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Carmichael v. People
206 P.3d 800
Colo.
2009
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*1 CARMICHAEL, Petitioner Richard S. State

The PEOPLE Colorado, Respondent.

No. 07SC478. Colorado, Court

En Banc. 13, 2009. April May 2009.* Rehearing Denied * participate. grant petition; Eid does not Justice Coats would Justice *2 8Q2 Opinion delivered MARTINEZ

Justice Court.

Introduction I. a num- faced Richard *3 including two charges, criminal of

ber aon assault degree sexual of third charges involving incidents stemming from two child the seri- Because children. different two him, Carmi- against charges ousness twenty sentence minimum faced a chael maximum, and, two at probation years if convicted life sentences attorney Car- offered prosecuting The trial. Carmi- under which bargain, michael sen- receive chael awith tence counsel, re- Carmichael advice On years. proceeded bargain and jected and sentenced was convicted where Following his probation. twenty years of re- a motion filed conviction, Carmichael as- trial, alleging ineffective a new questing attor- stemming from of counsel sistance the relative explain fully failure ney's court trial The offer. benefits appealed. and Carmichael motion denied court's trial upheld the appeals motion. deny the decision reverse. and now certiorari granted We of counsel assistance ineffective apply the Su- United by the forth set standard Washington, in Strickland preme Court L.Ed.2d 668, 104 S.Ct. find we standard Under constitution- representation Carmichael's representa- inadequate and that ally deficient sup- prejudice, him substantial caused tion Because objective evidence. ported this case to resolve able are we decline grounds, of counsel involved remaining issues address appeal. History Procedural II. Facts Defender, Kar- Wilson, Public

Douglas K. Defender, Den- Deputy Public Taylor, en N. RR. Incident A. Petitioner. Colorado, Attorneys ver, sum- spring or date an unknown On spent A.B. friend and her R.R. General, mer of Ka- Suthers, Attorney W. John house, after Carmichael's at Sheree night Attorney Gen- Assistant Gillespie, tharine J. center. Sher- recreation local at the a dance Division, Justice Criminal eral, Appellate Michael Carmichael ee Colorado, Attorneys for Re- Denver, Section, girls went testified A.B. daughter. spondent. sleep in the Carmichael basement around and J.V.N. spent great deal of time at the am., 1:00 with A.B. and sleeping RR. family Carmichael home. separate couches and sleeping Sheree on the On June J.V.N., who was thirteen floor. A.B. testified that she fell asleep right years time, old at the returned from a multi- away, but was awakened a few hours later day camping trip with the family. light shining eyes. in her RR. and Sheree Rather than returning to home, her own continued sleeping. Pretending to be asleep, J.V.N. spend decided to night at A.B. claimed she saw shining Carmichael home. J.V.N. testified that she flashlight over girls, and subsequently was playing with Sheree and a few other observed approach RR., lift her friends the Carmichael basement. Over shirt, and touch RR., her breast. who was the course of the evening, she accepted four *4 time, thirteen at the did not up wake and or five shots of alcohol from Carmichael. does not have recollection of this inci- Carmichaelalso offered shots to Sheree and trial, dent. At that, A.B. stated after several son, Chad. Offering small amounts of minutes, she observed Carmichael up stand alcoholto the children was an accepted prac- and turn off the flashlight. A.B. testified she tice in both the V.N. and Carmichaelfamilies. noise, heard a loud but the girls other did not up. wake Carmichael then left the basement Later that evening, J.V.N. came back up- and upstairs. returned lay stairs and down on the go couch to sleep. Carmichael was lying on a The loveseat following day, the girls three spent the day that, J.V.N. stated together at the Carmichael house. A.B. nearby. pretended she asleep, be told Carmichael moved over R.R. what she observed. The two also couch, touched her times, hand several told lifted incident, Sheree about the but girls shirt, her and touched her stomach. decided to When keep it a secret. pretended J.V.N. up, wake Carmichael wife, Carmichael and his Sheila Carmicha- moved back to the Carmichael, loveseat. in el, that, testified night in question, contrast, testified placed that he a blanket on they asleep were in bedroom, their when J.V.N. and removed her shoes when she fell Sheila heard a loud noise and Carmi- woke asleep. chael investigate. Carmichael checked the house with a flashlight, including thereafter, Soon the base- JV.N. returned to the basement, ment. While woke Sheree and Carmichael was in the base- Sheree what told ment, Sheila stood at top happened. of the stairs. J.V.N.'s dad pick came to her up and Sheila testified that she never reported J.V.N. police sight incident to lost Carmichael into, as he looked day. but next did not maintained that he Carmichael enter, the room where girls J.V.N., were never sleep- touched other than possibly ing. In the morning, Sheila found a fallen her hand or stomach while brushing placing window in blind the basement and assumed blanket over it her.

