Cement Kiln Recycling Coalition v. Environmental Protection AgencyCement Kiln Recycling Coalition v. Environmental Protection Agency
Opinion for the Court filed by Circuit Judge GARLAND.
The Cement Kiln Recycling Coalition petitions for review of an Environmental Protection Agency regulation that governs the permitting process for facilities that burn hazardous waste as fuel. The Coalition also petitions for review of a guidance document, the Human Health Risk Assessment Protocol, that pertains to the same permitting process. For the reasons stated below, we deny the petition for review insofar as it challenges the regulation, and we dismiss the challenge to the guidance document as outside our jurisdiction.
I
Hazardous waste combustors (HWCs) are facilities — such as incinerators, boilers, and industrial furnaces (including cement kilns) — that burn hazardous waste as fuel for their operations. The Cement Kiln Recycling Coalition, the petitioner in this case, is a trade association that includes manufacturers of Portland cement that utilize hazardous waste as an alternative fuel in some of their kilns. The Environmental Protection Agency (EPA) has authority to regulate this activity under both the Resource Conservation and Recovery Act (RCRA),
see
Subtitle C of RCRA,
see
The national standards applicable to. the petitioner are authorized by RCRA § 3004,
In addition to the national standards authorized by section 3004, section 3005 of RCRA,
Although RCRA gives EPA comprehensive authority to regulate hazardous waste combustors, the fact that HWCs emit air pollutants also gives the agency jurisdiction under the Clean Air Act,
Anticipating that EPA’s jurisdiction under RCRA would overlap with its jurisdiction under other statutes, Congress enacted RCRA § 1006(b),
In 1991, EPA promulgated RCRA regulations applicable to boilers and industrial furnaces (including cement kilns) that treat hazardous waste by burning it as fuel.
See
Burning of Hazardous Waste in Boilers and Industrial Furnaces, 56 Fed. Reg. 7,134 (Feb. 21, 1991). The 1991 RCRA rule was “principally designed to establish air emissions requirements” pursuant to RCRA § 3004(q),
Horsehead,
Beginning in 1994, EPA began requiring every HWC that applied for a RCRA permit to undergo a site-specific risk assessment (SSRA).
See
Strategy for Hazardous Waste Minimization and Combustion (1994),
available at
http://www.epa. gov/epaoswer/hazwaste/combust/general/ strah-2.txt. EPA intended the SSRA program to give permitting authorities the ability to impose permit conditions beyond national standards in order “to limit emissions on a e'ase-by-ease basis as necessary to ensure protection of human health and the environment.”
Id.
A human-health SSRA could include a “direct exposure” assessment designed to predict the health impact of breathing air in the vicinity of a facility; it could also include an “indirect” exposure assessment designed to focus on multi-pathway non-inhalation exposures,
In 1999, pursuant to the Clean Air Act, EPA promulgated technology-based MACT standards to control hazardous pollutants emitted by facilities that burn hazardous waste, including incinerators and cement kilns.
See
Final Standards for Hazardous Air Pollutants for Hazardous Waste Combustors, 64 Fed.Reg. 52,828 (Sept. 30, 1999). This court vacated those standards in 2001, holding that EPA had not adequately demonstrated that they satisfied the requirements of CAA § 112(d).
See Cement Kiln Recycling Coal. v. EPA,
In 2005, following notice and comment, EPA promulgated revised MACT standards for HWCs.
See
National Emission Standards for Hazardous Air Pollutants: Final Standards for Hazardous Air Pollutants for Hazardous Waste Combustors, 70 Fed.Reg. 59,402 (Oct. 12, 2005) (“Final Rule”). At the same time, EPA announced that the 1991 RCRA standards would “no longer apply once a facility demonstrates compliance with” the relevant 2005 MACT standards.
Id.
at 59,523. EPA issued this “deferral” announcement pursuant to RCRA’s integration provision,
Those regulations, and particularly
The Coalition now petitions for review pursuant to RCRA § 7006(a)(1),
II
The “basic rationale” of the ripeness doctrine “is to prevent the courts, through avoidance of premature adjudication, from entangling themselves in abstract disagreements over administrative policies, and also to protect the agencies from judicial interference until an administrative decision has been formalized and its effects felt in a concrete way by the challenging parties.”
