David P. CARMICHAEL, Petitioner,
v.
STATE of Florida, Respondent.
Supreme Court of Florida.
Nancy A. Daniels, Public Defender, and Raymond Dix, Assistant Public Defender, Second Judicial Circuit, Tallahassee, for Petitioner.
Robert A. Butterworth, Attorney General, James W. Rogers, Tallahassee Bureau Chief, Criminal Appeals, and Stephen R. White, Assistant Attorney General, Tallahassee, for Respondent.
SHAW, Justice.
We have for review Carmichael v. State,
David Carmichael was charged with driving under the influence of alcohol and was tried before a jury. After counsel for both sides had finished questioning prospective jurors, the jury was selected at an unreported bench conference on June 26, 1995. Although Carmichael was not present at the bench during the conference, he was seated in the courtroom and had conferred with his lawyer immediately before the conference. The record is silent as to whether peremptory challenges were exercised. Carmichael was convicted as charged and the district court affirmed. He now claims that he is entitled to a new trial under Coney v. State,
The Court in Coney held that under our then-current rules of procedure the defendant had a right to be present at the bench when juror challenges were exercised. Florida Rule of Criminal Procedure 3.180 provided:
(a) Presence of the Defendant. In all prosecutions for crime the defendant shall be present:
....
(4) at the beginning of the trial during the ... challenging ... of the jury.
*248 Coney,
We confronted a similar scenario in Gibson v. State,
Mr. Rinard: Your Honor, if I may haveif we may take an afternoon recess so I may have ten minutes or so to speak with Mr. Gibson to advise him of some things and see how he would like for me to proceed.
The Court: Let's proceed with this round. Are there any additional challenges for cause?
Gibson,
Based on [the above] brief exchange, Gibson claims error in two respects. First, he argues that the trial court violated his right to be present with counsel during the challenging of jurors by conducting the challenges in a bench conference. Second, he argues that the trial court violated his right to the assistance of counsel by denying defense counsel's request to consult with Gibson before exercising peremptory challenges.
In Steinhorst v. State,412 So.2d 332 (Fla.1982), we said that, "in order for an argument to be cognizable on appeal, it must be the specific contention asserted as legal ground for the objection, exception, or motion below." In this case, we find that Gibson's lawyer did not raise the issue that is now being asserted on appeal. If counsel wanted to consult with his client over which jurors to exclude and to admit, he did not convey this to the trial court. On the record, he asked for an afternoon recess for the general purpose of meeting with his client. Further, there is no indication in this record that Gibson was prevented or limited in any way from consulting with his counsel concerning the exercise of juror challenges. On this record, no objection to the court's procedure was ever made. In short, Gibson has demonstrated neither error nor prejudice on the record before this Court. Cf. Coney v. State,653 So.2d 1009 , 1013 (Fla.1995) (holding trial court's error in conducting pretrial conference where juror challenges were exercised in absence of defendant was harmless beyond reasonable doubt).
Gibson,
*249 In the present case, as in Gibson, the defendant failed to raise this issue with the trial court. As noted above, defense counsel consulted with Carmichael immediately prior to jury selection, and neither Carmichael nor his lawyer expressed any interest in Carmichael being present at the bench during jury selection. Our decision in Coney had been issued months earlier, giving Carmichael ample notice of the existence of this right. As in Gibson, "there is no indication in this record that [the defendant] was prevented or limited in any way from consulting with his counsel concerning the exercise of juror challenges."
A timely request to approach the bench or an affirmative waiverwould have allowed the court to address this matter promptly and easily, with a minimum expenditure of judicial resources.[6] Had the court improperly denied such a request, Carmichael would be entitled to relief. Under his proposed scenario, however, a defendant could sit silently on this right throughout the jury selection process, await the trial's conclusion, and thenin the event of an adverse outcome raise the issue on appeal for the first time. The price of such an "ambush"i.e., a new trialis prohibitively steep in terms of resources and delayand basic fairness.
Based on the foregoing, we conclude that the trial court did not err in selecting the jury. We approve the result in Carmichael as explained herein.
