Carl J. ISAACS, Petitioner-Appellant, v. Frederick J. HEAD, Warden, Georgia Diagnostic and Classification Prison, Respondent-Appellee.
No. 01-11915.
United States Court of Appeals, Eleventh Circuit.
Aug. 5, 2002.
In the instant case, Quintana cannot meet this high bar, because he was sentenced to the lowest term of imprisonment permissible under the guidelines and he is unable to articulate anything that he could have said that could have driven the sentence below the lowest end of the guideline range. See Gervin, 232 F.3d at 834 (finding no manifest injustice when appellant was sentenced at the low end of the guideline range and could not offer any facts that, if articulated by the defendant before sentencing, would have resulted in a lower sentence); United States v. Rodriguez-Velazquez, 132 F.3d 698, 700 (11th Cir.1998) (per curiam) (finding no manifest injustice where the defendant, despite a failure to allocute, received the lowest possible sentence under the guidelines). We see no manifest injustice in Quintana‘s sentence. Hence, we decline to disturb that sentence on appeal.
For the forgoing reasons, Quintana‘s sentence is AFFIRMED.
Paula Khristian Smith, GA Dept. of Law, Atlanta, GA, for Respondent-Appellee.
Before EDMONDSON, Chief Judge, and ANDERSON and BARKETT, Circuit Judges.
ANDERSON, Circuit Judge:
In 1985, this Court granted a writ of habeas corpus based on constitutional infirmities with Carl Isaacs’ 1974 state murder trial. See Isaacs v. Kemp, 778 F.2d 1482 (11th Cir.1985). Afterwards, the State of Georgia retried Isaacs in 1988 on six counts of murder, and Isaacs was again convicted and sentenced to death. Isaacs was denied relief from his conviction and sentence through direct appellate review and through state collateral review, and the case has now made its way to the federal courts again. After Isaacs filed his federal habeas petition, pursuant to
I. BACKGROUND
A. Facts
The historical facts concerning Isaacs’ case, as concisely recounted by the Georgia Supreme Court, are as follows:
In May of 1973, Carl Isaacs escaped from a Maryland penal institution and, accompanied by his younger brother Billy Isaacs, his half-brother Wayne Coleman and a friend, George Dungee, drove to Florida. On the afternoon of May 14, 1973, they were in Seminole County, Georgia, and their car was almost out of gas. They thought they saw a gas pump behind the rural mobile home belonging to Jerry Alday and Mary Alday and stopped to investigate it. They discovered there was no pump; however, the trailer was empty, and they decided to burglarize it. Dungee remained in the car while the defendant and Wayne Coleman entered the trailer. While they were inside, Billy Isaacs warned them two men were approaching in a jeep.
Jerry Alday and his father Ned Alday pulled in behind the trailer, unaware that it was being burglarized. Carl Isaacs met them and ordered them inside at gunpoint. After their pockets were emptied, Jerry Alday was taken into the south bedroom of the trailer while Ned was taken to the north bedroom. Carl Isaacs shot and killed Jerry Alday, and then both he and Coleman shot and killed Ned Alday.
Soon afterward, Jimmy Alday (Jerry Alday‘s brother) drove up on a tractor, walked to the back door, and knocked on the door. Coleman answered the door, “stuck a pistol up in the guy‘s face,” and ordered him inside. He was taken into the living room and forced to lie on the sofa. Carl Isaacs shot and killed him. After Carl Isaacs went outside to move the tractor, which was parked in front of
Coleman and Carl Isaacs raped Mary Alday on her kitchen table. Afterward, they drove to a heavily wooded area several miles away where Mary Alday was raped again. Dungee killed her. They abandoned their car in the woods and took Mary Alday‘s car, which they later abandoned in Alabama. They stole another car there, and were arrested a few days later in West Virginia, in possession of guns later identified as the murder weapons, and property belonging to the victims.
After his original trial, Carl Isaacs was interviewed by a film maker who was producing a documentary about the case. The defendant admitted shooting Jerry, Ned, Aubrey and Jimmy Alday, raping Mary Alday, and burglarizing the trailer. These admissions were introduced in evidence at the retrial.
Isaacs v. State, 259 Ga. 717, 718-19, 386 S.E.2d 316, 320 (1989). Neither party disputes these facts.
B. Procedural History
After we granted Isaacs a writ of habeas corpus following his first conviction, Isaacs was retried in Houston County, Georgia in 1988, and was again convicted of six counts of murder and sentenced to death. On appeal, the Georgia Supreme Court affirmed the conviction and sentence, Isaacs v. State, 259 Ga. 717, 386 S.E.2d 316 (1989), and the U.S. Supreme Court denied certiorari. Isaacs v. Georgia, 497 U.S. 1032, 110 S.Ct. 3297, 111 L.Ed.2d 805 (1990), reh‘g denied, 497 U.S. 1051, 111 S.Ct. 19, 111 L.Ed.2d 832 (1990). In 1991, Isaacs filed a petition seeking state habeas corpus relief, and the Butts County Superior Court conducted an evidentiary hearing on the petition in 1993. The state court denied Isaacs’ petition, and the Georgia Supreme Court denied Isaacs’ petition for a certificate of probable cause. See Isaacs v. Thomas, No. S95E0164 (Ga. April 14, 1995). The U.S. Supreme Court again denied cert. Isaacs v. Thomas, 516 U.S. 1002, 116 S.Ct. 548, 133 L.Ed.2d 451 (1995), reh‘g denied, 516 U.S. 1099, 116 S.Ct. 830, 133 L.Ed.2d 772 (1996).
While the rehearing motion was pending in the U.S. Supreme Court, Isaacs filed a motion with the federal district court in the Middle District of Georgia for appointment of habeas counsel pursuant to
Between the time that the district court granted Isaacs’ motion for appointment of habeas counsel and the time that Isaacs actually filed his
On August 25, 2000, the district court entered an order denying Isaacs’ request to present evidence as to certain grounds and denying relief based on the merits of all of the claims not previously found to be procedurally barred. After the district court also denied a motion for reconsideration, Isaacs filed a timely notice of appeal on April 5, 2001. On May 2, 2001, the district court issued a certificate of appealability, pursuant to
II. ISSUES PRESENTED
Of the issues for which Isaacs received permission to appeal, he apparently chose to abandon all but eight for purposes of this appeal. Therefore, the only issues before this Court are:
- Whether the district court correctly determined that AEDPA applied to Isaacs’
§ 2254 habeas petition. - Several issues related to the prayer given at the beginning of Isaacs’ trial, including:
- Whether Isaacs’ constitutional rights were violated when his trial was opened with a prayer.
- Whether the district court erred by denying discovery or the presentation of evidence during the federal habeas proceedings concerning the prayer that opened Isaacs’ trial.
- Whether Isaacs’ constitutional claims regarding the failure to record the prayer which opened his trial were properly dismissed as procedurally defaulted.
- Whether the district court correctly determined that Isaacs’ ineffective assistance of counsel claim based on his counsel‘s failure to recreate the record of the prayer which opened Isaacs’ trial was procedurally defaulted.
- Whether the admission of statements made by Isaacs while in custody concerning two escape attempts violated his constitutional rights.
- Whether Isaacs’ constitutional rights were violated by the presentation of evidence, argument and jury instructions concerning his lack of remorse.
- Whether the district court correctly determined that Isaacs’ challenge to electrocution as cruel and unusual punishment was procedurally defaulted.
III. DISCUSSION
A. Applicability of AEDPA to Isaacs’ Petition
The first issue that we will address—whether AEDPA is applicable to Isaacs’
1. Supreme Court Cases Concerning Applicability of AEDPA
The relevance of determining the point from which Isaacs’ case should be considered to have been “pending” derives from the Supreme Court‘s decision in Lindh v. Murphy, 521 U.S. 320, 117 S.Ct. 2059, 138 L.Ed.2d 481 (1997). In that case, the Supreme Court considered whether the provisions of AEDPA applied retroactively to pending cases. The Court‘s decision that AEDPA should not be applied to most pending habeas cases was based largely on the fact that § 107(c) of the Act expressly stated that chapter 154 of AEDPA—a chapter which sets out special rules expediting
Although Lindh clearly establishes that AEDPA does not apply to “pending” cases, it does not address the issue presented in this case of what event marks the beginning of a habeas case. In addressing that issue, Isaacs points to other recent Supreme Court cases interpreting habeas provisions in a way that supports his contention that a habeas case begins at the time a petitioner files a motion for appointment of counsel.