was the cause of the noise.

Authorities did not learn about C. Trial RR. incident until the mother of the other alleged In February police arrested Richard victim, J.V.N., police informed during an in- Carmichael charged him with one count vestigation second, of the subsequent, inci- of sexual assault on a child one in a dent. J.V.N.'s mother learned about position of trust involving RR., one count of first through event following chain of sexual assault on a RR., child involving one communication: Sheree, A.B. told Sheree count of contributing to the delinquency of a J.V.N., told and J.V.N. told her mother. minor, one count of attempt criminal to com- mit sexual assault on a child one B. J.V.N. Incident position of J.V.N., trust involving and two incident, Prior to this and her fami- J.V.N. counts of eriminal attempt sexual commit ly very were close to the Carmichaels. Car- assault in the third degree, one each for the michael and J.V.N.'s cousins, father are first RR. and J.V.N. incidents. Fritz's Mr. Carmichael, learning of upon charges, Carmi- these serious with Faced trial advice, for new a motion filed deficient attorney Carl retained

chael Car- counsel. due to to dis- client met Fritz Mr. Fritz. known he had that testified michael ex- Fritz offenses. charged cuss the Mr. by going to actually faced penalties offense, charged of each elements plained four a class guilty to pleaded he would he faced inform but did awith a child against assault felony of sexual if convicted. life sentences two probation. years of stipulated re- informed Fritz Mr. repre- Mr. concluded trial court The offense. for a sexual quirements process plea-bargaining during the sentation of a scheduled date April On deficiency deficient, determined but was County Arapahoe hearing, the preliminary Carmichael. materially prejudice did informed Attorney's office District to one willingto if Carmichael Appeal D. a child assault sexual count class four appeal notice timely filed to dismiss agree prosecution trial court designation requested a sen- stipulate charges remaining was to record This May of record a ten probation, tence of following June. by the completed *5 minimum. year Barnes, was reporter, Valerie assigned court transcribing for her deadlines to meet unable of this Carmichael informed Fritz Mr. to com- hired reporters Other record. the in a stated Mr. Fritz plea offer. proffered so be- to do unable were the plete inform to he failed that record affidavit subsequent unreadable were *6 the United Supreme Court, because to effective assistance of counsel." McMann assistance of counsel is necessary Richardson, "so that v. 759, 397 14, U.S. 771 n. 90 the may accused know precisely what 1441, he is S.Ct. 25 (1970). To succeed doing, so that he is aware of prospect the on a claim of ineffective counsel, assistance of going jail to prison, and so that he is a defendant must meet the two-prong test fairly treated by prosecution." the set forth by the United States Supreme Arger singer Hamlin, v. 25, 33, 407 U.S. 92 S.Ct. Strickland, Court in 668, 466 U.S. 104 S.Ct. 2006, (1972). 32 L.Ed.2d 530 This reasoning 2052, 80 First, L.Ed.2d 674. the defendant penalty tential charged for the 39, offense (3d Cir.1992); an F.2d Fairman, 43 Toro v. 940 and, prison life sentence 1065, (7th F.2d Cir.1991); 1067 Turner v. Ten misinformation, based on that nessee, the 1201, defendant (6th 858 F.2d Cir.1988), 1205 va rejects plea agreement probation. for cated grounds other Turner, Tennessee v. 2. Whether a defendant's 902, conviction should be 3208, 109 S.Ct. 106 L.Ed.2d 559 reversed when the defendant challenges ju- (1989); Johnson, 900; 793 F.2d at Beckham v. cause, ror for the district court denies the Wainwright, (5th 639 F.2d 262, 267 Cir. Unit B challenge colloquy based on juror between the Mar.1981); State v. Donald, 198 Ariz. 406, 10 prosecutor, and the colloquy and that does not P.3d (Ct.App.2000); 1193, 1200 In re Alvernaz, 2 appear appellate in the record. Cal.4th 924, 8 713, 830 Cal.Rptr.2d P.2d 747, 3. Whether the trial court erred when it refused (1992); 754-55 v. Comm'r Copas Corr., 234 grant the challenge defense's 139, for cause to a 718, Conn. (1995); 662 A.2d 725 Cottle v. juror expressed who juror State, doubt ques- on her 963, (Fla.1999); 733 So.2d 965-66 Cleve tionnaire as to whether she could be fair and land v. State, 674 S.E.2d 289, 290, 2009 WL impartial in the case. 578531, (Ga.2009); *2 People Curry, v. 178 Ill.2d 4. accurate, Whether the lack of an complete 509, 227 Ill.Dec. 395, 687 N.E.2d 877, 882 appeal record of (1997); violates the defendant's due Mahar, 11, Commonwealth v. 442 Mass. process rights. (2004); 809 N.E.2d 989, 992 State v. Rhodes, 277 5. Whether delay inordinate preparing Neb. (2009); 316, 761 N.W.2d 907, 913 Com appeal record on violated the defendant's Napper, 54, monwealth v. Pa.Super. 254 385 A.2d process rights due speedy appeal. to a 521, (1978); State, 524 Judge 554, 321 S.C. 146, (1996), 471 S.E.2d 149 overruled on other Leonti, 2. 1111, United States v. 326 F.3d grounds 1117 State, Jackson v. 342 S.C. 535 (9th Cir.2003); Gordon, United States v. 156 (2000); F.3d S.E.2d Lentowski, State v. (2d Cir.1998); Day, United States v. Wis.2d N.W.2d (App.1997). 758, 760-61 806G6 mis a fundamental under Operating child. was attorney's performance

