Carlino v. Gloucester City High SchoolCarlino v. Gloucester City High School
OPINION
TABLE OF CONTENTS
I.INTRODUCTION. OS '
II.FACTUAL BACKGROUND. T — t y-i
III. LEGAL STANDARD GOVERNING THE MOTIONS FOR SUMMARY JUDGMENT AND THE ORDER TO SHOW CAUSE. T — J
IV. DISCUSSION. t-J — )
A. Count One: Student Plaintiffs’ Equal Protection Claim. í — i
B. Counts Two and Eleven: Student Plaintiffs’Free Exercise and Separation of Church and State Claims . 03
1. Lee v. Weisman.
2. The Lemon Test.
b. Endorsement. 25
c. Excessive Entanglement. 26
3. Qualified Immunity. 26
C. Count Three: Student Plaintiffs’ Due Process Claim. 26
D. Count Four: Todd Evans’s Emotional Distress Claim. 28
E. Count Five: Parent Plaintiffs’ Emotional Distress Claim. 29
F. Count Six: Elizabeth Carlino’s Retaliation Claim. 30
1. First Amendment Claim. 30
a. Protected Activity. 31
b. Motivating Factor. 32
c. Would the Same Action Have Been Taken in the Absence of Protected Conduct? . 33
d. Qualified Immunity. 33
2. Conscientious Employee Protection Act Claim. 35
G. Counts Seven, Eight, Nine, and Ten: Fictitious Defendants 36
V. V. RULE 11 SANCTIONS . 36
VI. VI. CONCLUSION. 39
1. INTRODUCTION
The Civil Rights Act of 1871, codified at 42 U.S.C. § 1983,
2
was enacted pursuant to Section 5 of the Fourteenth Amendment,
3
to protect the rights secured to our citizens by the Constitution and laws of the United States.
See Mitchum v. Foster,
In this case, a lawyer, who should have known better, has trivialized the Civil Rights Act of 1871, and the constitutional rights it was designed to vindicate, by filing a lawsuit that is both silly and foolish. He has invoked the Constitution and laws of the United States to protect the “rights” of unruly high school seniors who became drunk and disorderly on a Senior Class Trip, and were subsequently punished by exclusion from their high school graduation ceremony, although they were allowed to graduate and receive their diplomas.
One would have thought that the students and their parents would have been too embarrassed to seek the protection of a federal court over this tempest in a teapot. Instead, they have shamelessly proceeded in this Court as if the fate of our Republic were at stake. I have no authority to discipline these errant teenagers, and apparently their parents have chosen to litigate, rather than “parent.” I can, however, discipline their attorney,
Based upon my review of the record and the law underlying the claims asserted in this case, I am led, inexorably, to the conclusion that Plaintiffs’ counsel, Samuel A. Malat, Esq., has violated his obligation under Rule 11 of the Federal Rules of Civil Procedure, to perform a reasonable 'investigation before filing an otherwise frivolous claim. Accordingly, I will impose sanctions upon Mr. Malat, pursuant to Rule 11, by requiring him to attend two continuing legal education courses, one addressing professionalism and the rules of professional conduct, and a second course in federal civil practice and procedure. Mr. Malat shall attend and complete these continuing legal education courses within 18 months and file an affidavit with this Court stating that he has successfully completed both courses. In addition, Mr. Ma-lat shall pay a fine of $500 to the Clerk of the Court within 30 days from the entry of the order filed concurrently with this Opinion.
Plaintiffs, Joseph Carlino, Jr., Kyle Rossell, Elwood Wrigley, Steven Burk-hardt (“Student Plaintiffs”), who are former Gloucester City High School students, and their parents, Joseph Carlino, Sr., Elizabeth Carlino, Cheryl Rossell, Joanne Wrigley, and Kathleen Burkhardt (“Parent Plaintiffs”), have filed a complaint, alleging that the School Board and various school officials violated the students’ constitutional rights by denying them the opportunity to participate in graduation exercises as a punishment for consuming alcohol during their senior class field trip to Busch Gardens, in Williamsburg, Virginia. Parent Plaintiffs allege that they suffered emotional distress as a result of their inability to attend their children’s high school graduation. Additionally, Plaintiff, Todd Evans (“Evans”), another former Gloucester City High School student, alleges that he suffered emotional distress when he was accidentally left behind at Busch Gardens and, as a result, he was forced to take a taxicab back to the hotel where the students were staying. 4 Plaintiff, Elizabeth Carlino, the mother of Joseph Carlino, Jr., also alleges that her rights under the First Amendment and under the New Jersey Conscientious Employee Protection Act, N.J. Stat. Ann. § 34:19-3, were violated when she lost her position as freshman field hockey coach as a result of her criticism of the high school principal following these events.
Defendant, Dr. Ronald Pritchett (“Dr.Pritchett”), the principal of Gloucester City High School, has moved for summary judgment on all claims. Defendants, Gloucester City High School (“GCHS”), Gloucester City Board of Education, James Hetherington (“Superintendent Hetherington”), who is the Superintendent of Gloucester City Public Schools, Shirley Cleary, who is the Attendance Officer of GCHS, Susan Allgeier, who is Dr. Pritch-ett’s secretary, Leroy (Lee) Kramer, who is a guidance counselor at GCHS, Stanley Booth, who is a teacher and the senior class advisor at Gloucester, Barbara Stout, who is a GCHS teacher, and Gloucester City Board of Education and its members, Edward C. Hubbs, Louisa W. Llewellyn, Sandra Lynch Cowgill, William F. Fisher,
This Court, on its own motion, issued an Order to Show Cause, filed February 2, 1999, requiring Plaintiffs “to show cause why counts 1, 3-5, and 7-10 of the Amended Complaint should not be dismissed for failure to state a claim, and why sanctions should not be imposed against Samuel A. Malat, Esq., pursuant to [Federal Rule of Civil Procedure] 11, 28 U.S.C. § 1927, and the Court’s inherent powers.” Order, filed Feb. 2, 1999, at 1. This Court has jurisdiction over this case pursuant to 28 U.S.C. §§ 1331, 1343, and 1367, because Plaintiffs assert claims under 42 U.S.C. § 1983, as well as pendant state law claims.
For the reasons set forth below, I hold that the two claims for emotional distress and the claim under the New Jersey Conscientious Employee Protection Act are statutorily barred- and, therefore, frivolous. As a result, I will dismiss Count Four, containing Todd Evans’s claim for emotional distress, Count Five, containing Parent Plaintiffs’ claim for emotional distress, and part of Count Six, containing Elizabeth Carlino’s claim under the New Jersey Conscientious Employee Protection Act. Further, I find that Plaintiffs have failed to present sufficient evidence supporting their equal protection claim (Count One), their free exercise claim (part of Count Two), and their due process claim (Count Three) and, as a result, in the absence of a genuine material issue of disputed fact, I will grant the motions for summary judgment of Dr. Pritchett and the GCHS Defendants on those claims.
In addition, I find that the individual GCHS Defendants are entitled to qualified immunity with respect to Elizabeth Carli-no’s claim for retaliation under the First Amendment. Thus, I will grant the motion for summary judgment of the GCHS Defendants’ on Count Six, as it is asserted against the individual GCHS Defendants. Pursuant to the Order to Show Cause, filed by this Court on February 2, 1999, I will also dismiss Counts Seven, Eight, Nine, and Ten, for failure to state a claim, because these claims do not even satisfy the minimal pleading requirements set forth in Rule 8 6 of the Federal Rules of Civil Procedure.
As a result of these holdings, only the following two claims remain: (1) Student Plaintiffs’ Establishment Clause claim asserted against Dr. Pritchett, Superintendent Hetherington, and the Gloucester City Board of Education and its members; and (2) Elizabeth Carlino’s First Amendment retaliation claim asserted against the Gloucester City Board of Education.
II. FACTUAL BACKGROUND
Plaintiffs, Joseph Carlino, Jr., Steven Burkhardt, Elwood William Wrigley, Kyle Rossell, and Todd Evans, then seniors at Gloucester City High School, all attended the Senior Class Trip to Busch Gardens, located in Williamsburg, Virginia. Every student planning to go on the trip had to sign and obtain a parent’s signature on an authorization form, which stated, in relevant part:
Possession, distribution, purchase, and|7]or consumption of alcoholic beverages, prescriptive [sic] drugs not registered with the school nurse or illegal drugs are prohibited and will be cause for terminating the trip for the person(s) involved. The parents and/or student(s) will assume all legal and financial expenses for the trip home.
Students found guilty of any of the above infractions will also be subject, upon return to school, to further disciplinary action determined by the Administration, and/or Board of Education. Specifically, seniors will lose their privilege to participate in Commencement Exercises with their class on June 17 if found guilty of drugs or alcohol related infractions. These students may have to forfeit all rights as members of their class.
See Brief on Behalf of Defendant, Dr. Ronald Pritchett, for Summary Judgment (“Pritchett’s Brief’), dated Jan. 18, 1999, Ex. A (completed authorization form for all four Student Plaintiffs, except Todd Evans).