First, Isaacs directs us to the Supreme Court‘s opinion in McFarland v. Scott, 512 U.S. 849, 114 S.Ct. 2568, 129 L.Ed.2d 666 (1994). In that case, the Supreme Court considered two statutory provisions related to habeas cases:
The Supreme Court began by noting that § 848(q)(4)(B) “grants indigent capital defendants a mandatory right to qualified counsel and related services ‘[i]n any [federal] post conviction proceeding,‘” but that the statute did not specify how the right was to be invoked. Id. at 854, 114 S.Ct. at 2571 (quoting § 848(q)(4)(B)) (brackets in original). In particular, the statute did not “define a ‘post conviction proceeding’ under § 2254 or § 2255 or expressly state how such a proceeding shall be commenced.” Id. In light of other related provisions, however, the Court held that “§ 848(q)(4)(B) ... established a right to preapplication legal assistance.” Id. at 855, 114 S.Ct. at 2572. The Court found that the “interpretation [of the statute to permit the appointment of counsel prior to the filing of a formal petition] is the only one that gives meaning to the statute as a practical matter,” and concluded that:
The language and purposes of § 848(q)(4)(B) and its related provisions establish that the right to appointed counsel includes a right to legal assistance in the preparation of a habeas corpus application. We therefore conclude that a “post conviction proceeding” within the meaning of § 848(q)(4)(B) is commenced by the filing of a death row defendant‘s motion requesting the appointment of counsel for his federal habeas corpus proceeding.
Id. at 855-57, 114 S.Ct. at 2572-73.
After reaching that conclusion, the Supreme Court went on to address the similar issue of whether a federal court has authority to stay state court proceedings pursuant to
The language of these two statutes indicates that the sections refer to the same proceeding. Section 848(q)(4)(B) expressly applies to “any post conviction proceeding under section 2254 or 2255“—the precise “habeas corpus proceeding[]” that § 2251 involves. The terms “post conviction” and “habeas corpus” also are used interchangeably in legal parlance to refer to proceedings under §§ 2254 and 2255. We thus conclude that the two statutes must be read in pari materia to provide that once a capital defendant invokes his right to appointed counsel, a federal court also has jurisdiction under § 2251 to enter a stay of execution.
Id. at 858, 114 S.Ct. at 2573.
Because the McFarland Court held with respect to both § 848 and
The second Supreme Court case on which Isaacs relies is Hohn v. United States, 524 U.S. 236, 118 S.Ct. 1969, 141 L.Ed.2d 242 (1998).
There can be little doubt that Hohn‘s application for a certificate of appealability constitutes a case under § 1254(1). As we have noted, “[t]he words ‘case’ and ‘cause’ are constantly used as synonyms in statutes ..., each meaning a proceeding in court, a suit, or action.” Blyew v. United States, 13 Wall. 581, 595, 20 L.Ed. 638 (1871). The dispute over Hohn‘s entitlement to a certificate falls within this definition. It is a proceeding seeking relief for an immediate and redressable injury, i.e., wrongful detention in violation of the Constitution. There is adversity as well as the other requisite qualities of a “case” as the term is used in both Article III of the Constitution and the statute here under consideration. This is significant, we think, for cases are addressed in the ordinary course of the judicial process, and, as a general rule, when the district court has denied relief and applicable requirements of finality have been satisfied, the next step is review in the court of appeals.
The Hohn Court also rejected the suggestion that an application for a COA was a threshold matter separate from the merits and over which appellate courts lack jurisdiction, stating:
Precedent forecloses this argument. In Ex parte Quirin, 317 U.S. 1, 63 S.Ct. 1, 87 L.Ed. 3 (1942), we confronted the analogous question whether a request for leave to file a petition for a writ of habeas corpus was a case in a district court for the purpose of the then-extant statute governing court of appeals review of district court decisions. See
28 U.S.C. § 225(a) First (1940 ed.) (courts of appeals had jurisdiction to review final decisions “[i]n the district courts, in all cases save where a direct review of the decision may be had in the Supreme Court“). We held the request for leave constituted a case in the district court over which the court of appeals could assert jurisdiction, even though the district court had denied the request. We reasoned, “[p]resentation of the petition for judicial action is the institution of a suit. Hence the denial by the district court of leave to file the petitions in these causes was the judicial determination of a case or controversy, reviewable on appeal to the Court of Appeals.” 317 U.S., at 24, 63 S.Ct., at 8.
Id. at 246, 118 S.Ct. at 1974-75. Isaacs contends that, in light of McFarland and Hohn, the Court should hold that he instituted his habeas case at the time that he filed his motion for appointment of counsel.
Arguably pointing in the other direction, however, is another recent Supreme Court case that has not yet been discussed by any of the other circuits in connection with the issue before us. In Slack v. McDaniel, 529 U.S. 473, 120 S.Ct. 1595, 146 L.Ed.2d 542 (2000), the Supreme Court addressed whether pre- or post-AEDPA rules should apply to an appeal filed pursuant to
As the State points out, the Slack Court‘s holding indicates that, at least when a case moves from the district court to appellate court level, it may be divisible so that AEDPA would apply to one aspect of the proceeding, but not to the other. The Supreme Court recognized this fact, explaining:
While an appeal is a continuation of the litigation started in the trial court, it is a distinct step. We have described proceedings in the courts of appeals as “appellate cases.” Under AEDPA, an appellate case is commenced when the application for a COA is filed.
When Congress instructs us (as Lindh says it has) that application of a statute is triggered by the commencement of a case, the relevant case for a statute directed to appeals is the one initiated in the appellate court. Thus, § 2253(c) governs appellate court proceedings filed after AEDPA‘s effective date.
Id. at 481-82, 120 S.Ct. at 1602-03 (citations and quotations omitted). Therefore, a case isn‘t always just a case. Instead this Court must consider the “relevant case” in order to determine which set of standards apply.
2. Other Circuits’ Approaches to this Issue
Having set out the Supreme Court authority relevant to the issue of whether AEDPA applies to Isaacs’ petition, we will now discuss the competing approaches taken by our sister circuits in this regard. As mentioned above, five circuits have considered this exact issue, and all but one have found AEDPA to be applicable under these circumstances. The only circuit so far to have accepted Isaacs’ position on when a habeas case is instituted is the Ninth. In Calderon, the en banc Ninth Circuit overruled the position announced in previous decisions and held that, for purposes of determining whether a case was pending when AEDPA took effect in April 1996, courts should look to the date on which the defendant filed a motion for appointment of counsel. 163 F.3d at 539-40. Its previous cases had interpreted the Supreme Court‘s McFarland decision as applying only to the two statutory provisions presented in that case (the provisions allowing for appointment of habeas counsel and providing district courts with authority to stay state court proceedings), but not to the question of whether a “case” was pending for AEDPA purposes. Id. at 539 (discussing cases). The Calderon court found, however, that the Supreme Court‘s intervening decision in Hohn required it to revisit and reverse its position.
In Calderon, the Ninth Circuit interpreted Hohn as indicating that a habeas case may be initiated by the filing of an application for a COA. Id. The court focused on the Supreme Court‘s rejection of the notion that a COA is a threshold matter separate from the merits of a habeas case. Id. The court then reasoned that:
In the wake of Hohn, we must overrule [the Ninth Circuit precedent] holding that a habeas corpus “case” is not pending until the habeas petition itself has been filed. Hohn‘s holding, as well as its reliance on Ex Parte Quirin that a threshold request for leave to file a petition for habeas corpus commences the habeas “case,” is simply irreconcilable with [those cases]. Like a request for leave to file a habeas petition, a petition
for the appointment of counsel to prepare and file a petition for a writ of habeas corpus, accompanied by a motion for a stay of execution under McFarland, is a threshold action that preserves a “case” to the district court. By analogy to Hohn, it follows that a petition for appointment of counsel under McFarland creates a pending habeas case. Accordingly, we overrule those [cases] that held that a habeas corpus case is pending only when the habeas petition itself has been filed. A petition for the appointment of counsel to prepare and file a habeas petition, coupled with a motion for a stay of execution, also suffices.
Id. at 540. See also Garceau v. Woodford, 275 F.3d 769, 772 n. 1 (9th Cir.2001) (following Calderon); Sandoval v. Calderon, 241 F.3d 765, 771 (9th Cir.2001).
