Lead Opinion
This appeal by an .Illinois school district presents .a novel issue concerning the scope of the “stay put” provision of the Individuals with Disabilities Education Act, 20 U.S.C. § 1415(j). The Act requires states such as Illinois that accept federal funding for the education of disabled children to provide them with a “free appropriate public education that emphasizes special education and related services designed to meet their unique needs and prepare them for employment and independent living.” 20 U.S.C. § 1400(d)(1)(A); see id., § 1412(a); 34 C.F.R. § 104.33(a); Alex R. ex rel. Beth R. v. Forrestville Valley Community Unit School Dist. # 221,
Under the settlement agreement, the IEP that the elementary school district had devised for Casey was to expire when he became the responsibility of the high school district. May 12, Casey’s fifteenth birthday, arrived, and a few days later the high school district issued an IEP for him, as it was authorized by state law to do because it was a different district from the district of the school from which he was transferring. 23 Ill. Admin. Code § 226.50(h)(1). The new IEP did not authorize Casey’s continued enrollment in the Acacia Academy at the school district’s expense. The parents challenged this determination and sought a hearing, as they had before, at which they demanded that until the challenge was resolved, Casey must be allowed to remain in the Acacia Academy at the high school district’s expense, pursuant to the stay-put provision. That provision states that while proceedings to enforce rights under the Act are pending, “the child shall remain in [his or her] then-current educational placement” at the expense of whatever public entity issued the IEP that is being challenged. 20 U.S.C. § 1415(3); 105 ILCS 5/14-8.02a(l); Beth B. v. Van Clay,
It is an, open question whether, even if the parents lose their challenge, they must reimburse the public entity for the expense of the private-school placement to which the child, it turns out, was not entitled. St. Tammany Parish School Board v. Louisiana,
The stay-put provision has been interpreted as imposing an automatic statutory injunction, Honig v. Doe,
The district concedes that if both the elementary school and the high school were in the same school district, Casey would be entitled to “stay put” in Acacia Academy, the placement designated in the elementary school’s IEP for him. Otherwise eighth graders wouldn’t enjoy the protection' of the stay-put provision at all, or tenth graders in a junior high school that ends in tenth grade even if, when they left elementary school for junior high school, or junior high school for (senior) high school, they remained in the same building. It’s not as if the break between eighth and ninth grade,' or between tenth and eleventh grade, is so much sharper than any other grade break as to make temporary continuation of the previous educational placement inappropriate. .
We cannot see what difference it makes if a state decides that the elementary school and the high school serving .the same pool of kids shall be deemed to constitute separate school districts. Whatever motivates such .decisions (probably they are relics of a time when kids were required to attend school only through the eighth grade) has nothing to do with the purpose behind the stay-put provision. We are told that Illinois once had 950 school districts; were it to reinstate that number, the effects on the stay-put provision would be profound. We cannot see why such a decision should affect the rights created by a federal statute, or why Congress would have countenanced a state’s diminishing those.rights simply by designating every public school a separate school • district. IDEA is a program of financial assistance to states conditioned on
It is entirely understandable that the St. Anne high school should not want to fund the elementary school’s settlement with Casey’s parents, which is, in effect, what the stay-put provision is compelling it to do. The settlement was attractive to the elementary school because it required the school to pay for only nine weeks of Casey’s stay at the Acacia Academy. It is arguable that before Casey should be allowed to remain in a private school at public expense, either the high school or a hearing officer should decide whether the public school can provide adequate services to the child. Expense is not the only issue; placing a child in a school for disabled children runs counter to the policy of the IDEA of “mainstreaming” disabled children to the “maximum extent appropriate.” 20 U.S.C. § 1412(a)(5)(A); see Honig v. Doe, supra,
That, however, is an issue for another day; it is not argued by the high school district. The district does complain about the settlement, but only because it was not a party to it. It does not argue that a settlement agreement cannot create a current educational placement; quite the contrary, it assumes that the settlement agreement created a valid placement for Casey in the Acacia Academy so long as he was under the jurisdiction of the elementary school district. The high school district’s entire legal argument for reversal, so far as we can discern, pivots on the fact that the state has placed the elementary school and the high school in separate districts. If they constituted a single district, the high school would be a party to the settlement agreement.
