Lead Opinion
Opinion
May a member of an administrative agency employ judicial processes to challenge the legality of action taken by the very board on which he or she serves as a member? In probing this unique issue we plow untilled ground: our attention has not been directed to authority in any jurisdiction directly on point.
Appellant Arlene Carsten (hereinafter petitioner) filed a petition for writ of mandate in the superior court to compel the Psychology Examining Committee of the Board of Medical Quality Assurance of the State of California to comply with Business and Professions Code section 2942. The trial court sustained a demurrer without leave to amend and entered a judgment of dismissal. We affirm.
On this appeal we accept as true the allegations of the petition. (Isrin v. Superior Court (1965)
Prior to the April 1977 examination, in screening applicants PEC used a written examination prepared by its members in combination with an oral examination. Beginning with the April 1977 examination, and over petitioner’s dissenting vote, PEC substituted an objective national examination for the written portion of its test. In administering the new test PEC adopted a national mean for its passing score rather than 75 percent of the raw score as required by section 2942. Because the national mean included some candidates who were statutorily disqualified from taking the California examination, the net effect was to lower the requirements for licensure by reducing the passing grade for the examination, resulting in passage of the examination by some applicants with grades as low as 67.5 percent of the raw score.
PEC’s demurrer was sustained and the petition dismissed primarily on the ground that Carsten lacked standing to sue because she was not . a “beneficially interested” party as required by Code of Civil Procedure section 1086. If the petition reveals that Carsten lacks either the right or standing to sue, it is vulnerable to a general demurrer on the ground that it fails to state a cause of action. (Parker v. Bowron (1953)
Section 1086 expresses the controlling statutory requirements for standing for mandate: “The writ must be issued in all cases where there is not a plain, speedy, and adequate remedy, in the ordinary course of law. It must be issued upon the verified petition of the party beneficially interested.” The requirement that a petitioner be “beneficially interested” has been generally interpreted to mean that one may obtain the writ only if the person has some special interest to be served or some particular right to be preserved or protected over and above the interest held in common with the public at large. (Parker v. Bowron, supra,
It is clear that since petitioner is neither seeking a psychology license, nor in danger of losing any license she possesses under the rule adopted by the board, she is not a beneficially interested person within the meaning of the statute. Our view under state law is consistent with federal law and a long line of decisions of the United States Supreme Court. (See, e.g., Warth v. Seldin (1975)
But, urges petitioner, there are exceptions to the foregoing rule for property owners, taxpayers and voters, and she qualifies under the exceptions. We agree there are circumstances under which a citizen-taxpayer may compel a governmental instrumentality to comply with its constitutional or statutory duty. (See, e.g., Hollman v. Warren (1948)
In Bd. of Soc. Welfare v. County of L. A. (1945)
Similarly in Hollman v. Warren, supra,
Nothing in the foregoing decisions justifies reliance thereon by petitioner. On the other side of the coin are persuasive legal and policy reasons why an exception to the statutory requirement of beneficial interest should not be carved out for a person in this posture.
As a broad proposition, state taxpayers have standing to challenge the legality of the expenditure of public funds by any governmental agency (Davis, op. cit. supra, p. 245) and, unlike federal courts, most states permit such citizen-taxpayer suits even on nonfiscal issues (id. at p. 249). The issue here, then, is whether an administrative board member is, for purposes of this litigation, a mere taxpayer.
First of all, the law is clear that courts are reluctant to give advisory opinions. (People ex rel. Lynch v. Superior Court (1970)
Second, petitioner is in effect suing herself. She is the moving party in this litigation; the named defendant is the Psychology Examining Committee of the Board of Medical Quality Assurance, of which petitioner is part as a duly appointed member. It is unique to say the least, for one to sue herself and be both plaintiff and defendant in the same litigation. It may be said that she cannot lose the lawsuit, but we doubt that courts should encourage or permit this type of narcissistic litigation. We reach this conclusion because of the inevitable damage such lawsuits will inflict upon the administrative process.
From the vantage point of the judiciary such litigation has ominous aspects. It is purely and simply duplicative, a rerun of the administrative proceedings in a second, more formal forum. The dissident board member, having failed to persuade her four colleagues to her viewpoint, now has to persuade merely one judge. The number of such suits emanating from members on city, county, special district and state boards, will add significantly to court calendar congestion.