Contrary to the Ninth Circuit, four courts of appeals have held that AEDPA applies to
The Sixth Circuit‘s decision in Williams v. Coyle, 167 F.3d 1036 (6th Cir.1999), is a good example that contains most of the reasons cited by the other circuits for the conclusion that a habeas case is only pending from the time that an actual petition is filed. The Williams court began by noting that “[i]n ordinary usage a case is pending when a complaint or petition is filed.” Id. at 1038. Also, the Sixth Circuit noted that habeas cases are generally subject to the Federal Rules of Civil Procedure, see
After discussing these reasons to believe that a habeas case is only pending after a petition is filed, the Williams court turned to the Supreme Court cases discussed above. The court noted that McFarland “held that a motion for the appointment of counsel constitutes a post conviction proceeding for purposes of
[B]oth holdings of McFarland appear to rest on the necessity of expanding the ordinary meaning of a “pending case” in order to give effect to clear congressional intent. By contrast, we perceive no compelling reason to depart from plain meaning in the present case. The problem the Court addressed in McFarland was of an ongoing nature and had nothing to do with the effective date of any statutory provision. In the present case, on the other hand, the defendant faces additional procedural hurdles post-AEDPA, but there is no ongoing rationale for stretching the “pending” period to reach prior to the actual filing of the application as there was in McFarland.
Once all cases in which a petitioner initiated some habeas corpus-related legal action prior to the effective date of the AEDPA have been resolved, the point at which a
§ 2254 case is “filed” will become irrelevant.
Id. at 1040. Williams acknowledged that McFarland contains language which could be interpreted as meaning that a
The Sixth Circuit then turned to the Ninth Circuit‘s decision in Calderon, and rejected the Ninth Circuit‘s interpretation of the effect of the Supreme Court‘s Hohn decision. Id. The court stated that:
In our opinion Hohn and Ex parte Quirin stand only for the proposition that the denial by the district court of a motion for the issuance of a COA, a motion for leave to file a petition for the writ, or, as in our case, a motion for the appointment of counsel pursuant to
21 U.S.C. § 848(q)(4)(B) would constitute an appealable case. This does not imply, however, that the petitioner‘s habeas corpus case has been initiated by the filing of such a preliminary motion. Although the Court in Hohn rejected the contention that the filing of a preliminary motion “should be regarded as a threshold inquiry separate from the merits,” Hohn, 118 S.Ct. at 1974-75, the holding and logic of the case were limited to the determination that the rejection by the district court of the preliminary motion constitutes an appealable case. Thus, we do not believe that Hohn dictates the result sought by Williams.
Having rejected an interpretation of Hohn that would have the motion for appointment of counsel mark the beginning of a habeas case, the Sixth Circuit then stated that it agreed with a pre-Hohn Seventh Circuit opinion that stated:
Although it is linguistically possible for this “preapplication legal assistance” to open a “case” having some affinity to a petition under § 2254 ... the motion for counsel is not itself a petition, because it does not call for (or even permit) a decision on the merits. And it is “the merits” that the amended § 2264(d)(1) is all about.
Id. (quoting Holman v. Gilmore, 126 F.3d 876, 880 (7th Cir.1997)). Therefore, the Sixth Circuit concluded that “a federal habeas corpus case is filed or pending for purposes of Lindh and the AEDPA only when the petition for the writ is filed.” Id.
More recently, the Seventh Circuit addressed the effect of Hohn and the Ninth Circuit‘s Calderon opinion, and Judge Easterbrook stood by the court‘s earlier approach, stating:
The question in Hohn was whether an application for a certificate of appealability is a “case” in the court of appeals, and therefore amenable to review on writ of certiorari under
28 U.S.C. § 1254 . The answer to that question does not bear on the issue in Holman and Calderon whether an application for counsel under21 U.S.C. § 848(q)(4) is a “case pending” under Chapter 153 of the Judicial Code—the critical question for application of the AEDPA. We did not doubt in Holman that a request for counsel is a “case” in the sense that it is subject to appellate review (and, if need be, review by the Supreme Court). Indeed, Gosier‘s request for counsel was reviewed by this court on appeal, after the district judge dismissed his application. But a request for counsel under § 848(q)(4) of Title 21, is not a case under Chapter 153 of Title 28—that is,the request is not a collateral attack on a criminal judgment. This rationale of Holman was ignored by the ninth circuit, and we are not persuaded by a decision that avoided the fundamental issue. So we apply the AEDPA to Gosier‘s case.
Gosier v. Welborn, 175 F.3d 504, 506 (7th Cir.1999) (citations omitted).
The opinions of the other circuits add little to the analysis performed by the Sixth and Seventh Circuits. In two opinions, both of which pre-dated Hohn, the Fifth Circuit found that McFarland simply did not address the issue of when a case was pending for AEDPA purposes, but was instead “intended to resolve practical procedural problems” related to the two specific statutory provisions at issue in that case. Williams v. Cain, 125 F.3d 269 (5th Cir.1997); see also Nobles v. Johnson, 127 F.3d 409, 414 (5th Cir.1997) (same). Similarly, in Moore v. Gibson, 195 F.3d 1152 (10th Cir.1999), the Tenth Circuit agreed that ”McFarland focused on the need to expand the ordinary meaning of a pending case to give effect to Congressional intent,” and did not address when a case is pending for AEDPA purposes. Id. at 1162.
3. AEDPA Applies
We conclude that the better reasoned approach is the one taken by the majority of the other circuits that have faced the issue before us, and we hold that the relevant date for purposes of judging AEDPA‘s applicability to a habeas petition is the date on which the actual
In reaching this conclusion, we acknowledge that some of the language used by the Supreme Court in McFarland and in Hohn supports Isaacs’ contention that his case began with the filing of a motion for appointment of counsel. However, we think that the best reading of McFarland is that it was concerned only with interpreting and giving effect to two, narrow statutory provisions. It would be a stretch to find that the decision indicates that for all purposes, a habeas case is pending from the time that a motion for appointment of counsel is filed. Nothing in McFarland precludes the result we reach today.
Likewise, Hohn was limited to the relatively narrow issue of whether an application for a COA initiated a case or controversy over which appellate courts could exercise jurisdiction consistent with Article III of the Constitution. We agree with the Seventh Circuit that “[t]he answer to that question does not bear on ... whether an application for counsel ... is a ‘case pending’ under Chapter 153 of the Judicial Code—the critical question for application of the AEDPA.” Gosier, 175 F.3d at 506.
We are persuaded that the Seventh Circuit‘s approach in Gosier is the correct one. We agree that, in a sense, the filing of a motion for appointment of counsel or other threshold motions might initiate some form of “case,” at least in the constitutional sense. However, such a motion does not necessarily mark the genesis of the habeas case under
Furthermore, the Supreme Court‘s opinion in Slack supports the idea that all proceedings that have any relation to a habeas petition do not have to be viewed as a unified whole for purposes of AEDPA.
B. Issues Related to the Prayer that Opened Isaacs’ Trial
Next we turn to four different issues presented by Isaacs that all relate to the fact that the trial judge allowed his minister to offer an invocation before voir dire at the beginning of Isaacs’ trial. Isaacs has contended in his habeas petition that the prayer violated his constitutional rights under the First, Fifth, Sixth, Eighth, and Fourteenth Amendments. In this appeal, however, his arguments are limited to the contention that the giving of the prayer violated his due process rights; therefore he abandoned any other arguments concerning the prayer. Prior to addressing the legal issues, it is necessary for us to explain the facts and the state of the record with respect to the invocation. The court reporter failed to include the content of the prayer as part of the trial transcript. Therefore, all that the manuscript reveals concerning the prayer is as follows:
January 4, 1988
(A discussion was had in chambers between Court and Counsel, which was not made a part of the record.)
(At 9:30 a.m., court was convened and the following proceedings were had:)
(Invocation)
MR. JACKSON [defense counsel]: We need to approach the bench, Your Honor.
THE COURT: Very good.
(Discussion at the bench as follows:)
MR. SCHIAVONE [defense counsel]: Your Honor, we‘re going to move to dismiss the panel on the basis of the statements just made by this minister. We think that was highly prejudicial.
MR. JACKSON: Your Honor, there‘s separation of church and state—
MR. SCHIAVONE: Absolutely, I think that‘s—
MR. JACKSON:—and for someone to pray in front of all these jurors that they all had their ideas of what should be done and that God‘s will should be done, not their individual ideas should be done—which is the law of this state—prejudiced the panel. And we move for a mistrial and ask the jury panel to be excluded and excused.
MR. SCHIAVONE: Well, we move for a continuance until we can impanel a new jury, because we can‘t move for a mistrial at this stage—
MR. JACKSON: That‘s right.
MR. SCHIAVONE:—because there‘s no jury panel. So we do move for a continuance, that this panel of jurors has been prejudiced by that statement.