must show law, Mr. applicable understanding Sec 2052. at Id. "deficient." was plea offer that the told Fritz he suffered show must ond, the defendant Car punishment essentially identical per deficient of this result aas prejudice trial, and if convicted face satis has michael hold Carmichael Id. We formance. acceptable." "not offer test. characterized prongs both fied February Transcript, Trial Court advice, Performance- Car Deficient Mr. Fritz's B. reliance 2002. at 79. plea offer. rejected the michael his attor to show For constitutionally defi was ney's performance admission, did Fritz, by his own Mr. made counsel cient, must demonstrate opportunity provide fune- "that counsel so serious errors regard- decision reasonably informed make by the guaranteed the 'counsel' tioning as offered benefits ing the relative has Id. "[A] Amendment." Sixth Carmi- he allowed stated Fritz bargain. Mr. reasonably informed make a without offer bargain reject chael to offer." accept whether decision reduce plea would informing him that failure counsel's 43. F.2d at Day, 969 Thus, exposure opportunity present that, at years or twenty from will decision reasonably informed make or more to one exposed would be representation. deficient constitute Depart- sentences life repre Fritz's of Corrections. agree Mr. ment parties findWe deficient. case was in this sentation comparative sentence "Knowledge of aggravated. particularly deficiency to be accept standing trial exposure between fundamentally misunderstood Mr. to the erucial will often ing charges consequences potential Day, guilty." whether decision Fritz testified Mr. Carmichael. against failure to F.2d at sentencing specialized unaware he was regarding client appropriately under offenders sex requirements bargain in relation attractiveness Act, Supervision Lifetime Offender Sex constitution trial was going to risks of to the Instead, he mis 16-13-804, C.R.S. § United See performance. ally deficient *7 sub would be Carmichael takenly believed (2d 376, Cir. Gordon, 380 F.3d 156 sentencing guidelines. felony general ject to underestima 1998) attorney's gross (deeming to con failure mistake, with a combined This to be exposure sentencing tion of defendant's research, Fritz to tell led Mr. adequate duct repre constituting deficient duty of a breach probation for qualify he "would Carmichael the second sentation). turn to therefore time," if even doing any not be he and would inquiry. of prong Fritz Mr. no time did At at trial. convicted face indetermi would that he tell Carmichael Prejudice C. trial and to if he went life sentences nate a defen prejudice, lost. To establish were so errors "counsel's show must attorney dant prosecuting Therefore, when a fair deprive the defendant toas Carmichael, serious he was plea offer made a Strick is reliable." trial, result trial whose the attractive evaluate properly unable In 687, land, 104 S.Ct. at a mini faced offer. Carmichael of that ness show words, must "defendant other probation twenty year indeterminate mum that, for but probability a reasonable is there of two sentence a maximum ary sentence errors, the result unprofessional counsel's guaran no with life sentences indeterminate A different. have been (2000). would proceeding 16-13-804, C.R.S. § probation. tee of suffi probability ais probability of inde a sentence reasonable offered was out confidence undermine mini cient year a ten terminate also 694, 2052. See S.Ct. 104 come." to one pleading in return mum (Colo. 937, Garcia, 941 P.2d 815 People v. a assault felony count of sexual four class

