MEMORANDUM OPINION
Plaintiff Ross Carter, an African-American male, was employed by the Board of Governors of the Federal Reserve System (“the Board”) from December 1998 until May 1999. He has sued hiá employer, alleging sexual harassment, disparate treatment and retaliation in violation of Title VII of the Civil Rights Act of 1964, codified as amended at 42 U.S.C. § 2000e et seq. Defendant has moved for dismissal and summary judgment on the grounds that, inter alia, plaintiff has failed to present sufficient facts to establish a prima facie case of discrimination or retaliation. As explained more fully below, defendant’s motion will be granted.
BACKGROUND
Mr. Carter was hired as a Payroll Specialist at the Board in late December 1998. (Opp. at 3.) During the interview for the position, his supervisors Charles Thompson and Bruce Shamberger stressed the
His supervisors also expressed concern about his rate of absenteeism. In his first three months on the job he had taken a significant amount of unscheduled, and often unearned, leave. (Id. ¶ 7; Thompson Deck ¶ 5.) Mr. Carter responds by explaining that he missed a week of work in January due to a stomach virus, and claims that Mr. Thompson encouraged some, and approved all, of his leave time. (Compl. ¶¶ 9, 87; Ph’s Facts ¶ 5.) 2
Mr. Shamberger and Mr. Thompson both counseled Mr. Carter several times about his antisocial behavior and excessive leave, but his work performance did not improve. (Thompson Deck ¶ 6; Shamber-ger Deck ¶ 8.) Thus, on March 24, Mr. Thompson contacted Rena Carlton, an Employee Relations Specialist at the Board, to discuss procedures for terminating Mr. Carter’s employment. (Thompson Deck ¶ 7; Carlton Deck ¶¶ 4-5.) Ms. Carlton advised Mr. Thompson that since Mr. Carter was still in a provisional period, he could be terminated if his supervisors determined that his performance and competencies indicated that he was unsuitable for continued employment, but suggested that Mr. Thompson meet with Mr. Carter first to discuss his performance deficiencies. (Carlton Deck ¶ 7.)
At a meeting involving Mr. Carter, Mr. Thompson and Mr. Shamberger on March 29, Mr. Thompson informed Mr. Carter that management did not think he was a good fit for the position, and that if he failed to improve his teamwork and reduce his absences, he would be let go. (Compl. ¶ 26; Thompson Deck ¶ 9.) After being reprimanded, Mr. Carter alleged that he had been sexually harassed by coworker Marcie Edwards during a training session in January. (Compl. ¶ 28; Shamberger Deck ¶ 12.) He also claimed that Ms. Edwards had touched him inappropriately that morning. (Shamberger Deck ¶ 12.)
To address Mr. Carter’s harassment allegations, Mr. Thompson again contacted Ms. Carlton, who met with Mr. Carter on March 30, 1999. (Carlton Deck ¶¶ 8-9.) She explained that “he had the right to report his allegations to the EEO office by
According to the complaint, the first incidence of offensive conduct occurred during a January 1999 training session when he was “caressed on the knee by Ms. Edwards.” (ComplA 70.) In late February or early March, Ms. Edwards “placed her breast” on Mr. Carter’s arm while instructing him on payroll duties. (Id. ¶ 81.) And then, on March 29, Mr. Carter was in Mr. Shamberger’s office “looking for a particular payroll form when coworker Marcie Edwards placed her fingers on plaintiffs buttocks.” (Id. ¶ 82.) While describing these incidents at the March 31 meeting, Mr. -Carter became “emotional and agitated,” while Ms. Edwards “vigorously denied any inappropriate touching and said she did not want to work with Mr. Carter if he was going to make allegations like that.” 3 (Carlton Decl. ¶ 10.) . Mr. Thompson suggested that Mr. Carter and Ms. Edwards avoid interacting in person for a while, and asked them to communicate with each other only by email. (Thompson Decl. ¶ 13.) They both agreed. (Id.) To confirm that Mr. Carter’s sexual harassment claim had been dealt with to his satisfaction, Mr. Thompson sent an email to Mr. Carter on April 9. (Id. ¶ 14.) Mr; Carter responded by apologizing for some of his “offensive action,” expressed his willingness to email with Ms. Edwards, and indicated that “the whole matter ... will be dropped.” (Email from Ross A. Carter to Chuck Thompson, April 12, 1999.)
