This аppeal concerns primarily the issue, apparently one of first impression in the federal courts, whether a trial judge may use the device of a new trial order conditioned on a remittitur to increase a jury’s determination of the percent of responsibility for an injury that is attributable to a plaintiff’s contributory negligence. That device was employed in this suit under the Jones Act, 46 U.S.C. § 688 (1976), brought by plaintiff Carl 0. Akermanis, an injured seaman, against defendant shipowner Sea-Land Service, Inc. After plaintiff agreed to the remittitur, the District Court for the Southern District of New Yоrk (Charles S. Haight, Jr., Judge) entered judgment on November 17,1981, in favor of the plaintiff.
In the spring of 1977, Akermanis was a third assistant dаy engineer aboard Sea-Land’s vessel S/S Los Angeles during a voyage from Greece to Rotterdam. One of the plaintiff’s duties was to replace deteriorated angle irons on pedestals used to secure the vessel’s deck cranes. At trial, Akermanis contended that the defendant’s negligence caused him to injure himself while working on these pedestals. Although there was conflicting evidence, Ak
Sea-Land Service contested almost all of Akermanis’ allegations. First, Sea-Land claimed that Akermanis’ injuries stemmed not from an accident aboard the Los Angeles, but rather from several preexisting ailments. Second, Sea-Land contended that it was in no way to blame for the condition of the Los Angeles on June 4,1977, that Akermanis had not been ordered to work on the pedestal bracket at any particular time, and that any risks Akermanis faced while working on the deck were inherent in the life of a seaman. In addition, Sea-Land raised the defense of contributory negligence, arguing that, if working on the pedestal was unsafe, Akermanis, who was 59 years old and had 30 years of maritime experience at the time of the accident, should have been able to appreciate the danger and rearrange his schedule to work below deck until the weather cleared. According to the defendant, Akermanis had considerable discretion in scheduling his work. Moreover, counsel for Sea-Land suggested that the alleged accident was more likely the result of Akermanis’ carelessness in doing his job than any fault of the defendant. Finally, Sea-Land introduced evidence through a series of expert witnesses that contradicted the testimony of Akermanis’ doctors as to the extent and cause of his spinal injuries.
In response to a special verdict form, the jury found that Sea-Land was negligent, that its negligence was a proximate cause of Akermanis’ June 4, 1977, accident, and that as a result of the accident, Akermanis suffered damages totaling $528,000. The jury further found that Akermanis also was negligent and that the share of responsibility attributable to his negligence was four percent.
Following the jury’s verdict, Sea-Land moved for judgment notwithstanding the verdict or, in the alternative, for a new trial, pursuant to Fed. R. Civ. P. 50(b). After reviewing the record, Judge Haight concluded that there was sufficient evidence to support the jury’s findings that negligence on the part of the defendant caused the plaintiff’s injuries. Because it was not “ ‘clear that the jury had reached a seriously erroneous result,’ ”
Bevevino
v.
MS. Saydjari,
Judge Haight then considered the jury’s finding that plaintiff’s contributory negligence was a four percent cause of the accident, and concluded that the selection of this percentage was against the weight of the evidence, in his view a “clear and serious error.” While he agreed that it was reasonable for the jury to determine that Sea-Land’s negligence was the major cause of the accident, he réjected four percent as the measure of plaintiff’s share of responsibility. His reasoning is set forth in his memorandum opinion. He first assumed that the jury’s finding of plaintiff’s contributory negligence was based on their acceptance of defendant’s evidence that Akermanis had some discretion to dеtermine when he would work on the ship’s pedestals and had exercised that discretion without using reasonable care. Judge Haight then determined that a factor of only four percent for contributory negligence of this sort was against the weight of the evidence and so substantially below jury determinations in similar Jones Act cases as to warrant a new trial. After referring to cases cited at 44A
I.
