Lead Opinion
Opinion by Judge FARRIS; Partial Concurrence and Partial Dissent by Judge FLETCHER.
Jose Jesus Ceja is on death row in Arizona. He appeals the district court’s denial of his habeas corpus petition. We have jurisdiction. 28 U.S.C. §§ 1291 and 2253. We affirm.
BACKGROUND
In 1974, Ceja was tried, convicted and sentenced to death for the drug related murders of Linda and Randy Leon. The Arizona Supreme Court reversed his conviction and sentence, primarily because of hearsay problems with ballistics evidence. State v. Ceja,
After the Supreme Court decided Lockett v. Ohio,
DISCUSSION
We review de novo the district court’s summary judgment. Carriger v. Lewis,
I. Claims Rejected on the Merits by the District Court
A. Constitutionality of Arizona’s “Especially Heinous, Cruel or Depraved” Aggravating Factor (Claim 16)
Ceja’s death sentence was premised on statutory aggravating circumstance (F)(6): “The defendant committed the offense in an especially heinous, cruel or depraved manner.” A.R.S. § 13-703(F)(6) (formerly A.R.S. § 13-454(E)(6)). There is no dispute that this aggravating circumstance is facially vague. Arizona contends, however, that the Arizona courts applied a constitutionally sufficient narrowing construction. Ceja counters that the Arizona Supreme Court did not provide such a construction until it decided State v. Gretzler,
In affirming Ceja’s second and third death sentences, the Arizona Supreme Court explained that a heinous and depraved finding could be predicated on “ ‘additional violence[ ] over and above that which was necessary to carry out the defendant’s criminal intent.’ ” Ceja,
A narrowing construction of a facially vague aggravating circumstance is constitutionally sufficient if it helps the sentencer make a principled distinction between those who deserve the death penalty and those who do not. Arare v. Creech,
There is no distinction between the “additional violence” narrowing construction applied by the Arizona Supreme Court in the 1977 and 1980 Ceja opinions and the “gratuitous violence” narrowing construction approved by the Supreme Court in Jeffers and Richmond. The Arizona Supreme Court had provided an adequate narrowing construction for aggravating circumstances involving “additional violence” in 1977, prior to Ceja’s resentencing in 1979.
B. Sufficiency of Admissible Evidence Supporting Aggravation Finding (Claims 12 and 13)
Ceja challenges the sufficiency of admissible evidence supporting the (F)(6) finding. He contends that admissible evidence does not support the finding that he inflicted numerous gunshot wounds to both victims beyond the number necessary to kill and repeatedly kicked Randy Leon in the head. We must affirm if any rational factfinder could find beyond a reasonable doubt that Ceja inflicted additional violence on his victims. See Lewis v. Jeffers,
Testimony at trial concerning the multiple gun shot wounds was uncontradicted. The state’s pathologist testified (1) that each of the six shots to Linda’s head and chest could have killed her and (2) either the shot to Randy’s back or the shot to his chest could have killed him. At the sentencing hearing, Detective Ysasi testified that he “did not know why [Ceja] kicked [Randy] in the head.” In a post-sentencing affidavit, the medical examiner stated that he could not determine “with any degree of medical certainty that [the] abrasions [on Randy’s face] were caused by a kick.” This statement, and the medical examiner’s observation that the abrasions were “consistent with a fall to the floor” do not contradict Detective Ysasi’s testimony.
Based on either the evidence regarding the multiple gunshot wounds or the testimony of Detective Ysasi, a rational factfinder could conclude, as the Arizona courts did, that Ceja inflicted additional violence on his victims.
C. Burden of Proof for Aggravating Factors (Claim 15)
Ceja contends that the Arizona courts erred in failing to find (F)(6) beyond a reasonable doubt, the standard of proof the Eighth Amendment mandates for aggravating circumstances. Arizona counters that we may presume that the Arizona courts found (F)(6) beyond a reasonable doubt even though they never used the reasonable doubt language. We agree. One month after it affirmed Ceja’s death sentence, the Arizona Supreme Court construed its death penalty statute to require proof beyond a reasonable doubt. State v. Jordan,
Ceja contends that the Arizona courts (1) discounted mitigating evidence based on assumptions unsupported by the record, (2) failed to give sufficient weight to mitigating evidence, and (8) faded to weigh the combined impact of all mitigating circumstances.
