JOHN J. CARLTON, Petitioner, v. THE SUPERIOR COURT OF LOS ANGELES COUNTY, Respondent; JOSEPH H. CRAINE, Real Party in Interest.
Civ. No. 32513
Second Dist., Div. One.
Apr. 18, 1968.
Rehearing Denied May 15, 1968
261 Cal. App. 2d 282
No appearance for Respondent.
Harry Albert and Morris Singer for Real Party in Interest.
McCOY, J. pro tem.*—There is pending in the respondent court an action number SOC 13735, entitled Craine v. Carlton, wherein plaintiff seeks to recover damages for personal injuries sustained by him in an automobile accident on October 3, 1965. Plaintiff alleges among other things that he was a guest in defendant‘s automobile, that at the time of the accident defendant was “under the influence of intoxicants” and that his “faculties were substantially impaired thereby,” and that by reason of said intoxication and the impairment of defendant‘s faculties thereby, the automobile in which they were riding was caused to run off the road into a dirt embankment, thereby causing plaintiff‘s injuries. The allegations with reference to defendant‘s intoxication are denied.
The defendant, petitioner here, seeks a writ of prohibition restraining the respondent court from enforcing certain orders made in the pending action permitting the plaintiff to inspect certain hospital records relating to his alleged intoxicated condition. We have concluded that the court exceeded its jurisdiction in making these orders and that a peremptory writ should issue enjoining their enforcement.
It is admitted that immediately following the accident defendant was taken by ambulance to the Community Hospital in Long Beach for the treatment of his own injuries. During the course of his discovery in the pending action plaintiff made a motion pursuant to
*Retired judge of the superior court sitting under assignment by the Chairman of the Judicial Council.
On October 17, 1967, the respondent court granted plaintiff‘s motion in part and made the following order: “IT IS ORDERED that plaintiff may inspect, copy, and/or photograph records, reports and documents at Community Hospital, Long Beach, California, including but not limited to doctor‘s notes, orders and comments, x-rays, and laboratory tests related to and concerning the original reception of defendant, JOHN J. CARLTON, at said hospital on or about October 3, 1965, subject to and restricting the inspection to the intoxication or intoxicated condition of defendant, JOHN J. CARLTON, and including the portions of the aforesaid hospital records as made by persons other than medical doctors in connection with the original reception and any follow-up examinations regarding the intoxication of defendant, JOHN J. CARLTON, by any medical doctors on the same date of the original reception. IT IS FURTHER ORDERED that the aforesaid inspection shall include any observations and/or tests made by medical doctors as well as any observations by any individual who are [sic] not medical doctors and shall include any type of laboratory tests which may indicate intoxication. Inspection of any hospital records other than relating to the intoxication or intoxicated condition of defendant, JOHN J. CARLTON, as ordered above, shall not be allowed or permitted, nor shall inspection be permitted of any statements made by said defendant to doctors or nurses then under supervision of doctors.”
On October 30 the custodian of records of the hospital refused to open its records to plaintiff‘s inspection, notwithstanding the order just quoted. Thereupon plaintiff noticed a motion to be heard on November 2 for an order requiring inspection of the hospital records “under that certain order made by this Court on October 17, 1967, for failure to produce said documents for inspection, copying and/or photographing on October 30, 1967.” Concurrently therewith plaintiff procured a subpoena duces tecum directed and served on the hospital pursuant to which its records were delivered to and sealed by the court pending the hearing of plaintiff‘s motion for enforcement of the order for inspection. Plaintiff‘s motion was heard on November 2, whereupon the following order was entered on the minutes of the court: “The Court orders, that the Court having heretofore made an order in this matter under date of October 17th, 1967, and by reference included within the terms of the present order, and the documents now
Petitioner contends that, in making its order for inspection, the respondent court exceeded its jurisdiction, and that the court would exceed its jurisdiction if, without waiver of the patient-physician privilege by the petitioner, it examined and attempted to segregate the hospital records and determine unilaterally which portions of those records are within the privilege, and would also exceed its jurisdiction if it should take any other action to enforce the order for inspection.
Plaintiff‘s motion for an order permitting him to inspect the hospital records was made pursuant to
We note in passing that the records involved here are those of the hospital which is not a party to this proceeding and that it was not brought before the court at the hearing of the two motions referred to above. Since no question of procedure was raised in the trial court and none has been raised here, we do not consider or determine whether, in the circumstances of this case, a motion under
The Physician-Patient Privilege
Under
As we have just noted, the privilege extends no further than “a confidential communication between patient and physician.” A confidential communication is defined in
The order here under review, quoted in full above, would permit inspection by plaintiff of all the hospital records relating to the alleged intoxicated condition of defendant, excluding “statements made by said defendant to doctors or nurses then under supervision of doctors.” We have no difficulty in holding that any “doctor‘s notes, orders and comments,” as well as the records of “any follow-up examinations regarding the intoxication of defendant, JOHN J. CARLTON, by any medical doctors,” and the records of “any observations and/or tests made by medical doctors,” are well within the scope of
So far as relevant here,
The general rule is stated in
Former
We hold that the case before us does not fall within the exception relied on by plaintiff, and that defendant is entitled to the benefit of the privilege with respect to those portions of the hospital records discussed above.
