Opinion
James T. Carter sued his employer, the Escondido Union High School District (EUHSD), claiming that EUHSD wrongfully terminated his employment in violation of public policy. At trial, Carter supported his allegations by presenting evidence that EUHSD declined to “reelect” him to his probationary teaching position because, while employed as a teacher at another school district, Carter informed the athletic director there that the football coach had recommended a nutritional supplement to a student.
After the jury found that Carter’s report to the athletic director had been “a motivating reason” for EUHSD’s adverse job action and that Carter was entitled to damages of over $1 million, the trial court entered judgment against EUHSD.
I
FACTS 1
During the 1999-2000 school year, Harlan Edison was a senior at Monte Vista High School in the Grossmont Union High School District and a member of the school’s football and basketball teams. Edison hoped to play college football after graduation. In the spring semester, Edison took three weight-training classes with football coach Ed Carberry. During that time, Coach Carberry told Edison he was not big enough to play division I college football, and suggested that Edison consume protein drinks containing creatine to gain weight. Edison subsequently bought a “protein shake” containing creatine from a local GNC store and drank the shake while lifting weights at a Mend’s house. 2
During that same year, Carter was a teacher and basketball coach at Monte Vista High School. Carter, who knew Edison from the basketball team, noticed during the spring semester that Edison was gaining weight. Edison told Carter he had taken “weight gainer” at the recommendation of Coach Carberry.
About a week after drinking the protein shake, Edison began having problems with his kidneys and required temporary hospitalization. When Carter heard about the hospitalization, he went to see Phil Poist, the school’s athletic director. Carter testified he did so “because I knew that Harlan had been injured and I wanted to bring it to [Foist’s] attention.” Carter told Foist that he had “learned Harlan Edison was taking a weight gainer at the suggestion of Ed Carberry.” Foist told Carter that he was not going to take any action “unless the parents g[o]t involved”; Carter responded that if no action was taken, he would “be leaving Monte Vista if [he] could find a job someplace” else.
Carter then applied to teach at Orange Glen High School in the Escondido Union High School District and received a probationary appointment as a teacher. After accepting the position, Carter learned that Diana Carberry, Coach Carberry’s wife,
Carter taught at Orange Glen for the 2000-2001 school year, and again for the 2001-2002 school year after his probationary teaching status was renewed for a second year. On or about March 13, 2002, Carter received a letter from EUHSD informing him that his employment at Orange Glen would terminate at the end of the second probationary year.
Carter subsequently filed suit against EUHSD, alleging that he was unlawfully terminated in violation of public policy. 3 A jury trial was held and, at its conclusion, the jury returned a special verdict, answering “Yes” to the following questions:
“Question No. 1: Do you find that Plaintiff reported that he believed Coach Ed Carberry encouraged a student athlete to use a weight-gaining substance?”
“Question No. 2: Was the Plaintiff’s reporting that he believed Coach Ed Carberry encouraged a student athlete to use a weight-gaining substance a motivating reason for the determination to not reelect the plaintiff?”
“Question No. 3: Did the determination to not reelect the Plaintiff cause the Plaintiff harm?”
Having answered these three questions in the affirmative, the jury calculated Carter’s damages to be $1,185,258. The trial court then entered judgment against EUHSD for wrongfully terminating Carter in violation of public policy. 4 EUHSD appeals.
In this consolidated action, Carter also appeals; his sole request is for a reversal of the trial court’s denial of his motion for attorney fees, pursuant to Code of Civil Procedure section 1021.5, as the “successful party” in the lawsuit. 5
II
DISCUSSION
EUHSD makes a number of challenges to the judgment on appeal. As we agree with EUHSD that the judgment must be reversed because the school district’s liability was not grounded, as required by our Supreme Court, on a well-established, fundamental public policy derived from a constitutional or statutory provision, we reverse without reaching the alternative grounds for reversal raised by EUHSD. 6
A. Applicable Legal Principles
An employer may discharge an at-will employee “for no reason, or for an arbitrary or irrational reason,” but is precluded from doing so “for an unlawful reason or a purpose that contravenes fundamental public policy.”