1.Evidence Supporting Factual Findings
Ceja attacks a number of factual findings made by the sentencing court as “unsupported” by the record. Each of these findings, however, is supported by direct or circumstantial evidence introduced at trial or the sentencing hearing. The sentencing court’s findings that Ceja had on at least one prior occasion stolen drugs and had used family and friends to dispose of the drugs he stole from Randy and Linda are supported by Ceja’s former wife’s testimony at the aggravation and mitigation hearing. The sentencing court’s finding that the killings “were not the actions of a panic-stricken, inexperienced immature youth but rather those of a mature, sophisticated criminal mind” are supported by evidence of planning and concealment. The sentencing court’s finding that there was deliberation between the killings of Linda and Randy can be inferred from circumstantial evidence. Ceja told Detective Ysasi that after he had shot Linda and dragged her into the bedroom, he saw Randy pull up to the house in his car. Because his own gun was empty, Ceja went to the den, where he knew Randy kept a gun, took it and confronted Randy when he entered the house. Finally, as discussed in Part IB above, there was sufficient evidence supporting the finding that Ceja kicked Randy.
2.Consideration Given to Each Mitigating Circumstance
Ceja contends that the sentencing court failed to give sufficient weight to each “mitigating circumstance because it had no guidance on the level of proof necessary to establish a mitigating circumstance.” The Arizona courts were required to consider all mitigating evidence offered by Ceja, Lockett v. Ohio,
3.Weighing All Mitigating Circumstances Together
Ceja also contends that the sentencing court “did not consider ‘the combined moral weight of all the mitigating evidence.’ ” The Arizona courts were not required to discuss each piece of evidence offered in mitigation. Jeffers v. Lewis,
The Arizona Supreme Court need not have reweighed the aggravating and mitigating circumstances after Ceja’s 1979 resentencing because the sentencing court had found the (F)(6) circumstance based upon an adequate narrowing construction provided in 1977. Cf. Richmond v. Lewis,
E. Arizona Supreme Court’s Failure to Conduct Proportionality Review (Claim 28)
Ceja contends that his equal protection and due process rights were violated when the Arizona Supreme Court failed to conduct a proportionality review, as was its stated practice at the time it reviewed Ceja’s death sentence. There is no federal right to proportionality review, Pulley v. Harris,
F. Abandoned Claims (Claims 9,17, 25-27, 29, 30, 32 and 33)
Ceja does not discuss in his briefs the district court’s summary judgment of claims 9, 17, 25-27, 29, 30, 32, and 33. Ceja waives these claims. See Guam v. Reyes,
II. Claims Rejected on the Basis of Procedural Default
A. Contested Claims Based on Alleged Errors at Trial and Sentencing (Claims 1-3, 5-7,11, and 41)
1. Procedural Default
Ceja contends that federal review of claims 1-3, 5-7,11, and 41 is not barred because the Arizona courts rejected these claims on the merits in state collateral proceedings. Arizona concedes that claim 41 was rejected on the merits and is therefore properly reviewable on the merits. But it disputes Ceja’s contention with respect to the other claims.