After the meetings with management, Mr. Carter’s job performance deteriorated further. He took three' days of leave in the two weeks following the meeting. (Shamberger Decl. ¶ 14.) His supervisor stated that Mr. Carter refused to communicate with anyone but him, and although he attempted to find work suitable for Mr. Carter given his limited level of training, Mr. Carter “basically stopped working.” (Shamberger Decl. ¶ 14.) Mr. Carter contends that management held training efforts in abeyance and stopped assigning him work. (ComplJf 36-37.) He complains that after the meetings coworkers limited their contact with him, and that he was “ostracized.” (PL’s Facts ¶¶ 14-15.) He did not, however, lodge any further complaints of sexual harassment with management. (Carlton Decl. ¶ 11.)
Because Mr. Carter’s performance showed no improvement, Mr. Thompson went forward with his discharge. On April 20, 1999, Mr. Carter received a Notice of Proposed Termination, citing his excessive absences and inability to work well with others as the grounds for the proposal.
(See
ComplA 105; Memorandum from Stephen J. Clark to Ross A. Carter.) He was placed on paid administrative leave, during which time the Board’s Associate Director, of Human Resources Functions, Darrell Pauley, investigated the proposed termination by interviewing Mr. Carter, his supervisors and his coworkers. (Pauley Decl. ¶¶ 4-6.) Mr. Carter also submitted a letter to Mr. Pauley,' in an attempt to explain the “discriminatory behavior and retaliation” he was allegedly suffering.
STANDARD OF REVIEW
Defendant has moved to dismiss or, in the alternative, for summary judgment. Under Rule 12(b)(6), dismissal is appropriate only where a defendant has shown “ ‘beyond doubt that the plaintiff can prove no set of facts in support of his claim which would entitle him to relief.’ ”
In re Swine Flu Immunization Prods. Liab. Litig.,
Under Rule 56, the Court shall grant summary judgment if the pleadings, depositions, answers to interrogatories, admissions on file, and affidavits show that there is no genuine issue of material fact, and that the moving party is entitled to judgment as a matter of law.
Anderson v. Liberty Lobby, Inc.,
The court, therefore, “must assume the truth of all statements proffered by the party opposing summary judgment” — except for wholly conclusory statements for which no supporting evidence is offered.
Greene v. Dalton,
As a pro se plaintiff, Mr. Carter was advised by the Court that factual assertions in defendant’s sworn statements would'be accepted as true unless he submitted his own affidavits, verified complaint, or documentary evidence contradicting them. (See Order December 17, 2003). See also L.Cv.R. 7(h) (“the court may assume that facts identified by the moving party in its statement of material facts are admitted, unless such a fact is controverted in the statement of genuine issues filed in opposition to the motion”). Despite the requirements of the local rules and the Court’s admonition that simple allegations would be insufficient to oppose a summary judgment motion, Mr. Carter has submitted almost nothing more. “Plaintiffs Statement of Material Facts as to Which it is Contended There Exists a Genuine Issue Necessary to be Litigated” (“Pl.’s Facts”) fails to controvert most of the facts set forth by defendant, instead it merely repeats the complaint’s allegations and conclusions.
Thus, the Court will assume that Mr. Carter admits those facts presented by defendant in its statement of material facts and accompanying declarations which he does not refute. While he has not yet had the opportunity to conduct significant discovery, Mr. Carter has neglected to submit a sworn statement or a verified complaint, even after' court prompting.
6
But even assuming the unsubstantiated facts presented by Mr. Carter in his pleadings and
ANALYSIS
I. Sexual harassment claim
Mr. Carter claims that he “was placed in a hostile work environment because the conduct in question was unwelcome ... [and] sufficiently severe or pervasive to alter the condition of his employment.” (CompIY 84.) Defendant contends that Mr. Carter’s sexual harassment claim should be dismissed because: 1) he failed to bring it to an EEO counselor on a timely basis and thus did not exhaust administrative remedies; 2) as a matter of law the incidents he describes do not constitute actionable harassment; and 3) the Board took prompt and appropriate corrective action when it learned of the alleged harassment.
