Carpenter v. WestCarpenter v. West
Lead Opinion
STEINBERG, Judge, filed the opinion of the Court.
IVERS, Judge, filed the concurring opinion.
The appellant, Angeline P. Carpenter, the widow of World War II veteran Bernard W. Carpenter, appeals an October 20, 1996, decision of the Board of Veterans’ Appeals (BVA or Board) that (1) found that a 1983 Veterans’ Administration (now Department of Veterans Affairs) (VA) regional office (RO) decision that the appellant asserted had committed clear and unmistakable error (CUE) was subsumed in a March 1984 BVA decision, (2) concluded that the criteria for review of an RO decision based on CUE had not been met, and (3) therefore denied the appellant’s claim for dependency and indemnity compensation (DIC) under
I. Facts
The veteran served on active duty in the U.S. Army from October 1941 to November 1945. R. at 59. A December 1945 VARO decision granted him a 30% rating for a service-incurred “anxiety state”. R. at 61. That rating was reduced to 10% by a March 1947 RO decision (R. at 63) and to 0% by an April 1952 RO decision (R. at 65). In April 1974, an RO decision restored the rating to 30% (R. at 68), and a June 1975 RO decision increased that rating to 70% (R. at 70). Ultimately, a July 1975 RO decision granted total disability based upon individual unemploya-bility (TDIU), effective from January 1975. R. at 161.
The TDIU rating remained in effect until a February 1983 RO decision concluded, apparently under
Rating decision of 7-10-75 is held to be in clear and unmistakable error in the granting of entitlement to individual unemploya-bility benefits without developing further regarding the veteran’s disability retirement examination as there was of record a severe non[-]serviee[-]eonn'ected disability.
R. at 81; see also R. at 91. On appeal to the Board, the veteran’s service representative in his February 1984 written presentation to the Board expressly “disagree[d] with the local rating agency’s most recent determination regarding [CUE in the] rating decision of June 3, 1975” (R. at 104) and argued that “the previous rating decision did not consti
In August 1991, the veteran died; the death certificate listed the causes of death as sepsis, due to peptic ulcer disease, due to pneumonia; a cerebral artery stroke was listed as a contributing factor in causing his death. R. at 115. Thereafter, in September 1991, the appellant filed a claim for DIC. R. at 120-23. Although her DIC claim was initially articulated as a section 1310 claim for service-connected cause of death, she eventually withdrew that claim and clarified that her application was for “section 418” (the forerunner of
In the October 20,1996, BVA decision here on appeal, the Board, relying upon the holding in Smith (William) v. Brown,
II. Analysis
When a qualifying veteran dies from a service-connected disability, the veteran’s surviving spouse is eligible for DIC. See
[N]ot as the result of [his or her] own willful misconduct, and [where he or she] was in receipt of or entitled to receive (or but for the receipt of retired or retirement pay was entitled to receive) compensation at the time of death for a service-connected disability that ...
(1) was continuously rated totally disabling for a period of 10 or more years immediately preceding death....
[t]he veteran was in receipt of or for any reason (including receipt of military retired or retirement pay or correction of a rating after the veteran’s death based on clear and unmistakable error) was not in receipt of but would have been entitled to receive compensation at the time of death for a service-connected disablement that*143 (i) Was continuously rated totally disabling by a schedular or unemployability rating for a period of 10 or more years immediately preceding death....
Also relevant to the disposition of the issues surrounding the appellant’s claim are two parts of VA’s regulation
(a) ... Where evidence establishes [CUE], the prior decision will be reversed or amended. For the purpose of authorizing benefits, the rating or other adjudicative decision which constitutes a reversal of a prior decision on the grounds of [CUE] has the same effect as if the corrected decision had been made on the date of the reversed decision....