7
(Gantt, supra,
The requirement that the policy underlying employer liability be “tether [ed]” to “specific constitutional or statutory provisions serves not only to avoid judicial interference with the legislative domain, but also to ensure that employers have adequate notice of the conduct that will subject them to tort liability to the employees they discharge.”
(Stevenson, supra,
Whether the policy upon which a wrongful termination claim is based is sufficiently fundamental, well-established and tethered to a statutory or constitutional provision to support liability is a legal question that we review de novo.
8
(Ghirardo, supra,
B. EUHSD’s Liability Is Not Carefully Tethered to Education Code Section 49423
Carter argues that the pertinent public policy upon which EUHSD’s liability
Education Code section 49423 (section 49423) states that “any pupil who is required to take, during the regular schoolday, medication prescribed for him or her by a physician or surgeon, may be assisted by the school nurse or other designated school personnel ... if the school district receives” a “written statement from the physician detailing the name of the medication, method, amount, and time schedules by which the medication is to be taken and a written statement from the parent . . . indicating the desire that the school district assist the pupil in the matters set forth in the statement of the physician.” (Id., subds. (a), (b).)
Section 49423 does not support EUHSD’s liability in the instant case because the public policy it establishes was not violated by Carter’s termination.
Section 49423 by its terms does not prohibit
any
conduct. Instead it is expressly permissive, delineating a circumstance under which the school nurse “may” assist in the administration of medication to a student during the schoolday. An accompanying Education Code section emphasizes that it is “the intent of the Legislature to provide
positively
for the health services, many of which may be performed in the public schools only by physicians and school nurses.” (Ed. Code, § 49426, italics added.) As the statute is explicitly permissive, there is, of course, no delineation of any sanctions (criminal or otherwise) that would apply to a failure to abide by its terms. This absence of any explicit prohibition of any conduct and the omission of any sanctions for noncompliance strongly suggest that section 49423 does not establish a fundamental public policy that could support a wrongful termination claim.
(Sullivan v. Delta Air Lines, Inc.
(1997)
The implementing regulations of the Department of Education do not alter this analysis. The only portion of the regulations that strengthen Carter’s contention is found in California Code of Regulations, title 5, section 601, subdivision (b) which states, in pertinent part, that the definition of “medication” includes “over-the-counter remedies, nutritional supplements, and herbal remedies.” 10 While the broadening of the definition of “medication” to include “nutritional supplements” helps Carter’s claim to overcome one hurdle (placing protein shakes more comfortably within the term “medication”), the regulatory framework as a whole further demonstrates the inapplicability of the underlying statute to this case.
Section 49423’s implementing regulations are expressly “limited to addressing a situation where a pupil’s parent or legal guardian has initiated a request to have a local educational agency dispense medicine to a pupil, . . . as prescribed by a physician or other authorized medical' personnel.” (§49423.6, subd. (b).) Consequently, like the statute itself, the regulation speaks solely to 'the administration by school medical personnel of required medical care, and as pertinent here clarifies that if a student were instructed by a physician to take a “nutritional supplement” during the schoolday, the school nurse “may” assist in administering the supplement if the student submits appropriate written authorization. As explained above, this pronouncement of covered conduct is not sufficiently similar to the actions taken by Coach Carberry to support EUHSD’s wrongful discharge liability. (See, e.g.,
Silo
v.
CHW Medical Foundation
(2002)
In sum, we are unable to discern from section 49423 and its implementing regulations any fundamental and well-established public “policy against teachers recommending weight-gaining substances to students”; consequently, the statute cannot form the basis for Carter’s wrongful termination action. 12
C. EUHSD’s Liability Is Not Carefully Tethered to California’s Whistleblower Statute
We also reject Carter’s implicit argument that the judgment against EUHSD is supported by California’s general whistleblower statute, Labor Code section 1102.5 (section 1102.5). 13 Section 1102.5 prohibits termination of an employee “for disclosing information to a government or law enforcement agency, where the employee has reasonable cause to believe that the information discloses a violation of state or federal statute, or a violation or noncompliance with a state or federal rule or regulation.” (§ 1102.5, subd. (b); see also id., subds. (d), (e).)