The seniors attending the trip and their chaperones left on Wednesday, May 28, 1997. See id. The group lodged at the Fort Magruder Inn, located in Williams-burg, Virginia, from Wednesday night through the morning of Friday, May 30. See id. 7
On May 29, 1997, the students spent the day at Busch Gardens. See Amended Complaint ¶ 63. 8 At the end of the day, all of the students on the trip, except Todd Evans, returned to the Fort Magruder Inn as a group on the bus. Evans had mistakenly been “marked present upon the groups’ departure from” Busch Gardens, “although he had asked [and had received] permission to enjoy one (1) more ride.” Id. ¶ 64. As a result, Evans took a taxicab from the park, back to the hotel. See Pritchett’s Brief, Ex. B. Dr. Pritchett reimbursed Evans for the taxicab fare. See id. Nonetheless, Evans claims that he “has been emotionally damaged” by this experience. Amended Complaint ¶ 68.
The students spent the evening of May 29, 1997, at the Fort McGruder Inn. The Student Plaintiffs interpreted this free time as a license to party. One of the boys, Elwood William Wrigley (“Wrigley”), described that night as follows:
After dinner we decided to take a swim which didn’t last long because the pool was closing, so we went back to our room and we tried to find something to do and I guess the only thing on our minds was to find some beer so Steve, Joe, and I decided to go to the Mobil [gas station] down the street to get some beer but before we went we went to the other rooms to see if they wanted to put up some money so they could get some beer too.... [Next] we went to our room and Kelly Ridell came and said she wanted some beer, so she gave us the money and we went out the front entrance of the hotel. It was Joe, Steve, and me. We went down to the Mobil and Steve got served and he got 14 bottle[s] of 40 oz. Colt 45 Double Malt. We decided to walk down the tracks so that no cops or any teacher could see us back on our way to the hotel. We climbed [sic] the beer up the balcony and then walked back around so everything looked normal and we actually got away with it and it’s a good thing we snuck [sic] the beer up because Mr. Kramer and Mrs. Cleary were out in the hallway. They were out there because it was almost time for curfew anyway. When we got back in the room there were about ten or eleven people in the room[, including] Steve, Kyle, Joe, myself, Danielle, Aja, Dana, Nicole, Kelly, Tina and I’m pretty sure there was another person too. We all started drinking. We were passing around two bottles so that the beer wouldn’t last too long and we could get rid of the bottles[. R]ight after they were done[,] I went out on the balcony and Mrs. Cleary was out there on the next balcony over and we were just talking!. T]hen Joe comes walking out with the two empty bottles in his hands[.] Right away Joe tried to hide the bottles but it was to[o] late, Mrs. Cleary had seen them and she walked around the door and started knocking right away. We were panicking and started hiding all the beer bottles all over the room. When we finally let her in it was her and Mr. Kramer and they took the empty beer bottles and another one we had started on and they sat us down and told us that they would forget about the whole thing. After they left we were still a little shook up so we didn’t start drinking again right away, but we thought everything was cool again so we [sic] ... Oh yeah, when Mrs. Cleary and Mr. Kramer came into the room every one I mentioned before was still in the room and when they were leaving they told everyone to go back to there [sic] rooms. So they saw that all of those people were in the room with all of the beer at the time and later they just forgot about all those other people in the room. But we thought we were fine again so we decided to go to someone else’s room and see if they wanted to sneek [sic] back out over to our room because we had a lot of beer left. So we snuck [sic] down the balcony and went over to Nadine Hoover’s room. They said they would come out [to our room] ... We were all talking, drinking and just having a good time. That went on for a while[.] Then they wanted to go to bed so they left and we decided to go back out and look for different people so we climbed back down the balcony and headed over towards Aja’s room. When we got there Kyle and I climbed up the balcony to knoek[.] When we did[,] Mrs. Stout opened the curtain and saw Kyle ... We all took, off back to our room[.] When we got back the teachers were already knocking on the door ... [W]e opened the door and it was Dr. Pritchett right there with Mrs. Cleary, Mr. Kramer, Mr[s]. Stout and the rest of the teachers.
Brief on Behalf of Defendants, Gloucester City High School and Gloucester City Board of Education, in Support of Cross-Motion for Summary Judgment (“GCHS Brief’), filed Feb. 1, 1999, Ex. F (Written Statement of Elwood William Wrigley). None of the Student Plaintiffs has denied that they consumed alcohol that night. See, e.g., id., Exs. C-E (Transcripts of Interviews with Steven Burkhardt, Kyle Rossell, and Elwood William Wrigley, in which all three admit that they drank alcohol the night of May 29, 1997). Further, “[d]uring the routine room inspection and check-out at the Fort Magruder Inn, there was evidence that” the four Student Plaintiffs had consumed the alcohol contained in “the Hospitality Refreshment Center” in their room. See Pritchett’s Brief, Ex. C (Letters from Dr. Ronald Pritchett to Parent Plaintiffs, dated June 2,1997).
As Wrigley’s statement reveals, and as the Amended Complaint confirms, Student Plaintiffs allege that other students had been drinking that evening. See Amended Complaint ¶40. Specifically, they allege that “numerous other students participated in drinking, opening liquor cabinets and the violation of curfew and the Defendant Chaperons ha[d] full knowledge of these other violations.” Id. Wrigley wrote “when Mrs. Clearly and Mr. Kramer came into the room ... there were about ten or eleven people in the room[, including] Steve, Kyle, Joe, myself, Danielle, Aja, Dana, Nicole, Kelly, Tina and I’m pretty sure there was another person too.” GCHS, Ex. F.
In response to a questionnaire about the incident, Dr. Pritchett, Susan Allgeier, his secretary, and Barbara Stout, one of the teachers chaperoning the trip, all reported
On the morning of Friday, May 30,1997, Dr. Pritchett discovered empty bottles of alcohol in the trash and bottles missing from the “Hospitality Refreshment Center” in the hotel room that the four boys had shared. 9 See id., Ex. B. In response to his discovery, Dr. Pritchett questioned the four Student Plaintiffs, none of whom denied drinking the previous night. See id.
On the following Monday, June 2, 1997, Dr. Pritchett sent a letter to the Parent Plaintiffs, explaining:
I regret the necessity in corresponding to you regarding an incident on the Senior Class Trip, specifically, Friday May 30, 1997. During the routine room inspection and check-out at Fort Magru-der Inn, there was evidence that the Hospitality Refreshment Center was opened in [your son’s] room and items missing from the inventory. I personally summoned the hospitality supervisor of the hotel assistance. Hotel management assured me each Hospitality Refreshment Center was inventoried and securely locked and sealed.' Only a special key, obtained at the front desk, would be available to open the hospitality center, and provisions were made that no student had access to this room service.
I have enclosed a list of the itemized inventory of missing food and beverages. Unfortunately, some included alcohol. I have no direct evidence of what person^) in the room consumed the food and/or beverages. I am asking you to discuss this matter with your son. All expenses for the missing items were paid by the students (to the hotel) before our departure. I am anticipating a review of this matter by the Gloucester City Board of Education on Thursday evening, June 5, at which time any disciplinary action may or may not be determined:
Id., Ex. C.
At the June 5, 1997, Gloucester City Board of Education meeting, “Dr. Priteh-ett[] reported on the Senior Class trip concerning late night student activities and the consumption of alcohol.” Id., Ex. D. In particular, Dr. Pritchett informed the Board of Education that the Student Plaintiffs “left the hotel[,] purchased beer,” and “broke[ ] into” the “hospitality refreshment centers” to consume the “alcohol and chips” contained in them. Id. “Dr. Pritch-ett reported that [the Student Plaintiffs] received [two-]day suspensions and [he] recommended that they not participate in graduation exercises.” Id. The “[s]tudent representative” in attendance at the meeting “commented that if students are not punished now, future students would feel they could get away with misbehaving in later years.” Id.
Parent Plaintiffs, Joseph Carlino, Sr., Joanne Wrigley, Cheryl Rossell, and Kathy Burkhardt, also attended the meeting and had the opportunity to respond to Dr. Pritchett’s report and recommendation. Joseph Carlino, Sr., “expressed his concern that liquor cabinets were in the room[ ] that students were allowed to be in and their [sic] were two exits.” Id. He
On June 11, 1997, six days after the Gloucester City Board of Education meeting, Superintendent Hetherington sent a letter to the Parent Plaintiffs, informing them that:
The Board of Education upheld the decision not to let [your son] participate in Graduation. Your son can participate in Baccalaureate by requesting permission from the City Ministerium.
If you want to make accusations against some other child or chaperone you should do so in writing and I will start an investigation.
If you would like to appeal the Board’s decision you should obtain an attorney and appeal to the Commission of Education for “An Emergent Relief Hearing” before an administrative law judge.
Id., Ex. E. None of the Student or Parent Plaintiffs appealed this decision.