We consider first Sea-Land’s appeal, which challenges the District Court’s authority to use the device of a remittitur to adjust the jury’s determination of the contributory negligence percentage. Remittitur is a limited exception to the sanctity of jury fact-finding. It allows trial judges to reduce damages, but only when an award is grossly excessive. As the Supreme Court has stated, this exception is justified because, “[wjhere the verdict is excessive, the practice of substituting a remission of the excess for a new trial is not without plausible support in the view that what remains is included in the verdict along with the unlawful excess — in that sense that it has been found by the jury — and that the remittitur has the effect of merely lopping off an excrescence,”
Dimick v. Schiedt,
In giving that scrutiny to the use of remittitur in this case, we note a fundamental difference between the use of remittitur to decrease a determination of damages and its use here to increase a contributory negligence percentage. Though both hаve the same ultimate consequence of reducing the amount of the judgment that the plaintiff is invited to accept as the price of avoiding a new trial, the means by which the reduction is accomplished differ in a way that is critical to determining the lawfulness of the technique. A conditional reduction of a damage calculation leaves in the judgment a portion of what the jury awarded, a circumstance that the Supreme Court considered crucial to its willingness to permit remittitur while rejecting additur in Dimick. In this case, however, the conditional adjustment of the contributory negligence percentage inserts into the judgment something beyond what the jury found: a conclusion that the plaintiff’s negligence was responsible for a greater share of the accident than the jury had thought. In Dimick, the four dissenters thought it was needlessly artificial to deny a trial judge the authority to condition a new trial order on payment of an additur while permitting him to use the device of remittitur. In either circumstance, they argued, the judge is simply conditioning the new trial order on the minimum adjustment necessary to render the verdict within the bounds of reasonableness. But their view did not prevail. We are therefore obliged to apply the rationale of the Dimick majority, which, as we understand it, precludes any adjustment that extends a jury’s finding, even if that extension results in a reduced monetary judgment. 1
We have located only one case in which a trial court attempted to use the remittitur device to adjust a jury’s contributory negligence assessment, and that decision did not
II.
A. In considering the plaintiff’s cross-appeal, we face the threshold issue of whether we have appellate jurisdiction. This Circuit has followed the majority rule that a plaintiff who accepts a remittitur may not appeal from a judgment entered upon the reduced award.
Donovan v. Penn Shipping Co.,
Neither rationale applies here. Now that we have adjudicated Sea-Land’s appeal and agreed with appellant that the District Judge lacked the power to condition the new trial order on a remittitur adjusting the contributory negligence percentage, the first step in ordering relief with respect to the appeal is, as Sea-Land requests, to vacate the judgment entered upon the reduced award on the ground that its entry was erroneous. Once we do that, it is conceptually difficult and practically unfair to think of the plaintiff as having waived a cross-appeal by consenting to a judgment that no longer exists. The rationale of court efficiency does not disappear, but it becomes less persuasive. Normally, when an appellate court dismisses the appeal or cross-appeal of a plaintiff who has accepted a remittitur, the burden on the court system is reduced because there will be neither an appeal nor a new trial. That is not true in this case. If we dismiss the cross-appeal and simply return the case to the District Court for a new trial, now that the conditional aspect of the new trial order has been excised, there would clearly be less of a burden on this Court. But that course would add considerably to the burden on the District Court, which would have to conduct a trial that the cross-appellant is prepared now to show us should never have been ordered. What we really face is an issue that has nothing to do with acceptance of a remittitur: whether a cross-appeal will lie as to a non-final order for a new trial when the main appeal from a final judgment has already brought the case to an appellate court.
The situations contemplated by Rules 50(c) and 50(d) are variations of the general authority of a court of appeals, upon vacating a judgment, to “require such further proceedings to be had as may be just under the circumstances.” 28 U.S.C. § 2106 (1976). The circumstances of this case are unusual, to say the least. We need not and do not consider the full range of otherwise interlocutory rulings that an appellee would like to urge an appellate court to consider upon his adversary’s successful appeal from a final judgment. But we think it is entirely appropriate to entertain the cross-appeal in this case. Doing so is in keeping with the spirit of Rules 50(c) and 50(d) and, as will be seen in Part 11(B), infra, affords us the opportunity to focus the District Court’s attention on matters that may obviate thе need for a new trial or at least limit its scope. We therefore turn to the cross-appeal.