Abbott Labs. v. Gardner,
EPA contends that neither the Coalition’s challenge to
A
The Coalition objects to
“In determining the fitness of an issue for judicial review we look to see whether the issue is purely legal, whether consideration of the issue would benefit from a more concrete setting, and whether the agency’s action is sufficiently final.”
Clean Air Implementation Project (CAIP) v. EPA
All of the Coalition’s challenges are to the facial validity of
EPA further contends that, even if the issues are fit for review, the Coalition cannot show that it would suffer hardship if we deferred judgment. But “[w]here the first prong of the ... ripeness test is met and Congress has emphatically declared a preference for- immediate review[,] ... no purpose is served by proceeding to the [hardship] prong.”
General Elec. Co. v. EPA,
B
The Coalition objects to the HHRAP guidance document solely on the ground that it is effectively a binding legislative rule, and that it therefore should have been — but was. not — promulgated pursuant to the APA’s notice-and-comment requirements.
See
We have held that when a challenge to an agency document as a “legislative rule is largely a legal, not a factual, question”— that is, when it turns only on whether the document “on its face ... purports to bind both applicants and the Agency with the force of law” — the claim is fit for review.
See id.
at 380. However, “[wjhere we believed the agency’s practical application of a statement would be important, we have found the issue not” fit for judicial determination.
Public Citizen, Inc. v. Nuclear Regulatory Comm’n,
EPA contends that the petition is unripe because the Coalition “relies upon its own speculation that permitting authorities will treat the Guidance as if it were legally binding and that the Guidance will impose new and significant burdens.” EPA Br. 26. The Coalition, however, disclaims any intent to rely on how the guidance has been or will be applied to particular facilities, declaring that its challenge is based solely on “the words of the statute, the words of EPA’s regulations, the guidance documents, and the case law.” Coalition Reply Br. 6. Indeed, the petitioner insists that its challenge “does not involve any prediction of how EPA will actually implement this regulatory regime,” id. at 2, and “can be fully, evaluated without waiting for [a particular HWC] project to arise,” id. at 7.
Thus framed, the Coalition has limited its attack on the HHRAP to purely legal issues. As we note in Part IV, this creates a significant obstacle to the success of the Coalition’s challenge. But it also renders it fit for review.
See, e.g., General Elec.,
Ill
As noted in Part II, the Coalition objects to
A
The Coalition’s first objection is that
The Coalition’s contention relies on our decisions in
MST Express v. Department of Transportation,
In
Ethyl Corp.,
the petitioner challenged a regulátion promulgated under CAA § 206,
We acknowledged in
Ethyl Corp.
that, when Congress has “not specified the level of specificity expected of the agency, ... the agency [is] entitled to broad deference in picking the suitable level.”
Id.
at 1149 (citing
American Trucking Ass’ns v. Dep’t of Transp.,
In
Ethyl Corp.,
however, we noted that “Ethyl’s challenge [was] not that the EPA was too general in establishing test procedures by regulation, but that it didn’t establish them by regulation at all.”
Recognizing the line that we drew in
Ethyl Corp.,
the Coalition insists that its argument “is
not
that
necessary to determine whether additional controls are necessary to ensure protection of human health and the environment. This includes information necessary to evaluate the potential risk to human health and/or the environment resulting from both direct and indirect exposure pathways.
(i) Particular site-specific considerations such as proximity to receptors (such as schools, hospitals, nursing homes, day care centers, parks, community activity centers, or other potentially sensitive receptors), unique dispersion patterns, etc.;
(ii) Identities and quantities of emissions of persistent, bioaccumulative or toxic pollutants considering enforceable controls in place to limit those pollutants;
(iii) Identities and quantities of nondiox-in products of incomplete combustion most likely to be emitted and to pose significant risk based on known toxicities (confirmation of which should be made through emissions testing);
(iv) Identities and quantities of other off-site sources of pollutants in proximity of the facility that significantly influence interpretation of a facility-specific risk assessment;
(v) Presence of significant ecological considerations, such as the proximity of a particularly sensitive ecological area;
(vi) Volume and types of wastes, for example wastes containing highly toxic constituents;
(vii) Other on-site sources of hazardous air pollutants that significantly influence interpretation of the risk posed by the operation of the source in question;
(viii) Adequacy of any previously conducted risk assessment, given any subsequent changes in conditions likely to affect risk; and
(ix) Such other factors as may be appropriate.
