ORDER GRANTING IN PART DEFENDANTS’ MOTION FOR JUDGMENT ON THE PLEADINGS
Before the Court is the motion of Defendants San Francisco Unified School District, Jones Wong, Delores Lemon-Thomas, Mary Twegby, Roderick Hong, Cynthia LeBlane, and Diane Lucas for judgment on the pleadings, or in the alternative, for summary judgment. As Defendant Larry Rowell appears to have been inadvertently omitted from Defendants’ papers, the Court sua sponte includes him in Defendants’ motion. After careful consideration of the parties’ briefs, relevant statutory authority and case law, and Good Cause Appearing, Defendants’ motion is GRANTED IN PART AND DENIED IN PART for the reasons set forth below.
BACKGROUND
Gwendolyn Carmen (“Plaintiff’) is an African-American female currently employed as a day-to-day substitute teacher by the San Francisco Unified School District (“SFUSD”). Since 1992, Plaintiff has attempted unsuccessfully to become a permanent employee by applying for various positions.
On April 26, 1993, Plaintiff filed a discrimination suit against SFUSD and Jones Wong, Delores Lemon-Thomas, Mary Twegby, Roderick Hong, Cynthia LeBlane, Diane Lucas and Larry Rowell, employees of SFUSD (“individual defendants”). Causes of action were also alleged against Plaintiffs union, United Educators of San Francisco (“Union”). Plaintiffs fourth amended complaint alleges race and age discrimination in violation of Title VII of the Civil Rights Act of 1964 (“Title VII”), 42 U.S.C. sections 1981, 1983, 1985, and 1986, and the Age Discrimination in Employment Act (“ADEA”) by all Defendants; violation of a consent decree by SFUSD; breach of the collective bargaining agreement by SFUSD; defamation in violation of civil rights against Lemon-Thomas, Gehlen and Lucas; and intentional infliction of emotional distress by all Defendants. Plaintiffs claims against the Union and its agents (Mary Ahyte, Marie Gehlen and Kent Mitchell) were dismissed by the Court’s order granting the Union’s Motion for Summary Judgment on January 31, 1997.
Plaintiff alleges that SFUSD and the individual defendants refused to promote or permanently employ her because of her race and age, and that the individual defendants implemented discriminatory policies on behalf of SFUSD. She seeks monetary damages, punitive damages, declaratory and injunctive relief as well as attorney’s fees and costs for harm suffered as a result of Defendants’ actions.
On April 4, 1997, SFUSD and the individual defendants filed a motion for judgment on the pleadings, or in the alternative, summary judgment on Plaintiffs remaining causes of action. If factual matters outside the pleadings are submitted in connection with a motion for judgment on the pleadings, and are not excluded by the court, the motion must be treated as one for summary judgment under Federal Rule of Civil Procedure 56, and all parties must be given an opportunity to present all material pertinent to the motion. Fed. R. Civ. Pro. 12(c);
Hal Roach Studios, Inc. v. Richard Feiner and Co., Inc.,
As discovery was stayed in this action, the Court finds that a motion for summary judgment would not be appropriate at this time. Therefore, the Court addresses Defendants’ Motion for Judgment on the Pleadings and restricts its review to Plaintiffs Fourth Amended Complaint and the facts alleged therein.
See
Fed. R. Civ. Pro. 12(c). Although Defendants offered extrinsic evidence in conjunction with their motion in the alter
LEGAL STANDARD
Federal Rule of Civil Procedure 12(c) provides as follows:
After the pleadings are closed, but within such time as not to delay the trial, any party may move for judgment on the pleadings. If on a motion for judgment on the pleadings, matters outside the pleadings are presented to and not excluded by the court, the motion shall be treated as one for summary judgment and disposed of as provided in Rule 56, and all parties shall be given reasonable opportunity to present all material made pertinent to'such a motion by Rule 56.
Fed. R. Civ. Pro. 12(c) (West 1997). A motion for judgment on the pleadings pursuant to Federal Rule of Civil Procedure 12(c) is directed at the legal sufficiency of a party’s allegations.
Religious Tech. Ctr. v. Netcom On-Line Comm. Servs., Inc.,
“Although Rule 12(c) differs in some particulars from Rule 12(b)(6), the standard applied is virtually identical.”