Instead, the Carlino family protested by posting a sign on the front of their house, which read, in substance: “The Perfect Role Model, Not GHS Principal” — suggesting that Dr. Pritchett was a poor role model for the students of GCHS. Plaintiffs’ Opposition to Defendant, Pritchett’s Motion for Summary Judgment as to All Issues (“Plaintiffs’ First Opposition”), dated Jan. 22, 1999, Ex. D (undated newspaper article from the Courier-Post ). 10 The Carlino family believed that Dr. Pritchett was not a good role model, because Student Plaintiffs had observed Dr. Pritchett drinking during the senior class field trip. See GCHS Brief, Ex. F (Written Statement of Elwood William Wrigley); see also Amended Complaint ¶ 11. Thus, rather than challenging the decision to exclude Joseph Carlino, Jr., from the graduation céremony, the Carlino family posted a sign in front of their house questioning Dr. Pritchett’s fitness to punish students for drinking alcohol when he himself had done so during the trip.
In response to this sign, at its July 8, 1997, meeting, the Gloucester City Board of Education “rescinded [Elizabeth Carli-no’s] appointment as Freshmen Field Hockey Coach for the 1997-98 school year.” Plaintiffs First Opposition, Ex. E (Letter from James H. Hetherington to Elizabeth Carlino, dated July 9, 1997). The President of the Gloucester City Board of Education, Edward Hubbs, “cited ‘problems’ as a reason for the decision.” Id. (copy of an excerpt of an unlabeled, undated, newspaper article). On January 13, 1998, the Gloucester City Board of Education paid Elizabeth Carlino $1,897, the “Freshmen Hockey coach stipend of [the] Teachers’ Agreement [for] 1997-1998 ... to settle a grievance.” Pritchett’s Brief, Ex. H (Gloucester City Board of Education, Minutes of January 13, 1998, Meeting).
In addition to his family’s front-lawn protest, Joseph Carlino, Jr., attempted to attend the Baccalaureate Service
11
held
You are aware that the Supreme Court has ruled that public schools may not sponsor Baccalaureate Services. Our senior class has voted overwhelmingly to have one. Would the Gloucester City Ministerium wish to continue to sponsor the Baccalaureate Services? If it does, we will need an official request for the use of the high school auditorium by the ministerium for the Service on Friday evening, June 13 at 7:00 p.m. The assignments for the Baccalaureate Service are as follows: two clergy, one for the Responsive Reading & Prayer and one for the Sermon, Invocation, and Benediction. I will need to know the clergy assignments for the Baccalaureate Service by Friday, May 30 to enable us to meet and finalize plans for the Service.
Id. As part of the punishment imposed by the Board of Education, Superintendent Hetherington required each Student Plaintiff to obtain “permission from the City Ministerium.” Id., Ex. E. Joseph Carlino, Jr., obtained such permission from Rev. Harry J. Jordan, of St. Mary’s Church, however, when Joseph Carlino, Jr., attempted to attend the Baccalaureate Service, he was told by Dr. Pritchett that he should leave the school premises. See Amended Complaint ¶ 99.
Plaintiffs filed their Complaint on June 15, 1998, and their Amended Complaint on November 23, 1998. In their Amended Complaint, Plaintiffs essentially allege six causes of action: (1) an equal protection claim on behalf of the Student Plaintiffs; (2) a religious freedom claim on behalf of the Student Plaintiffs; (3) a due process claim on behalf of the Student Plaintiffs; (4) an emotional distress claim on behalf of Todd Evans; (5) an emotional distress claim on behalf of the Parent Plaintiffs; and (6) a retaliation claim on behalf of Elizabeth Carlino. Dr. Pritchett and the GCHS Defendants (collectively, the “Moving Defendants”) have moved for summary judgment. Additionally, on February 2, 1999, this Court issued an Order to Show Cause why Plaintiffs’ equal protection, due process, emotional distress, and fictitious defendant claims should not be dismissed. I will now address both motions for summary judgment, as well as the issues raised by the Order to Show Cause.
III. LEGAL STANDARD GOVERNING THE MOTIONS FOR SUMMARY JUDGMENT AND THE ORDER TO SHOW CAUSE
Because all of the claims contained in Plaintiffs’ Amended Complaint have been fully briefed as part of the Defendants’ two motions for summary judgment, I will apply the legal standard governing motions for summary judgment to the issues raised by the Order to Show Cause, as well as to the two motions for summary judgment. See Fed.R.Civ.P. 12(b) (permitting the court to convert a motion to dismiss for failure to state a claim upon which relief may be granted into a motion for summary judgment where all parties have been “given [a] reasonable opportunity to present all material made pertinent to such a motion by Rule 56”).
A party seeking summary judgment must “show that there is no genuine issue as to any material fact and that the moving party is entitled to judgment as a matter
Under the rule, a movant must be awarded summary judgment on all properly supported issues identified in its motion, except those for which the non-moving party has provided evidence to show that a question of material fact remains. Once the moving party has properly supported its showing of no triable issue of fact and of an entitlement to judgment as a matter of law, “its opponent must do more than simply show that there is some metaphysical doubt as to material facts.”
Matsushita Elec. Indus. Co. v. Zenith Radio Corp.,
What the non-moving party must do is “go beyond the pleadings and by [its] own affidavits, or by the ‘depositions, answers to interrogatories, and admissions on file,’ designate ‘specific facts showing that there is a genuine issue for trial.’”
Celotex Corp.,
Even where the non-moving party has failed to establish a triable issue of fact, summary judgment will not be granted unless “appropriate.” Fed.R.Civ.P. 56(e);
see Anchorage
Assocs.,
IV. DISCUSSION
A. Count One: Student Plaintiffs’ Equal Protection Claim
In the Amended Complaint, Student Plaintiffs allege that they “have been discriminated against by Defendants in that the treatment afforded them differed from that of other such students in the same situation.” Amended Complaint ¶ 41.
“The Equal Protection Clause commands that no State shall ‘deny to any person within its jurisdiction the equal protection of the laws.’ ” Vacco
v. Quill,
Student Plaintiffs do not contend that they are members of a suspect class or that the ability to attend one’s high school graduation ceremony involves a fundamental right. See Palmer v. Merluzzi, 868 F.2d 90, 96 (3d Cir.1989) (“Since participation in extra-curricular activities is not a fundamental right under the Constitution and since Palmer’s suspension was not based on a suspect classification, ... we must examine Palmer’s [equal protection claim] under the ‘rational relationship test.’ ”) (citation omitted). Instead, Student Plaintiffs argue that, “[although members of a ‘discrete class’ are entitled to a higher level of scrutiny, [Student] Plaintiffs have not included themselves in any such class simply because it is plain that the treatment afforded them was different from the treatment of other students in the same situation.” Plaintiffs’ Response in Opposition to Court’s Order to Show Cause (“Plaintiffs’ Response”), dated Feb. 23, 1999, at 5-6; see also Plaintiffs Opposition at 6-7. In other words, Student Plaintiffs claim that they have been the victims of selective enforcement.
“The Equal Protection Clause prohibits selective enforcement ‘based upon an unjustifiable standard such as race, religion, or other arbitrary classification.’ ”
United States v. Batchelder,
There is evidence in the summary judgment record that another student, Chris Johnson, purchased beer with a fake military identification card.
See
Plaintiffs’ Second Opposition, Ex. A (Affidavits of Steven Burkhardt and Elwood William Wrigley, dated Jan. 28, 1999, stating that Chris Johnson purchased beer with a fake military identification card). There is no evidence, however, that Dr. Pritchett or any of the GCHS Defendants had any knowledge that any student other than the four Student Plaintiffs purchased beer.
12
Indeed, Dr. Pritchett, his secretary, Susan Allgeier, and one of the teachers chaperoning the trip, Barbara Stout, all stated that they were not “aware of any student, other than the four, who used alcohol on the Williamsburg trip.” Pritchett’s Brief, Ex.
Furthermore, Wrigley’s written statement indicates that the Student Plaintiffs continued to drink after being caught by the chaperones, who warned them to stop.
See
GCHS Brief, Ex. F. Thus, even assuming that other students did consume alcohol during the trip, the Moving Defendants may have believed that the conduct of the Student Plaintiffs was more egregious and, therefore, merited punishment, whereas the conduct of the other students who consumed alcohol did not demand punishment. “Where, as here, there are plausible reasons for [the Defendants’] action, [my] inquiry is at an end.”
See United States R.R. Retirement Board v. Fritz,
Finally, even if the Moving Defendants incorrectly determined that only the Student Plaintiffs purchased and consumed alcohol on the Senior Class Trip, or that only the conduct of these four students warranted punishment, the GCHS Defendants correctly observe that they “are entitled to qualified immunity pursuant to federal law.” Brief on Behalf of Hetherington, Cleary, Allgeier, Kramer, Stout, Hubbs, Llewelyn, Lynch, Cowgull, Fisher, Hagan, Hutchinson, O’Brien, Wade, Booth, Connelly and GCHS (“GCHS Immunity Brief’), dated Jan. 21, 1999, at 4. In
Wood v. Strickland,
the Supreme Court held that school board members are entitled to qualified immunity under § 1983, because “[e]ommon-law tradition ... and strong public-policy reasons [require] a construction of § 1983 [that] extend[s] a qualified good-faith immunity to school board members from liability for damages under the section.”