807 1991) ). (adopting context, Strickland In this by faced going to trial. See Gor Carmichael must demonstrate there don, is rea ("[The 156 F.3d at 381 fact that there probability that, sonable but for counsel's great is a disparity between the actual maxi errors, he would accepted have offer mum sentencing exposure under the Sen rather than going to trial. See Hill v. Lock tencing Guidelines and the expo sentence hart, 52, 59, 474 366, U.S. 88 represented sure attorney defendant's (1985). provides objective sufficient evidence to es tablish a reasonable probability that the out A number of federal require circuits come of the proceedings differ."). provide objective some evi Here, Carmichael faced a minimum twenty dence supporting his or her own self-serving year probationary sentence, prejudice. claims of See Moses v. United and a maximum sentence of two indetermi States, F.3d 1999WL 195675 nate life sentences guarantee with no (8th pa Cir.1999); Gordon, 381; 156 F.3d at § 16-13-804, role. C.R.S. Carmicha Shanks, Bachicha v. 66 F.3d el was offered a sentence of (10th WL 539467 Cir.1995); Toro v. Fair probation with a man, year (7th 940 F.2d minimum in return Cir.1991).; for pleading guilty to one class four felony But see States, Smith v. United 348 F.3d count of sexual (6th assault on a Cir.2003) child. Mr. Fritz (rejecting objective an evi- standard). mistakenly represented denee the minimum Strickland itself does not sen tence Carmichael would require receive convicted provide this kind of at trial years as ten probation, corroborating evidence same as prejudice. only It addition, offer. In requires Mr. incor demonstrate a "reason rectly stated that acceptance of offer probability" able counsel's error materi would not represent ally a material affected the outcome reduction in of the proceeding. Strickland, sentence Carmichael faced if U.S. at decided S.Ct. 2052. proceed Nonetheless, trial. 'We believe a discrepan believe the ineffective assis cy tance of counsel years of ten inquiry is aided objec highly su pervised probation tive evidence sufficiently large standard. We believe a defen provide objective post-conviction dant's prejudice. evidence of testimony that he would have accepted is, in and Third, Carmichael, though counsel, itself, insufficient to prejudice. establish affirmatively pursuing plea bargain despite We look objective for some corroborating proclamations of innocence. Mr. Fritz evidence of the reasonable probability that testified that Carmichael "encouraged" him Carmichael would accepted obtain a bargain. addition, Mr. offer if not for Mr. Fritz's deficient counsel. co-counsel, Hammond, testified objective satisfies negotiations continued until day evidence standard. Carmichael's testimony when he had a discussion oppos- *8 supported by is at least three corroborating ing counsel about possible plea agreement. sources of First, evidence. Mr. Fritz testi pursuit This active plea of a lends eredibility fied to his belief that rejected the to Carmichael's testimony that he was ame- plea bargain offer in reliance on his deficient nable to a bargain and would have ac- Day, advice. See 969 F.2d at 46 (stating cepted offer, had he been properly coun- attorney's defense statements confirming the seled. prejudice existence of may satisfy objec the standard); tive evidence People v. Curry, 178 Once some independent, objective 509, Ill.2d 395, 227 Ill.Dec. 877, 687 N.E.2d evidence is introduced to support a defen (1997) 888-89 (deeming defense counsel's af dant's claim prejudice, of a trial court has fidavit confirming prejudice objec sufficient weigh discretion to the various evidence and . evidence) tive reach a conclusion regarding whether the Second, there large is a disparity between by was harmed counsel's incffec- exposure sentence represented as to Car representation. tive prejudice The determi michael Mr. Fritz and the actual exposure nation is a question mixed of law and fact.