Moran v. Peralta Community College Dist.,
[A] complaint should not be dismissed under Fed. R. Civ. Pro. 12(b)(6) “unless it appears beyond a doubt that the plaintiff can prove no set of facts in support of his claim which would entitle him to relief.” A complaint may be dismissed as a matter of law for two reasons: (1) lack of a cognizable legal theory or (2) insufficient facts under a cognizable theory.
Moran,
“In ruling on a motion for judgment on the pleadings, district courts must accept all material allegations of fact alleged in the complaint as true, and resolve all doubts in favor of the non-moving party.”
Religious Tech. Ctr. v. Netcom On-Line Communication Services, Inc.,
To dismiss, “it must appear to a certainty that the Plaintiff would not be entitled to relief under any set of facts that could be proved.”
McGlinchy,
In light of this standard, this Court now turns to the merits of Defendants’ Motion.
LEGAL ANALYSIS
Rule 12(c) motions may not be brought until the pleadings are closed. Fed R. Civ. P. 12(c) (West 1997). Generally, this means that a Rule 12(c) motion must 'await the answers of all defendants.
Moran,
Plaintiff’s Fourth Amended Complaint- alleges fifteen causes of action against various defendants. Summary judgment for the Union and its representatives on all causes of action alleged against these defendants was entered on January 31, 1997. Fourteen
I. ELEVENTH AMENDMENT BARS CERTAIN OF PLAINTIFF’S CLAIMS
The Eleventh Amendment bars suits brought against States in federal court when the State has not waived its sovereign immunity.
See Seminole Tribe of Florida v. Florida,
The Judicial power of the United States shall not be construed to extend to any suit in law or equity, commenced or prosecuted against one of the United States by Citizens of another State, or by Citizens or Subjects of any Foreign State.
U.S. Const, amend. XI. This jurisdictional limitation recognizes that the States retain certain attributes, including sovereign immunity, although they are part of the federal structure.
See, e.g., Seminole Tribe,
517 U.S. at -,
Although the Eleventh Amendment speaks to suits brought by citizens of other States or of foreign states, the immunity extends to suits brought against a State by its own citizens.
See Edelman v. Jordan,
II. SFUSD
A. SFUSD IS A STATE ACTOR ENTITLED TO ELEVENTH AMENDMENT IMMUNITY
Because States are immune from suit under the Eleventh Amendment, suits against State agencies in which a judgment would be satisfied out of public funds are also prohibited.
See, e.g., Quern v. Jordan,
1) SECTION 1981
Section 1981 was originally passed as part of the Civil Rights Act of 1866 during the Reconstruction era. It provides in relevant part:
All persons within the jurisdiction of the United States shall have the same right in every State and Territory to make and enforce contracts, to sue, be parties, give evidence, and to the full and equal benefit of all laws and proceedings for the security of persons and property as is enjoyed by white citizens, and shall be subject to like punishments, pains, penalties, taxes, licenses, and exactions of every kind, and to no other.
42 U.S.C. § 1981(a).
Many courts have held that there is no abrogation of the Eleventh Amendment with respect to section 1981.
See, e.g., Freeman v. Michigan Dep’t of State,
2) SECTION 1988
Section 1983 was originally enacted with sections 1985 and 1986 as part of the Civil Rights Act of 1871. It provides:
Every person who, under color of any statute, ordinance, regulation, custom or usage, of any State or Territory or the District of Columbia, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress.
42 U.S.C. § 1983.
Eleventh Amendment immunity has not been abrogated with respect to section 1983 claims.
Quern v. Jordan,
Section 1983 provides a federal forum to remedy many deprivations of civil liberties, but it does not provide a federal forum for litigants who seek a remedy against a State for alleged deprivations of civil liberties. The Eleventh Amendment bars such suits unless the State has waived its immunity, or unless Congress has exercised its undoubted power under § 5 of the Fourteenth Amendment to override that immunity.
It is clear that SFUSD may not be sued under 42 U.S.C. section 1983. Nor is SFUSD a “municipality” falling under the
Monell
exception.