We will not review the merits of a federal habeas claim when the “state court declined to address [the] prisoner’s federal claims because the prisoner [ ] failed to meet a state procedural requirement.” Coleman v. Thompson,
In Ceja’s second Rule 32 proceeding, the trial court rejected his claims “for the reasons stated in Response to Petitioner’s Petition for Post Conviction Relief....” In that brief, Arizona argued inconsistently that claims 1-3, 5-7, 11 were previously reviewed on the merits and waived: “[A]ll of petitioner’s grounds are precluded because petitioner either knowingly, intelligently and voluntarily withheld them on direct appeal or his previous Rule 32 proceeding, or they have
Preclusion does not provide a basis for federal courts to apply a procedural bar. See Maxwell v. Sumner,
2. Merits
We disagree with the district court’s conclusion that these claims are proeedurally barred, but nonetheless reject them on their merits. See Garcia v. Bunnell,
a.Exclusion of Jurors for Their Views on Capital Punishment (Claim 1)
Ceja contends that the trial court improperly “death qualified” the jury, even though jurors would not be required to make any determination with regard to punishment. A prospective juror may be excused because of her views on capital punishment if “those views would prevent or substantially impair the performance of her duties as a juror.” Hendricks v. Vasquez,
b.Admission of Custodial Statement Without a Voluntariness Hearing (Claim 2)
The trial court at Ceja’s first trial made a finding that his custodial statement was voluntary. Ceja did not challenge the voluntariness of his custodial statement before the retrial. The facts he points to now do not support such a motion. Detective Ysasi’s urging Ceja to tell the truth and employing a “good cop” persona did not render Ceja’s statements involuntary. See United States v. Leon Guerrero,
c.Failure to Exclude Gruesome Photos (Claim 3)
The allegedly prejudicial photos are no longer available for us to review because the trial court purged its files on February 22, 1984. Nonetheless, (1) the prosecution’s case hinged primarily on Ceja’s confession, and (2) Ceja was convicted without admission of the photos in his first trial. The admission of the photos did not render Ceja’s trial “fundamentally unfair.” McKinney v. Rees,
d.Improper Closing Argument (Claim 5)
Ceja complains that the prosecutor made a variety of improper remarks in closing argument. “Counsel are given latitude in the presentation of their closing arguments, and courts must allow the prosecution to strike hard blows based on the evidence presented and all reasonable inferences therefrom.” United States v. Baker,
e.Improper Felony Murder Instructions (Claim 6)
Ceja contends that the trial court’s felony murder instruction relieved the state of its burden to prove an element of the offense. Ceja was charged with felony murder under former Ariz.Rev.Stat. § 13-452 (“A murder which is perpetrated ... in the perpetration of, or attempt to perpetrate ... robbery ... is murder of the first degree.”). Ceja’s reliance on State v. Hankins,
f.Failure to Instruct on Lesser Included Offense of Second Degree Murder (Claim 7)
Ceja contends that the jury should have been given the opportunity to convict him on the lesser included charge of second degree murder. In capital cases, where the evidence would permit a jury rationally to find the defendant guilty of the lesser offense and acquit him of the greater, the jury must be instructed on the lesser included offense. Vickers v. Ricketts,
g. Disqualification of Trial
Judge (Claim 11)
Ceja contends that he was deprived of his fundamental right to a fair and disinterested tribunal at the 1979 aggravation and mitigation hearing because the presiding judge had been subjected to his (Ceja’s) “profanities and vulgarities” while on a tour of Arizona’s death row. The sentencing judge sua sponte recounted the episode, which had occurred approximately two years earlier, in order to afford Ceja the opportunity to move for disqualification before proceeding. The judge indicated his absolute confidence that the episode would not affect his ability to apply Arizona sentencing standards impartially. He further afforded defense counsel the opportunity to discuss the matter with Ceja. After doing so, defense counsel indicated — in Ceja’s presence — that the defense would not challenge the judge. Ceja was certainly entitled to a fair and disinterested tribunal, but there is nothing in the record to suggest that he was deprived of this right. See Standing Committee on Discipline v. Yagman,
h. Cumulative Effect of All Errors (Claim 41)
Multiple errors, even if harmless individually, may entitle a petitioner to habeas relief if their cumulative effect prejudiced the defendant. Male v. Blodgett,
As to claims 4, 8,14, 31, 34-36, and 38 Ceja concedes that he is unable to show prejudice. We need not determine whether these claims are procedurally barred. If Ceja cannot show prejudice, he cannot prevail on the merits.