In Camera Inspection of Documents to Determine Existence of Privilege
The court‘s order of October 17 would also permit inspection of those portions of the hospital records “made by
By that order the court advised the parties that, unless restrained by this court, it would examine the medical file presented by the hospital in camera and “will then separate those matters from the medical file—those matters which the Court deems relevant to the subject matter of this action, and not otherwise privileged within the meaning of the order heretofore made, and . . . permit counsel for the plaintiff to inspect and copy those portions of the documents which the Court then deems to be within the meaning of the order heretofore made.” It is important, however, to note that the court prefaced this order with the statement that the hospital file “was now before the Court after an attempted inspection at the hospital, pursuant to such order [for inspection] and such inspection being restricted by reason of the fact that it was then impossible for anyone person present to delineate that which was within the meaning and intent of the order without invading the privilege otherwise existing in favor of the defendant.” We wonder, parenthetically, just how, in these circumstances, the court could make that delineation, assuming it has the power to carry out its inspection of the records as provided in the order of November 2. In any event, defendant contends that the court has no jurisdiction to do so. With that contention we agree.
Assuming that the court had jurisdiction under
It is true, of course, that when evidence is proffered at a trial, the court must “hear and determine” out of the presence of the jury the existence or nonexistence of the preliminary fact upon which its admissibility or inadmissibility depends (
“(b) When a court is ruling on a claim of privilege under Article 9 (commencing with Section 1040) of Chapter 4 (official information and identity of informer) or under Section 1060 (trade secret) and is unable to do so without requiring disclosure of the information claimed to be privileged, the court may require the person from whom disclosure is sought or the person authorized to claim the privilege, or both, to disclose the information in chambers out of the presence and hearing of all persons except the person authorized to claim the privilege and such other persons as the person authorized to claim the privilege is willing to have present. If the judge determines that the information is privileged, neither he nor any other person may ever disclose, without the consent of a
As we read
Let a writ issue prohibiting the respondent court from taking any action to enforce its orders of October 17 and November 2, 1967, other than to vacate those orders.
Wood, P. J., concurred.
LILLIE, J.—I concur with my colleagues in their view that respondent court would be acting in excess of its jurisdiction if it were to carry out the procedure for an in camera inspection of defendant‘s hospital file as set forth in its order of November 2, 1967, but I dissent insofar as they conclude that
The privilege here asserted by defendant is predicated upon considerations precluding “the humiliation of the patient that might follow disclosure of his ailments.” (City & County of San Francisco v. Superior Court, 37 Cal.2d 227, 232 [231 P.2d 26, 25 A.L.R.2d 1418].) Yet had defendant, when removed from the scene by ambulance to Community Hospital for medical care and treatment for his own injuries, been so unfortunate as to have been arrested for drunk driving by an alert law enforcement officer who requested the doctor treating, or a nurse attending him in the hospital to draw a blood sample (even without defendant‘s consent), the results of a blood test showing the alcoholic content in the blood would be admissible against him in a criminal prosecution (
It is inconceivable to me that justice can be obstructed by such patently arbitrary, fictitious and unrealistic reasoning and distinction. It is my view in this day of extensive trial discovery and enlightened reappraisal of various rules and doctrines that, applied to the facts of this case,1 the construction which my colleagues have placed on the subject statute does not best serve the interests of truth and justice. I would permit plaintiff to inspect the hospital records relating to defendant‘s alleged intoxication.
A petition for rehearing was denied May 15, 1968 and the following opinion was then rendered:
McCOY, J. pro tem.*—The opinion of the court filed herein April 18, 1968, is limited to a consideration of two very specific questions: (1) whether, in an action for damages for personal injuries suffered by the plaintiff in an automobile accident when he was admittedly a guest of the defendant driver, the hospital records of the defendant insofar as they may show that the defendant was “under the influence of intoxicants” at the time of his arrival at the hospital by ambulance shortly after the accident, are privileged within the meaning of the physician-patient privilege, and thus not subject to examination by the plaintiff; and (2) whether the trial court, having granted plaintiff‘s motion for an order requiring defendant to make such records available to plaintiff for his inspection, may examine the hospital records in their entirety in camera to determine what part of those records may come within the scope of the order for inspection as showing that defendant was “under the influence of intoxicants” at the time of his arrival at the hospital.
At the trial of this action plaintiff must, of course, establish by competent evidence that, at the time of the accident, defendant was under the influence of intoxicants and that his
*Retired judge of the superior court sitting under assignment by the Chairman of the Judicial Council.
We find nothing in Harabedian v. Superior Court, 195 Cal.App.2d 26 [15 Cal.Rptr. 420, 89 A.L.R.2d 994], or in Schlagenhauf v. Holder, 379 U.S. 104 [13 L.Ed.2d 152, 85 S.Ct. 234], which causes us to alter the conclusions reached in our opinion. The precise questions considered and decided by us were not before the court in either of those cases.
The petition for rehearing is denied.
Wood, P. J., concurred.
LILLIE, J.—I would grant the petition for rehearing for the reasons stated in my dissenting opinion.
The petition of the real party in interest for a hearing by the Supreme Court was denied June 11, 1968.