B. In granting the defendant’s motion for new trial, Judge Haight reasoned that the jury’s finding of contributory negligence was based on a conclusion that Akermanis had the authority to schedule his own work and that he exercised poor judgment by agreeing to work on the Los Angeles’ deck on June 4, 1977, when he might have deferred the task to another day. 2 If that was the jury’s conclusion, then, based on the evidence presented at trial, Judge Haight was acting within his broad discretion in ruling that a finding of only four percent contributory negligence was against the weight of the evidence and that a new trial should be granted. 3
Ordinarily, we might not be so concerned that a trial judge explicitly consider every possible justification for a jury’s verdict before concluding that a verdict is against the weight of the evidence and ordering a new trial. But this case arises under the Jones Act, and jury findings under that Act, which incorporates standards of the FELA, are particularly resistant to being overturned.
See Morgan v. Consolidated Rail Corp.,
If the District Court decides that a new trial is necessary to determine the extent of Akermanis’ contributory negligence, there will remain a question as to the proper scope of the retrial. Rule 59(a) permits partial retrial of distinct issues, but the trial court must examine whether a jury’s awаrd of damages and its finding of liability are sufficiently separate to allow a partial new trial as to liability issues.
See Gasoline Products Co. v. Champlin Refining Co.,
Courts have been reluctant to hold a new trial on contributory negligence without also retrying damages.
See Rivera v. Farrell Lines, Inc.,
In this case, a new trial, if one is held, need not reconsider damages. Because Judge Haight submitted detailed interrogatories to the jury, following substantially the form suggested in
Rivera, supra,
In his opinion conditionally ordering a new trial, Judge Haight indicated that
We have considered the other issues raised by the defendant concerning evidentiary rulings and the instructions to the jury and find them to be without merit. Accordingly, the judgment is reversed, and the case remanded for further consideration consistent with this opinion.
Notes
. It could be argued that the type of remittitur permitted by Judge Haight should be allowed since the increase in the contributory negligence factor can be accomplished only with the consent of the plaintiff, whose share of fault is being enlarged. However, it was equally true in
Dimick
that the increase in the amount of damages sought to be achieved by the use of additur could have been accomplished only with the consent of the defendant, who would have paid the increase. The Supreme Court’s rejection of additur, indeed, its grudging acceptance of remittitur,
. As the District Court correctly noted, under the Jones Act, negligence requires more than knowledge of a hazard; it entails failure to adopt safer alternative courses of action.
See Tolar v. Kinsman Marine Transit Co.,
. Indeed, if the jury thought that Akermanis was negligent in electing to do his wоrk at the time of the accident, there is at least a superficial inconsistency with the finding that the defendant was negligent in ordering him to do the
. Akermanis’ testimony on cross-examination included the following:
Q. Sir, in fact, do you know why your foot came off the pedestal?
A. Because it was wet or the sea — the ship slightly rolling just plain slip.
Q. You don’t know why?
A. Why? It could be the ship’s rolling. I don’t know why.
Q. Sir — -
A. I was concentrating on my work, right. I was interested to cut off that thing. I didn’t watch my foot. The foot was standing there. I slipped while I working and the ship moved, the foot slipped. That’s why I say I don’t know why [emphasis added].
. While it is understandable that the defendant would prefer a second opportunity to persuade a jury to rеturn a modest damage award, the logic of the argument is unclear: if the jury had determined the amount of damages in relation to their contributory negligence percentage, the setting of a low percentage would indicate that, if anything, damages had been scaled down from what they might have been had the contributory negligence factor been high. In this circumstance, it would normally be the plaintiff, not the defendant, who might have a claim that damages should be retried in the event of a retrial as to contributory negligence.
. If this procedure were usеd, the jury would be told that defendant’s negligence has already been determined and that their task is only to determine whether the plaintiff was contributorily negligent and, if so, to determine what percentage of responsibility for the accident is attributable to the plaintiff’s contributory negligence. The parties would, of course, be entitled to present all evidence relevant to the fault of both parties in order for the jury to make an apportionment of fault.
. In some situations, it might be inappropriate to order such a limited partial new trial. For instance, if in this case the jury’s contributory negligence factor had been impermissibly high, then any retrial might have to encompass all aspects of liability: it might be unclear from such a verdict whether the jury really thought the defendant was liable or whether their finding of liability coupled with a high assessment of contributory negligence represented a compromise between factions. Similarly, if in this case the jury’s award of damages as well as its assessment of contributory negligence had been low, then it might be necessary to afford the plaintiff the option to retry damages as well as liability: the jury might have discounted the damages to compensate for the plaintiff’s contributory negligence.