MR. HILL [prosecutor]: I don‘t agree, Your Honor. I think it‘s premature anyway. They have an opportunity to voir dire and ascertain whether or not this panel has been prejudiced.
THE COURT: Very good. The motion is overruled.
At the time of the prayer, a motion to record all proceedings previously had been granted, but Isaacs’ trial counsel was not advised that the court reporter failed to record the prayer. Isaacs asserts that his counsel only discovered months later that no record had been made (even though Isaacs presented an affidavit from the court reporter indicating that she stood during the prayer, and defense counsel was present at the time and presumably could have observed her doing so). However, the trial transcript was certified on March 5, 1988, so counsel should have been aware of the omission by the time of the June 1988 proceedings on the motion for a new trial (the “new trial proceedings“). And we know that counsel was aware at least by the time of the direct appeal.3
Isaacs first challenged the propriety of the invocation during his direct appeal to the Georgia Supreme Court, but at that time he apparently made no effort to establish the contents of the prayer. Isaacs v. State, 386 S.E.2d at 327. The court held that beginning a trial with an invocation is not a per se violation of the constitution, and that, without more information concerning the content of the prayer, Isaacs was not entitled to relief. Id.
The first attempt to make a precise record of the contents of the prayer was apparently during the state habeas proceedings, almost six years after the invocation was given. On state habeas review, Isaacs claimed that his trial counsel had been ineffective by allowing the prayer to take place and by not ensuring that the prayer was recorded. In those proceedings, both parties were allowed to put forth evidence concerning the contents of the prayer. Isaacs’ trial attorney testified that he recalled the minister saying: “Lord, we all know why we are gathered here. We know you know what you want done to this man. Let us do your bidding or your will.” He also testified that the prayer referenced “God‘s will” and “man‘s law.”
The trial judge also testified concerning the contents of the prayer during the state habeas proceedings. He stated that he invited his minister to give the invocation at the beginning of Isaacs’ trial, and that he had given the minister no “specific instructions” concerning the contents of the prayer. The judge testified that he did not recall exactly what the minister said in the prayer, but that it was “very innocuous” and had not, in his opinion, “prejudiced the defense” or “favored the state.” The prosecutors also testified that they had no specific recollection regarding the contents of the prayer, but stated that they recalled the prayer as being of a neutral nature. One prosecutor testified: “I can tell you now that if I had sensed that something improper was said, given the nature of this case, that I would have immediately asked that new venire persons be brought in.”
In its order denying habeas relief, the state habeas court “accept[ed] the recollection of the trial court as to the neutral nature of the prayer offered in this case, as confirmed by the testimony of the [prosecutor],” and held that Isaacs had failed to show that he was prejudiced by the invocation. State Habeas Order, p. 17.
After filing his federal habeas petition, Isaacs sought discovery and an evidentiary hearing concerning the prayer. Isaacs pointed to the allegedly new information provided by the court reporter concerning the trial judge‘s early knowledge that the prayer had not been recorded. Also, in addition to challenging the prayer itself, Isaacs asserted claims based on the failure to record the prayer and on the ineffective assistance of his counsel in not ensuring that it was recorded or promptly reconstructed. The district court denied Isaacs’ request for discovery or an evidentiary hearing on this issue, pursuant to
1. The Permissibility of Discovery or an Evidentiary Hearing Regarding the Contents of the Prayer
We will first address the issue of whether the district court erred by denying Isaacs’ request for discovery and/or an evidentiary hearing concerning the contents of the invocation. In particular, Isaacs sought permission to take discovery from the media sources who were present at his trial to determine whether they had any records of the contents of the prayer. We conclude that the district court properly denied Isaacs’ requests for discovery or a hearing under the standards imposed by
The Supreme Court has recognized that “[a] habeas petitioner, unlike the usual civil litigant in federal court, is not entitled to discovery as a matter of course.” Bracy v. Gramley, 520 U.S. 899, 904, 117 S.Ct. 1793, 1796-97, 138 L.Ed.2d 97 (1997).
A party shall be entitled to invoke processes of discovery available under Federal Rules of Civil Procedure if, and to the extent that, the judge in the exercise of his discretion and for good cause shown grants leave to do so, but not otherwise.
In interpreting the “good cause” portions of this rule, the Supreme Court noted that “where specific allegations before the court show reason to believe that the petitioner may, if the facts are fully developed, be able to demonstrate that he is ... entitled to relief, it is the duty of the court to provide the necessary facilities and procedures for an adequate inquiry.” Id. at 908-09, 117 S.Ct. at 1799 (citation and quotation omitted). The Court has noted that the rules “afford the district court substantial discretion in the conduct of a case,” including “a degree of discretion in determining whether to hold an evidentiary hearing.” Lonchar v. Thomas, 517 U.S. 314, 326, 116 S.Ct. 1293, 1300, 134 L.Ed.2d 440 (1996).
In passing AEDPA,4 however, Congress modified the discretion afforded to the district court and erected additional barriers limiting a habeas petitioner‘s right to discovery or an evidentiary hearing. Section
If the applicant has failed to develop the factual basis of a claim in State court proceedings, the court shall not hold an evidentiary hearing on the claim unless the applicant shows that—
(A) the claim relies on—
(i) a new rule of constitutional law, made retroactive to cases on collateral review by the Supreme Court, that was previously unavailable; or
(ii) a factual predicate that could not have been previously discovered through the exercise of due diligence; and
(B) the facts underlying the claim would be sufficient to establish by clear and convincing evidence that but for constitutional error, no reasonable factfinder would have found the applicant guilty of the underlying offense.
The Supreme Court interpreted
After discussing the meaning of
Isaacs argues that his request for discovery is similar to the ones which the Supreme Court found should have been permitted in Michael Williams. He contends that, as with the petitioner in Michael Williams, he had no reason to know the extent of his claim while in state court because he only found out during federal habeas that the trial judge had been aware from the first day of trial that the prayer had not been recorded.
We conclude that the district court did not err under either Rule 6(a) or § 2254(e)(2) by finding that Isaacs was not entitled to discovery or an evidentiary hearing on his prayer-related claims. As the district court pointed out, Isaacs was aware of the failure to record the prayer at least by the time of his direct appeal. He had opportunities to reconstruct the contents of the prayer both during the new trial proceedings, which were conducted more than five months after his conviction and sentence, and again when the Georgia Supreme Court remanded the case to the trial court to permit the reconstruction of another portion of the record. On both occasions he failed to do so. Isaacs was also allowed to present evidence concern-
We also find of no consequence Isaacs’ allegation that he only learned after his federal habeas petition was filed that the trial court had become aware of the failure to record the prayer on the same day that it happened. We do not see the relevance of that discovery given that Isaacs asserts no separate claim based on any improper action by the trial court in this regard. Instead he simply asserts the same claims that he had previously asserted. Moreover, even if that issue were relevant, it could have been discovered and explored during the new trial proceedings, or on the initial remand from the Georgia Supreme Court at which time other portions of the record were reconstructed, or at the evidentiary hearing held by the state habeas court. The trial judge actually testified during the latter proceeding, and Isaacs had the opportunity to cross-examine him.5
The Court stated that it had “emphasized the importance of reviewing capital sentences on a complete record,” and noted that the supplement to the record should have been permitted because “[t]here can be no doubt as to the transcript‘s relevance” to the decisions of the lower courts. Id. at 358-59, 113 S.Ct. at 836.
In contrast to Dobbs, Isaacs is not in possession of, nor is he likely to gain possession of, a transcript of the prayer given at trial. He does not explain why the discovery that he seeks now is any different from the discovery that was available to him in state courts. Under these circumstances, we conclude that the district court properly denied Isaacs’ request to conduct additional discovery concerning the prayer because he neither exercised sufficient diligence to satisfy the requirements of
2. The Constitutional Permissibility of the Invocation
Next, we consider Isaacs’ contention that the invocation given prior to voir dire violated his due process rights. When this issue was presented to the Georgia Supreme Court on direct appeal, the court noted that it lacked a record of the contents of the prayer, and held that the giving of a prayer at the beginning of a criminal trial was not a per se violation of the constitution. Isaacs, 386 S.E.2d at 327. Then during the state habeas proceedings, after Isaacs put forth evidence concerning the contents of the prayer, the state court accepted the testimony of the trial judge to the effect that the invocation was “neutral” and had not “prejudiced the defense” or “favored the state.” There-
As we explained above, the strict standards adopted by Congress in AEDPA apply to Isaacs’ habeas petition. Therefore, we look to §§ 2254(d) and 2254(e)(1) to determine the permissible scope of our review. Section 2254(d), which addresses our treatment of state court adjudications of federal constitutional claims, states:
An application for a writ of habeas corpus on behalf of a person in custody pursuant to the judgment of a State court shall not be granted with respect to any claim that was adjudicated on the merits in State court proceedings unless the adjudication of the claim—
(1) resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States; or
(2) resulted in a decision that was based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding.