We add that as far as expense (as distinct from what is best for the child) is concerned, nothing compels the State of Illinois to allow the elementary school to shift the cost of Casey’s continued stay at the Academy to the high school district. The state can allocate financial responsibilities among school districts as it pleases, so far as the IDEA is concerned. Each state has plenary authority over its public schools and can make appropriate arrangements for cost sharing across district lines
The question presented by the state’s curious districting is novel, as we said, and the only previous case the parties or we have been able to find that might seem to bear directly on it is Johnson ex rel. Johnson v. Special Education Hearing Office,
The district warns us that if we affirm, Casey’s parents will be able to move him to Alaska and force the public school district in which they settle to pay for Casey’s continued enrollment in the Acacia Academy while they challenge whatever IEP the Alaska district devises for the child. There is no way in which Alaska could limit the largesse of an Illinois elementary school, which might agree to a very generous settlement indeed if it thought the child about to move to another state. But here is where the courts’ treatment of the stay-put provision as an injunction has bite. If the schools were in different states (perhaps even if they were in different areas of the same state, though that we needn’t try to decide), and if as a result the refusal to lift the automatic injunction would impose an unreasonable burden on the transferee school, the district court could exercise its equitable discretion to modify or dissolve the injunction. That is not the case here.
AFFIRMED.
Dissenting Opinion
dissenting:
I respectfully dissent. Acacia Academy was not Casey ' K.’s ' “then-current educational placement” for purposes of the “stay-put” provision of the Individuals with Disabilities Education Act (IDEA), 20 U.S.C. § 1415(j).
As the court notes, the IDEA requires states that accept federal funding for the
The IDEA does not define the term “educational placement.” As a general matter, “ ‘educational placement,” as used in the IDEA, means educational program' — -not the particular institution where that program is implemented.” White v. Ascension Parish Sch. Bd.,
This circuit has adopted a contextual approach to determining a child’s educational placement for purposes of the stay-put obligation. Bd. of Educ. of Cmty. High Sch. Dist. No. 218 v. Ill. State Bd. of Educ.,
For example, we noted in Illinois State Board of Education that in expulsion cases a child’s “educational placement” generally means his school, so that “a change of school is interpreted as a change in placement.” Id. at 549. In the expulsion context, interpreting “educational placement” to mean the child’s school of attendance “is in keeping with [the] original purpose of the Education of the Handicapped Act: Congress passed the act to prohibit schools from excluding from the classroom difficult disabled students.” Id. (citing Honig v. Doe,
Of course, parents are free to reject an IEP and the educational placement offered by their local educational agency (LEA) and enroll their child in the private school of their choice, as Casey’s parents did here. But this is at the parents’ owm expense — at least initially. The IDEA specifically provides that local educational agencies are not required to pay for the education of a child enrolled in private school by his parents without the consent of or referral by the LEA: “This subchap-ter does not require a local educational agency to pay for the cost of education ... of a child with a disability at a private school-or facility if that agency made a free appropriate public education available to the child and the parents elected to place the child in such private school or facility.” 20 U.S.C. § 1412(a)(10)(C)(I) (Emphasis added). The Act provides for the possibility of reimbursement for a unilateral parental private school placement, but only if a “court or hearing officer finds that the agency had not made a free appropriate public education available to the child in a timely manner prior to [the unilateral private school] enrollment.” 20 U.S.C. § 1412(a)(10)(C)(ii). A school district obviously has no stay-put obligation under § 1415Q) to pay for the unilateral parental private school placement until the reimbursement claim is decided in the parents’ favor.
Together, these provisions in the IDEA and its implementing regulations operate to establish this predicate for a private school “educational placement”: there must first be a determination that the LEA either cannot or has not fulfilled its obligation to provide a free appropriate public education to the disabled child in the public school. This determination is made by the LEA itself, through the IEP process (in which case it makes the private school placement), or by a hearing officer or a court, where the LEA and the parents disagree about the appropriateness of the placement proposed by the IEP Team. A unilateral private school placement by a child’s parents does not become the child’s “then-current educational placement” for purposes of stay-put unless and until the LEA acknowledges that' mainstreaming in the public school is inappropriate or a hearing officer or court determines that the LEA has failed to timely provide a free
Neither of these things has occurred here. The administrative process initiated by Casey’s parents after they enrolled him at Acacia was aborted by the March 4, 2004, settlement agreement between the parents and the elementary district. As the court notes, because Casey would soon turn fifteen and become the responsibility of the high school district, the elementary district made a prudential litigation decision: it agreed to pay Casey’s tuition and transportation costs at Acacia from February 19, 2004, to May 12, 2004, his fifteenth birthday, when responsibility for his education would transfer to the St. Anne Community High School District.
Importantly, however, the elementary district continued to maintain that it could provide a free appropriate public education to Casey at St. Anne Grade School pursuant to the IEP that his parents had rejected — in other words, that Casey could be successfully “mainstreamed.” The settlement agreement restated the district’s position in this regard and contained the standard nonadmission of any liability or violation of federal or state law. The agreement called for an interim IEP to be developed for Casey at Acacia for purposes of carrying out the terms of the settlement and to comply with the IDEA for the short duration of the agreement but did not purport to effectuate a private “educational placement” for Casey at Acacia. An IEP meeting was convened on March 25; the IEP document reflects that the purpose of the meeting was limited to the “settlement agreement” and establishes an IEP termination date of May 12, 2004, “per agreement between Parents & District.” The section of the IEP that would ordinarily contain the IEP team’s evaluation of the least restrictive environment for the child’s education — -which requires an explanation of the team’s consideration and rejection of all public school “mainstreaming” options before private school placement is considered — is left blank, except for a notation that placement at Acacia was “as per agreement.”