While it is true that this petitioner is not only a board member but also a taxpayer, it is as a board member that she acquired her knowledge of the events upon which she bases the Jawsuit. Her interest in the subject matter was piqued by service on the board, not by virtue of the neutrality of citizenship. The suit was brought in the former, not the latter capacity.
The law is replete with examples of forfeiture of some rights available to others by virtue of acceptance of public service. The classic illustration is McAuliffe v. Mayor, etc., of City of New Bedford (1892)
The Second Circuit court was in accord in Holtzman v. Schlesinger (2d Cir. 1973)
Professor Davis mused on whether the counsel for a board may bring a lawsuit: “Although it is not clear whether, as a theoretical matter, the General Counsel [of the NLRB] would have standing to challenge his own Board’s orders, it is abundantly clear that such standing, if extended and invoked, would produce nothing but embarassment and paralysis to the administrative process.” (Davis, Standing of a Public Official to Challenge Agency Decisions: A Unique Problem of Administrative Law (1964) 16 Admin.L.Rev. 163, 169-170.) Obviously he could not even contemplate a board member judicially challenging her own board.
Petitioner suggests, finally, that even if she lacks standing to sue, others may be induced to do so on her behalf. That, of course, is a possibility, but it is a slender reed on which she can lean. We cannot
The history of modern administrative law has been that of expansion, with correlative restraint by the judiciary. As the United States Supreme Court has said on more than one occasion: “We certainly have neither technical competence nor legal authority to pronounce upon the wisdom of the course taken by the Commission.” (Board of Trade v. United States (1942)
Providing her own example of this danger, petitioner filed three lawsuits against PEC in the San Diego Superior Court, the most recent case challenging the validity and regularity of oral examinations, charging the examinations were not given in a uniform manner and that all applicants were not questioned in all required areas of learning. The handwriting is on the wall: if petitioner were to prevail courts will be asked constantly to resolve internal board conflicts over licensing examination procedures. And if that were permitted, the utility of admini
We choose to avoid taking, as requested, a giant step toward immobilizing administrative process in California and in time rendering it impotent and chaotic. Whether it is wise to transfer to the courts all administrative matters that lack unanimity is a policy issue to be debated in legislative halls. We deem it improper to achieve such result through this misguided petition.
The judgment is affirmed.
Clark, J., Manuel, J., and Newman, J., concurred.
Notes
We have examined the works of the following authorities and they discuss no case on point: Davis, Administrative Law Treatise (1958 and 1970 supp.); Rabin, Perspectives on the Administrative Process (1979); Schwartz, Administrative Law (1976); Jaffe and Nathanson, Administrative Law (1968); Woll, Administrative Law (1963); Forkosch, A Treatise on Administrative Law (1956); Parker, Administrative Law (1952); McFarland and Vanderbilt, Cases on Administrative Law (1947); Hart, An Introduction to Administrative Law (1940); Gellhorn, Administrative Law (1940); Landis, The Administrative Process (1938).
As Chief Justice Burger lamented in United States v. Richardson (1974)
Dissenting Opinion
I respectfully dissent. In my view, a public member of a government agency has standing to challenge by petition for writ of mandate that agency action which fails to comport with its obligatory duties. There is no provision of law, constitutional, statutory, or decisional, which shuts the courthouse doors to such a person. The issue therefore becomes one of policy and, while arguable, I am unpersuaded by the majority that a citizen’s important right of access to the courts should thus be denied.
The general rule on standing for mandamus relief, as described in Code of Civil Procedure sections 1085 and 1086, limits standing to those “beneficially interested.”
The foregoing general principle, however, has been considerably extended by numerous court decisions which have subsequently recognized as “beneficially interested” a cluster of property owners, taxpayers, and voters in those cases in which the purpose of the proceedings is enforcement of a clear public duty and the public interest would suffer from a failure to perform such duty. (Hollman v. Warren (1948)
Several of these cases both disclose the rationale and define the ambit of these judicial extensions. In Bd. of Soc. Welfare v. County of L. A., supra,
Similarly, in Hoilman v. Warren, supra, 32 Cal.2d 351, an applicant for a notary commission sought a writ of mandate to compel the Governor to exercise his discretion regarding the appointment of notaries public for San Francisco. Apart from the fact that she was personally interested as an applicant, we held that, as a resident and taxpayer of San Francisco, the applicant had an interest in having a sufficient number of notaries commissioned therein. The law imposed a mandatory duty on the Governor to act on the appointment of notaries public. We noted that “[a]side from her character as an applicant for appointment as a notary it is alleged that she is a resident and taxpayer of the city and county of San Francisco. As such she is interested in having a sufficient number of notaries commissioned to act therein.” (Pp. 356-357, italics added.)