In his opening brief, Ceja also conceded that he could not show prejudice as to claim 40. He attempts to revoke this concession by arguing its merits for the first time in his reply brief. He contends that State v. Richmond,
C. Ineffective Assistance of Counsel (Claims 10, 37, and 39)
Ceja contends that the state court’s determination that his ineffective assistance of counsel claims were waived does not bar federal review because Arizona’s waiver rules are applied inconsistently in death penalty cases. It is unnecessary for us to consider this issue because Ceja cannot prevail on the merits.
Ceja must demonstrate that his counsels’ performance was deficient and that these deficiencies prejudiced him. See Strickland v. Washington,
Ceja’s other ineffective assistance of counsel arguments also fail Strickland’s prejudice prong. He contends that in preparing for trial, his counsel should have interviewed more witnesses, and that in preparing for the sentencing hearing, his counsel should have investigated Arizona’s evidence of the alleged kick. But Ceja fails to explain what compelling evidence additional interviews would have unearthed or to explain how an investigation of aggravation evidence would have negated the evidence of the multiple gunshot wounds. Moreover, as we have noted, the medical examiner’s post-sentencing affidavit did not contradict the testimony regarding Ceja’s kick to Randy’s head.
When the clerk of this court issues the mandate in this case, the stay of execution pending appeal shall be of no further force and effect.
AFFIRMED.
Notes
. The district court found issue 13 procedurally barred. However, because it is premised on one of the arguments underlying issue 12, we consider it on the merits.
Concurrence in Part
concurring in part, dissenting in part:
I concur in the judgment to the extent the majority opinion affirms the district court’s denial of Ceja’s habeas challenge to his conviction. I respectfully dissent from the affir-mance of Ceja’s sentence.
I would hold that the Arizona courts’ failure to find the F(6) aggravating factor beyond a reasonable doubt was constitutional error that had a substantial and injurious effect on the sentence. I disagree with the majority that we may presume that the Arizona courts found the F(6) factor beyond a reasonable doubt. Nowhere in the trial court or state supreme court’s opinions is there any reference to having found the factor beyond a reasonable doubt. Arizona’s death penalty statute does not by its terms provide that aggravating factors must be proven beyond a reasonable doubt. See
We presume that state courts follow the law. Jeffers v. Lewis,
This failure by the Arizona courts to find the F(6) factor beyond a reasonable doubt violated Ceja’s constitutional rights. Although sentencing factors are not elements of the crime and generally do not require a heightened standard of proof, United States v. Restrepo,
The Supreme Court’s opinion in Lewis v. Jeffers further supports the conclusion that aggravating factors used to determine whether a defendant will be executed must be proven beyond a reasonable doubt. In Lewis, the Supreme Court held that the appropriate standard of federal habeas review of a state court’s application of an aggravating circumstance is the “rational factfinder” standard established in Jackson v. Virginia,
I would thus hold that Ceja has an Eighth Amendment right not to be put to death on the basis of aggravating factors not found beyond a reasonable doubt by the trier of fact. The Arizona courts’ failure to find the F(6) factor beyond a reasonable doubt had a “substantial and injurious effect on the verdict” of death that warrants reversal on ha-beas review. Brecht v. Abrahamson,
Because the Arizona courts’ failure to find the F(6) factor beyond a reasonable doubt warrants the setting aside of Ceja’s sentence, I would not reach Ceja’s other challenges to his sentence. As the majority rejects these challenges, however, I note my disagreement on three additional claims.