(e) Where the reduction in evaluation of a service-connected disability or employa-bility status is considered warranted and the lower evaluation would result in a reduction or discontinuance of compensation payments currently being made, a rating proposing the reduction or discontinuance will be prepared setting forth all material facts and reasons. The beneficiary will be notified at his or her latest address of record of the contemplated action and furnished detailed reasons therefor, and will be given 60 days for the presentation of additional evidence-.... [I]f additional evidence is not received within that period, final rating action will be taken and the award will be reduced or discontinued effective the last day of the month in which the 60-day period from the date of notice to the beneficiary of the final rating action expires.
As to the appellant’s claim under
A. Subsuming of 1983 RO Decision
At the time that this case was argued before the Court, a VA claimant could bring a CUE challenge under
However, since oral argument, the nature of this issue has been changed substantially by this Court’s holding on June 26, 1997, that, in assessing the effect of a BVA decision other than one on direct appeal, “[w]here the BVA fails to adjudicate a claim that was reasonably raised before it, the net outcome for the [claimant] amounts to a denial of the benefit sought.” In the Matter of Fee Agreement of Smith in Case No. 90-1072,
Another recent action of note is the enactment on November 21, 1997, of Public Law 105-111 for the purpose, in part, of superseding the Federal Circuit’s Smith holding by adding a new section 7111 to title 38 so as to make prior final BVA decisions also subject to CUE challenge. Pub.L. No. 105-111, 111 Stat. 2271 (1997). Section 1(c) of that public law makes the new section 7111 CUE claim (within the parameters of
In Karnas v. Derwinski,
B. Effect of Green Opinion and “Entitled to Receive” Language in
The final question, as articulated by the Court in its May 2, 1997, order prior to the enactment of Public Law 105-111 is whether the “entitled to receive” language of
In Green, the Court, interpreting the “entitled to receive” language of
[A] CUE claim is not the sole way for a survivor to show the veteran’s entitlement as of the time of the veteran’s death. Rather, the survivor is given the right to attempt to demonstrate that the veteran hypothetically would have been entitled to receive a different decision on a service-connection-related issue ... based on evidence in the veteran’s claims file or VA custody prior to the veteran’s death and the law then or subsequently made retroactively applicable.
Green, 10 Vet.App. at. 118. At the outset, we note that in his June 20, 1997, supplemental memorandum, the Secretary stated his agreement with a portion of the above proposition from Green: “The Secretary agrees with the Court’s finding in Green that the regulation is clear and unambiguous ... [that] CUE is not the only theory under which a
Except with respect to benefits under the provisions of 38 U.S.C. 1318 and certain cases involving individuals whose [VA] benefits have been forfeited for treason ..., issues involved in a survivor’s claim for death benefits will be decided without regard to any prior disposition of those issues during the veteran’s lifetime.
However, we need not decide in this case the extent to which a survivor’s
Issues involved in a survivor’s claim for death benefits will be decided without regard to any prior disposition of those issues during the veteran’s lifetime.
Accordingly, the appellant was entitled to adjudication of her
In the BVA decision on appeal, the Board decided explicitly only that because of the Federal Circuit’s opinion in Smith, supra, the appellant could not bring a claim of CUE as to the 1983 RO decision’s termination of TDIU. R. at • 10. It therefore implicitly denied the appellant’s claim for
Aso, he [the veteran] should not have been reduced from 100% in 1983 after having 100% for 8 years based only on one exam. My husband was always extremely nervous and shook at the time because of his nerves. If his 100% would not have been reduced then 10[-]year rule would have qualified me for benefits.
R. at 145. Athough this argument implicates the CUE claim, it does not limit itself to a claim of CUE. The appellant has made a general claim for
Thus, because under Green a CUE claim is not the only way for a survivor to show, pursuant to
III. Conclusion
. Upon consideration of the record and the submissions of the parties and in light of the above analysis, the Court vacates the October 20; 1995, BVA decision and remands the
VACATED AND REMANDED.
Concurrence Opinion
concurring:
Based on the broad language of