In addition, Section 2254(e)(1) addresses the deference that federal courts must give to fact-finding by the state courts, stating:
In a proceeding instituted by an application for a writ of habeas corpus by a person in custody pursuant to the judgment of a State court, a determination of a factual issue made by a State court shall be presumed to be correct. The applicant shall have the burden of rebutting the presumption of correctness by clear and convincing evidence.
The Supreme Court addressed the meaning of § 2254(d)(1) in Terry Williams v. Taylor, 529 U.S. 362, 120 S.Ct. 1495, 146 L.Ed.2d 389 (2000). The Court recognized that the provision “places a new constraint on the power of a federal habeas court to grant a state prisoner‘s application for a writ of habeas corpus with respect to claims adjudicated on the merits in state court.” Id. at 412, 120 S.Ct. at 1523. We recently summarized the Williams holding and other standards applicable to § 2254(d), stating:
The “contrary to” and “unreasonable application” clauses of § 2254(d)(1) are separate bases for reviewing a state court‘s decisions. A state court decision is “contrary to” clearly established federal law if either (1) the state court applied a rule that contradicts the governing law set forth by Supreme Court case law, or (2) when faced with materially indistinguishable facts, the state court arrived at a result different from that reached in a Supreme Court case. A state court conducts an “unreasonable application” of clearly established federal law if it identifies the correct legal rule from Supreme Court case law but unreasonably applies that rule to the facts of the petitioner‘s case. An unreasonable application may also occur if a state court unreasonably extends, or unreasonably declines to extend, a legal principle from Supreme Court case law to a new context. Notably, an “unreasonable application” is an “objectively unreasonable” application.
Lastly, § 2254(d)(1) provides a measuring stick for federal habeas courts reviewing state court decisions. That measuring stick is “clearly established Federal law.”
28 U.S.C. § 2254(d) . Clearly established federal law is not the case law of the lower federal courts, including this Court. Instead, in the habeas context, clearly established federal law “refers to the holdings, as opposed to the dicta, of [the Supreme
Court‘s] decisions as of the time of the relevant state court decision.” Putman v. Head, 268 F.3d 1223, 1241 (11th Cir. 2001) (citations and quotations omitted).
In applying the “contrary to” prong of
We first address whether the Georgia Supreme Court‘s holding that the invocation was not a per se violation of the constitution constituted a “decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States.”
We next consider whether the Georgia Supreme Court‘s decision involved an unreasonable application of such federal law. In support of his position, Isaacs cites Caldwell v. Mississippi, 472 U.S. 320, 105 S.Ct. 2633, 86 L.Ed.2d 231 (1985) (finding an Eighth Amendment violation when the sentencer in a capital case is led to believe that the ultimate responsibility for determination of the sentence rests elsewhere). The Georgia Supreme Court noted that the record did not disclose the content of the prayer, even though the case had been remanded on motion by the defendant for purposes of completion of the record. With no indication of the content of the prayer before the Georgia Supreme Court, and thus with no indication that the jury‘s sense of responsibility was undermined, we cannot conclude that the decision of the Georgia Supreme Court involved an unreasonable application of Caldwell.
Isaacs also cites Lemon v. Kurtzman, 403 U.S. 602, 91 S.Ct. 2105, 29 L.Ed.2d 745 (1971), and a Fourth Circuit case, North Carolina Civil Liberties Union Legal Foundation v. Constangy, 947 F.2d 1145 (4th Cir. 1991) (applying Lemon‘s test for determining whether there has been an establishment of religion). We readily conclude that the Georgia Supreme Court‘s decision—that beginning a criminal trial with a prayer does not warrant a per se reversal of a criminal conviction—does not involve an unreasonable application of Lemon.
With no record of the content of the prayer, the Georgia Supreme Court was addressing a claim with respect to which Isaacs had proven no prejudice. The Fourth Circuit‘s decision in Constangy involved an attempt to enjoin a trial judge‘s practice of opening trials with a prayer delivered by the judge himself. The challenge was pursuant to the Establishment Clause with respect to which the court noted that it was not necessary to prove actual prejudice. See Constangy, 947 F.2d at 1152 (distinguishing United States v. Bakker, 925 F.2d 728 (4th Cir. 1991), which had vacated a sentence because a judge‘s personal religious views entered into the sentencing process). We note, of course, that the Fourth Circuit cases are not determinations by the Supreme Court, and thus cannot guide our analysis. Moreover, nothing in the Fourth Circuit cases indicates that a conviction violates the constitution and must be set aside merely because the trial was begun with a prayer with respect to which no prejudice has been proven. See also the case cited by the Georgia Supreme Court, United States v. Walker, 696 F.2d 277 (4th Cir. 1982)
We note that in his opening brief on appeal, Isaacs’ challenge to the state courts’ decisions with respect to the prayer focuses on the decision of the Supreme Court of Georgia, and not the decision of the state habeas court.6 However, his argument assumes his own version of the content of the prayer, and ignores the findings of fact in this regard by the state habeas court. For the first time in his reply brief, Isaacs acknowledges the finding of the state habeas court; he argues that it was a legal conclusion and not a factual determination.7 Despite Isaacs’ urging that we accept the testimony of his trial counsel concerning the words used by the minister, we find that we are constrained by
In light of these facts concerning the content and context of the invocation, we cannot conclude that the state habeas court acted contrary to, or unreasonably applied, existing Supreme Court precedent in holding that the prayer did not violate Isaacs’ due process rights. See
3. Procedural Default of Claim Regarding Failure to Record Prayer
Next, we turn to Isaacs’ claim that the failure to record the invocation violated his constitutional rights. Both the state habeas court and the district court found this claim to have been procedural
Appellant had filed and had granted (mot. 9/28/87, p. 90) a motion to record all proceedings (R-202.638). Nevertheless the “invocation” was not recorded. It is believed however that uncontradicted objections set out the objectional [sic] statements, preserve this issue, and idea of an invocation is a death penalty trial. [sic] Error is, of course, hereby claimed in the failure to record and transcribe same. See Wilson v. State, 246 Ga. 672, 273 S.E.2d 9 (1980); Parrott v. State, 134 Ga.App. 160, 214 S.E.2d 3 (1975), State v. Graham, 246 Ga. 341, 271 S.E.2d 627 (1980).
Isaacs’ Opening Brief on Direct Appeal, p. 306 n. 28. The Georgia Supreme Court did not address this issue in its decision.
We agree that Isaacs’ failure to record claim is procedurally defaulted. On facts more favorable to a federal habeas petitioner than the facts of this case, the Supreme Court held that the petitioner had failed to fairly present a federal claim to the state courts. See Duncan v. Henry, 513 U.S. 364, 115 S.Ct. 887, 130 L.Ed.2d 865 (1995). The Court stated:
In Picard v. Connor, 404 U.S. 270, 275, 92 S.Ct. 509, 512, 30 L.Ed.2d 438 (1971), we said that exhaustion of state remedies requires that petitioners “fairly presen[t]” federal claims to the state courts in order to give the State the ” ‘opportunity to pass upon and correct’ alleged violations of its prisoners’ federal rights” (some internal quotation marks omitted). If state courts are to be given the opportunity to correct alleged violations of prisoners’ federal rights, they must surely be alerted to the fact that the prisoners are asserting claims under the United States Constitution. If a habeas petitioner wishes to claim that an evidentiary ruling at a state court trial denied him the due process of law guaranteed by the Fourteenth Amendment, he must say so, not only in federal court, but in state court.
Id. at 365-66, 115 S.Ct. at 888. In light of Duncan, we agree with the district court that Isaacs did not “fairly present” to the state court a failure to record claim cognizable in federal habeas corpus proceedings. The footnote from Isaacs’ direct appeal brief, quoted above, seems to be intended as an indication that Isaacs’ prayer claim had been preserved for appeal, and does not seem to have been intended as the statement of a separate and independent failure to record claim. Such a claim is contained, if at all, in a single sentence: “Error is, of course, hereby claimed in the failure to record and transcribe same.” This purported one-sentence claim is supported only by citations to state cases. No federal cases were cited, and no language was used by Isaacs which would have alerted the Georgia Supreme Court to the fact that Isaacs was asserting a federal constitutional claim, separate and independent from his prayer claim. Under these circumstances, we readily conclude that Isaacs failed to “fairly present” to the Georgia Supreme Court a federal constitutional claim of failure to record, and thus that the claim is procedurally defaulted.
