Opinion
Steven Carney sued Santa Cruz Women Against Rape (SCWAR) for libel, invasion of privacy and intentional infliction of emotional distress after SCWAR published in its periodic newsletter that Carney had assaulted and attempted to rape Karen W. The jury returned a verdict in Carney’s favor and awarded him $7,500 in compensatory damages and $25,000 in punitive damages.
We conclude that the trial court erred in failing to instruct the jury that SCWAR’s negligence was an element of libel and in failing to instruct the jury that proof of
New York Times
malice
(New York Times Co.
v.
Sullivan
(1964)
Facts and Procedural Background
On June 23, 1984, Carney and his friend Mark Wilson took a coworker, 19-year-old Karen W., out drinking. Wilson purchased the alcohol.
The next day Karen contacted SCWAR. 1 Karen told SCWAR members that Carney and Wilson took advantage of her after she passed out from intoxication. She stated that when she regained consciousness, she was in the front seat of a vehicle with her head in the lap of one man, her clothes undone, and both of the men were “touching her in what was a clearly sexual manner.”
On November 24, 1984, nearly five months after the incident, and at Karen’s request, SCWAR included the names of Carney and Wilson in its
SCWAR did not contact either Wilson or Carney before publishing the newsletter. There was no deadline for publishing and although members of SCWAR conceded that they had ample time to investigate, no investigation was conducted. SCWAR decided to publish based solely upon interviews with Karen and observations of her behavior.
Carney filed this action against Karen and SCWAR seeking damages for libel, invasion of privacy and intentional infliction of emotional distress. Karen cross-complained against Carney for assault and battery. Carney and Karen subsequently settled their cross-claims and, pursuant to the settlement, exchanged letters of apology. Karen’s letter acknowledged that “I was not raped by you or Mark Wilson on the night described in the flyer, or at any time, and that I did not have sexual relations with you or Mark Wilson on that night or at any time.”
The case proceeded to trial against SCWAR. At trial, Carney testified that he had been out with Karen on the night of June 23, 1984, and that they had engaged in various acts of sexual fondling, but that the acts were engaged in with Karen’s consent. Wilson also testified. He too stated that he and Carney had been out with Karen on June 23, 1984, and that they had engaged in sexual fondling with Karen’s consent. Carney and Wilson testified that Karen had been drinking, but that she had not been intoxicated.
Karen did not appear at trial but testimony from her deposition was read to the jury. This testimony, in essence, repeated what she told SCWAR: that she had passed out from intoxication, that she regained consciousness in the front seat of Wilson’s car, that her head was lying in Wilson’s lap, that Wilson had pulled up her T-shirt and was touching her upper body. Karen stated that she became aware that the passenger door was open, that her legs were spread, that her pants were unzipped and pulled partially down, and that Carney was at her feet, with his hands in her underpants, having just spilled beer down her pants. When asked, “Do you know to this day what Steve Carney did to you?” Karen answered, “No.”
The jury was instructed that the SCWAR newsletter was subject to a qualified privilege under Civil Code section 47, subdivision 3 and therefore Carney was required to prove that SCWAR acted with actual malice. The court defined malice as follows, “The defendant acted with malice if it acted
SCWAR argued that the malice instruction was improper and that the jury should have been instructed under the malice definition in Civil Code section 48a, subdivision 4(d). SCWAR also argued that the jury should have been instructed that Carney was required to prove New York Times malice to recover punitive damages. The trial court rejected both arguments.
The jury returned a verdict in favor of Carney and awarded him $7,500 in compensatory damages and $25,000 in punitive damages.
On appeal, SCWAR raises eight arguments: (1) the jury was not instructed that SCWAR’s negligence or fault was an element of libel; (2) the jury was not instructed that proof of New York Times malice was required for Carney to recover punitive damages; (3) the jury was not instructed that proof of New York Times malice was required for Carney to recover presumed damages; (4) evidence of Karen W.’s settlement letter to Carney was admitted erroneously; (5) expert testimony regarding rape trauma syndrome was excluded erroneously; (6) the trial court did not adhere to certain summary adjudication rulings; (7) the misconduct of Carney’s counsel warrants reversal and (8) the award of punitive damages was excessive.