See Monell v. Dep’t of Social Services,
436 U.S.
658,
3) SECTION 1985
Section 1985, as noted above, was enacted as part of the Civil Rights Act of 1871, also known as the Ku Klux Klan Act. The statute provides in relevant part:
If two or more persons in any State or Territory conspire, or go in disguise on the highway or on the premises of another, for the purpose of depriving, either directly or indirectly, any person or class of persons of the equal protection of the laws, or of equal privileges and immunities of the laws; or for the purpose of preventing or hindering the constituted authorities of any State or Territory from giving or securing to all persons within such State or Territory the equal protection of the laws; ... [then] if one or more persons engaged therein do, or cause' to be done, any act in furtherance of the object of such conspiracy, whereby another is injured in his person or his property, or deprived of having and exercising any right or privilege of a citizen of the United States, the party so injured or deprived may have an action for the recovery of damages, occasioned by such injury or deprivation, against any one or more of the conspirators.
42 U.S.C. § 1985(3).
A section 1985 claim cannot lie where Plaintiff has failed to state a cause of action for a section 1983 claim.
Caldeira v. County of Kauai,
In addition, courts have held that the term “person,” as used in section 1985, has the same meaning as “person,” as used in section 1983.
See, e.g., Zombro v. Baltimore City Police Dep’t,
Further, while the Ninth Circuit has not directly addressed this issue, numerous courts have held that the actions of a single employer and its representatives cannot constitute a conspiracy under section 1985(3).
See
1 Barbara Lindemann & Paul Grossman, Employment Discrimination Law 961-62 (3d ed.1996);
Hull v. Cuyahoga Valley Joint Vocational School Dist. Bd. of Educ.,
Therefore, Defendants’ motion is GRANTED as to this claim and Plaintiffs section 1985 claim is DISMISSED WITH PREJUDICE as to SFUSD.
4) SECTION 1986
Section 1986 provides in pertinent part:
Every person who, having knowledge that any of the wrongs conspired to be done, and mentioned in section 1985 of this title, are about to be committed, and having the power to prevent or aid in preventing the commission of the same, neglects or refuses to do so, if such wrongful act be committed, shall be ha-ble to the party injured .... for all damages caused by such wrongful act,which such person by reasonable diligence could have prevented.
42 U.S.C. § 1986.
A claim exists under section 1986 “only if the complaint contains a valid claim under § 1985.”
McCalden v. California Library Ass’n,
5) TITLE VII
Plaintiffs fourth cause of action alleges violations of Title VII. Defendants contend that SFUSD enjoys Eleventh'Amendment immunity from Title VII actions. This argument is incorrect.
Where Congress has specifically expressed an intent to abrogate the States’ Eleventh Amendment rights as to a particular statute, and has acted under a valid exercise of power, sovereign immunity does not apply.
See Seminole Tribe,
517 U.S. at -,
Plaintiff has stated a claim for violation of Title VII against SFUSD. Plaintiffs Fourth Amended Complaint alleges the following facts: Plaintiff is African-American; Plaintiff applied for numerous teaching positions with SFUSD and was denied promotion; Plaintiff was qualified for the positions for which she applied; Plaintiff received “satisfactory” and “above satisfactory” performance reviews in all past positions; Plaintiff sought, but was not awarded, probationary status with SFUSD in March of 1992; Plaintiff learned in September 1992 that SFUSD had hired younger teachers of Chinese descent who lacked the proper credentials for the positions for which they were hired; ‘ and Plaintiff has been retaliated against by SFUSD for prosecution of her civil action. 1 Plaintiff may properly bring suit against SFUSD for violations of Title VII. Defendants’ motion is DENIED as to the Title VII claims. Plaintiffs Title VII claims against SFUSD remain.
6) ADEA
The Court initially notes that Plaintiff has failed to allege that she is a member of the class protected by the ADEA namely persons over forty years, of age. Since it appears to be undisputed that Plaintiff is in fact over forty, the Court considers the Defendants’ other arguments. Defendants contend that Eleventh Amendment immunity applies to ADEA claims in addition to civil rights claims.