In Fuller v. San Bernardino Valley Mun. Wat. Dist., supra,
In American Friends Service Committee v. Procunier, supra,
Petitioner is a citizen and taxpayer, presumably endowed with all of the constitutional and procedural rights of every other citizen. She alleges that the committee is violating a statutory command contained in Business and Professions Code section 2942, namely, in connection with applicants’ examination “a grade of 75 percent shall be a passing grade.” The mandate is clear. It may be wise or unwise but it is explicit. The case is one which involves a public interest. The careful licensure of psychologists directly affects the quality of that aspect of medical practice in California. Were petitioner not a member of the Psychology Examining Committee (PEC) there would be no question concerning her right, as a member of the general public, to seek mandate relief. In my view, there is no logical distinction which would embrace the foregoing cases and yet bar the plaintiff.
In similar fashion, and with due deference, I suggest that the majority’s contention that petitioner is “suing herself” withers under closer inspection. The defendant is a committee, statutorily created (§ 2920), as a constituent element of the Board of Medical Examiners of the Department of Consumer Affairs. Petitioner is a member of the committee appointed by the Governor and serving a four-year term. It is self-evident that she is not the agency, but is only one of the members thereof, and that only temporarily. Her target is the agency, the legal entity, not its members.
The majority must rely on policy considerations alone. Why should courts strip “citizen-taxpayer” status from an entire section of the public composed of persons who also happen to be public members of a government agency? The majority’s reasons are insufficient.
In my opinion the majority substantially exaggerates the judicial “burdens” that would be imposed were we to permit access to the courts to petitioner, and others similarly situated. The majority, fearing an explosion of lawsuits, conjures a litigation disaster that would engulf us were petitioner’s rights as a citizen to be honored. It is overreaction to anticipate that the entire administrative process will thus be transported, wholesale, to the courts. I predict that the dreaded, and overused, Pandora’s box would prove to be comparatively empty. Taxpayers and aggrieved persons generally have been permitted for years to bring suits challenging certain government actions. While I have no statistics either way, I doubt that the volume of such types of actions has become unmanageable. Nor is there any proof that such proceedings have become notoriously triggered by bad faith. Trial courts have shown themselves fully capable of weeding out those disputes which are not the proper subjects of judicial intervention.
The issue herein presented is not “political.” Rather, it concerns the enforced compliance with a professional grading standard which the Legislature has clearly, and with full authority, explicitly fixed. No deference is due another branch. The only issue is whether the challenged grading procedure of PEC complies with the legislative mandate of section 2942. Petitioner seeks only to enforce the statute.
The efficacy of limiting standing of agency members in order to avoid administrative complications is equally doubtful, as shown by a mere consideration of the available alternatives. If petitioner herself is denied standing, she could readily have a friend or family member as a representative citizen indirectly bring the action on her behalf. If challenged, our courts would then have to resolve the question of who is the “real” party behind the suit. In such case, the identical “intra-mural” agency conflict which the majority fears would arise as would the same potential “threat” of an internecine quarrel. In the alternative, petitioner could resign her government position and then seek mandate. In either case, I see no net administrative gain in stripping from petitioner her status as a citizen taxpayer thereby denying to her the precise relief which we might well have to give her proxy or, alternatively, forcing her to resign from public service. We would thus be honoring the shadow while rejecting the substance.
A firmly established series of cases has held that petitioner’s standing to pursue her remedy is based on a generally recognized right and not on any exception that need be drawn in her case. A holding by this
The right of access to our law courts is a very important attribute of citizenship. Petitioner is a citizen and taxpayer as well as an agency board member. She, and others like her, may be particularly well informed and uniquely suited to assure that public agencies conform their procedures to statutory duty. Petitioner as an interested citizen devotes substantial amounts of time and energy toward the stated objectives of the committee. The public interest is not advanced when her willingness to serve is penalized by forfeiture of one of her important civil rights.
I would reverse the judgment of dismissal.
Bird, C. J., and Tobriner, J., concurred.
Appellant’s petition for a rehearing was denied October 3, 1980. Bird, C. J., Tobriner, J., and Richardson, J., were of the opinion that the petition should be granted.