A. Exhaustion
A Title VII plaintiff must exhaust administrative remedy requirements set forth in the Act’s implementing regulations in order to preserve the right to proceed with a claim against the employer in court.
See Brown v. Marsh,
Although the 45-day time limit may be equitably tolled, it is extended “only in extraordinary and carefully circumscribed instances.”
Smith v. O’Neill,
Mr. Carter does not claim that he was unaware of the 45-day time limit for EEO notification (see Opp. at 12), and the record demonstrates that Mr. Carter was informed of the deadline. 9 While the evi- • dence indicates that Mr. Carter indeed may have believed that Ms. Carlton was an EEO counselor (see Letter from Mr. Carter to Mr. Pauley, April 27, 1999), there is no evidence to support plaintiffs conclusory claim that “Mr. Thompson and Ms. Carlton made Plaintiff think Ms. Carlton was an EEO counselor.” (Pl.’s Facts ¶ 9.)
In fact, Ms. Carlton’s declaration directly refutes Mr. Carter’s unsubstantiated allegation that he was misled by describing how she informed him of his right to contact an EEO counselor on March 30, 1999 and recounting his refusal to do so. (Carlton Deck ¶¶ 8-9.) Furthermore, the Board’s EEO Programs Director has stated that EEO complaint procedures were distributed to all employees in multiple formats, identifying EEO counselors and providing their contact information, and that Ms. Carlton was not on that list. (Clark Deck ¶¶ 2-3.) The record is void of any evidence of affirmative misconduct on defendant’s part, and therefore, Mr. Carter’s misconception cannot serve to extend the deadline for EEO action.
See Brucks v. O’Neill,
Moreover, the fact that Mr. Carter engaged in an internal dispute resolution procedure with his supervisors and a human resources representative cannot replace the required initial contact with an EEO counselor within 45 days of the allegedly offensive incident.
See Johnson v. Henderson,
B. No actionable harassment
Even assuming
arguendo
that Mr. Carter did exhaust the necessary administrative remedies, his sexual harassment claim would nonetheless fail for several reasons. Title VII is not a “general civility code for the American workplace.”
Oncale v. Sundowner Offshore Servs., Inc.,
Therefore, to sustain a sexual harassment claim, the alleged incidents must be “more than episodic; they must be sufficiently continuous and concerted in order to be deemed pervasive.”
Id.
(quoting
Faragher v. City of Boca Raton,
Assuming that Mr. Carter’s allegations that Ms. Edwards “caressed [him] on his knee,” “placed her breast on [his] arm,” and “placed her fingers on [his] buttocks” are true, as one must do at this stage, these three isolated incidents are not sufficiently severe in quantity or quality to unreasonably interfere with plaintiffs work performance or create a hostile work environment. Workplace sexual harassment claims based on such minor allegations are dismissed because “isolated incidents (unless extremely serious) will not amount to discriminatory changes in the ‘terms and conditions of employment.’ ”
Faragher,
Moreover, Mr. Carter has failed to present evidence that Ms. Edwards’ conduct was objectively “physically threatening or humiliating,” or that a reasonable person would view the conduct as severe, abusive, or even distracting.
See Gupta,
There is nothing, furthermore, to support or corroborate Mr. Carter’s assertion that Ms. Edwards’ alleged conduct was attributable to his gender or was in any way sexual in nature.
See Oncale,
Finally, the defendant can only be held liable for Ms. Edwards’ conduct if it “knew or should have known of the [alleged] harassment and failed to implement prompt and appropriate corrective action.”
Curry v. Dist. of Columbia,
Although Mr. Carter states that he “does not believe management fully investigated his claim of sexual harassment” (PL’s Facts ¶ 21), he does not deny that his supervisors responded quickly and reasonably to his complaint by immediately involving an Employee Relations Specialist, conducting a meeting with the parties, and arriving at a workable solution for everyone involved. Indeed, he responded to Mr. Thompson’s email confirming the satisfactory resolution of the matter by indicating that the “whole matter ... will be dropped.” Management could be expected to do nothing more for his protection.
See Coles,
For the above reasons, Mr. Carter has failed to establish a prima facie hostile work environment claim and thus, his sexual harassment claim will be dismissed.