The Coalition’s contention — that
1. Even on the Coalition’s reading, it does not appear that the information required by those six lines falls on the not “establish[ed] by regulation at all” side of the boundary demarked by
Ethyl Corp.
—rather than on the “vaguely articulated”, side, as to which we owe EPA great deference. In contrast to the situation in
Ethyl Corp.,
here the agency
does
“claim to have itself articulated [at least] a vague” information requirement.
Ethyl Corp.,
First, as the Coalition concedes, other EPA regulations specify in considerable detail information that is required in the permit applications of all TSDs, including HWCs.
See, e.g.,
Second, the Coalition also appears to concede that even the six quoted lines would be satisfactory if the application at issue were for a “waiver to a generally applicable requirement,” Coalition Br. 28 (emphasis omitted), rather than for “a permit under the established rules,”
id.
at 27. Yet, as EPA points out, the SSRA program is part and parcel of what effectively
is
a waiver program. As EPA explains in the Final Rule, it regards the SSRA program as a necessary condition for its decision to waive (in EPA’s parlance, to “defer”) the application of the 1991 RCRA standards and instead to rely on the MACT standards alone.
See, e.g.,
Final Rule, 70 Fed.Reg. at 59,512. Although EPA believes that the MACT standards (without the 1991 RCRA standards) are sufficient to protect human health and the environment in most situations, it cannot be certain that is true at all sites.
See id.
at 59,504. It therefore promulgated
Third, the general language of
2. But even if the six quoted lines would not survive analysis under
Ethyl Corp.
and
MST Express
if they stood alone, EPA contends that they do not stand alone. In contrast to the petitioner, EPA regards the nine factors listed in
Under this deferential standard of review, we have no authority to disturb EPA’s reading of the regulation.
Once we determine that
The first eight factors listed in the regulation are more than sufficient to guide the type of information that can be required of permit applicants. The regulation allows permitting authorities to require information in concrete categories, including: “[particular site-specific considerations such as proximity to receptors (such as schools, hospitals, [etc.]), unique dispersion patterns, etc.,”
To be sure, the regulation’s ninth provision — which allows permitting- authorities to request information regarding “[s]ueh other factors as may be appropriate,”
In sum, in contrast to the regulations at issue in
Ethyl Corp.
and
MST Express,
B
The Coalition’s second objection to
Unlike the argument that the Coalition directed at the information requirement of
In short, the.Coalition cannot argue that the triggers for ordering SSRAs or approving permits transgress a statutory command to set those triggers by regulation — because there is no such statutory command. Instead, the Coalition simply argues that the triggers are impermissibly vague, an argument it can win only if it can show that EPA’s failure to provide greater specificity constitutes an unreasonable interpretation of RCRA.
See, e.g., Animal Legal Def. Fund,
In its opening brief, the Coalition further argued that EPA should have defined what is protective of human health or the environment numerically, in terms of the threshold risk level that will trigger an SSRA or dictate unconditional approval of a permit.
11
At oral argument, the Coalition receded from this claim,
see
Oral Arg. Recording at 1:34:32, 1:35:34, and sénsibly so. There is nothing in the statutory language that compels such a numerical definition. Cf.
New Mexico,
Moreover, EPA has reasonably explained why it chose the case-by-case approach. A national risk threshold, the agency explained, could not address unique site-specific considerations, such as unusual terrain or dispersion features, proximity to particularly sensitive populations, or unusually high contaminant background concentrations.
See
Final Rule, 70 Fed.Reg. at 59,505, 59,510-11. It “is important, and indeed essential,” the agency said, “that risk managers be afforded sufficient flexibility to apply different target [risk] levels as dictated by the circumstances surrounding the combustor” at different sites. National Emission Standards for Hazardous Air Pollutants: Proposed Standards for
For general support of its contention that EPA’s SSRA regulation is impermis-sibly vague, the Coalition relies on
South Terminal Corp. v. EPA,
Unlike the regulation invalidated in
South Terminal,
§ 270.100
does
“indicate” how the permitting authority is to judge what is “protective of human health or the environment”: by reference to the protection provided by the MACT standards alone.