Accordingly, the settlement agreement and the limited term IEP developed in its aftermath did not amount to a private school educational placement under the IDEA for purposes of triggering the stay-put obligation. No hearing officer or court
The short-term IEP put in place pursuant to the settlement agreement was hardly the result of a bona fide IEP process of the deliberative sort contemplated by the statute and regulations. It was a financial expedient, not a reasoned educational placement decision. There was never any consideration of available placement options or the least restrictive environment for Casey’s education; that Casey would be schooled at Acacia was a foregone conclusion given his parents’ unilateral decision to place him there. The elementary district consistently maintained that it was willing and able to provide Casey with a free appropriate public education and never conceded that the private school was appropriate as a least restrictive educational placement. See Mayo v. Balt. City Pub. Schs.,
Thus, Casey’s attendance at Acacia remains as it was: a unilateral decision by parents to send their child to private school. It cannot be invoked by Casey’s parents as his “then-current educational placement” for purposes of the high school district’s stay-put obligation in connection with the present dispute. The elementary district’s temporary and conditional acquiescence in the parents’ unilateral action cannot constitute- an “educational placement” for purposes of the stay-put requirement. The statutory injunction prevents deviation from an educational program arrived at through the intricate and . deliberative IEP process while parental challenges to proposed changes in that program are worked out. Here, however, it is the child’s parents who altered the status quo: Casey’s parents rejected his eighth grade IEP, withdrew him from the public school, enrolled him in private school, and are now seeking to have their unilateral action recognized as an “educational placement” for purposes of the stay-put obligation in connection with their dispute with the high school district. This turns stay-put on its head. See Monticello Sch. Dist. No. 25 v. George L.,
The temporary IEP now invoked by Casey’s parents for purposes of the stay-put obligation was put in place not by a collaborative educational evaluation but pursuant to a limited financial settlement. “Payment and placement are two different matters.” Zvi D. v. Ambach,
Other courts have held that a unilateral parental private school placement becomes a child’s “then-current educational placement” for purposes of the stay-put requirement only after there has been an administrative determination that the private school plácement is appropriate. See Clovis Unified Sch. Dist. v. Cal. Office of Admin. Hearings,
It is- true that in its argument before this court,- the high school district focused primarily on the legal- effect of Casey’s transfer from the elementary school district to the separate high school district. However, the school district did assert (albeit as a secondary argument and less completely than I have explained here) that Acacia cannot be considered Casey’s “then-current educational placement” for purposes of stay-put because it was a unilateral parental private school placement, because it violated the IDEA’S “mainstreaming” requirements, and because it was a short-term settlement expedient and not the product of an IEP process that determined its appropriateness. Accordingly, I cannot agree with the court that the school district failed to argue this issue.
Regarding the legal effect of the inter-district transfer, I agree with the reasoning of Johnson v. Special Education Hearing Office,
Notes
. Thus, the court's reference to “giving the parents a free ride” because "otherwise they might be timid about trying to enforce their statutory right to a free private education” some-what overstates the matter. See supra p. 511. There is no generalized right to a free private education under the IDEA. The IDEA guarantees a "free appropriate public education”; parents who unilaterally enroll their child in private school have a right to reimbursement of private school costs if a hearing officer or court determines that- the LEA failed to provide a "free appropriate public education.” There is no "free ride” in this situation because the school district has no obligation to pay on a reimbursement claim until it has been adjudicated in the parents' favor. It is a separate question whether parents can be required to "reimburse” a school district that pays on a private school reimbursement claim that has been adjudicated against it by a hearing officer but is later overturned — perhaps not, for the reasons stated by the court. Id. But this does not mean that parents have a right to have their unilateral private school decision recognized as a stay-put placement (triggering the school district's obligation to pay) before its appropriateness has been adjudicated by a hearing officer. There is no such private school "free ride” under the IDEA. Moreover, the right to private school reimbursement, once adjudicated’, does not go on indefinitely, but only while the school district is noncompliant (or acknowledges its inability to comply) with its obligation to provide a "free appropriate public education.” See Sch. Comm. of the Town of Burlington v. Dep’t of Educ.,
. I acknowledge the inconsistency in the high school district's argument, which is noted by thé court: the district asserted that Acacia is not Casey's “then-current educational placement” under what it called "traditional stay-put analysis,” but also suggested that the elementary school district would have been re- • quired to finance Casey's continued education at Acacia under stay-put had Casey remained under the elementary district’s jurisdiction.
. At’ issue in Johnson v. Special Education Hearing Office,
The parents filed for injunctive relief in district court. The district court denied relief