II. Disparate treatment based on gender
Among the complaint’s sexual harassment allegations, Mr. Carter also seems to
Under Title VII, in order to state a
prima facie
case of gender discrimination Mr. Carter must establish that: (1) he is a member of a protected class; (2) he suffered an adverse employment action; and (3) the unfavorable action gives rise to an inference of discrimination.
Brown v. Brody,
Actions short of an outright firing can be adverse, but not all personnel decisions with negative consequences for the employee necessarily qualify as adverse actions. To be legally sufficient, the action must have had “materially adverse consequences affecting the terms, conditions, or privileges of [plaintiffs] employment or [plaintiffs] future employment opportunities .... ”
Brown,
Applying these governing legal principles, the Court must conclude that plaintiffs claim of gender-based disparate treatment falls woefully short of constituting “adverse employment actions.” He may well have been offended by the imposition of different training requirements and hurt by his supervisor’s reprimands, but he did not experience a change in job responsibilities of the magnitude necessary to give rise to a cause of action.
See Bryant v. Brownlee,
Mr. Carter claims that after he voiced his allegations of sexual harassment, he was retaliated against, which created a hostile work environment and led to his termination. In order to establish a retaliation claim, he must demonstrate that: (1) he engaged in a statutorily protected activity; (2) the employer took an adverse personnel action; and (3) a causal connection existed between the two.
See Brown,
If Mr. Carter establishes a
prima facie
case, the Board must articulate a legitimate, nondiscriminatory reason for its actions.
See Bryant,
A. Retaliatory hostile work environment
Mr. Carter has alleged that both management and his coworkers retaliated against him after he brought the accusations against Ms. Edwards to the attention of his supervisors. He claims that “management held training in abeyance,” and “stopped assigning [him] work.” (CompLira 36-37.) He also complains that his supervisors permitted his coworkers “to use e-mail to contact him, ... to bar him from entering their offices and ... not to allow [him] to use the equipment in their offices.” (Opp. at 13.) Against his coworkers, he alleges that several of them sent him (and their supervisors) a memorandum “stating they did not want to work with [him] because he had participated in the informal EEOC complaint process against co-worker Marcie Edwards.” (Compl.f 115.) He also provides a specific example of a coworker’s refusal to interact with him, alleging that a Ms. Jefferson told him “he could no longer come into her office to use her printer.” (Id. ¶ 98.)
As in general disparate treatment cases, an “adverse personnel action” can result from retaliatory actions of management that have materially adverse consequences affecting the terms, conditions,
Assuming that training sessions and new assignments were in fact deferred, Mr. Carter’s employment was affected for a period of only eleven working days, and he fails to address how these changes actually disadvantaged him such that they could be considered adverse personnel actions.
See Haddon v. Executive Residence at the White House,
Mr. Carter’s claim that his coworkers retaliated against him also suffers from a failure to establish causation. Descriptions of his “unusual zone of privacy” and his difficulties getting along with his coworkers indicate that he was complicit in undermining their working relationships.
See Bryant,
In any event, “shunning or ostracism by co-workers and supervisors is insufficient to sustain a retaliation claim.”
Id.; see also Williams v. City of Kansas City,
B. Retaliatory termination
Although termination from an employment position clearly constitutes an adverse personnel action for Title VII purposes,
see, e.g., Burlington Indus., Inc. v. Ellerth, 524 U.S.
742, 761,
Even if Mr. Carter could establish a prima facie case, defendant has produced non-retaliatory, legitimate reasons for plaintiffs termination, and plaintiff has been unable to adduce any evidence of pretext. The letters proposing and effecting his discharge echo the consistent concerns voiced by his supervisors: despite the fact that “the ability to work in close proximity to others and part of a team [was] crucial to [his] job,” and the Board’s attempts to “work around [his] sensitivity to physical contact,” he consistently “demonstrated an unwillingness and an inability to work well with others,” and through his conduct “indicated that [he was] not willing to deal face-to-face with other staff on a continuing basis.” (Letter from Mr. Clark to Mr. Carter, April 20, 1999.) As a second grounds for termination, Mr. Carter’s “unanticipated and excessive absences [were] disruptive” (id.), and would not be any less so even if they were approved by management as Mr. Carter contends.