Discussion
I. Jury Not Instructed That Negligence an Element of Libel
SCWAR argues that the jury instructions did not inform the jury that negligence was an element of Carney’s libel case and that the instructions allowed the jury to impose liability without fault. We agree.
In
Gertz
v.
Robert Welch, Inc.
(1974)
That a private plaintiff is not required to prove malice is based upon the state’s interest in protecting the reputation of private individuals.
(Gertz
v.
Robert Welch, Inc., supra,
In this case, the jury was instructed that the SCWAR newsletter was privileged under Civil Code section 47, subdivision 3 and that Carney was therefore required to prove that SCWAR acted with “actual malice.” The court defined malice: “[t]he defendant acted with malice if it acted with hatred or ill will towards the plaintiff, or it lacked reasonable grounds for believing the truth of the statements, or it made the statement for a reason other than to protect the interests of women in the community.”
The court’s malice instruction was improper. The jury should have been instructed that SCWAR’s negligence, rather than malice, was an element of libel. In particular, the jury should have considered whether SCWAR acted with reasonable care in checking on the truth or falsity of the information before publishing it in its newsletter. (Cf.
Brown
v.
Kelly Broadcasting Co., supra,
Nor was the error cured because, as Carney argues, the instruction required proof of a higher degree of fault than negligence. First, the portion of the instruction referring to “hatred or ill will” is not necessarily a higher degree of fault than negligence. That a libel defendant acts with hatred or ill will does not automatically establish that the defendant fails to exercise reasonable care in determining whether a communication is untrue.
Second, by permitting the jury to impose liability if SCWAR published “for a reason other than to protect the women in the community,” the instruction allowed the jury to impose liability without fault. There was evidence that SCWAR published its newsletter for several reasons. One reason was to attract new members. Thus, the jury could have found the requisite “malice” on this basis alone. In this respect, the instruction violates the statement in
Gertz
v.
Robert Welch, Inc., supra,
In sum, even though the instruction given referred to SCWAR’s reasonableness, the instruction was still improper because it was framed in terms of “malice,” and, being phrased in the disjunctive, it permitted the jury to impose liability because SCWAR acted with hatred or ill will or published for a reason other than to protect the interests of women in the community.
Carney argues that a malice instruction nearly identical to the one here was used with approval in
Manguso
v.
Oceanside Unified School Dist.
(1984)
Having concluded that the instruction was improper, we now consider whether the error warrants reversal. (Cal. Const, art. VI, § 13.) This requires us to determine if the error was “likely to mislead the jury and thus to become a factor in its verdict, . . .”
(Henderson
v.
Harnischfeger Corp.
(1974)
Factors to be considered are “ ‘(1) the degree of conflict in the evidence on critical issues . . . ; (2) whether respondent’s argument to the jury may have contributed to the misleading effect . . . ; (3) whether the jury requested a rereading of the erroneous instruction . . . or of related evidence . . . ; (4) the closeness of the jury’s verdict. . . ; and (5) the effect of other instructions in remedying the error ....’”
(Seaman’s Direct Buying Service, Inc.
v.
Standard Oil Co.
(1984)
Application of the factors to this case convinces us that reversal is warranted. First, the instruction misstated the law. Carney was required to prove SCWAR’s negligence, but there was no instruction which relayed that fact to the jury. There was a total failure of the jury to consider this issue. (Cf.
Wilkinson
v.
Bay Shore Lumber Co.