First, I disagree with the majority that a rational factfinder could have found the F(6) factor beyond a reasonable doubt. There was not sufficient admissible evidence to support the finding that Ceja repeatedly kicked Randy Leon in the head. The only evidence the majority cites in support of this finding is detective Ysasi’s statement at the sentencing hearing that he “did not know why [Ceja] kicked [Randy] in the head.” However, Detective Ysasi’s statement came in response to a question that assumed the fact of kicking without adequate foundation, so the statement is not itself evidence that Ceja kicked Randy Leon. Regardless of whether the evidence that Ceja shot Linda Leon four times and Randy Leon six times is sufficient to establish heinousness or depravity, cf. Richmond v. Lewis,
Second, I disagree with the majority that Arizona had adequately narrowed and applied the F(6) factor at the time of Ceja’s sentencing. Ceja’s death sentence is premised on a single statutory aggravating factor-that “[t]he defendant committed the offense in an especially heinous, cruel or depraved manner.” Ariz.Rev.Stat. § 13-703(F)(6). As the majority acknowledges, this factor is facially vague. Walton v. Arizona,
The Arizona Supreme Court had not sufficiently narrowed the F(6) factor prior to Ceja’s sentencing in 1979. At that time, the Arizona Supreme Court had decided just one major case construing the F(6) factor, State v. Knapp,
heinous: hatefully or shockingly evil: grossly bad.
cruel: disposed to inflict pain esp. in a wanton, insensate or vindictive manner: sadistic.
depraved: marked by debasement, corruption, perversion or deterioration.
Id at 716. These equally vague definitions do not constitute.sufficient narrowing. See Shell v. Mississippi,
The Supreme Court’s decision in Richmond v. Lewis provides further support for the conclusion that the Arizona Supreme Court had not adequately narrowed the F(6) factor at the time of Ceja’s sentencing. Richmond was predicated on the assumption that the Arizona Supreme Court had not adequately narrowed the F(6) factor in March 1980, years after Ceja was resen-tenced. See Richmond,
The Arizona Supreme Court affirmed Ceja’s death sentence in May 1980. Ceja,
And, lastly, unlike other cases decided at the time, the court did not do a proportionality review to determine independently whether Ceja’s sentence was appropriate. I disagree with the majority that Ceja’s constitutional rights were not violated by the Arizona Supreme Court’s failure to engage in proportionality review. While there is no federal Constitutional right to proportionality review, Pulley v. Harris,
Although Arizona does not require proportionality review by statute, the Arizona Supreme Court required such review at the time that it reviewed Ceja’s third death sentence, because the court then believed that it “could not conduct a ‘meaningful appellate review of each death sentence’ without determining whether the sentence of death is disproportionate to the penalty imposed in similar cases.” State v. White,
“State law ... that guarantees a criminal defendant procedural rights at sentencing, may give rise to a state-created liberty interest protected from arbitrary deprivation by the Fourteenth Amendment’s Due Process clause.” Jeffers v. Lewis,
[Wjhere a state has provided a specific method for the determination of whether the death penalty shall be imposed, “it is not correct to say the defendant’s interest” in having that method adhered to “is merely a matter of state procedural law.” Id. at 346,100 S.Ct. at 2229 .
Fetterly v. Paskett,
The Supreme Court has required states to adopt capital punishment procedures that assure reliability in sentencing determinations. Barclay v. Florida,
[p]art of the requirement of reliability is “that the reasons present in one case will reach a similar result to that reached under similar circumstances in another case.” Because Fetterly may not have been sentenced to death as prescribed by [Idaho law], this goal of similar sentences in similar cases may not have been met. If the sentencing judge did not follow Idaho’s statutory procedures in Fetterly’s case, others similarly sentenced in Idaho have been and will necessarily be treated differently. ...
. The Arizona Supreme Court had also decided State v. Richmond,
. Thus, the case is distinguishable from Woratzeck v. Stewart,
. Moran v. Godinez,
. I disagree with the majority’s reasoning in two additional respects that do not affect the result. First, the fact that Ceja was convicted without admission of the photographs in his first trial in no way resolves the question whether admission of the photographs in the second trial violated his constitutional rights. The first conviction was reversed because of prejudicial error in permitting hearsay testimony; it thus cannot be relied on for the conclusion that Ceja would have been convicted anyway even without introduction of the photographs. Nevertheless, I would affirm the conviction because the introduction of the photographs did not make the trial "fundamentally unfair." Batchelor v. Cupp,
Second, because of the principle that we may address an issue not raised in the opening brief or in the district court if it "arises while the appeal is pending because of a change in law,”