See
Admittedly, without express standards establishing precise guidelines, application of the ... regulation is subject to abuse, but this is true of any testing capability. The solution lies not in a challenge to the facial validity of the program itself, for that is not where the potential for abuse exists. Rather, objection is more appropriately aimed at a particular application of the program, where it can be reviewed against the backdrop of its own particular circumstances.
C
The Coalition’s final challenge to the regulation is that, in promulgating
The Coalition’s first contention is that EPA “failed to provide adequate public notice regarding its reasons for requiring SSRAs only from HWCs,” and not from other types of hazardous waste management facilities (TSDs), such as landfills. Coalition Br. 43. But EPA did provide “sufficient factual detail and rationale for the rule to permit interested parties- to comment meaningfully.”
Honeywell,
The Coalition’s second contention is that EPA failed to respond to its critical comments. This contention is also without merit. In the Final Rule, EPA specifically noted the Coalition’s comments. See Final Rule, 70 Fed.Reg. at 59,512. It responded by explaining that it was requiring SSRAs for HWCs in order to ensure that the Clean Air Act’s MACT standards are sufficiently protective to permit deferral of the 1991 RCRA standards; but because the MACT standards are not applicable to non-emission-producing facilities, the rationale for requiring SSRAs for HWCs did not apply to such facilities. Id. EPA further explained that HWCs
are distinct from other types of TSDs[, such as landfills, land treatment systems, etc.,] due to the wide array of waste streams being fed to the unit, the complex chemical processes throughout the combustion unit, stack emissions comprised of a. wide variety of compounds that are difficult to address, and the potential to impact receptors for several square miles due to stack dispersion.
IV
Finally, we consider the Coalition’s attack on the HHRAP guidance document. The Coalition contends that the HHRAP is invalid because it was not promulgated pursuant to the notice-and-comment procedures of the APA.
See
EPA correctly points out that the merits of this APA challenge are inextricably linked to our jurisdiction to hear it. RCRA § 7006(a)(1) invests this court with jurisdiction over petitions for review of EPA “action ... in promulgating any regulation, or requirement under [RCRA,] or denying any petition for the promulgation, amendment or repeal of any regulation under [RCRA].”
“Three criteria determine whether a regulatory action constitutes the promul
Under this framework, we have jurisdiction to review the HHRAP only if it “binds private parties or the agency itself with the ‘force of law.’ ”
General Elec.,
So limited, our disposition of the challenge is straightforward. We see nothing on the face of the HHRAP- to suggest that it is binding. To the contrary, the document declares that “this guidance does not impose legally binding requirements on EPA, states, or the regulated community, and may not apply to a particular situation based on the specific circumstances of the combustion facility.” HHRAP at ii (J.A. 424). Its pages are replete with words of suggestion: its provisions are described as “recommendations,” id., that permitting authorities are “encourage[d]” to “consider,” id. at 1-8 (J.A. 460). The document states that “EPA and state regulators ... retain their discretion to use approaches on a case-by-case basis that differ from those recommended in this guidance where appropriate.” Id. at ii (J.A. 424). It further states that “[w]hether the recommendations in this [document] are appropriate in a given situation will depend on facility-specific circumstances.” Id. Moreover, these statements are fully in accord with EPA’s explanation of why “this is an area that is uniquely fitted for a guidance approach, rather than regulation”: “[R]isk assessors must have the flexibility to make adjustments for the specific conditions present at the source, and ... should be free to use the most recent [assessment tools] available rather than be limited to those- that may be out-of-date because a' regulation has not been revised.” Proposed Rule, 69 Fed.Reg. at 21,330.
The Coalition rests its challenge to the HHRAP almost exclusively on our decision in
Appalachian Power Co. v. EPA
in which we found that another EPA guidance document was in fact a binding legislative rule.
See
The Coalition protests that, although the current version of the HHRAP employs language of suggestion, an earlier version contained the language of command. It stresses that EPA issued the current version after we issued
Appalachian Power,
and that the agency expressly stated that it had edited the document’s language in response to that decision.
See
Final Rule, 70 Fed.Reg. at 59,513. But we can hardly fault EPA for responding to an opinion of this court. There is nothing improper about an agency changing its language in light of one of our decisions or relying on the new language to defend itself upon judicial review. The Coalition is right, of course, that an agency’s pronouncement that a document is non-binding will not make it so where there is evidence — or practice — to the contrary.