Wood v. Strickland,
As with executive officers faced with instances of civil disorder, school officials, confronted with student behavior causing or threatening disruption, also have an “obvious need for prompt action, and decisions must be made in rebanee on factual information supplied by others.” [Scheuer v. Rhodes,416 U.S. 232 , 246,94 S.Ct. 1683 ,40 L.Ed.2d 90 (1974).] Liability for damages for every action which is found subsequently to have been violative of a student’s constitutional rights and to have caused compensa-ble injury would unfairly impose upon the school decisionmaker the burden of mistakes made in good faith in the course of exercising his discretion within the scope of his official duties. School board members, among other duties, must judge whether there have been violations of school regulations and, if so, the appropriate sanctions for the violations. Denying any measure of immunity in these circumstances “would contribute not to principled and fearless decisionmaking but to intimidation.” Pierson v. Ray, [386 U.S. 547 , 554,87 S.Ct. 1213 (1967)].
Id.
at 319,
As I concluded above, the conduct of Dr. Pritchett and the GCHS Defendants did comport with clearly established equal protection jurisprudence. Thus, I am compelled to conclude that any reasonable official acting in the same capacity as any of the Moving Defendants would have believed that the Moving Defendants did not violate the Equal Protection Clause. Dr. Pritchett and the GCHS Defendants had a rational basis upon which to impose punishment only on the Student Plaintiffs. To the extent that this decision resulted from reliance upon incorrect factual information supplied by others,
see Wood,
B. Counts Two and Eleven: Student Plaintiffs’ Free Exercise and Separation of Church and State Claims
Student Plaintiffs allege that the Moving Defendants have violated their First Amendment religious freedom rights by prohibiting them from attending the Baccalaureate Service, which is a religious ceremony. See Amended Complaint, Counts Two & Eleven. In response, Dr. Pritchett argues that “this baccalaureate mass [was] provided by an outside organization, [and Dr. Pritchett] did not prohibit the students from attending the same.” Pritchett’s Brief at 9. The GCHS Defendants contend that they are protected by qualified immunity. See GCHS Immunity Brief at 4. None of the Moving Defendants dispute that the Baccalaureate Service was religious in nature.
The First Amendment “command[s] that there should be 'no law respecting an establishment of religion[, or prohibiting the free exercise thereof.]’ ”
Lemon v. Kurtzman,
1. Lee v. Weisman
In
Lee v. Weisman,
Deborah Weisman and her father challenged the decision of her middle school principal, Robert E. Lee, to invite “a rabbi to deliver prayers at the graduation exercises for Deborah’s class.”
Id.
at 581,
In summarizing the legal question posed by Weisman’s challenge, the Supreme Court determined that it had to consider the constitutionality of the conduct of “[a s]tate official [who] direct[s] the performance of a formal religious exercise at promotional and graduation ceremonies for secondary schools.”
Id.
at 586,
What to most believers may seem nothing more than a reasonable request that the nonbeliever respect their religious practices, in a school context may appear to the nonbeliever or dissenter to be an attempt to employ the machinery of the State to enforce a religious orthodoxy. ... The undeniable fact is that the school district’s supervision and control of a high school graduation ceremony places public pressure, as well as peer pressure, on attending students to stand as a group, or, at least, maintain respectful silence during the Invocation and Benediction. This pressure, though subtle and indirect, can be as real as any over compulsion[, because] for many, if not most, of the students at the graduation, the act of standing or remaining silent was an expression of participation in the rabbi’s prayer.
Id.
at 592-93,
In the aftermath of
Lee,
the United States Court of Appeals for the Third Circuit considered the attempt of one school to hold a graduation ceremony that included a prayer without offending the First Amendment, as interpreted in
Lee. See American Civil Liberties Union v. Black Horse Pike Regional Board of Educ.,
The very purpose of a Bill of Rights was to withdraw certain subjects from the vicissitudes of political controversy, to place them beyond the reach of majorities and officials and to establish them as legal principles to be applied by the courts. One’s ... fundamental rights may not be submitted to vote; they depend on the outcome of no elections.
Black Horse Pike,
In this case, Dr. Pritchett contends that the Baccalaureate Service was not “state-sponsored,”
see id.,
claiming that the “Gloucester City Ministerium sponsored] the baccalaureate services.” Pritchett’s Brief at 9. In his letter to Reverend Verstoep, Dr. Pritchett wrote: “You are aware that the Supreme Court has ruled that public schools may not sponsor Baccalaureate Services. Our senior class has voted overwhelmingly to have one. Would the Gloucester City Ministeri-um wish to continue to sponsor the Baccalaureate Services?”
Id.,
Ex. I. Merely asking the City Ministerium to sponsor the Baccalaureate, however, does not satisfy the prohibition against state-sponsored religious events. Dr. Pritchett and the GCHS Defendants “cannot sanction coerced participation in a religious observance merely by disclaiming responsibility for the content of the ceremony.”
See Black Horse Pike,
A religious activity is “state-sponsored” under the Establishment Clause if “an objective observer in the position of a secondary school student will perceive official school support for such religious [activity].”
Board of Educ. v. Mergens,
In this case, the evidence in the summary judgment record suggests that Dr. Pritchett, in particular, and the GCHS Defendants, through Superintendent Heth-erington, appeared to exercise control and had actual control over the Baccalaureate Service. First, in his letter to Reverend Verstoep, Dr. Pritchett set the date, time, and format of the service.
See id.,
Ex. I. Second, Dr. Pritchett told Reverend Ver-stoep that he wanted “to meet and finalize plans for the Service,” indicating that Dr. Pritchett had a role in organizing the service.
Id.; see also Lee,
Finally, “a ceremony to honor a public high school’s graduates is vulnerable to carrying with it an aura of school affiliation.”
Verbena United Methodist Church v. Chilton County Bd. of Educ.,
This conclusion appears even more clear in comparison to the court’s holding in
Verbena United Methodist Church.
In that case, the court considered the free exercise claim of a church, pastor, and high school student who had been denied access to the high school auditorium to conduct a privately-organized baccalaureate service.
See Verbena United Methodist Church,
In this case, school officials made no effort to disassociate themselves from the Baccalaureate Service. Instead, Dr. Pritchett, Superintendent Hetherington, and the Gloucester City Board of Education engaged in conduct suggesting to an objective observer that they did have control over the service. Nonetheless, all of the evidence in the summary judgment record and all of the allegations contained in the Amended Complaint with respect to Student Plaintiffs' Establishment Clause claim relate to the conduct of Superintendent Hetherington, Dr. Pritchett, and the Gloucester City Board of Education and its members. Consequently, I find that there is no genuine material issue of disputed fact that any other defendant violated the Student Plaintiffs' First Amendment rights. Accordingly, I will grant the motion for summary judgment of the GCHS Defendants on Student Plaintiffs' Establishment Clause claim asserted against Defendants, Shirley Cleary, Susan Allgeier, Leroy (Lee) Kramer, Stanley Booth, and Barbara Stout. I will, however, permit the Establishment Clause claim to proceed with respect to Dr. Pritchett, Superintendent Hetherington, and the Gloucester City Board of Education and its members.
The fact that the Student Plaintiffs were allegedly prohibited from attending, rather than coerced into participating in, a religious event does not eliminate potential liability in this case. A state may no more prohibit the practice of a state-endorsed religion than coerce it, because, quite simply, a state may not endorse religious practice. As Justice Blackmun explained in his concurrence in Lee, "it is not enough that the government restrain from cçmpelhng religious practices: It must not engage in them either," Lee,
Furthermore, the absence of coerced participation in this case does not deprive the Student Plaintiffs of standing to sue under the Establishment Clause. "[T]he requirements for standing to challenge state action under the Establishment Clause, unlike those relating to the Free Exercise Clause, do not include proof that particular religious freedoms are infringed." Schempp,
The absence of any coerced participation, however, does bar Student Plaintiffs’ Free Exercise claim.
See
Amended Complaint ¶ 48. A government action “that is neutral and of general applicability need not be justified by a compelling governmental interest even if the law has the incidental effect of burdening a particular religious practice.”
Church of the Lukumi Babalu Aye, Inc. v. City of Hialeah,
2. The Lemon Test
In
Black Horse Pike,
the Third Circuit considered both the analysis performed in
Lee
as well as the Establishment Clause test announced in
Lemon v. Kurtzman,
a. Secular Purpose
The Moving Defendants do not contest that a baccalaureate service, also known as a baccalaureate mass, is religious in nature.