Carter’s conduct in disclosing to the athletic director that Coach Carberry had recommended a protein shake to a student is not protected by section 1102.5. First, as explained above, the information disclosed by Carter did not “disclosef] a violation of state or federal statute, or a violation or noncompliance with a state or federal rule or regulation.” (§ 1102.5, subd. (b); see
Love v. Motion Industries, Inc.
(N.D.Cal. 2004)
As Carter’s disclosure was not protected by California’s whistleblower statute, EUHSD was not prohibited from discharging him based on that disclosure.
(Foley, supra,
The situation in the instant case is analogous to that in
Patten
v.
Grant Joint Union High School Dist.
(2005)
In
Patten, supra,
As in
Patten, supra,
In sum, Carter’s “failure to identify a statutory or constitutional policy that would be thwarted by his . . . discharge dooms his cause of action.”
(Turner, supra,
DISPOSITION
The judgment is reversed. Escondido Union High School District to recover costs on appeal.
McConnell, P. J., and Benke, J., concurred.
The petition of respondent James T. Carter for review by the Supreme Court was denied June 20, 2007, S152257.
Notes
Certain of the facts recited herein were vigorously disputed by the parties at trial; nevertheless, as is customary, we recite the facts in the light most favorable to the jury’s findings.
The parties did not introduce any evidence regarding creatine at the trial. There is no dispute, however, that creatine is a lawful dietary supplement that can be purchased over the counter at retail stores such as GNC.
Initially, Carter also alleged a claim for wrongful termination against Diana Carberry and a claim for intentional infliction of emotional distress against Diana Carberry and Ed Carberry. The trial court ruled on summary judgment that Carter had not adequately supported his claim for intentional infliction of emotional distress, and that his wrongful termination claim could go forward only against his employer, EUHSD. These rulings are not at issue in the instant appeal.
The court also denied EUHSD’s motions for a new trial and judgment notwithstanding the verdict, as it had EUHSD’s earlier motion for directed verdict. In those motions EUHSD asserted the same grounds it now asserts on appeal.
Code of Civil Procedure section 1021.5 provides in relevant part: “Upon motion, a court may award attorneys’ fees to a successful party against one or more opposing parties in any action which has resulted in the enforcement of an important right affecting the public interest if: (a) a significant benefit, whether pecuniary or nonpecuniary, has been conferred on the general public or a large class of persons . . . .”
In addition to the challenge identified above, EUHSD contends that: (i) there was no substantial evidence to support a finding that Carter’s report of Carberry’s conduct led to his termination; (ii) there was no substantial evidence to support the jury’s damages calculation; and (iii) in any event, the tort of wrongful termination does not apply to the non-reelection of a probationary employee such as Carter. For this last point, EUHSD relies on
Motevalli v. Los Angeles Unified School Dist.
(2004)
As noted in footnote 6, ante, EUHSD contends that Carter has fewer rights than an at-will employee. We assume for purposes of this appeal, however, that, as Carter contends, his rights as a probationary employee are essentially “identical to th[ose] of an at-will employee.”
The trial court ruled, with the agreement of the parties, that the decision as to whether the jury’s findings established a violation of public policy was a legal question for the court to decide. Our review of this legal question, which does not depend on resolution of any disputed facts, is de novo.