We also conclude that Isaacs cannot demonstrate “cause” and “prejudice” or “a fundamental miscarriage of justice” in order to excuse the default. “A habeas petitioner can escape the procedural default doctrine either through showing cause for the default and prejudice, or establishing a fundamental miscarriage of justice.” Bailey v. Nagle, 172 F.3d 1299, 1306 (11th Cir. 1999) (citations and quotations omitted). In order to show the type of “miscarriage of justice” that will excuse a procedural bar, a petitioner must make “a colorable showing of actual innocence.” Id. (citations and quotations omitted).
Isaacs argues that “cause” exists to excuse the procedural default of the failure to record claim because of the information which he allegedly received after the completion of the state court proceedings concerning the timing of when the trial judge learned that the prayer had not been recorded. We can assume arguendo that the trial judge noticed that the court reporter stood up during the prayer, and therefore did not record the prayer, or that the judge otherwise promptly became aware thereof. And we can assume arguendo that that trial defense counsel did not observe that fact and did not become aware thereof during the trial itself. Nevertheless, we do not find those facts significant in light of the fact that counsel was, or should have been, aware that the prayer had not been recorded at least as of the time of the new trial proceedings, but failed to reconstruct the record, and in light of the fact that counsel clearly had such knowledge as of the time of the initial remand from the Supreme Court of Georgia and again failed to reconstruct the record.9
Nor can Isaacs demonstrate “prejudice” to excuse his procedural default. As noted above, the state habeas court considered the evidence adduced by Isaacs with respect to the content of the prayer, and found that the content of the prayer was neutral. Thus, we conclude that Isaacs cannot demonstrate “prejudice” with respect to the procedural default in failing to preserve the failure to record claim.10
Isaacs also argues that there was no procedural bar because the state habeas court ruled on the merits of this claim. The basis for his argument is that, after explaining why the issue was procedurally defaulted, the state habeas court finished with a conclusory statement to the effect that the ground was without merit. Given the context in which the statement appears (i.e. at the end of a discussion of procedural default), and in light of the fact that there is absolutely no discussion of the underlying merits of the claim, we conclude that the statement does not indicate a ruling on the merits. Instead, the state court was merely indicating that Isaacs was not entitled to relief with respect to the claim in light of the procedural bar. Therefore, the claim is procedurally defaulted.
4. Procedural Default of Ineffective Assistance Claim Regarding Failure to Recreate Record of Prayer
In his final claim related to the prayer, Isaacs contends that the district court erred in finding procedurally defaulted his claim that he received ineffective assistance of counsel during his new trial proceedings and on appeal in that his counsel failed to recreate the record of the prayer while memories were fresh.11 The district court found that this claim was not
By contrast, the claim raised for the first time in federal court challenges the performance of counsel for failing “to create an accurate record of this invocation on a timely basis when memories were fresh, when it became clear that the invocation apparently was not recorded by the court reporter.”13 Thus for the first time in federal court, Isaacs challenges the performance of counsel during the new trial proceedings and on direct appeal, and for the first time challenges the performance for failure to recreate the record.
Having found a procedural default,14 we address whether or not Isaacs can demonstrate “cause” and “prejudice,” or alternatively whether the “miscarriage of justice” exception applies. See Bailey v. Nagle, 172 F.3d 1299, 1306 (11th Cir. 1999). We readily conclude that Isaacs cannot demonstrate “cause“; the failure of his state habeas counsel to present this claim cannot constitute “cause.” See Gonzalez v. Abbott, 967 F.2d 1499 (11th Cir. 1992); Toles v. Jones, 888 F.2d 95, 99-100 (11th Cir. 1989), vacated and reh‘g en banc granted, 905 F.2d 346 (11th Cir. 1990), reinstated, 951 F.2d 1200, 1201 (11th Cir. 1992) (en banc) (per curiam). Also, we conclude that Isaacs cannot demonstrate “prejudice.” As noted above, Isaacs had a
C. The Admission of Statements Regarding Escape Attempts Taken From Isaacs While in Custody
We now turn to Isaacs’ claim that his constitutional rights under the 5th and 14th Amendments were violated by the admission into evidence of statements, given while in custody, concerning two escape attempts. The statements came years after he asserted his right to speak with the police only through counsel at and before the time of his trial. Isaacs maintains that the admission of these statements during the sentencing phase of his trial, and arguments by the State related to them, violated the Supreme Court‘s decisions in Edwards v. Arizona, 451 U.S. 477, 101 S.Ct. 1880, 68 L.Ed.2d 378 (1981), and Arizona v. Roberson, 486 U.S. 675, 108 S.Ct. 2093, 100 L.Ed.2d 704 (1988). The Georgia Supreme Court rejected this claim on direct appeal, and we conclude for the reasons that follow that its adjudication of the claim was neither contrary to, nor an unreasonable application of, established Supreme Court precedent.
The custodial statements that are the basis for Isaacs’ claim concern two prison escape attempts in which Isaacs was involved. The first occurred in July 1980 when four death row inmates, but not Isaacs, escaped from Reidsville State Prison. Isaacs was involved in the planning of that escape attempt, but did not escape with the other inmates because he was transferred earlier in the day of the escape. The second escape attempt happened in November 1985, but no inmates were successful. Therefore, the two escape attempts, and the statements made by Isaacs, occurred years after Isaacs’ original conviction in 1974 or his initial invocation, in 1973, of his right to speak with police only through counsel.
The facts related to the custodial statements made by Isaacs are as follows. Following each of the 1980 and 1985 escape attempts, Isaacs was required by prison authorities to meet with Agent Robert Ingram of the Georgia Bureau of Investigations. According to Agent Ingram, prior to interrogating Isaacs, he read Isaacs his Miranda rights, and Isaacs agreed to waive his rights and talk. According to Isaacs, at the time that he was interrogated, he was represented by counsel with regard to the charges for which he was in custody, and the prison had the names and contact information for his attorneys, but his attorneys were not contacted before the interrogations.16
At his retrial in 1988,17 Isaacs moved to suppress the statements concerning the escape attempt, arguing that the state-
On direct appeal, the Georgia Supreme Court considered Isaacs’ challenge to the admissibility of the custodial statements and found that they had been admitted properly because Isaacs had voluntarily waived his Miranda rights with respect to the investigations of the escape attempts. Isaacs, 386 S.E.2d at 326-27. In reaching this conclusion, the court did not discuss the applicability of Edwards v. Arizona, 451 U.S. 477, 101 S.Ct. 1880, 68 L.Ed.2d 378 (1981), or of Arizona v. Roberson, 486 U.S. 675, 108 S.Ct. 2093, 100 L.Ed.2d 704 (1988). In his brief on direct appeal, however, Isaacs had made an extensive Edwards argument to the Georgia Supreme Court, but did not cite Roberson, which had been decided only recently.
On federal habeas review, the district court found that the Georgia Supreme Court‘s findings concerning the voluntariness of Isaacs’ waiver of his Miranda rights were supported by the evidence.
The court also rejected Isaacs’ reading of Roberson, concluding that it did not prohibit police from initiating interrogations of prisoners after they have been convicted of the original crime with respect to which they asserted a right to counsel. Therefore, the court rejected Isaacs’ contention.
On appeal, Isaacs does not challenge the district court‘s findings regarding the voluntariness of his consent to interrogation or the facts supporting the Georgia Supreme Court‘s decision. Instead, he limits his argument to the issue of whether his statements were inadmissible in light of the Supreme Court‘s decisions in Edwards and Roberson.
1. AEDPA‘s Limitations on Our Review
Before reaching the merits of Isaacs’ claim, we must again consider the extent to which AEDPA circumscribes our review. As discussed above,
We have previously brushed up against this issue in two recent cases. First, in Romine v. Head, 253 F.3d 1349, 1365 (11th Cir. 2001), we discussed the effect of
Given all these factors, especially the State‘s concession, we have grave doubt that the Georgia Supreme Court applied federal law at all, let alone the governing law set down in Supreme Court decisions. Failure to apply that governing law (or the same rule in state law) is tantamount to applying a rule that contradicts governing law, for these purposes. And under Williams that means the federal habeas court will be unconstrained by
§ 2254(d)(1) because the state-court decision falls within that provision‘s “contrary to” clause. In other words, when there is grave doubt about whether the state court applied the correct rule of governing federal law,§ 2254(d)(1) does not apply. That is what we have here, so we proceed to decide the issue de novo, as the district court did.