See also Tanford v. Brand,
b. Endorsement
“Under the second prong of
Lemon,
a government practice can neither advance, nor inhibit religion. This means that a challenged practice must ‘not have the effect of communicating a message of government endorsement or disapproval of religion.’”
Black Horse Pike,
c. Excessive Entanglement
Because I have found that there is a genuine issue of material fact with respect to the first two prongs of the
Lemon
test, I need not consider the third, more convoluted, prong.
See Black Horse Pike,
3. Qualified Immunity
The Moving Defendants are “entitled to qualified immunity if reasonable officials in the defendants’ position at the relevant time could have believed, in light of clearly established law, that their conduct comported with established legal standards.”
Stoneking v. Bradford Area Sch. Dist.,
The evidence in the summary judgment record contains a proverbial “smoking gun,” indicating that even Dr. Pritchett realized that school officials could not sponsor a baccalaureate service. In his letter to Reverend Verstoep, Dr. Pritchett wrote: “You are aware that the Supreme Court has ruled that public schools may not sponsor Baccalaureate Services.” Pritchett’s Brief, Ex. I. Thus, the Moving Defendants cannot argue that the Supreme Court precedent prohibiting school sponsorship of religious events was not “clearly established law.” Further, the summary judgment record suggests that the Moving Defendants had a significant degree of involvement in the organization and control of the Baccalaureate Service. A reasonable school official would have understood that such conduct violates the Establishment Clause. Accordingly, I find that the Moving Defendants are not entitled to qualified immunity on Student Plaintiffs’ Establishment Clause claim, contained in both Counts Two and Eleven. Therefore, I will deny the motions for summary judgment of Dr. Pritchett and the GCHS Defendants with respect to the Student Plaintiffs’ Establishment Clause claim asserted against Dr. Pritchett, Superintendent Hetherington, and the Gloucester City Board of Education and its members. I will, however, grant both motions for summary judgment with respect to Student Plaintiffs’ Free Exercise claim. Also, I will grant the motion for summary judgment of the GCHS Defendants on the Establishment Clause claim asserted against Defendants, Shirley Cleary, Susan Allgeier, Leroy (Lee) Kramer, Stanley Booth, and Barbara Stout.
C. Count Three: Student Plaintiffs’ Due Process Claim
In Count Three of the Amended Complaint, the Plaintiffs allege that they
The Fourteenth Amendment provides that no State shall “deprive any person of life, liberty, or property without due process of law.” U.S. Const., amend. XIV, § 1. More specifically, “due process requires, in connection with a suspension of 10 days or less, that the student be given oral or written notice of the charges against him and, if he denies them, an explanation of the evidence the authorities have and an opportunity to present his side of the story.”
14
Goss v. Lopez,
For example, in
Palmer,
Dan Palmer, a high school senior and “starting wide receiver on the high school’s football team,” had used the school radio station to complete a class assignment.
Palmer,
Palmer received the process required by Goss. The day after the incident at the radio station, in an informal hearing with Dr. Grimm and Mr. Buckley, he was advised of what had been found in the radio station and thus of the character of the offense being investigated. He then admitted his participation in the smoking of marijuana and the drinking of beer at the station. Palmer’s involvement in the activities of that evening has never been disputed.
Id.
The facts in this case are similar to those in
Palmer.
Here, the Student Plaintiffs had an informal hearing with Dr. Pritchett and had the opportunity to deny their involvement in the purchase and consumption of alcohol.
See
Pritchett’s Brief, Ex. B. In addition, Dr. Pritchett invited the Parent Plaintiffs to the June 5, 1997, Board of Education meeting.
See id.,
Ex. C. At least one parent of each Student Plaintiff attended, however, none of the parents denied that their child had purchased and consumed alcohol on the senior class trip, in violation of school policy. Clearly, these students have had “the opportunity to characterize [their] conduct and put it in what [they] deem[ ] the proper context.”
See Goss,
Finally, I am compelled to observe that the rules and regulations attached to the authorization form signed by all Student Plaintiffs 15 explicitly stated that any senior who purchases or consumes alcohol during the senior class trip “will lose their privilege to participate in Commencement Exercises with their class on June 17 if found guilty.” Pritchett’s Brief, Ex. A. Student Plaintiffs were aware of the consequences of drinking during the Senior Class Trip and now are simply attempting to escape them.
Student Plaintiffs argue that the opportunity to attend graduation was their “underlying interest” in going to high school, however, they seem to have forgotten about the education that they should have received during their years in high school. The immaturity of their conduct suggests that Student Plaintiffs should have learned much more in high school. In light of their behavior on the Senior Class Trip, the punishment imposed in this case is, perhaps, one of the greatest educational benefits that these students could have received in high school.
D. Count Four: Todd Evans’s Emotional Distress Claim
In Count Four of their Complaint, Plaintiffs allege that Todd “Evans was negligently marked present upon the groups’ [sic] departure from [Busch Gardens]” and, as a result, “Evans[ ] has been emotionally damaged by Defendants, individually, jointly, severally and in the alternative, by the intentional and negligent acts complained of herein.” Amended Complaint ¶¶ 64, 68.
New Jersey Stat. Ann. § 59:9-2.d provides, in relevant part:
No damages shall be awarded against a public entity or public employee for pain and suffering resulting from any injury; provided, however, that this limitation on the recovery of damages for pain andnot apply in cases of permanent loss of a bodily function, permanent disfigurement or dismemberment where the medical treatment expenses are in excess of $1,000.00.
Thus, in the absence of physical injury, a plaintiff cannot recover damages for mental or emotional distress.
See Ayers v. Township of Jackson,
In this case, Todd Evans has not alleged that he suffered any physical injury as a result of the defendant’s alleged negligent or intentional failure to ensure that he was on the bus before leaving the amusement park. Accordingly, Todd Evans’s claim for emotional distress is barred by New Jersey Stat. Ann. § 59:9-2.d.
Furthermore, I must observe that the claim contained in Count Four does not even survive the standards of a claim for emotional distress in New Jersey. Under New Jersey law: “To recover on a claim for either intentional or negligent infliction of emotional distress, [a] plaintiff is required to show, among other things, that she has suffered emotional distress ‘so severe that no reasonable man could be expected to endure it.’”
Schillaci v. First Fidelity Bank,
By any standard, the emotional distress a high school senior suffers after missing the bus back to the hotel on a Senior Class Trip is not “so severe that no reasonable man could be expected to endure it.” See id. Such a frivolous claim clearly exceeds the outer limits of legitimate advocacy and catapults Mr. Malat into Rule 11 territory. Thus, I find that Evans has failed to state a claim for emotional distress and, even if he had, such a claim is barred by N.J. Stat. Ann. § 59:9-2. Accordingly, I will dismiss Count Four of the Amended Complaint, which contains Evans’s claim for emotional distress.
E. Count Five: Parent Plaintiffs’ Emotional Distress Claim
In Count Five of the Amended Complaint, Parent Plaintiffs alleged that they “were ... made to suffer ... emotion[al] distress in their proximately [sic] by [sic] the Student Plaintiffs’ [sic] being barred from participation in commencement events.” Amended Complaint ¶ 74. This claim fails for three reasons.
First, as I concluded above, Dr. Pritchett and the GCHS Defendants did not act wrongfully in barring the Student Plaintiffs from attending their graduation ceremony. “The tort involving the negligent infliction of emotional distress can be understood as
negligent conduct
that is the proximate cause of emotional distress in a person to whom the actor owes a legal duty to exercise reasonable care.”
Decker,
Second, Parent Plaintiffs have not alleged that they suffered any physical injury. As a result, this claim is barred by N.J. Stat. Ann. § 59:9-2, which precludes actions for emotional distress against municipal officials in the absence of allegations of physical injury, as I discussed above.
Finally, a parent’s inability to watch his or her child participate in graduation exercises would not cause any reasonable person to suffer emotional distress “so severe that no reasonable man could be expected to endure it.”
See Buckley,
The Court further notes that the willingness of Plaintiffs’ counsel, Samuel A. Ma-lat, Esq., to file such a claim is an example of the very conduct that Rule 11 seeks to prohibit. Most parents would have punished their children for this conduct. Instead, Parent Plaintiffs, with the assistance of Mr. Malat, have filed a frivolous lawsuit that trivializes the very federal civil rights laws they seek to enforce.
F. Count Six: Elizabeth Carlino’s Retaliation Claim 16
In Count Six of the Amended Complaint, Elizabeth Carlino alleges that she displayed a sign on the front of her home that was critical of Dr. Pritchett, 17 and, in retaliation for this criticism, she was terminated from her position as freshman field hockey coach at GCHS. See Amended Complaint, Count Six. Elizabeth Carlino claims that this conduct violated her free speech rights as protected by the First Amendment and the Conscientious Employee. Protection Act, N.J. Stat. Ann. § 34:19-3. In response, the Moving Defendants admit that Elizabeth Carlino was terminated as a result of posting this sign, but they argue that the statement conveyed by the sign was not in the public interest. See Pritchett’s Brief at 11-13; GCHS Brief at 14-15. The Moving Defendants also argue that, even if the message conveyed by the sign was in the public interest, her free speech rights in this context are outweighed by the government’s interest in providing the incoming freshman field hockey players with a good role model.