(1986)
Second, Carney stressed at trial that the jury should impose liability if any of the three definitions of malice were met. He argued that one reason SCWAR published the newsletter was to attract new members and that the jury could impose liability upon this basis. For example, he stressed, “Are you satisfied in your community somebody is sentencing an attempted rapist in order to visit [s/c] new members?” He also argued that there was evidence of hatred or ill will because: “This is the bigotry. This is the organization that hates all men. . . . [fl] They are trying to generate war
This case is analogous to
Henderson
v.
Harnischfeger Corp., supra,
II. Jury Not Instructed That New York Times Malice Required for Punitive Damages
SCWAR argues that the jury should have been instructed that Carney was required to prove New York Times malice before Carney could be awarded punitive damages. We agree.
“A private-figure plaintiff must prove at least negligence to recover any damages and, when the speech involves a matter of public concern, he must also prove
New York Times
malice,
supra,
Carney concedes that the jury was not instructed on New York Times malice. He contends a New York Times instruction was not required because the newsletter was not a matter of public concern. Accordingly, we must determine whether the SCWAR newsletter addresses a matter of public concern.
In
Dun & Bradstreet,
the Supreme Court considered whether
Gertz
v.
Robert Welch, Inc., supra,
The Supreme Court concluded that
Gertz
did not apply because the defamatory statements did not involve a matter of public concern. In so determining, the court stressed that “ ‘[w]hether . . . speech addresses a matter of public concern must be determined by [the expression’s] content, form, and context ... as revealed by the whole record.’ ”
(Dun & Bradstreet, Inc.
v.
Greenmoss Builders, supra,
The court then concluded that the credit report concerned no public issue but was speech “solely in the individual interest of the speaker and its specific business audience.” (
We think the SCWAR newsletter plainly dealt with matters of public concern. The content, form and context of the newsletter portray a publication dedicated to addressing the general topic of sexual assault and harassment. Included in the newsletter was a list of certain services provided by SCWAR, such as the operation of a rape hotline, low-cost women’s self-defense groups, the availability of counseling services to assault victims, and the availability of SCWAR members to lecture and provide other public information services about matters of sexual harassment. These valid concerns were included with the description of men that the SCWAR newsletter alleged had been “hassling/assaulting/raping” women.
Unlike the matter in
Dun & Bradstreet,
the topic here is not solely in the individual interest of the speaker and its specific business audience. To the contrary, sexual harassment and violence against women is of pressing public concern.
4
In addition, the publication here, unlike the credit report in
Dun & Bradstreet,
was not motivated solely by the desire for profit and thus was more likely to be deterred by state regulation. (Cf.
Brown
v.
Kelly Broadcasting Co., supra,
Carney argues that these circumstances simply represented “three young persons voluntarily engaged in a drinking and petting party.” As such, he argues no matter of public concern was at stake. This argument frames the issue improperly. Carney is stating that there is no matter of public concern because the allegations were false. However, all libel, by definition, is false. (Civ. Code, § 45.) We think a more appropriate inquiry is whether, as Dun & Bradstreet pointed out, the form, context and content of the publication as a whole demonstrate that a matter of public concern is implicated. Accordingly, we have focused on the broad topic of the newsletter in general, dealing with matters of sexual harassment and assault, rather than the specific accusation that a private individual committed a specific crime, as a basis for determining that this newsletter constitutes a matter in the public concern.
III. Instructions Allowed Recovery of Presumed Damages
SCWAR argues that the jury instructions permitted the jury to find presumed damages without proof of New York Times malice and that this was error. We conclude that this contention is without merit.
In
Gertz
v.
Robert Welch, supra,
In this case, the jury was instructed under BAJI No. 7.10. That instruction listed factors such as plaintiff’s good name, plaintiff’s shame and plaintiff’s prominence in the community as elements the jury could consider in determining plaintiff’s damages. The instruction also noted, however, that “the law does not establish any absolute or fixed or mathematical rule or standard by which to compute such damage; therefore, you must exercise your discretion, but must do so without passion or prejudice for or against either party.”