808 objective ev- Once improper. is presumption States, F.3d v. United

Cullen a defen- support supplied has been a trial idence Thus, Cir.1999). we review while (24 review claim, should trial court of discre- dant's abuse findings for factual court's weight supplying additional to those without of law evidence application tion, review claims. side's to either suspicions novo. findings de fmdmg trial court's disagree with found Carmicha- trial court Ultimately, the First, in consid- of case. as a result in this prejudice prejudice no of no el suffered sup- objective evidence of existence be- ering largely performance, inadequate prejudice, claim Carmichael's porting not believe judge did trial court cause stated, willing court to admit be would ever carefully for corroborat- (unreadable) The trial bargain. look of a part guilt as testimony of Mr. testimony in the ing stated, evi- tangible Hammond, and and Mr. I have is that am in here I problem The to believe led me have that would dence heart, knowing my believing in difficulties taken have would Defendant that my observation through I do Defendant adequate given he been had bargain months-I past several him over an indication advisement, see I cannot and particular that believing difficulties have on So, of corroboration for lack of that. the offered taken would (unreada- issue, I think we've and as that notwithstanding proper and bargain, finding, that ble) to arrive specificities say Why I this? do advisement. accurate (unreadable) time at this to find going I'm way he-com- say this because I met. been has not the test prong that De- vigorously and repeatedly pletely, 19, February Transcript, Court Trial innocence protested had fendant above, at least we find As discussed 2001. by all that process, trial throughout corrobo- objective evidence sources three at trial advice accurate accounts therefore prejudice. We rating Carmichael's remain silent up his gave its discretion abused trial court find (un- fairly testified, vigorously, makmg its evidence failing to consider at the readable) his innocence maintained determination. trial. time of court, considering Second, the trial court's the trial it seems at 18. Id. , prejudice, evidence stated wholly based is prejudice no finding of (unreadable) it's been then will The court at trial. innocence assertion prob- a reasonable there is established may maintain However, preponderance ability, based entering advice into evidence, the deficient that absent while nonetheless innocence different, in this which The United plea agreement. would the result a valid had the advice the-if means that an ad context whether considered Supreme Court range proper a valid necessary and a correct guilt been mission (unreadable) Alford, him before spread have been in North Carolina agreement bargain, L.Ed.2d I'm proffered accepted U.S. trial I gone to and not "I'm going maintained Alford, the defendant myself n. at 29 find guilty." by. But I do Ibut bound don't feel the Colorado agreement a defen found Supreme Court S.Ct. (unreada- they say post-trial agreement when Court into a valid enter *9 could dant reviewed ble) to be are most by a "while because admitting guilt, without of a suspiciously. waiver of both guilty consist of pleas guilt, of express admission trial and em- trial court believe 17. We Id. at requisite a constitutional is not element latter it held when standard incorrect ployed an penalty." a criminal imposition of to the corroborating evidence that, objective even Thus, S.Ct. preju- of claim a defendant's presented, were real acknowledgedthe specifically has Court unrelia- to be presumed is nonetheless dice inno maintain: their who ity that individuals type this operation We believe ble. may cence nonetheless decide to accept guilty, a because he insisted he was innocent. plea offer. protestations Because by innocence a de- fendant are dispositive prejudice Therefore, we believe a protes- defendant's inquiry, they we find insufficient, are as a innocence, alone, tations of standing are in- law, matter of outweigh objective evi- support sufficient finding prejudice of no prejudice dence of presented by defendant. weighed against objective when evidence of Cullen, prejudice. See 194 F.3d at 407 ("Though [defendant's] insistence of his inno- Remedy D.