It is so ordered.
OVERTON, KOGAN and WELLS, JJ., concur.
HARDING, C.J., concurs in result only with an opinion, in which ANSTEAD, J., concurs.
PARIENTE, J., concurs in result only with an opinion.
HARDING, Chief Justice, concurring in result only.
I respectfully concur in result only. I believe that Coney violations that occurred within the Coney window can be raised for the first time on appeal or in a motion for new trial. However, I would find the error to be harmless in this case.
In Coney v. State,
We conclude that the rule means just what it says: The defendant has a right to be physically present at the immediate site where pretrial juror challenges are exercised. See Francis. Where this is impractical, such as where a bench conference is required, the defendant can waive this right and exercise constructive presence through counsel. In such a case, the court must certify through proper inquiry that the waiver is knowing, intelligent, and voluntary. Alternatively, the defendant can ratify strikes made outside his presence by acquiescing in the strikes after they are made. See State v. Melendez,244 So.2d 137 (Fla.1971). Again, the court must certify the defendant's approval of the strikes, through proper inquiry. Our ruling today clarifying this issue is prospective only.
Coney,
Subsequent to our decision in Coney, Florida Rule of Criminal Procedure 3.180 was amended to state:
(b) Presence; Definition. A defendant is present for the purposes of this rule if the defendant is physically in attendance for the courtroom proceeding, and has a meaningful opportunity to be heard through counsel on the issues being discussed.
Amendments to the Florida Rules of Criminal Procedure,
The majority opinion analogizes Carmichael's case to Gibson v. State,
In Steinhorst v. State,412 So.2d 332 (Fla.1982), we said that, "in order for an argument to be cognizable on appeal, it must be the specific contention asserted as legal ground for the objection, exception, or motion below." In this case, we find that Gibson's lawyer did not raise the issue that is now being asserted on appeal. If counsel wanted to consult with his client over which jurors to exclude and to admit, he did not convey this to the trial court. On the record, he asked for an afternoon recess for the general purpose of meeting with his client. Further, there is no indication in this record that Gibson was prevented or limited in any way from consulting with his counsel concerning the exercise of juror challenges. On this record, no objection to the court's procedure was ever made. In short, Gibson has demonstrated neither error nor prejudice on the record before this Court.
Gibson,
In the present case, Carmichael did not object during the trial when the alleged error took place. Rather, Carmichael raised this issue for the first time on appeal. Nevertheless, an error regarding a defendant's right to be present at a critical stage in a trial can be raised for the first time on appeal or in a motion for new trial. See Francis v. State,
Similarly, in Coney, this Court addressed Coney's claim regarding his right to be present at sidebar during the exercising of peremptory challenges, despite the fact that Coney failed to raise this issue at trial. This Court concluded that it was error for Coney not to have been present at sidebar during *251 the exercising of peremptory challenges.[10] This Court found the error to be harmless.
Using the majority's rationale in the present case, I fail to see how this Court could have granted relief in Francis or addressed the issue in Coney. Although not explicitly stated, the effect of the majority opinion is to recede from this Court's decisions in Francis and Coney.
In addition to the precedent that has been set by this Court which would enable a defendant to raise an error concerning presence for the first time on appeal, logic dictates such a result based on the express language in Coney. In Coney, this Court stated that in order for a defendant to waive the right to be present at the immediate site where peremptory challenges are exercised, "the court must certify through proper inquiry that the waiver is knowing, intelligent, and voluntary." Coney,
In Brower v. State,
Patently, the procedure the Coney court prescribed in order for a defendant to waive his presence or ratify jury selection in the defendant's absence would be superfluous if the simple failure to make a timely objection had the same result. We note that in Mejia, the First District recognized that to require a contemporaneous objection to preserve for appeal the issue of deprivation of the right to be present at the bench conference for peremptory challenges would render it meaningless.675 So.2d at 999 .
Brower,
Therefore, it seems apparent to me that case precedent, logic, reason, and the basic principles of fairness require that Carmichael be given the opportunity to raise this Coney error for the first time on appeal or in a motion for new trial.