SCWAR argues the reference to “discretion” in effect transformed the instruction into one which permitted the jury to award presumed damages.
IV. Admission of Karen’s Letter of Apology
SCWAR argues that admitting Karen’s letter of apology into evidence violated Evidence Code section 1152, subdivision (a). 6
Section 1152, subdivision (a) of the Evidence Code bars evidence of settlement or compromise to prove the liability of the settling party. It provides in pertinent part, “Evidence that a person has, in compromise . . . furnished . . . money or any other thing, act, or service to another ... is inadmissible to prove his or her liability for the loss or damage or any part of it.”
The rule prevents parties from being deterred from making offers of settlement and facilitates the type of candid discussion that may lead to settlement.
(Fieldson Associates, Inc.
v.
Whitecliff Laboratories, Inc.
(1969)
SCWAR cites
Tobler
v.
Chapman
(1973)
V. Admissibility of Evidence on Rape Trauma Syndrome
SCWAR contends the trial court erred by excluding lay and expert testimony regarding rape trauma syndrome. SCWAR offered the testimony of a staff psychologist at Kaiser Hospital in San Francisco and the testimony of a SCWAR staff member, regarding rape trauma syndrome, to establish that various aspects of Karen’s behavior were consistent with rape trauma syndrome.
In
Delia S.
v.
Torres
(1982)
Subsequently, in
People
v.
Bledsoe
(1984)
In so determining,
Bledsoe
stressed that rape trauma syndrome was not created to decide the truth or accuracy of a claim of rape. Instead, it was devised by “professional rape counselors as a therapeutic tool, to help identify, predict and treat emotional problems experienced by the counselors’ clients or patients. As the professional literature makes clear . . . because in the past women who have brought charges of rape have traditionally had their credibility or motives questioned by the police and others, rape counselors are taught to make a conscious effort to avoid judging the credibility of their clients. . . . [ft] Thus, as a rule, rape counselors do not probe inconsistencies in their clients’ descriptions of the facts of the incident, nor do they conduct independent investigations to determine whether
Thus,
Bledsoe
determined that “because the literature does not even purport to claim that the syndrome is a scientifically reliable means of proving that a rape occurred, we conclude that it may not properly be used for that purpose in a criminal trial.” (
In this case, SCWAR offered the testimony to show that aspects of Karen’s behavior were “characteristic” of rape trauma syndrome. For example, the fact that Karen acted irrationally after the incident, had trouble concentrating and felt embarrassed were reactions which Karen’s attorney argued were consistent with rape trauma syndrome. However, we think that this pattern of behavior was, as was the case in Bledsoe, the type of behavior a lay juror would normally associate with a sexual assault. There was nothing about Karen’s conduct which seemed inconsistent with her allegations of sexual assault. As the trial court, in rejecting the evidence, stated, “We have a jury and they are going to determine this question. I agree with Bledsoe that the jurors have good common sense and that they can evaluate.” Accordingly, we conclude that the evidence of rape trauma syndrome was not admissible to explain these types of reactions.
SCWAR also argues that the evidence was admissible to explain why SCWAR believed Karen’s charges were true. However, as
Bledsoe
stressed, rape trauma syndrome was not developed as a truth-finding device but was designed as a therapeutic tool. It does not function as a gauge of the client’s credibility. Thus, just as evidence of rape trauma syndrome cannot be used to prove that a rape occurred, the evidence also should not be used to explain or justify SCWAR’s belief that a sexual assault took place. In both circumstances, the evidence creates an aura of “special reliability and trustworthiness” which is not warranted given the purpose, history and nature of rape trauma syndrome.
(People
v.