cence is a factor relevant to conclusionas remedy The to whether he has shown a proba- constitutionally reasonable performance deficient counsel bility "should that he would pled guilty, have it is dispositive."). tailored to large injury A number suffered and defendants should not unnecessarily will justice infringe enter into system the criminal on competing inter maintaining innocence, ests." Morrison, their United only States v. to later admit to they the eriminal acts commit- addition, ted. To a defense address attorney's injury accu- suffered presentation here, rate available may outcomes order a pro new encourage viding to admit Carmichael an opportunity engage actions plea negotiations applicable face the consequences. A the benefit de of effec fendant tive Riggs Fairman, who receives counsel. inadequate and defec 399 F.3d (9th Cir.2005) ("When tive regarding options available him through bargain deprived or at counsel has trial is a defen deprived dant of a opportunity bargain, may intelligently choose to evaluate the vacate the situation. conviction parties defense at return the torney required to the "explain bargaining developments stage."). in the case to the extent reasonably neces A new trial with effective counsel will re sary permit the client to make informed store Carmichael position enjoyed regarding representation," decisions in prior to Mr. Fritz's performance. flawed cluding offers, available regardless of a While some courts have held an order for a defendant's claims of innocence. Criminal new trial supplemented must be with a re (American Justice Section Standard 4-3.8 quirement prosecution subsequently 1990). Ass'n, Bar An attorney's failure to previous reinstate the plea offer, see Leather provide this information to defendant de Palmer, man v. 583 F.Supp.2d prives him opportunity of an to reassess his (W.D.Mich.2008) (citing Satterlee v. Wolfen statements of innocence. barger, (6th 453 F.3d 370-71 n. 7 Cir. The trial court's reliance on Carmichael's 2006)), we believe such a remedy is not nar insistence of innocence is particularly trou- rowly tailored to injury address the suffered. where,

bling here, a trial judge's opinions Access to an attractive offer is not a regarding the likelihood a defendant would constitutional right, and thus the constitution accept personal are based on require does not an offer to be reinstated. subjective impressions, rather than identifi- Rather, a defendant who has received inef able words or particular actions of this defen- fective assistance of counsel has been de dant that we could review as record support prived of his constitutional right to effective for the court's conclusion. Although an eval- competent counsel and counsel will address prejudice uation of will require a trial court injury. To focus the remedy on the credibility make determinations regarding foregone plea offer is to confusethe nature of relevant testimony, we find no sup- record injury suffered. losing Rather than port for the trial court's conclusion. benefit of potential plea bargain, Here, there is prejudice. evidence of defendant has lost the effective assistance of only remaining support for the conclusion of counsel to which he is constitutionally enti *10 prejudice no is the trial judge's court belief tled. a counsel, restoration of that that Carmichael would be unwilling to rather than a mandated sentencing outcome,