See Appalachian Power,
In short, having limited itself to a challenge based solely on whether the HHRAP guidance document is binding on its face, the Coalition has failed to point to any evidence suggesting that the document is anything other than what EPA asserts it is: a non-binding statement of EPA policy. Accordingly, we conclude that the HHRAP is not a final “regulation ... or requirement” under RCRA § 7006(a)(1), and therefore that we are without jurisdiction to review it.
V
For the foregoing reasons, we deny the Coalition’s petition for review with respect to its challenge to
So ordered.
Appendix
(1)
If the Director concludes, based on one or more of the factors listed in paragraph (£ )(1) of this section that compliance with the [MACT standards] alone may not be protective of human health or the environment, the Director shall require the additional information or assessment(s) nec
(1) The Director shall base the evaluation of whether compliance with the [MACT standards] alone is protective of human health or the environment on factors relevant to the potential risk from a hazardous waste combustion unit, including, as appropriate, any of the following factors:
(i) Particular site-specific considerations such as proximity to receptors (such as schools, hospitals, nursing homes, day care centers, parks, community activity centers, or other potentially sensitive receptors), unique dispersion patterns, etc.;
(ii) Identities and quantities of emissions of persistent, bioaccumulative or toxic pollutants considering enforceable controls in place to limit those pollutants;
(iii) Identities and quantities of nondi-oxin products of incomplete combustion most likely to be emitted and to pose significant risk based on known toxicities (confirmation of which should be made through emissions testing);
(iv) Identities and quantities of other off-site sources of pollutants in proximity of the facility that significantly influence interpretation of a facility-specific risk assessment;
(v) Presence of significant ecological considerations, such as the proximity of a particularly sensitive ecological area;
(vi) Volume and types of wastes, for example wastes containing highly toxic constituents;
(vii) Other on-site sources of hazardous air pollutants that significantly influence interpretation of the risk posed by the operation of the source in question;
(viii) Adequacy of any previously conducted risk assessment, given any subsequent changes in conditions likely to affect risk; and
(ix) Such other factors as may be ap- * propriate.
Notes
. Within eight years after EPA promulgates MACT standards, the statute “returns to a risk-based analysis ..., [and] requires EPA to consider whether residual risks remain that warrant more stringent standards than achieved through MACT.”
Sierra Club,
. As noted above, EPA had historically relied solely on RCRA’s “omnibus” provision, RCRA § 3005(c)(3), as authority for its SSRA program. - See Final Rule, 70 Fed.Reg. at 59,506. Although EPA continued to maintain that the “omnibus” provision was sufficient, the Final Rule codified the program in regulations issued pursuant to RCRA § 3004(a), § 3004(q), and § 3005(b). See id.
.
Cf. Ohio Forestry,
. Although we must decide threshold questions before reaching the merits,
see Steel Co. v. Citizens for a Better Env’t,
.
See General Motors Corp. v. EPA,
. This information includes, for example, a “general description of the facility,”
. This standard of review is appropriate even where, as here, the agency's interpretation of its regulation is set forth in its brief to this court, because we "have ‘no reason ... to suspect that [this] interpretation' is merely a
‘post hoc
rationalizatio[n]' of past agency action, or that it ‘does not reflect the agency’s fair and considered judgment on the matter in question.’ ”
Long Island Care at Home, Ltd.,
. EPA agrees with this construction. See Oral Arg. Recording at 1:02:53 (EPA counsel's representation that the "catchall has to be understood within the context of the limitations” enumerated in the first eight factors).
. Although the Coalition’s briefs appear to pose its specificity challenge as an attack on EPA’s interpretation of RCRA, it might also have intended to argue that the asserted vagueness of
.
See also Animal Legal Def. Fund,
. For example, with respect to cancer risks, a risk threshold might be presented as “1 x 10 -®,” signifying that an individual "is estimated to have up to a one in 100,000 chance of developing cancer during his/her lifetime from the exposure being evaluated.” Coalition Br. 5; see id. at 35.
.
See National Wildlife Fed’n v. EPA,
.
See Public Citizen, Inc. v. FAA,
.
Compare General Motors,
. To the contrary, the agency insists that the HHRAP does “not impose mandatory requirements,” and that it "offers numerous recommendations, but requires nothing.” Final Rule, 70 Fed.Reg. at 59,513.