In evaluating the Board’s justification for its actions, “the issue is not the correctness or desirability of the reasons offered but whether the employer honestly believes in the reasons it offers.”
Trawick,
“Filing a Title VII action ... is meant to shield employees from the discriminatory actions of their employers, not to excuse an employee’s poor job performance, impudence, or insubordination.”
Gregg v. Hay-Adams Hotel,
IV. Improper evidence submission claim
Mr. Carter’s final claim in Count III relates to the administrative phase of his case. He complains that the Board introduced an updated version of its Sexual Harassment brochure during the administrative proceeding' — a version that became effective after plaintiffs termination. (ComplJ 121-122.) In support of this claim he cites 29 C.F.R. § 1614.109, which provides for an “adverse inference and other sanctions” when a party commits “misconduct in the development of the record.” (Opp. at 1.) This regulation provides sanctions that an administrative law judge may impose if the agency “fail[s] without good cause shown to respond fully and in timely fashion to an order of an administrative judge.” 29 C.F.R. § 1614.109(f)(3).
Mr. Carter offers no authority, however, to suggest that this regulation gives rise to a private right of action in federal court, and even more significantly, fails to identify any injury with respect to its alleged violation. Instead, it is clear that Title VII creates no independent cause of action for the mishandling of an employee’s discrimination complaints,
see Nelson v. Greenspan,
CONCLUSION
Plaintiff has failed to present a genuine issue of material fact that would preclude the entry of summary judgment for defendant on Counts I and II of his complaint, and has failed to state a claim for relief with respect to Count III. Defendant’s motion, therefore, will be granted, and the complaint will be dismissed with prejudice. A separate Order accompanies this Memorandum Opinion.
ORDER
For the reasons presented in the accompanying Memorandum Opinion, it is this 19th of February, 2004, hereby
FURTHER ORDERED that plaintiffs complaint is DISMISSED WITH PREJUDICE.
THIS IS A FINAL APPEALABLE ORDER.
Notes
. By declaration, his supervisor stated that Mr. Carter attempted to avoid any possibility of physical contact with coworkers, protecting "an unusual zone of privacy.” (Id.) Mr. Shamberger indicated that several of Mr. Carter's female coworkers wrote a memorandum stating that they felt uncomfortable working with him because of his "strange behavior." (Id. ¶ 15.) He recounted an episode when Mr. Carter became extremely agitated when he discovered that a three-hole puncher (which was office property, although he had marked "DO NOT REMOVE FROM THIS OFFICE”) had been taken from his desk and borrowed by a coworker. (Id. ¶ 10.) Mr. Shamberger also described an incident in which Mr. Carter accused a female coworker (not Marcie Edwards) of inappropriately touching him when her hand brushed against his nose while they were talking. (Id. ¶ 15.)
. Mr. Carter attached to his opposition copies of “FRB Leave Cards” with approval signatures on them to demonstrate that his time off was indeed approved.
. Mr. Carter characterizes Ms. Edwards' position slightly differently, claiming that "Marcie Edwards stated she refused to work with Plaintiff except by email.” (Comply 92.) Any dispute about this is, however, immaterial.
. After receiving EEO counseling, Mr. Carter filed a formal complaint on June 20, alleging gender discrimination and retaliation resulting from his allegations of sexual harassment. The Board dismissed his complaint, and the Equal Opportunity Employment Commission upheld the Board's decision and denied Mr. Carter’s request for reconsideration.
. Contrary to Mr. Carter's insistence, at the summary judgment stage he must provide more than "a short and plain statement of the claim showing that [he] is entitled to relief.” (Opp. at 7-8, 16-18) (citing
Swierkiewicz v. Sorema,
. Plaintiff's lack of discovery does not operate to defeat summary judgment here, since he has failed to suggest any discoverable facts that would create a triable issue. See
Carpenter v. Fed. Nat’l Mortgage Ass’n,
. The events prior to March 29, 1999 could be considered part of one unlawful hostile work environment claim, but the claim would still have to be raised within 45 days of the last incident.