81Q adequately negotiate or to failure counsel's way address to narrowly tailored most is the deal, the Su plea concerning a him advise by Carmichael. suffered prejudice the firmly holding in Hill rested preme Court's are new trial for proceedings When cannot be guilty plea that a conclusion on its course, may, of undertaken, parties the if it would voluntary or effective considered By restoring negotiations. reengage in coun for defense but entered have been a he will right to assistance. unreasonably deficient sel's he to that which similar position bargaining re Supreme Court Similarly, when provide Carmi- This will in 2001. enjoyed Washington to the in Strickland ferred in engage opportunity chael proceeding of a the outcome that likelihood rep- of effective the benefit negotiations embellishing upon different, it was might be and counsel. resentation materiality in the its definition deficiency or an error context assistance IV. Conclusion confidence undermine sufficiently grave to of Car- representation find Mr. 466 U.S. legal proceeding. of a outcome Fur- constitutionally deficient. michael (1984). S.Ct. stan- objective evidence ther, adopting notion that the holding was of its The thrust presented sufficient dard, find Carmichael we reliability of a defen goes to the prejudice support corroborating evidence objective Strickland, punishment. or conviction dant's re-we Because prejudice. contention his 2052; Kimmel 688, 104S.Ct. 466 U.S. cf. the ineffective the basis of this case solve Morrison, 477 U.S. man v. claim, decline of counsel assistance (1986)(Powell,J., 2574, L.Ed.2d 305 S.Ct. by Carmi- raised arguments the other reach that (emphasizing concurring) judgment of reverse We therefore chael. with defen is concerned assistance effective to the the case and remand appeals, court of determination fair and reliable right to dant's trial. for a new district innocence). sug It nowhere or guilt his preju a criminal gested that dissents. COATS Justice sense, by his diced, constitutional unreasonable, failure, even i#f counsel's participate. EID does Justice determining fairly proceeding a trial avoid COATS, dissenting. JUSTICE innocence of guilt or the defendant's him. charges against majority extends I believe Because jurisprudence materiality, question is Supreme Court purposes For United bargaining pro- "entire contemplated not whether way that was never in a court, proceed- criminal stage that of a a critical not be sanctioned cess" is is, is it majority misapplies proceeding assuming it what ing, I believe but because of materiali- newly adopted acceptance of standard its even Unlike stage of. a critical case, I re- offer, in the termination results which ty to the cireumstances by entry of a proceeding dissent. of a criminal spectfully permits offer rejection of a plea, the it clear majority, I consider Unlike trial and to continue proceeding criminal extended has never Supreme Court of a in the outcome Confidence verdict. remedy for ineffective by a de- undermined trial could be criminal In its semi process. plea-bargaining only in accept failure fendant's Lockhart, it found in Hill v. holding nal guilty to by pleading sense the contrived deficiencies counsel's that a defense simply else, able may have been something they resulted material considered could be guilt or to determine proceeding avoid a entry rights and of trial waiver in a mistaken alto- offense more serious innocence 52, 58-60, 106 guilty plea. of a gether. from Far L.Ed.2d S.Ct. materiality for if the standard it Even process plea-bargaining holding that in a adopted negotiations deficiencies de "proceeding" constitutes self and now jurisdictions, of other remedy number to a entitled could be fendant *11 $11 majority, ultimately were to upheld by be treatment, his sex offender which ap- he Court, Supreme United States I believe peared, time, at the unwilling to do. Where the record in this case could not entitle the (if defendant faced lifetime probation not to relief. Both the deal re- revocation subsequent imprisonment) in jected by the defendant and exposure case, his either surely the likelihood of early upon proceeding to trial involved conviction release would have to be the determinative felony offense, of a entails, sex with all that factor. including registration aas sex offender and Finally, I would not majori consider the an indeterminate sentence with life at its ty's remedy appropriate, even if I believed upper end. Whether or not this defense provided the constitution the defendant a fully understood the intricacies of remedy for ineffective bargaining. sentencing under Supervision the Lifetime I agree While that the defendant should not Act, Sex Offenders clearly he advised the be entitled to demand the offer he earli (and understood) the defendant rejected, er I fail why to see his conviction offer would include a recom- should be vacated regard without to his en probation mendation to rather than prison try of a plea. past, In the where we sentence, which by going trial, he risked have found error affecting only greater but likely that he was to be sentenced to offense, we have it appropriate considered probation in event. remand for either a new trial on greater only difference between the charge defen- entry judgment on a lesser dant's actual sentence and possi- the lowest offense, included at the prosecu choice ble may sentence he See, have received taking tion. e.g., Crespin v. People, 721 P.2d offer was the discretion to terminate (Colo.1986); 692-92 In re: People v. cf. his lifetime sentence to supervision intensive Lopez, (Colo.2006) (with P.3d

probation only after holding judgment whether same rationale years in the latter case, distinguished as twenty years from in apply should to resentencing following the former. In view of the violation). substantial ad- Blakely Where a defendant is vantages gained to be and the minimal prejudiced, all, risks only by unintelligently assumed proceeding to I consider foregoing a particular offer, and the the majority's assessment of the likelihood prosecutor willing offer, make the same the defendant would have chosen to I see no why reason the defendant should be plead guilty, had he understood disparity, again reject entitled to that offer pro to be unrealistic. I also think its conclusion ceed to trial a second time. in this case demonstrates fllusory nature majority, Unlike the I consider it clear that majority's "objective evidence stan- Supreme Court has not far thus extended dard." remedy its for ineffective assistance of coun- By accepting plea deal, the defendant sel to include ineffective negotiating; would have foregone opportunity light to es- existing its jurisprudence, I do innocence, tablish his which steadfastly he look for it to any event, do so. I maintained throughout, and avoid stigma anticipate would not Court's being forced register felony as a sex extension of its assistance materi- offender. In exchange, likely gain ality standard in a case which that stan- nothing but to be is, considered view, dard in my clearly so not satisfied probation release from sooner. The anyway. record indicates that despite some deficiencies in his I therefore respectfully dissent. counsel's (although advisement in court's Crim P. 5 possible advisement of the risked),