1. First Amendment Claim
“It is clearly established that a State may not discharge- an employee on a basis that infringes that employee’s constitutionally protected interest in freedom of speech.”
Rankin v. McPherson,
A plaintiff must first demonstrate the activity in question was protected. Second, the plaintiff must show the protected activity was a substantial or motivating factor in the alleged retaliatory action.... Finally, defendants may defeat plaintiffs claim by demonstrating “that the same action would have been taken even in the absence of the protected conduct.”
Id.
(citation omitted) (quoting
Swineford v. Snyder County,
a. Protected Activity
To qualify as a protected activity: (1) Elizabeth Carlino’s display of the sign “must constitute ‘speech ... on a matter of public concern;’ and (2) “the public interest favoring [the] expression ‘must not be outweighed by any injury the speech could cause to the interest of the state as an employer in promoting the efficiency of the public services it performs through its employees.’”
Green,
In this case, Elizabeth Carlino expressed her disapproval of Dr. Pritchett as a role model for the students of GCHS based upon her assessment of his conduct during and after the Senior Class Trip. There is no evidence in the record to suggest that this criticism had any connection to Elizabeth Carlino’s opinion of Dr. Pritchett as her employer; rather, the sign was a response to Dr. Pritchett’s treatment of Elizabeth Carlino’s son. In other words, Elizabeth Carlino spoke as a parent and as a citizen, and not as an employee, when she voiced her disapproval of Dr. Pritchett. See id.
Moreover, the ability of a high school principal to serve as a role model to high school students is clearly a matter of public concern. By comparison, in
Rankin v. McPherson,
a public employee responded to news that President Reagan had been shot by saying, “[I]f they go for him again, I hope they get him.”
Rankin v. McPherson,
Even if a statement is made in the public interest, it may not qualify as a protected activity if “legitimate countervailing government interests are sufficiently strong.”
Board of County Commissioners v. Umbehr,
Dr. Pritchett argues that Elizabeth Car-lino’s conduct at issue here “was extremely disruptive and impeded [her] ability to perform as the field hockey coach.” Pritchett’s Brief at 12. Specifically, Pritchett contends that “Elizabeth Carli-no[ ] set an example which would teach the students that even when you break the rules and deserve discipline, it is appropriate to insult, disrespect, and publicly denigrate the figure who imposed such discipline.” Id. at 13. While this argument appears, at first blush, to be persuasive, it goes too far. If this Court were to adopt Dr. Pritchett’s argument, any time a teacher or a coach made a negative comment about the school principal, that person could be fired for sending a negative message to the students that denigrating your boss is acceptable. The duty of a public school employee to serve as a role model for the students cannot eviscerate his or her First Amendment rights.
In this case, Elizabeth Carlino’s conduct could not have impeded her ability to serve as the freshman field hockey coach. Even if her actions did transform her into a bad role model, this is only part of her duties as a field hockey coach. More importantly, it is not clear from the summary judgment record that any incoming freshman hockey players would extract this message from the sign the Carlinos posted. Furthermore, even if Elizabeth Carlino’s conduct did convey an inappropriate message to the incoming freshman field hockey players, I find that the government’s interest in providing field hockey players with a coach who is a good role model does not outweigh Ms. Carlino’s interest in free, speech. Thus, I find that, in these circumstances, any injury that GCHS or Dr. Pritchett suffered does not outweigh Elizabeth Carlino’s interest in expressing her concern that the GCHS high school principal should not drink alcohol while chaperoning the Senior Class Trip.
b. Motivating Factor
The Moving Defendants concede that Elizabeth Carlino’s display of the sign was the motivating factor in her termination from her position as the freshman field hockey coach. Specifically, the GCHS Defendants admit that, “[d]ue to the remarks Elizabeth Carlino was making against the Gloucester City High School principal as well as the sign placed on the Carlino’s front lawn, it was the decision of the [GCHS] defendants that Elizabeth Carlino was not the proper person to be coaching students at [GCHS].” GCHS Defendants’
c. Would the Same Action Have Been Taken in the Absence of Protected Conduct?
The Moving Defendants have not suggested, either in argument or through the presentation of evidence, that this same action would have been taken if Elizabeth Carlino had not posted the sign. Further, the Gloucester City Board of Education cites to "problems" as its sole explanation for its decision to remove Elizabeth Carli-no from her position as freshman field hockey coach. See Plaintiffs' First Opposition, Ex. E (copy of an excerpt of an unlabeled, undated, newspaper article). Thus, I find that there is no genuine material issue of disputed fact that the same action would not have been taken in the absence of the protected conduct. Therefore, I find that Elizabeth Carlino has set forth a claim for retaliation in violation of her First Amendment rights, and, in turn, a violation of 42 U.S.C. § 1983.
d. Qualified Immunity
The individual Moving Defendants are "entitled to qualified immunity if reasonable officials in the defendants' position at the relevant time could have believed, in light of clearly established law, that their conduct comported with established legal standards." Stoneking v. Bradford Area Sch. Dist.,
The Gloucester City Board of Education, as a municipal entity, however, is not entitled to qualified immunity. See Leatherman v. Tarrant County Narcotics Intelligence & Coordination Unit,
Although the Gloucester City Board of Education is not entitled to qualified immunity, its members, as well as Dr. Pritchett and the other individual GCHS Defendants named in this action, might be so entitled. As a result, I must consider the legal standard governing qualffied immunity as it pertains to the conduct of Dr. Pritchett and the individual GCHS Defendants in deciding to terminate Elizabeth Carlino's employment as the freshman field hockey coach.
The Supreme Court has held that the law regarding a public employee's First Amendment protection "is clearly established." Rankin v. McPherson,
“The determination whether a public employer has properly discharged an employee for engaging in speech requires ‘a balance between the interest of the [employee], as a citizen, in commenting upon the matters of public concern and the interest of the State, as an employer, in promoting the efficiency of the public services it performs through its employees.”
Rankin,
In applying this “difficult” and fact-sensitive test, I find that a reasonable school official could have believed, under these circumstances, that the balancing test weighed in favor of the government’s interest. Although I have found that the Moving Defendant’s termination of Elizabeth Carlino violated well-established First Amendment precedent, given the murkiness of the law regarding the balancing of interests, see id., I cannot find that this conduct was unreasonable.
By reaching this conclusion, I am not suggesting that a government official is entitled to qualified immunity any time that he or she improperly balances the interests of the government, as an employer, with the public employee, as a citizen under the First Amendment. Surely, there are circumstances in which the outcome of that balancing test is clear and, thus, a wrong result is unreasonable. For example, if the Student Plaintiffs had not consumed alcohol on the trip, and the Car-linos nevertheless posted the same sign solely to criticize Dr. Pritchett’s alleged alcohol consumption, the balancing test would clearly weigh in favor of Elizabeth Carlino, because there would be no countervailing government interest in protecting the freshman field hockey players from an alleged bad role model. Under such circumstances, the individual Moving Defendants would not be entitled to qualified immunity. In this case, however, the outcome of the balancing test is not so clear that “the unlawfulness [was] apparent.”
Anderson,
2. Conscientious Employee Protection Act Claim
The Conscientious Employee Protection Act (“CEPA”) provides, in relevant part, that “[a]n employer shall not take any retaliatory action against an employee because the employee ... [discloses ... to a public body an activity, policy or practice of the employer ... that the employee reasonably believes is in violation of a law, or a rule, or regulation promulgated pursuant to law.” N.J. Stat. Ann. § 34:19-3.a. CEPA defines a “public body” as:
(1) the United States Congress, and State legislature, or any popularly-elected local governmental body, or any member or employee thereof; (2) any federal, State, or local judiciary, or any member or employee thereof, or any grand or petit jury; (3) any federal, State, or local regulatory, administrative, or public agency or authority, or instrumentality thereof; (4) any federal, State, or local law enforcement agency, prosecutorial office, or police or peace officer; (5) any federal, State or local department of an executive branch of government; or (6) any division, board, bureau, office, committee or commission of any of the public bodies described in the above paragraphs of this subsection.
N.J. Stat. Ann. § 34:19-2.c.
To maintain a claim under CEPA, a plaintiff must show:
(1) that he or she reasonably believed that his or her employer’s conduct was violating either a law or a rule or regulation promulgated pursuant to law; (2) that he or she performed the whistle-blowing activity described [in the statute]; (3) an adverse employment action was taken against him or her; and (4) a casual connection exists between the whistle-blowing activity and the adverse employment action.