(Ghirardo v. Antonioli
(1994)
Despite the fact that the statute does not explicitly prohibit any conduct, the trial court read an implied prohibition into the statute, ruling: “Stated another way,” the statute means that “school personnel are prohibited from
assisting
a student in the taking of medication without a doctor’s note and a parent’s note.” By stating the statutory text “another way,” we believe the trial court failed to heed our Supreme Court’s direction that “courts should venture into th[e] area [of declaring public policy], if at all, with great care and due deference to the judgment of the legislative branch, ‘lest they mistake their own predilections for public policy which deserves recognition at law.’ ”
(Gantt, supra,
Carter also references California Code of Regulations, title 5, section 604, subdivision (a), but that regulation, which states “[a] school nurse may administer medication to a pupil or otherwise assist a pupil in the administration of medication as allowed by law and in keeping with applicable standards of professional practice,” adds nothing to his contention.
Were we to affirm the judgment under Carter’s theory that section 49423 prohibits school personnel from
suggesting
any “medication,” including, as defined in California Code of Regulations, title 5, section 601, subdivision (b) “over-the-counter remedies, nutritional supplements, and herbal remedies,” there is no principled way to limit this prohibition to the legal creatine supplement at issue in this case. We would consequently be announcing a new and far-reaching prohibition that would include suggesting that a student take her vitamins, use Pepto-Bismol for gastrointestinal distress, calamine lotion on a rash, or hand lotion on dry skin. There may be sound public policy reasons for such a law, but it is the Legislature, not the courts, that must decide that question. Were we to do so, our ruling would constitute exactly the kind of “judicial policymaking” that is forbidden under
Gantt. (Gantt, supra,
Carter’s efforts to divine a public policy against teacher’s recommending protein drinks from the trial testimony are equally unavailing. Carter cites the testimony of the commissioner at the California Interscholastic Federation, a nonprofit organization, who stated he would not
personally “condone” recommending a dietary supplement to a student; and the testimony of the superintendent of EUHSD, who testified he would not want his teachers to
“provide
weight-gaining supplements to students.” (Italics added.) This testimony cannot support a conclusion that there was a well-established, fundamental public policy
delineated in a statutory or constitutional provision
prohibiting Coach Carberry’s conduct.
(Turner v. Anheuser-Busch, Inc.
(1994)
While Carter does not specifically identify the whistleblower statute as support for the judgment, he references whistleblowing, arguing, for example, that “the activity that Carter engaged in—essentially ‘blowing the whistle’ on Coach Carberry”—is “a matter of fundamental public policy.” Despite Carter’s failure to make this contention explicit, we see no unfairness in evaluating this argument with respect to EUHSD, as both EUHSD on appeal and the trial court below recognized the whistleblower statute as a potential basis for liability.
Without specifically arguing that his conduct was protected by the mandated reporter obligations of the Penal Code, Carter makes a conclusory assertion that “he did nothing more than fulfill his mandatory reporting obligation to his immediate supervisor.” Carter is mistaken. Carter, as a teacher, was a “mandated reporter” under Penal Code section 11165.7, and consequently was required by law to report to police or the county child welfare agency any “child abuse and neglect” he became aware of during the course of his employment. It is undisputed, however, that Carter did not make any such report, and, in fact, Carter testified he did not believe Carberry’s conduct constituted “child abuse.” (See Pen. Code, §§ 11165.9, 11166, subd. (a), 11165.7 [if a mandated reporter during the course of employment obtains “knowledge of or observes a child whom the mandated reporter knows or reasonably suspects has been the victim of child abuse or neglect,” the teacher is mandated to report that abuse or neglect “to any police department or sheriff’s department, not including a school district police or security department . . . , or the county welfare department”].) Instead, Carter reported Carberry’s actions to his supervisor Poist, a course of action the Legislature has specifically stated does not constitute compliance with the mandated reporter statute. (Pen. Code, § 11166, subd. (i)(3) [“Reporting the information regarding a case of possible child abuse or neglect to an employer, supervisor, school principal, school counselor, coworker, or other person shall not be a substitute for making a mandated report”].) Consequently, Carter’s conversation with Poist is not protected by the mandated reporter statute. (Pen. Code, § 11166, subd. (c) [failure to make required report is a misdemeanor].)