sentence he the defendant was cor- rectly advised that possibility even the

earlier release from would almost surely contingent upon willingness

admit and discuss his sexual part offenses notes Barnes' Ms. cause bargain rejection of the that Carmichael incomplete. charged offenses the at trial of and conviction possibility the to expose Carmichael lacking complete could 2003, still August of life mandatory consecutive a motion record, two filed Carmichael trial court Mr. parole. sentences, guarantee no violation conviction to vacate mini- that tell Carmichael not This appeal. Fritz did timely right process due supervision probationary court, length of mum trial remanded was motion be trial would at if convicted receive would records cases with other along with several he would years, twice twenty Counsel notes. Barnes' Ms. on dependent plea offer. accepted facing if he affect be other a number for Carmichael give Carmi- not he did that also stated involved subpoenas issued defendants ed favorability of regarding testimony chael toas seeking their reporters, court advice incorrectly state but did bargain Despite Barnes' work. quality of Ms. Carmichael that, if convicted the trial that ongoing insistence sentence probationary same up end the record incomplete, remained record re- bargain. Carmichael offered complete in Novem sufficiently deemed day. Mr. that later plea offer jected recertified case was of 2005. ber pos- faced the unaware Fritz was Car 2006, affirmed which appeals court of until life sentences appeals sibility of The court convictions. michael's awaiting while information this he learned ruling on ineffective court's the trial affirmed - jury verdict. sup "record based of counsel assistance Carmi conclusion court's trial for the port" 2001, went In October offer, accepted the chael would attempting him of jury acquitted trial. The People v. attorney's advice. of his regardless but convicted J.V.N. touch inappropriately (Colo.App.2007). 47, Carmichael, 53 P.3d 179 Carmi- relating to RR. charges him of the this court. from review sought pro- twenty years of chael was sentenced reverse. certiorari,1 now and we granted We bation. constitu- denied his is Whether following 1. five granted certiorari of coun- right to the effective tional issues: po- know does not sel when 805 Analysis III. applicable is to the entire bargaining process, just the decision to enter a Right A. The to Counsel guilty plea. A defendant's decision whether An individual accused of a crime guilty proceed to trial "is ordi right has a to counsel. U.S. Const. amends. narily the most important single decision in VI, XIV; II, Colo. Const. § art. 16. This any criminal Keane, case." Boria v. 99 F.3d right extends to "every stage critical of a 492, (2d Cir.1996) (internal 496-97 quotations . criminal proceeding." Key People, v. 865 omitted) 822, (Colo.1994). P.2d "Stages of crimi jurisdictions all to consider nal proceedings have been held to be 'critical' question rejection have found of a where offer there exists more than a 'minimal risk to be a stage, critical entitling a absence of the defendant's counsel effective assistance of counsel.2 A might impair the right defendant's to a fair will engage evaluative, same weighing trial." (quoting Gilbert California, v. process when considering U.S. plea offer, 87 S.Ct. 18 L.Ed.2d 1178 re gardless of whether (1967)). he ultimately chooses to accept that offer. In order to make an in The United States Court and this formed evaluation of an plea deal, offered court have held acceptance of a defendant must represented by counsel, entry of a plea is a critical stage, or have intelligently right. It is waived creating an entitlement to counsel. Iowa v. process of informed evaluation that the Tovar, right to counsel designed protect in plea (2004); People Roybal, negotiations, particular not a outcome. (Colo.1980). P.2d Acceptance of a plea bargain is a critical stage, according to right "[The to counsel is

Case Details

Case Name: Carmichael v. People
Court Name: Supreme Court of Colorado
Date Published: Apr 13, 2009
Citation: 206 P.3d 800
Docket Number: 07SC478
Court Abbreviation: Colo.
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