Romine, 253 F.3d at 1365 (citations, quotations and footnote omitted).
After Romine, we more recently addressed the issue of the application of
In that case, it was unclear whether the federal constitutional issue had been raised and decided in state court—we expressed “grave doubt” that it had been—and the attorneys representing the State insisted that the state court had not addressed the federal issue. In those circumstances, we held that no deference was due the state court‘s decision of the federal constitutional issue for the simple reason that the state court probably had not decided it. We would not defer to that which did not exist.
Id. at 1254 (citation omitted). In contrast, we stated in Wright that it was not disputed that the issue before us had been presented to and decided by the state court, though without discussion, and we did not “gravely doubt that it was.” Id.
Finding Romine distinguishable, we continued in Wright by stating that the issue was “whether the state court‘s summary, which is to say unexplicated, rejection of the federal constitutional issue qualifies as an adjudication under
In reaching this conclusion, we first focused on the fact that “[t]he plain language of
We also noted that, “[t]o conclude otherwise on this issue would be writing into
The instant case is analogous to Wright, and not to Romine. Here, it is apparent to us that the Georgia Supreme Court considered Edwards inapplicable in the context of an interrogation of an inmate in the penitentiary, conducted after a waiver of his Miranda rights, and conducted six to eleven years after his conviction and sentence (and even longer after his pretrial invocation of the right to counsel during interrogation). As did the panel in Wright, we believe Romine is inapposite. Here, there was no concession by the State that the Georgia Supreme Court failed to address the federal claim. Here, we have no doubt but that the Georgia Supreme Court fairly considered Isaacs’ argument that the Edwards elaboration on Miranda should apply, and decided that it did not. Thus, the Georgia Supreme Court cited only Miranda and not Edwards.
Accordingly, Section
2. The Precedent Concerning Custodial Interrogations
The principal case on which Isaacs bases his claim is Edwards v. Arizona, 451 U.S. 477, 101 S.Ct. 1880, 68 L.Ed.2d 378 (1981), a decision handed down by the Supreme Court after the 1980 interrogation of Isaacs, but before the 1985 interrogation. In Edwards, the defendant asserted his right to counsel after having been taken into custody. 451 U.S. at 478, 101 S.Ct. at 1881-82. At that time the police stopped interrogating Edwards, but they reinitiated questioning the following morning, and Edwards subsequently confessed his guilt. 451 U.S. at 479, 101 S.Ct. at 1882. The Supreme Court considered whether the police ran afoul of Miranda by reinitiating interrogation after the defendant‘s invocation of the right to counsel.
The Edwards Court noted that Miranda rights may be waived, but that “waivers of counsel must not only be voluntary, but also constitute a knowing and intelligent relinquishment or abandonment of a known right or privilege, a matter which depends in each case upon the particular facts and circumstances surrounding that case, including the background, experience, and conduct of the accused.” Id. at 482, 101 S.Ct. at 1884 (citations and quotations omitted). The Court proceeded a step further, however, concluding that an
[A]lthough we have held that after initially being advised of his Miranda rights, the accused may himself validly waive his rights and respond to interrogation, the Court has strongly indicated that additional safeguards are necessary when the accused asks for counsel; and we now hold that when an accused has invoked his right to have counsel present during custodial interrogation, a valid waiver of that right cannot be established by showing only that he responded to further police-initiated custodial interrogation even if he has been advised of his rights. We further hold that an accused, such as Edwards, having expressed his desire to deal with the police only through counsel, is not subject to further interrogation by the authorities until counsel has been made available to him, unless the accused himself initiates further communication, exchanges, or conversations with the police.
Id. at 484-85, 101 S.Ct. at 1884-85. The Supreme Court commented that this approach was consistent with Miranda‘s recognition that “the assertion of the right to counsel was a significant event and that once exercised by the accused, the interrogation must cease until an attorney is present.” Id. at 485, 101 S.Ct. at 1885. The Court then concluded: “We reconfirm these views and, to lend them substance, emphasize that it is inconsistent with Miranda and its progeny for the authorities, at their instance, to reinterrogate an accused in custody if he has clearly asserted his right to counsel.” Id.
The Supreme Court built on Edwards in subsequent cases, including in Arizona v. Roberson, 486 U.S. 675, 108 S.Ct. 2093, 100 L.Ed.2d 704 (1988), a decision released after Isaacs’ conviction but before his direct appeal was completed. In Roberson, the defendant was arrested at the scene of a just-completed burglary, and indicated to the police that he “wanted a lawyer before answering any questions.” 486 U.S. at 678, 108 S.Ct. at 2096. Three days later, while the defendant was still in custody pursuant to the original arrest, a different police officer interrogated him about a different burglary. Id. The officer conducting the second interrogation was not aware that Roberson had requested the assistance of counsel after he was arrested. Id.
The question before the Supreme Court in Roberson was whether the re-initiation by the police of interrogation concerning a separate offense from the one for which the defendant invoked the right to counsel violated Edwards. The Court held that, after a person in custody invokes the right to counsel, the police cannot initiate interrogation, even if it concerns offenses other than ones for which the person is being held. The Court noted that “the prophylactic protections that the Miranda warnings provide to counteract the ‘inherently compelling pressures’ of custodial interrogation and to ‘permit a full opportunity to exercise the privilege against self-incrimination,’ are implemented by the application of the Edwards corollary that if a suspect believes that he is not capable of undergoing such questioning without advice of counsel, then it is presumed that any subsequent waiver that has come at the authorities’ behest, and not at the suspect‘s own instigation, is itself the product of the ‘inherently compelling pressures’ and not the purely voluntary choice of the suspect.” 486 U.S. at 681, 108 S.Ct. at 2097 (citations and quotations omitted).
The Roberson Court stated that the Miranda and Edwards “bright-line rule[s]” have the benefit of providing ” ‘clear and unequivocal’ guidelines to the law enforcement profession.” Id. at 682, 108 S.Ct. at 2098. The Court then went on to hold that “the bright-line, prophylactic
As a matter of law, the presumption raised by a suspect‘s request for counsel—that he considers himself unable to deal with the pressures of custodial interrogation without legal assistance—does not disappear simply because the police have approached the suspect, still in custody, still without counsel, about a separate investigation.... Roberson‘s unwillingness to answer any questions without the advice of counsel, without limiting his request for counsel, indicated that he did not feel sufficiently comfortable with the pressures of custodial interrogation to answer questions without an attorney. This discomfort is precisely the state of mind that Edwards presumes to persist unless the suspect himself initiates further conversation about the investigation; unless he otherwise states, there is no reason to assume that a suspect‘s state of mind is in any way investigation-specific.
Id. at 683-84, 108 S.Ct. at 2099 (citations and quotations omitted).
The Roberson Court went on to note that the Fifth Amendment right to counsel is different from the offense-specific, Sixth Amendment right, because the Fifth Amendment right “is protected by the prophylaxis of having an attorney present to counteract the inherent pressures of custodial interrogation, which arise from the fact of such interrogation and exist regardless of the number of crimes under investigation or whether those crimes have resulted in formal charges.” Id. at 685, 108 S.Ct. at 2100. The Supreme Court held that the Fifth Amendment, Edwards concerns are not overcome by simply re-apprising the defendant of Miranda rights before interrogation or by the fact that the later investigation is conducted by a different law enforcement organization. Id. at 686-87, 108 S.Ct. at 2101. Therefore, the Court concluded that the request for counsel must be observed “[w]hether a contemplated reinterrogation concerns the same or a different offense, or whether the same or different law enforcement authorities are involved in the second investigation.” Id. at 687-88, 108 S.Ct. at 2101. As the Court stated in a later case again distinguishing the Fifth Amendment right to counsel from the offense-specific Sixth Amendment right, “[t]he purpose of the Miranda-Edwards guarantee ... is to protect a quite different interest [from the Sixth Amendment]: the suspect‘s ‘desire to deal with the police only through counsel.’ ” McNeil v. Wisconsin, 501 U.S. 171, 178, 111 S.Ct. 2204, 2209, 115 L.Ed.2d 158 (1991) (citation omitted).