Another issue in this case concerns whether peremptory challenges must actually be exercised in order for a Coney violation to occur. In the present case, the First District Court of Appeal concluded, "Where defense counsel does not exercise any peremptory challenges, there is no basis for reversal under Coney." Carmichael,
DOES CONEY v. STATE,653 So.2d 1009 (Fla.), CERT. DENIED,516 U.S. 921 ,116 S.Ct. 315 ,133 L.Ed.2d 218 (1995), PROVIDE A BASIS FOR REVERSAL OF A CONVICTION WHEN THE DEFENDANT'S COUNSEL EXERCISED NO PEREMPTORY CHALLENGES? *252 Id. at 1362-63. In Ganyard v. State,705 So.2d 567 (Fla.1998), this Court declined to answer this question, finding that the question was moot because jury selection in Ganyard's trial took place before Coney became final. Thus, Ganyard's trial did not fall within the Coney window and therefore it was not error for Ganyard not to have been present at the immediate site where juror challenges were exercised.
However, in the present case, it is clear that Carmichael's trial fell within the Coney window, and therefore it is appropriate to now address the question raised in Ganyard. For those cases that fell within the Coney window, I believe that the immediate site/juror challenges requirement of Coney applied whenever peremptory challenges were or could have been exercised. I agree with the reasoning from Judge Webster's dissent in Ganyard, where he argued:
In Mr. Coney's case, "[j]uror challenges... were exercised on two occasions: first, during a brief bench conference after prospective jurors had been polled concerning their willingness to impose death, and second, during a lengthy proceeding at the conclusion of voir dire." [Coney,653 So.2d at 1013 ]. Coney was absent only on the former occasion, when challenges for cause were exercised by the state and Coney's counsel. Id. Because Coney neither waived his presence at the bench conference nor ratified the challenges for cause exercised by his counsel, the court concluded that error had occurred. Id. However, because the challenges "`involved a legal issue toward which [Coney] would have had no basis for input,' i.e., the death qualifying of prospective jurors," the court concluded, further, that the error was harmless. Id. (citation omitted). From this, it seems to me relatively clear that Coney was absent only when Witherspoon [Note] challenges were being exercised by counselhe was present at the immediate site where peremptory challenges (and, perhaps, cause challenges based on grounds other than views regarding the death penalty) were exercised.
[Note:] Witherspoon v. Illinois,
It seems to me, further, that the court concluded that Coney's absence from the site of the exercise of the Witherspoon challenges was harmless solely because it assumed that Coney could not have had any input regarding whether a particular Witherspoon challenge should be exercised. While one might disagree with the court's assumption that a defendant can never have any meaningful input to offer on the question of whether his counsel should exercise a particular challenge for cause in such circumstances, it seems to me that the majority reads far more into this portion of the court's opinion than was intended when it concludes that harmful error can occur only when the defendant's counsel actually exercises peremptory challenges in the defendant's absence.
The majority focuses narrowly on the words "are exercised" in the language from Coney that "[t]he defendant has a right to be physically present at the immediate site where pretrial juror challenges are exercised."653 So.2d at 1013 . In Francis v. State,413 So.2d 1175 , 1178-79 (Fla.1982), the court said that "[t]he exercise of peremptory challenges has been held to be essential to the fairness of a trial by jury and has been described as one of the most important rights secured to a defendant." In Mejia v. State,675 So.2d 996 , 1000 (Fla. 1st DCA), review pending, *253 Case No. 88,684 (filed Aug. 6, 1996), we concluded "that the procedural rule set out in Coney is intended to ensure that a defendant's right to meaningful participation in decisions regarding the exercise of challenges, particularly peremptory challenges, is zealously protected." It seems to me that the majority's reading of the language regarding "the exercise" of challenges is unreasonably narrow. I find it much more plausible that, when the court used the phrase "[t]he exercise of peremptory challenges" in Francis, it intended to refer to the entire process by which one decides whether to exercise one or more peremptory challenges, rather than merely to the actual act of challenging a particular prospective juror. Likewise, I find it much more plausible that the court intended the same thing when it used similar language in Coney.