The issue of whether Congress abrogated the States’ sovereign immunity as to the ADEA is one of first impression in the Ninth Circuit, and has not been taken up to date by the Supreme Court. However, in
Seminole Tribe v. Florida,
In
Seminole Tribe,
the Court overruled an earlier ease,
Pennsylvania v. Union Gas Co.,
The Tenth Circuit recently addressed these issues in
Hurd v. Pittsburg State University (Hurd III),
The ADEA defines “employer” (the class of'potential defendants in age discrimination cases) to include “a State or political subdivision of a State or any agency or instrumentality of a State.” An “employer” who violates the ADEA is liable for legal and equitable relief____ Congress has made its intention to abrogate the states’ Eleventh Amendment immunity crystal clear by providing that states which violate the ADEA are liable for legal and equitable relief. This court believes that the ADEA’s express authorization for the maintenance of suits against state employers adequately demonstrates congressional intent that the States’ Eleventh Amendment immunity be abrogated in suits under the ADEA. Hurd v. Pittsburg State University (Hurd I),821 F.Supp. 1410 , 1413 (D.Kan.1993) (citations omitted).
Hurd III
further affirmed the lower court’s holding that the 1974 amendments were enacted pursuant to Congress’ power under section five of the Fourteenth Amendment, and noted that the circuit courts were in agreement on the issue.
The Court finds the reasoning of the Hurd cases persuasive and adopts their holding. Because Congress expressly intended to abrogate the States’ sovereign immunity with respect to the ADEA, and acted pursuant to a valid exercise of power under section five of the Fourteenth Amendment, Eleventh Amendment immunity is not available to States and their agencies for claims under the ADEA. Defendants’ motion is DENIED as to Plaintiffs ADEA claim. Plaintiffs' ADEA claim against SFUSD remains.
7) STATE LAW CLAIMS
Plaintiff has also alleged claims for defamation in violation of civil rights and intentional infliction of emotional distress. However, these claims cannot properly be asserted against SFUSD and its officials in this court. “[T]he Eleventh Amendment deprives federal courts [of] jurisdiction to order state actors to comply with state law____ It is difficult to think of a greater intrusion on state sovereignty than when a federal court instructs state officials on how to conform their conduct to state law.”
Gilbreath v. Cutter Biological, Inc.,
A OFFICIAL-CAPACITY DEFENDANTS MAY ASSERT ELEVENTH AMENDMENT IMMUNITY
Defendants also seek to dismiss Plaintiffs claims for federal civil rights violations against the individual defendants, on the ground that the Eleventh Amendment immunizes officials of a State agency who act within the scope of their employment.
While the Eleventh Amendment provides States and their instrumentalities with immunity from suit in federal court when the State has not consented to suit and Congress has not abrogated the States’ sovereign immunity, this immunity is not absolute. Beginning with
Ex Parte Young
in 1908, courts have recognized an exception where a suit for prospective relief is brought against an official of the State, in an official capacity.
Ex Parte Young,
Eleventh Amendment immunity does not apply, however, where a State official is sued for a violation of federal law.
Ex Parte Young,
With this in mind, the Court now turns to the allegations of Plaintiffs complaint.
B. CLAIMS AGAINST INDIVIDUAL DEFENDANTS
1. SECTIONS 1981, 1988, 1985 AND 1986
It is unclear from the complaint whether Plaintiff is suing the individual defendants in their official or personal capacities for her section 1981, 1983, 1985 and 1986 claims. As one court noted regarding civil rights claims, “[I]n many cases, the complaint will not clearly specify whether officials are sued personally, in their official capacity, or both. ‘The course of proceedings’ in such cases typically will indicate the nature of the liability sought to be imposed.”
Kentucky v. Graham,
However, as noted previously, under
Ex Parte Young
and its progeny, the remedies available against the individual defendants for section 1981, 1983, 1985 and 1986 claims depend on whether they are sued in their official or personal capacities.
See
Part III.A,
supra.
Plaintiff is limited to injunctive and declaratory relief against the individual defendants in their official .capacities, and damages against the individual defendants in their personal capacities.
See, e.g., Sattar v. Unocal Corp.,
Defendants argue that Plaintiff has not alleged sufficient facts to overcome the individual defendants’ qualified immunity as government officials and hold them liable in their personal capacities for civil rights violations. The doctrine of qualified immunity is an affirmative defense which protects public officials from personal liability when performing discretionary functions.
See Harlow v. Fitzgerald,
Deciding what a reasonable official would have known in a given situation to determine whether the affirmative defense of qualified immunity applies necessarily requires a factual determination. Factual determinations are not properly before the Court on a Motion for Judgment on the Pleadings. Accordingly, the Court will not rule on the issue of qualified immunity at this time; however, defendants are free to raise this issue in a motion for summary judgment at a later date.