Kolb v. Burns,
Elizabeth Carlino has failed to set forth allegations in the Amended Complaint or to present evidence to satisfy two of the four elements of a CEPA claim. First, the sign that the Carlinos displayed on their home implied that Dr. Pritchett was not a good role model for the school. This message in no way suggests any ille
Accordingly, I will grant the motions for summary judgment of Dr. Pritchett and the GCHS Defendants on Elizabeth Carli-no’s CEPA claim.
G. Counts Seven, Eight, Nine, and Ten: Fictitious Defendants
“Doe defendants ‘are routinely used as stand-ins for real parties until discovery permits the intended defendants to be installed.’”
Hindes v. FDIC,
In their Amended Complaint, Plaintiffs have asserted claims against' John Does, Jane Does, XYZ Corporations, and ABC Partnerships, alleging that “Plaintiffs have been damaged by Defendants, individually, jointly, severally and in the alternative.” See Amended Complaint ¶¶ 86, 89, 92, 95. This allegation does not give notice of the type of litigation, the claim asserted, or the facts underlying the claim. Thus, I find that this claim does not even meet the minimal pleading requirements of Rule 8. Accordingly, pursuant to the Order to Show Cause, filed by this Court on February 2, 1999, I will dismiss Counts Seven, Eight, Nine, and Ten, which assert claims against fictitious defendants.
Y. RULE 11 SANCTIONS
On February 2, 1999, this Court issued an Order to Show Cause why Plaintiffs’ counsel, Samuel A. Malat, Esq., should not be sanctioned, pursuant to Rule 11 of the Federal Rules of Civil Procedure, 28 U.S.C. § 1927, and the Court’s inherent powers, for filing frivolous claims. Thus, as required by Rule 11(c), Mr. Malat has had “notice and a reasonable opportunity to respond.” Fed.R.Civ.P. 11(c).
Rule 11 of the Federal Rules of Civil Procedure
19
“imposes on counsel a
“The legal standard to be applied when evaluating conduct allegedly violative of Rule 11 is reasonableness under the circumstances.”
Ford Motor Co. v. Summit Motor Prods., Inc.,
“The rule requires a reasonable inquiry into both the facts and the law supporting a particular pleading.”
Schering Corp. v. Vitarine Pharm., Inc.,
The Amended Complaint, which was signed by Samuel A. Malat, Esq., and verified by all of the Plaintiffs, contains three “patently frivolous” claims that are statutorily barred, namely, the two claims for emotional distress (Counts Four and Five) and the CEPA claim (Count Six).
Moreover, the Order to Show Cause, issued by this Court, provided Mr. Malat with dear notice that he had to conduct legal research, yet, he failed to do so. See Fed.R.Civ.P. 11, adv. cmte. notes (noting that Rule 11 “subjects] litigants to potential sanctions for insisting upon a position after it is no longer tenable” and “provides] protection against sanctions if they withdraw or correct contentions after a potential violation is called to their attention”). Mr. Malat’s signature on Plaintiffs’ Response in Opposition to [the] Court’s Order to Show Cause, which argues in support of these claims, clearly demonstrates that Mr. Malat has conducted absolutely no legal research whatsoever regarding these claims at any time before or during the pendency of this litigation. “Even a casual investigation, let alone the reasonable inquiry required by Rule 11, see Fed.R.Civ.P. 11(b), would have revealed” that the New Jersey Statutes Annotated prohibit both emotional distress claims and the CEPA claim. Such a flagrant failure to conduct any legal research violates Mr. Malat’s obligations under Rule 11(b). 20
Furthermore, Plaintiffs’ equal protection and due process claims trivialize the civil rights that those bedrock constitutional principles are designed to protect. Student Plaintiffs have admitted that they violated school regulations by drinking during their Senior Class Trip. Now these same students seek legal redress to avoid the punishment they were warned they would receive for such conduct. In addition, the suggestion that Parent Plaintiffs would suffer severe emotional distress as a result of their inability to see their children graduate is preposterous. Nonetheless, Rule 11(c) precludes the imposition of monetary sanctions upon a represented party for a violation of Rule 11(b), as I have found exists here. I also find that it would be inappropriate to sanction the Plaintiffs in this case, because they do not have the legal training to understand the frivolousness and triviality of their claims. The Plaintiffs relied on their lawyer, Mr. Malat, to perform the legal research. Mr. Malat has clearly failed to discharge this obligation to his clients.
Moreover, Mr. Malat has also failed to discharge his obligations to the legal profession and this Court. The “Principles of Professionalism for Lawyers and Judges,” adopted by the New Jersey Commission on Professionalism in the Law, requires: “Clients should be advised against pursuing a course of action that is without merit.... A lawyer must avoid frivolous litigation and non-essential pleading in litigation.” While these Principles of Professionalism are purely aspirational, and do not serve as the basis of this Court’s decision to sanction Mr. Ma-lat pursuant to Rule 11, my colleague, Judge Bassler, eloquently explained why members of the legal profession must conform to standards of professional responsibility when he wrote:
The practice of law requires respect for, and adherence to, standards of conduct. It is compliance with those standards that serve to define what it means to be a member of a profession. It is the obligation of every attorney to ensure that the public’s trust in the judicial process is maintained.
Kramer v. Tribe,
Mr. Malat filed three claims that are patently frivolous. The CEPA claim is precluded by the very statute under which it was filed and the two emotional distress claims are clearly barred by other statutes. With just a few minutes of legal research, Mr. Malat could easily have discovered this information, however, despite ample opportunities to conduct legal research and in the face of an Order to Show Cause, Mr. Malat chose to file and continue to litigate what can only be described as patently frivolous claims, in violation of Rule 11(b). Further, Mr. Malat filed claims that, although not frivolous, trivialized cherished constitutional rights and the federal civil rights statute that was enacted to protect those rights. As a result, I conclude that, by filing and continuing to prosecute the Amended Complaint, Mr. Malat has violated Rule 11.
Since I have determined that Mr. Malat violated Rule 11(b), I now must determine what sanction, if any, is appropriate. “The appropriate sanction is one which ‘is sufficient to deter repetition of such conduct or comparable conduct by others similarly situated.’ ”
Thomason v. Norman E. Lehrer, P.C.,
In this case, I find that the combination of a monetary and a nonmonetary sanction would best deter future similar conduct. Accordingly, I will order Mr. Malat to attend two continuing legal education courses within the next 18 months. He must attend one course which addresses attorney professionalism and the rules of professional conduct. The second course must cover federal practice and procedure. These two courses must be offered by a law school accredited by the American Bar Association, or a reputable provider of continuing legal education.
See Thomason,
VI. CONCLUSION
For the reasons set forth above, I hold that the two claims for emotional distress (Counts Four and Five), and the claim under the New Jersey Conscientious Employee Protection Act (part of Count Six) are statutorily barred and, therefore, frivolous. As a result, I will dismiss Count Four, containing Todd Evans’s claim for emotional distress, Count Five, containing Parent Plaintiffs’ claim for emotional distress, and part of Count Six, containing Elizabeth Carlino’s claim under the New Jersey Conscientious Employee Protection
In addition, I find that the individual GCHS Defendants are entitled to qualified immunity with respect to Elizabeth Carli-no’s claim for retaliation under the First Amendment. Thus, I will grant the motions for summary judgment of Dr. Pritch-ett and the GCHS Defendants’ on Count Six, as asserted against Dr. Pritchett and the individual GCHS Defendants. Pursuant to the Order to Show Cause, filed by this Court on February 2, 1999, I will dismiss Counts Seven, Eight, Nine, and Ten, for failure to state a claim upon which relief may be granted.
As a result of these holdings, only the following two claims remain before this Court: (1) Student Plaintiffs’ Establishment Clause claim asserted against Dr. Pritchett, Superintendent Hetherington, and the Gloucester City Board of Education and its members (part of Count Two); and (2) Elizabeth Carlino’s claim for retaliation under the First Amendment, asserted against the Gloucester City Board of Education (part of Count Six). Additionally, my holdings here result in the dismissal of Plaintiffs, Robert Evans, Mildred Evans, Joseph Carlino, Sr., Cheryl Rossell, Joanne Wrigley, and Kathleen Burkhardt, and Defendants, Shirley Cleary, Susan Allgeier, Leroy (Lee) Kramer, Barbara Stout, and the fictitious defendants, as parties in this case. See supra notes 4 & 14. I will issue an order to show cause why Defendants, Robert Bennett and Joseph Schili, should not be dismissed as parties as a result of the Plaintiffs’ failure to serve these two defendants with a summons and a copy of either the Complaint or the Amended Complaint. See supra note 1.
Finally, based upon my review of the record and the law underlying the claims asserted in this case, I find that Plaintiffs’ counsel, Samuel A. Malat, Esq., has violated his obligation under Rule 11(b) of the Federal Rules of Civil Procedure, to perform a reasonable investigation before filing an otherwise frivolous claim. Accordingly, I will impose sanctions upon Mr. Malat, and require him to attend the two continuing legal education courses described above, within 18 months from the entry of the order filed concurrently with this Opinion, and pay a fine of $500 to the Clerk of the Court within 30 days from the entry of the order filed concurrently with this Opinion. Mr. Malat shall file an affidavit with this Court certifying that he has completed both courses and describing the content of each course.
