has suggested otherwise since Sandoval. Ctr. for Arms Control & Non-Proliferation v. Lago, No. CIV A 05-682 RMC,
. Defendants claim that their actions were not "voluntary” within the meaning of the voluntary 'cessation doctrine. Defs.’ Mem. at 17. The Court disagrees. Although Defendants reconstituted the Strategy Team before they were served with the Complaint (but after it was filed), their decision to do so stemmed from their concern that the Strategy Team did not comply with FACA. Rosen Decl. ¶ 10. Consequently, even if Defendants were unaware of this particular lawsuit, it is not the case that “the challenged activity stop[ed] for reasons unrelated to litigation.” Defs.’ Mem. at 17 (citing Wyo, Outdoor Council v. Dombeck,
. Although Plaintiff seeks to rely on Heartwood, Inc. v. U.S. Forest Service, that case resolved the question of whether a group of individuals were a FACA advisory committee, and not whether informal participation in a committee could render someone an advisory committee member, Moreover, Heartwood held that even though the team members at issue "drafted their summaries in sub-groups or individually, and not as one large group,” ’ the team “met twice as a group to discuss'the existing data available and to outline the report.”
. Plaintiff has also requested jurisdictional discovery to "assess what is actually happening with the non-federal employees and the overall Team membership.” Opp’n Mem. at 20. The Court denies this request, without prejudice, as such discovery would be tantamount to continuing oversight over the workings of the Strategy Team. The historical facts of the Strategy Team are not in dispute and Plaintiff has not provided the Court with any non-speculative reason to conclude that the Strategy Team will be operated in a manner inconsistent with the Rosen Declaration. That one. of the federal team members has been replaced by another federal team member, if anything, supports that conclusion. See Pl.'s Second Surreply at 1; FC Inv. Grp. LC v. IFX Markets, Ltd.,
. In particular, Defendants cite National Anti-Hunger Coalition for the statement that "surely Congress did not contemplate that interested parties like the plaintiffs should have access to every paper through which recommendations are evolved, have a hearing at every step of the information-gathering and preliminary decision-malting process, and interject themselves into the necessary underlying staff work so essential to the formulation of ultimate policy recommendations.” Nat'l Anti-Hunger Coal. v. Exec. Comm. of President’s Private Sector Survey on Cost Control,