Defendants’ Motion is GRANTED as to the individual defendants in their official capacities for claims under sections 1981, 1983, 1985 and 1986 for retroactive relief (i.e., damages) only. The motion is DENIED as to the section 1981, 1983, 1985 and 1986 claims against the individual defendants in their official capacities for injunctive and declaratory relief, and DENIED as to the section 1981, 1983, 1985 and 1986 claims against the individual defendants in their personal capacities for retroactive relief. Plaintiffs section 1981, 1983, 1985 and 1986 claims against the individual defendants in their official capacities for retroactive relief are DISMISSED WITH PREJUDICE.
2. TITLE VII AND ADEA
Plaintiff has also alleged discrimination in violation of Title VII and the ADEA by the individual defendants. It is well-settled that employees cannot be held hable under Title VII or the ADEA in their personal capacity.
See Miller v. Maxwell’s Int'l
However, individual defendants may be held hable under Title VII for acts performed in an official capacity under the theory of respondeat superior,
Miller,
Since as a matter of law the individual defendants cannot be held hable for violations of Title VII in their personal capacities, or ADEA claims in any capacity, Defendants’
IV.BREACH OF THE COLLECTIVE BARGAINING AGREEMENT
In Count Seven of her Fourth Amended Complaint, Plaintiff alleges breach of the collective bargaining agreement by SFUSD. Defendants argue that the Eleventh Amendment precludes this claim. However, the Court is without subject matter jurisdiction over this claim.
Section 301 of the National Labor Relations Act (“NLRA”) confers federal subject matter jurisdiction in contract disputes between an employer and a union representing employees in an industry affecting commerce. 29 U.S.C. § 185(b). However, the NLRA’s various rights and obligations are not applicable in this case, as Congress has expressly exempted public sector collective bargaining units from coverage of the NLRA. 29 U.S.C. § 152(2);
see also Wisconsin Dep’t of Indus., Labor and Human Relations v. Gould, Inc.,
As discussed in Part II.A, supra, school districts are considered “political subdivisions” of the State of California within the meaning of 29 U.S.C. § 152(2), and therefore are exempt from coverage under the NLRA. This Court is without subject matter jurisdiction to hear the matter. Accordingly, this claim is DISMISSED WITH PREJUDICE.
V. BREACH OF THE CONSENT DECREE
The Court finds that Plaintiff has stated a cause of action for breach of the consent decree entered in San Francisco NAACP v. San Francisco Unified School District (U.S. District Court for the Northern District of California, Civil No. C-78-1445-WHO) by alleging that under the consent decree SFUSD was to implement a staffing policy designed to reflect the student population of the district, and that SFUSD has failed to hire minority teachers to meet that goal. Defendants do not argue that Plaintiff is barred from asserting this claim. Accordingly, the Court DENIES Defendants’ Motion as to this claim.
VI. CONCLUSION
For the reasons set forth above, the Court hereby GRANTS IN PART and DENIES IN PART Defendants’ motion as stated in the opinion.
The following claims remain in this case, as alleged in Plaintiffs Fourth Amended Complaint: the Title VII discrimination and retaliation claims against SFUSD and the individual defendants in their official capacities; the ADEA claim, against SFUSD only; the section 1981,1983,1985 and 1986 claims against the individual defendants in their official capacities for injunctive and declaratory relief; the seetion, 1981, 1983, 1985 and 1986 claims against the individual defendants in their personal capacities for retroactive relief (i.e., damages); the breach of the consent decree claim against SFUSD; and claims for injunc-tive and declaratory relief. Judgment for the defendants is entered as to all other claims alleged in the Fourth Amended Complaint.
The discovery stay in this case is hereby VACATED. Discovery shall resume FORTHWITH. The parties are ORDERED to appear for a Case Management Conference at 10:00 a.m. on December 11, 1997, before the Honorable Maria-Elena James, Courtroom C, Philip Burton Federal Budding and United States Courthouse, 450 Gold
IT IS SO ORDERED.
Notes
. The Court is aware that Defendants have submitted extrinsic evidence challenging the allegations of Plaintiff's complaint. However, Rule 12(c) prohibits consideration of extrinsic evidence on a Motion for Judgment on the Pleadings, and this evidence was accordingly excluded by the Court., Defendants are free to resubmit this' evidence on a Motion for Summary Judgment at a later date.