See Nat’l R.R. Passenger Corp. v. Morgan,
. Mr. Carter does not contest this date, which is confirmed by the Sexual Harassment Discrimination Complaint he filed with the Board's EEO Counselors on May 19, 1999 and the Declaration of Sheila Clark, the Board’s EEO Program Director. (Clark Decl. ¶ 5.)
. Plaintiff and defendant submitted different versions of a brochure entitled "Sexual Harassment: Information on the Board Policy and the Resolution Process,” published by the Board for distribution to employeés. Both versions, however, indicate that "[e]m-ployees may seek relief from sexual harassment through the Board's EEO complaint procedures by contacting an EEO counselor within 45 days of the act” (emphasis in original). Mr. Carter cites the brochure repeatedly in his complaint and opposition, specifically addressing the version of the policy in effect while he was employed at the Board, and quotes various provisions on the very same page as the 45-day time-limit instruction appears. (See Compl. ¶¶ 121, 122; Opp. at 11, 15.)
. The Court acknowledges that there is authority in this Circuit to the contrary,
see Lloyd v. Chao,
. Specifically, a
prima facie
hostile work environment claim, required to defeat defendant’s motion for summary judgment, must contain proof that plaintiff (1) is a member of a protected class (2) who was subjected to unwelcome sexual harassment (3) that was based upon sex (4) and had the effect of unreasonably interfering with his work performance and creating an intimidating, hostile, or offensive working environment, and finally, that (5) defendant has
respondeat superior
liability.
See Davis v. Coastal Int'l Sec., Inc.,
. Mr. Carter's statements suggest that Ms. Edwards’ alleged conduct was bothersome only from his subjective perspective, corroborating his supervisors' characterization of his “unusual zone of privacy.” In his March 12, 1999 email to Mr. Thompson, he states:
[T]he person who is the touchee does have the full right not to be touched at all if he or she elects not to be. And that person (the touchee), will know the difference between whether or not he or she is being touched in an offensive manner. Because, isn't it the touchee's body, anyway? And if it is the touchee’s body, wouldn’t he or she know what would or would not make he or she comfortable?
The fact that Mr. Shamberger was in the same room as Mr. Carter and Ms. Edwards when she allegedly touched his buttocks, yet did not notice the contact or perceive any disturbance, is further support for the conclusion that Ms. Edwards' conduct was neither severe nor abusive. (See Thompson Dec. ¶ 12.)
. In a memorandum Ms. Edwards sent to Ms. Carlton on March 30, 1999, submitted by Mr. Carter and cited in his opposition, Ms. Edwards recounts her side of the story regarding both incidents. She explained that the first incident of touching occurred during computer training because Mr. Carter "was beginning to make a drastic error by quick picking the wrong field [and her] reaction was 'Ross no, don’t do that,’ and unintentionally [her] hand tapped his knee because [she] reacted by using a hand gesture. Ross then said ‘don't put your hands on me I’m a married man She stated that she apologized but "was very disturbed and offended by his comment.” She was not even aware that the third incident of touching had occurred until Mr. Carter brought it to her attention by asking her, "[W]hy did you put your body parts on me?” She responded by stating, “[E]xcuse me, I did no such thing!” and accused Mr. Carter of being "very imaginative” and "derogatory." She denied having any personal interest in Mr. Carter, or ever "jokingly or playfully ma[king] any flirtatious remarks or gestures” toward him. (See also Opp. at 14-15.)
. Furthermore, there are serious doubts as to whether he and the female coworker who allegedly received favorable treatment could be considered "similarly situated person[s][who] were treated disparately.”
Holbrook v. Reno,
. There is an indication in the record that although Mr. Carter did not report his allegations to management until the meeting on March 29, Ms. Edwards brought the accusations to Mr. Thompson's attention that morning before the meeting. (See Memorandum from Ms. Edwards to Ms. Carlton, March 30, 1999.) That Mr. Carter’s supervisors were aware of the allegations shortly before the meeting is not proof that his termination was retaliatory, however, because the record clearly shows that they had already planned, even before the meeting date, to terminate his employment.
. Mr. Carter only states that he had "no training problems” with coworkers during a month-long absence taken by Ms. Edwards, (Opp. at 4), an allegation that is not inconsistent with the supervisor’s sworn statements and the Board's justification.