ORDER
This matter having come before the Court on the motion of Defendant, Dr. Ronald Pritchett (“Dr.Pritchett”), for summary judgment, and on the cross-motions of Defendants, Gloucester City High School, Gloucester City Board of Education, James Hetherington, Shirley Cleary, Susan Allgeier, Leroy (Lee) Kramer, Barbara Stout, Stanley Booth, Chris Connelly, Edward C. Hubbs, Louisa W. Llewellyn, Sandra Lynch Cowgill, William F. Fisher, III, Patrick Hagan, Edward Hutchinson, Danny O’Brien, Jr., and Margery Wade (collectively, the “GCHS Defendants”), for summary judgment, and on the Order to Show Cause, filed by this Court on February 2, 1999, Samuel A. Malat, Esq., appearing on behalf of the Plaintiffs, Joseph Carlino, Jr., Joseph Car-lino, Sr., Elizabeth Carlino, Kyle Rossell, Cheryl Rossell, Elwood Wrigley, Joanne Wrigley, Steven Burkhardt, Kathleen Burkhardt, Todd Evans, Robert Evans, and Mildred Evans; and,
This Court having considered the submissions of the parties, and for the reasons
IT IS, on this 2nd day of August, 1999, HEREBY ORDERED that:
1. The motions for summary judgment of Dr. Pritchett and the GCHS Defendants are GRANTED in part and DENIED in part;
2. The motions for summary judgment of Dr. Pritchett and the GCHS Defendants are DENIED with respect to: (a) the Establishment Clause Claim asserted by Plaintiffs, Joseph Carlino, Jr., Kyle Rossell, Steven Burkhardt, and Elwood Wrigley, against Dr. Pritchett, Superintendent James H. Hetherington, and the Gloucester City Board of Education and its members; and (b) the claim for retaliation under the First Amendment asserted by Elizabeth Carlino against the Gloucester City Board of Education;
3. The motions for summary judgment of Dr. Pritchett and the GCHS Defendants are GRANTED in all other respects;
4. Plaintiffs, Robert Evans, Mildred Evans, Joseph Carlino, Sr., Cheryl Ros-sell, Joanne Wrigley, and Kathleen Burkhardt, and Defendants, Shirley Cleary, Susan Allgeier, Leroy (Lee) Kramer, Barbara Stout, and the fictitious defendants, are DISMISSED as parties in this case;
5. Pursuant to the Court’s decision to impose Rule 11 sanctions, Plaintiffs’ counsel, Samuel A. Malat, Esq., shall attend one continuing legal education course addressing attorney professionalism and the rules of professional conduct and one continuing legal education course covering federal practice and procedure, within 18 months from the entry of this ORDER. These courses shall be provided by a láw school accredited by the American Bar Association or some other reputable provider of continuing legal education. Upon successful completion of both courses, Mr. Malat shall file an affidavit with this Court describing each course and certifying that he has successfully completed both courses. Additionally, Samuel A. Malat, Esq., shall pay a fine of $500 to the Clerk of the Court within 30 days from the entry of this ORDER.
Notes
. Section 1983 provides that:
Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory or the District of Columbia, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other property proceeding for redress.
. The Amended Complaint names Todd Evans's parents, Robert and Mildred Evans, as plaintiffs, however, the Amended Complaint does not contain any claims or causes of action asserted by Robert and Mildred Evans. Robert and Mildred Evans do not have standing to assert the claims of Todd Evans, unless they sue on his behalf as his guardians.
See C.H.
v.
Oliva,
. Rule 8 provides, in relevant part: "A pleading which sets forth a claim for relief, whether an original claim, counter-claim, cross-claim, or third-party claim, shall contain ... a short and plain statement of the claim showing that the pleader is entitled to relief.”
. The authorization form states that the students will stay at the "Fort McGruder Inn,” however, all of the parties refer to the hotel as "Fort Magruder Inn.”
. The Amended Complaint mistakenly alleges that these events occurred in 1998, not 1997.
. One other student, Adam Baker, shared the same hotel room with the Student Plaintiffs. Adam Baker only received a one day suspension from school for violation of the curfew. He is not a party in this case.
. Mr. Malat has submitted two different copies of Plaintiffs' "Opposition to Defendant, Pritchett's Motion for Summary Judgment as to All Issues,” one dated January 22, 1999, and the other dated January 29, 1999, and each with a different set of exhibits. I will refer to the earlier one as "Plaintiffs’ First Opposition” and the later one as "Plaintiffs' Second Opposition.”
. Traditionally, a baccalaureate service is "a religious service [that forms] an integral part of ... annual commencement exercises for graduating seniors.”
Verbena United Methodist Church v. Chilton County Board of Educ.,
. There is evidence in the summary judgment record suggesting that some of the GCHS Defendants knew that other students were drinking, see GCHS Brief, Ex. F, however, there is no evidence indicating that any of the moving Defendants knew that other students had purchased alcohol.
. School officials may neither deny access to school facilities for religious events,
see Lamb's Chapel v. Center Moriches Union Free School District,
. I need not consider whether exclusion from graduation exercises and a two-day suspension creates a liberty interest protected by the Due Process Clause, because Gloucester City Board of Education Policy No. 5127 provides:
The board reserves the right to deny participation in [graduation] activities and/or ceremonies when extreme circumstances warrant it, or when a pupil has not completed the requirements for graduation with his/ her class. Denial as a result of disciplinary action shall be treated as a suspension. The pupil shall be afforded the rights of review provided in policies of this board.
Pritchett's Brief, Ex. F. Thus, through Policy No. 5127, the Gloucester City Board of Education has bestowed upon GCHS students a liberty interest in their right to attend their graduation.
. The Student Plaintiffs were required to obtain the signature of at least one parent on the authorization form, however, Plaintiffs allege that some “forms were not signed by the Parents of the Student Plaintiffs, as some of the signatures had been forged immediately prior to them being handed to the homeroom proctor, who, minutes before, had provided a blank copy to these students.” Plaintiffs' First Opposition at 2. Despite the admission of Student Plaintiffs that some of them forged their parents' signatures, none of the Parent Plaintiffs deny that they had knowledge of the rules and regulations of the trip.
. Joseph Carlino, Sr., who is Elizabeth Carli-no's husband, has asserted a claim for the violation of Elizabeth Carlino constitutional rights. As I discussed in note 2,
supra,
a plaintiff cannot assert a claim for the violation of another person's constitutional rights.
See Valley Forge Christian College v. Americans for Separation of Church & State, Inc.,
. The sign read, in substance: "The Perfect Role Model, Not GHS Principal”&emdash;suggesting that Dr. Pritchett was a poor role model for the students of GCHS. See Plaintiffs’ First Opposition, Ex. E; see also Pritchett’s Brief at 11 ("[Elizabeth Carlino] posted a sign on her front lawn reading 'the perfect role model; GHS Principal’ [with a large backslash through the] words, 'GHS Principal' ... in- ferring that Dr. Pritchett was not a role model for the students of the Gloucester [City] School District.”). School District.”).
. Qualified immunity only bars a plaintiff from seeking legal damages, but does not preclude equitable relief, such as back pay. Elizabeth Carlino has not requested back pay or any other equitable remedy. See Amended Complaint, Count Six. Thus, in this case, qualified immunity entitles the individual GCHS Defendants to complete protection from this claim.
. Rule 11 provides, in relevant part:
(b) Representations to Court. By presenting to the court (whether by signing, filing,submitting, or later advocating) a pleading, written motion, or other paper, an attorney or unrepresented party is certifying that to the best of the person's knowledge, information, and belief, formed after an inquiry reasonable under the circumstances, ... [that] (2) the claims, defenses, and other legal contentions therein are warranted by existing law or by a nonfrivolous argument for the extension, modification, or reversal of existing law or the establishment of new law....
(c) Sanctions. If, after notice and a reasonable opportunity to respond, the court determines that subdivision (b) has been violated, the court may, subject to the conditions stated below, impose an appropriate sanction upon the attorneys, law firms, or parties that have violated subdivision (b) or are responsible for the violation.... A motion for sanctions under this rule shall be made separately from other motions or requests and shall describe the specific conduct alleged to violate subdivision (b). It shall be served as provided in Rule 5, but shall not be filed with or presented to the court unless, within 21 days after service of the motion (or such other period as the court may prescribe), the challenged paper, claim, defense, contention, allegation, or denial is not withdrawn or appropriately corrected.... Monetary sanctions may not be awarded against a represented party for a violation of subdivision (b)(2).
Fed.R.Civ.P. 11(b) & (c).
. "Having concluded that a sanction is warranted under Rule
11....
I need not consider whether a sanction is warranted under 28 U.S.C. § 1927, or the Court’s inherent powers.”
Thomason v. Norman E. Lehrer, P.C.,