Bledsoe, supra,
This does not mean, however, that SCWAR cannot describe Karen’s behavior and explain that it found such behavior convincing on the issue of whether an assault occurred. As
Bledsoe
acknowledged, evidence of the victim’s emotional and psychological trauma is admissible; lay jurors, however, are fully competent to assess such evidence. Likewise, in this case, the
Finally, SCWAR argues that the evidence was admissible to explain why Karen wrote the letter of apology to Carney. Although we have found nothing in the record to suggest that the rape trauma syndrome evidence was offered for this purpose, we think that, upon retrial, the evidence could be admissible under this theory. Karen’s letter to Carney is undoubtedly behavior inconsistent with a claim of sexual assault. It seems safe to assume that most lay jurors would think it unusual for a victim of a sexual assault to apologize to her alleged attacker.
It is true that the letter only acknowledged that Karen had not been “raped” and had not had “sexual relations” with Carney; therefore one might argue that, because Karen never claimed to have had intercourse with Carney, the letter of apology was actually consistent with her claim. However, we believe that the implication most jurors would naturally draw from the letter was that Karen was withdrawing all allegations of nonconsensual sexual activity. Given that such behavior is at odds with a claim of sexual assault and assuming that SCWAR can establish that this conduct is in fact one aspect of rape trauma syndrome, we conclude that the evidence would be admissible for this purpose.
VI. Other Contentions on Appeal
SCWAR raises a number of other contentions in its appeal, such as the trial court’s refusal to follow certain summary adjudication rulings, the misconduct of counsel for Carney, the fact that Carney recovered his costs twice and the argument that the punitive damage award was excessive. In light of our determination that the error in jury instructions requires that the case be reversed and remanded for a new trial, we do not address these remaining issues.
The judgment is reversed and the matter is remanded for further proceedings in accordance with this opinion. Costs to be awarded to appellant.
Premo, Acting P. J., and Bamattre-Manoukian, J., concurred.
Notes
SCWAR is a nonprofit corporation organized to assist and counsel women who have been victims of abuse. It has been in existence for over 15 years. Services it provides include a rape crisis telephone hotline, ongoing support and counseling services, and a periodic newsletter published to warn women about perpetrators of assaults and other forms of harassment. Carney and SCWAR agree that SCWAR constitutes a media defendant.
The Second Restatement of Torts section 580B also abides by a negligence standard. It provides in pertinent part, “One who publishes a false and defamatory communication concerning a private person, ... is subject to liability, if, but only if, he [j|] (a) knows that the statement is false and that it defames the other, []f] (b) acts in reckless disregard of these matters, or [j]] (c) acts negligently in failing to ascertain them.” (Id. at pp. 221-222 [italics added].) The Restatement also notes several factors which can be used in determining whether the defendant acted as a reasonably prudent person, such as whether the communication was so topical that it required prompt publication in order to be useful, whether the interests the defendant sought to promote were public ones as opposed to the mere spread of gossip and the extent of damage to the plaintiff’s reputation if the communication was false. (Id. at pp. 228- 229.)
For example, by referring to making statements for reasons “other than protecting the interest of the one for whom protection is given,” the instruction guards against abuse of the qualified privilege. (See e.g. Rest.2d Torts, § 603, pp. 291-292;
Brewer
v.
Second Baptist Church
(1948)
The fact that these issues are of public concern is well illustrated by the recently released Draft Report of the Judicial Advisory Committee on Gender Bias in the Courts. The report, which is titled, “Achieving Justice for Women and Men in the Courts,” includes several disturbing examples of incidents of gender bias and sexual harassment against women. Based upon these findings, the committee has proposed a number of recommendations, all of which are aimed at remedying the problems documented in the report.
SCWAR, citing
Bose Corp.
v.
Consumers Union of U.S., Inc.
(1984)
Section 1152, subdivision (a) provides: “Evidence that a person has, in compromise or from humanitarian motives, furnished or olfered or promised to furnish money or any other thing, act, or service to another who has sustained or will sustain or claims that he or she has sustained or will sustain loss or damage, as well as any conduct or statements made in negotiation thereof, is inadmissible to prove his or her liability for the loss or damage or any part of it.”