Frankly, I am unable to see the logic in a rule which is designed to protect a defendant's right to meaningful participation in decisions regarding the exercise of challenges, but would permit a finding of harmful error only when at least one peremptory challenge was exercised by a defendant's counsel. Surely, it is just as important that a defendant have an opportunity to offer input regarding the decision not to challenge any prospective jurors peremptorily as it is that a defendant have an opportunity to offer input regarding the decision to challenge a particular prospective juror peremptorily. In the latter case, it is clear that, if the defendant is not present at the immediate site where the challenge is made and has neither waived the right to be present nor subsequently ratified the challenge, Coney has been violated. Yet, according to the majority, in the former case, no Coney error occurs because defendant's counsel exercised no peremptory challenges, notwithstanding that the defendant was not present at the immediate site where the decision not to exercise any peremptory challenges was made by counsel, and neither waived the right to be present nor subsequently ratified counsel's decision. It seems to me that the fact that a challenge was made in one case but not in the other is a distinction without a difference if what we are concerned about is the defendant's right to meaningful participation in the decision.
It seems to me, further, that the same analysis holds with regard to challenges for cause. Assuming that the challenge is one regarding the exercise of which a defendant might offer meaningful input (such as, for instance, when the challenge is one which, for tactical reasons, might not be exercised even if available), I see no logical reason why Coney should not apply. It might well be that a defendant would prefer to have a particular prospective juror on the panel, given the alternatives, notwithstanding the availability of a challenge for cause. In such a case, application of Coney would ensure that the defendant would have an opportunity to inform counsel of his or her wishes.
In short, based upon my reading of Coney, it seems to me that the court intended the rule to apply during the entire process of challenging prospective jurors, to ensure that a defendant would have an opportunity to discuss possible challenges with counsel before a decision is made. More particularly, I believe that Coney was intended to apply to cases such as this one, notwithstanding the fact that appellant's counsel did not exercise any peremptory challenges. In my opinion, pursuant to Coney, absent a waiver or a subsequent ratification of his counsel's decision, appellant was entitled to be present at the bench conference during which his counsel decided not to exercise any peremptory challenges.
It is undisputed that appellant was not present at the bench conference during which challenges were discussed (and his counsel announced that he would not exercise any peremptory challenges), and that appellant neither waived his right to be present nor subsequently ratified his counsel's decision.
Ganyard,
*254 Finally, having found that a Coney error occurred, the next question becomes whether or not this error was harmless. In Coney, this court found the error to be harmless because the error occurred at a bench conference on a purely legal issue for which the defendant would have had no input.[13]Coney,
ANSTEAD, J., concurs.
PARIENTE, Justice, concurring in result only.
I concur in the result reached by the majority for the reasons stated in this concurrence. Carmichael has not explained how his absence at the site where the peremptory challenges were exercised thwarted the fundamental fairness of the proceedings; he merely alleges noncompliance with the Coney rule.
In Coney v. State,
We subsequently approved an amendment to the rule that removed the procedural right announced in Coney. See Amendments to the Florida Rules of Criminal Procedure,
The question raised by Chief Justice Harding's concurrence is whether we are compelled by Francis v. State,
In Coney, we interpreted the definition of "presence" as used in Florida Rule of Criminal Procedure 3.180. We expanded our analysis from Francis v. State,413 So.2d 1175 (Fla.1982), which concerned both a defendant whose right to be present had been unlawfully waived by defense counsel, and a jury selection process which took place in a different room than the one where the defendant was located. In Coney, we held for the first time that a defendant has a right under rule 3.180 to be physically present at the immediate site where challenges are exercised.
Accordingly, in Boyett we receded from Coney "to the extent that we held the new definition of `presence' applicable to Coney himself." Boyett,
Francis, unlike Coney, was based on constitutional principles. In Francis, this Court explained that a defendant has the constitutional right, founded on due process, to be present at "the stages of his trial where fundamental fairness might be thwarted by his absence."
Further, the procedure we set forth in Coney for the trial court to certify through inquiry that the waiver was knowing and intelligent, Coney,
While I do not agree that the defendant has the right to raise the Coney issue on direct appeal since fundamental error is not involved, I believe that the defendant has the right to raise the issue for the first time in a collateral proceeding. In this regard, I agree with Judge Altenbernd's concurrence in Hill v. State,
Although I conclude that Mr. Hill has the right to raise the Coney issue, I do not believe he has the right to raise it on direct appeal. There is nothing in this record to suggest that Mr. Hill would have taken any action at the bench that would have affected the make-up of this jury.
... I assume a prisoner can raise this issue in a postconviction motion without the need to preserve it at trial. A prisoner may allege that his lawyer was ineffective by failing to read the advance sheets and advise the trial court of his client's newly announced right.
On the other hand, I cannot conclude that the Coney issue is a per se error. See Scott v. State,618 So.2d 1386 (Fla. 2d DCA 1993) (defendant's presence by video at arraignment is not per se error). Unlike a Neil[[14]] issue where a jury either includes someone who should have been dismissed or excludes someone who should not have been dismissed, the Coney issue does not automatically affect the make-up of the jury. Therefore, I conclude that Mr. Hill should be required to allege under oath and prove that he would have affected the make-up of his jury if he had been allowed to be physically present at the bench conference.
(Citations omitted).
In this case, however, it appears that any error would have been harmless because the record affirmatively establishes no peremptories were exercised.
NOTES
Notes
[1] We have since amended Florida Rule of Criminal Procedure 3.180 to supersede Coney. See Amendments to Florida Rules of Criminal Procedure,
[2] We later held the Coney rule inapplicable to Coney himself and other "pipeline" defendants. Boyett v. State,
[3] Gibson's trial took place before Coney was issued; his appeal took place after. As noted above, the Court subsequently determined that the rule of law announced in Coney was inapplicable to Coney himself and other "pipeline" cases. See Boyett.
[4] See Steinhorst v. State,
[5] See Melbourne v. State,
[6] Had Carmichael elected to waive the right, the court would have certified that the waiver was "knowing, intelligent, and voluntary" through proper inquiry. Coney,
[7] At the time Coney was decided, Florida Rule of Criminal Procedure 3.180 stated:
(a) Presence of the Defendant. In all prosecutions for crime the defendant shall be present:
....
(4) at the beginning of the trial during the... challenging ... of the jury.
Coney,
[8] The majority opinion states that "[a] timely request to approach the benchor an affirmative waiverwould have allowed the court to address this matter promptly and easily, with a minimum expenditure of judicial resources." Majority op. at 249. The opinion further states in a footnote that "[h]ad Carmichael elected to waive the right, the court would have certified that the waiver was `knowing, intelligent, and voluntary' through proper inquiry. Coney,
[9] The majority cites to Gibson, which in turn cites to Steinhorst, for the proposition that "[e]xcept in cases of fundamental error, an appellate court will not consider an issue unless it was presented to the lower court." Majority op. at 248, note 4. Both Francis and Coney were silent as to whether the presence error was fundamental.
[10] In Coney, this Court erroneously applied the Coney violation to Coney himself. In Boyett v. State,
[11] The majority opinion states:
Under his proposed scenario, however, a defendant could sit silently on this right throughout the jury selection process, await the trial's conclusion, and thenin the event of an adverse outcomeraise the issue on appeal for the first time.
Majority op. at 249. I note that the Coney window is relatively narrow (less than two years). Additionally, the Coney window is now closed, therefore preventing defendants from following the strategy outlined by the majority (sitting silently through the jury selection process and raising the issue on appeal in the event of an adverse outcome).
[12] All five district courts have ruled on whether or not Coney violations that occurred within the Coney window can be raised for the first time on appeal or in a motion for new trial. Only the Second District Court of Appeal has concluded that Coney violations cannot be raised for the first time on appeal or in a motion for new trial. See Butler v. State,
[13] As stated earlier, in Coney this Court erroneously applied the Coney violation to Coney himself. In Boyett v. State,
[14] State v. Neil,