The year after Roberson, the Supreme Court revisited Edwards and again extolled the benefits of its “clear and unequivocal” guidelines. See Minnick v. Mississippi, 498 U.S. 146, 151, 111 S.Ct. 486, 490, 112 L.Ed.2d 489 (1990).19 In Minnick, the defendant was arrested for murder, and he indicated his desire to have an attorney present. Id. at 148, 111 S.Ct. at 488. The defendant met with an attorney the following day, and then, two days after that, police initiated an interrogation during which time he made incriminating statements. Id. at 149, 111 S.Ct. at 488-89. The Supreme Court considered whether the reinterrogation violated Edwards, or whether the protections of Edwards cease after a defendant has the opportunity to consult with an attorney.
In answering this question, the Minnick Court began by reiterating that the pur-
Edwards is “designed to prevent police from badgering a defendant into waiving his previously asserted Miranda rights.” The rule ensures that any statement made in subsequent interrogation is not the result of coercive pressures.
Id. (citations omitted).
The Court then stated that “[t]he merit of the Edwards decision lies in the clarity of its command and the certainty of its application,” and held that the “protection of Edwards [does not] terminate[] once counsel has consulted with the suspect.” Id. Instead, the Court held that:
In our view, a fair reading of Edwards and subsequent cases demonstrates that we have interpreted the rule to bar police-initiated interrogation unless the accused has counsel with him at the time of questioning. Whatever the ambiguities of our earlier cases on this point, we now hold that when counsel is requested, interrogation must cease, and officials may not reinitiate interrogation without counsel present, whether or not the accused has consulted with his attorney.
Id. at 153, 111 S.Ct. at 491.20 Therefore, on several occasions, the Supreme Court has interpreted Edwards broadly in order to provide “clear and unequivocal” rules designed to prevent the badgering of defendants by the police.
Although we have never addressed the applicability of Edwards or Roberson to a defendant in Isaacs’ position, this Court has applied these cases in other contexts on several occasions. See Tukes v. Dugger, 911 F.2d 508, 515 (11th Cir. 1990) (applying Edwards and Roberson); Kight v. Singletary, 50 F.3d 1539, 1548 (11th Cir. 1995) (applying Edwards and Roberson, and noting that the 5th Amendment rights protected by these decisions are not offense-specific). In addition to these cases applying Edwards and Roberson in a straightforward manner, we also considered limitations on the Edwards rule in Dunkins v. Thigpen, 854 F.2d 394 (11th Cir. 1988). In that case, we held that “a break in custody dissolves a defendant‘s Edwards claim.” Id. at 397.
It is in light of this framework that we must decide whether the Georgia Supreme Court unreasonably applied Supreme Court precedent in holding that the Edwards and Roberson protections do not extend to a defendant in Isaacs’ position—one who has already been tried and convicted of the crime for which he was taken into custody and with respect to which he asserted a right to counsel. Although we have not had occasion to address this particular issue, some other courts have.
We have found only two cases from our sister circuits addressing the issue of whether the Edwards protections continue to apply to a prisoner who is in custody following conviction for the crime for which he or she initially asserted the right to deal with the police only through counsel, the Eighth Circuit in United States v. Arrington, 215 F.3d 855 (8th Cir. 2000), and the Sixth Circuit in United States v. Hall, 905 F.2d 959 (6th Cir. 1990).
The Eighth Circuit agreed with the Sixth Circuit‘s earlier decision in Hall that
Although the Fifth Amendment right to counsel continues throughout the duration of police custody, we find no support in Edwards or Roberson for Arrington‘s contention that the right also “continu[es] ad infinitum,” and certainly not where, as here, the accused has entered a guilty plea and has begun serving his sentence. When Arrington was arrested on state charges, he validly invoked his Fifth Amendment right to counsel and that right was scrupulously honored throughout the state proceedings. After pleading guilty to the state flight charge, Arrington was transferred from police custody to correctional custody to serve his sentence. At that point, Arrington was no longer “in custody” as that term has been used in the context of Edwards and Roberson, and Edwards and Roberson were no longer applicable as a basis for suppressing Arrington‘s statement to the ATF agent. Thus, the district court properly denied Arrington‘s motion to suppress his statement.
Id. at 856-57 (citations and quotations omitted). See also United States v. Hall, 905 F.2d 959 (6th Cir. 1990) (the two judges in the majority limiting the reach of Edwards and Roberson by focusing on factual differences including the short-time period in the Supreme Court cases between the invocation of the right to counsel and the challenged interrogations, as compared to the three-month time period in Hall, and the fact that Hall was in the penitentiary as a convicted prisoner, unlike the defendants in Edwards and Roberson).
In addition to these two decisions by federal circuit courts, a Maryland appeals court recently addressed at length the issue before us. See Clark v. State, 140 Md.App. 540, 781 A.2d 913 (2001). The Clark court discussed the various approaches taken by other courts confronting the issue of whether Edwards protections extend indefinitely, and recognized that courts, including this one,21 have drawn a distinction between “Miranda custody” and incarceration following a conviction. Id. at 945-46. Based on this distinction, the Clark court held that there is a “break in custody,” for purposes of determining whether Edwards applies, after a defendant is convicted and released to the general prison population, stating: “But the extended period of time during which the inmate was incarcerated but was not in Miranda custody is a break in custody that has the effect, like any other break in custody, of allowing his question-proof status to end.” Id. at 947 (citations and quotations omitted). The court concluded that Edwards and its progeny were distinguishable, stating:
Edwards, Roberson, and Minnick were all cases in which reinterrogation took place within three days of the prisoner‘s invocations of their right to counsel. The evil sought to be avoided was police badgering. But with a gap of more than five years between police interrogation
Id. at 947-48 (citations and quotations omitted). See also Laurie Magid, Questioning the Question-Proof Inmate: Defining Miranda Custody for Incarcerated Suspects, 58 Ohio S.L.R. 883 (1997) (discussing Edwards cases, and endorsing approach subsequently adopted by the Clark court).
In contrast to these decisions, some state courts have held that the Edwards and Roberson protections continue even after a defendant has pleaded guilty to, and been incarcerated for, the charge with respect to which he originally invoked his Fifth Amendment right to counsel. In United States v. Green, 592 A.2d 985 (D.C.Ct.App. 1991), the D.C. Court of Appeals found that this conclusion was required in light of the Supreme Court‘s repeated focus on the “clear and unequivocal” and “prophylactic” nature of the Edwards and Roberson rules. Id. at 987-89. The court noted that, as in Isaacs’ case, considerable time had passed since the original invocation of the right to counsel, but the court concluded that:
[W]e think only the Supreme Court can explain whether the Edwards rule is time-tethered and whether a five-month interval, during which no efforts at custodial interrogation took place, is too long a period to justify a continuing irrebuttable presumption that any police-initiated waiver was invalid. Until the Court provides further guidance, we are persuaded that so long as the defendant remains in custody the fact that the police did not reinitiate interrogation until five months after he invoked his right to counsel cannot be adequate reason, alone or combined with the factors already treated, to justify a departure from Edwards’ command.
Id. at 989-90. The Green court also noted that it was significant that the important intervening event in that case—the guilty plea to the original charge—was not inconsistent with the defendant‘s expressed desire to only deal with the police with counsel present. Id. at 990-91. Therefore, the court found that Edwards and Roberson were still applicable.22 Accord Kochutin v. State, 813 P.2d 298 (Alaska App. 1991) (holding that the Edwards protections continue to apply indefinitely to a defendant who invokes those rights and remains in custody, even after the defendant is convicted and serving his sentence), vacated by Kochutin v. State, 875 P.2d 778 (Alaska App. 1994) (vacating original decision based
In light of this precedent, we conclude for a number of reasons that the Georgia Supreme Court‘s adjudication of Isaacs’ Edwards claim may not be disturbed. As an initial matter, in light of the conflicting authority concerning the reach of Edwards and Roberson under the circumstances of this case, and in particular in light of the decisions by the Sixth and Eighth Circuits holding that Edwards does not apply under facts similar to those in this case, we cannot conclude that the Georgia Supreme Court unreasonably applied, or acted contrary to, relevant Supreme Court precedent. To do so would be to discount or disregard the prevailing trend among the federal circuits as unreasonable.
Moreover, we find reasonable the approach taken by those courts that have held that Edwards does not apply to a defendant who has been convicted and who remains in custody only in the sense that he is incarcerated as part of the general prison population.23 Under such circumstances, we believe that the Georgia Supreme Court acted reasonably by determining that the facts were sufficiently far removed from Edwards and its progeny, and that the concerns over police badgering were sufficiently attenuated, to find that the Edwards protections had ceased. Edwards is designed to counteract the “coercive pressures” of being in custody. See Minnick, 498 U.S. at 150-51, 111 S.Ct. at 489-90. But for Isaacs, and many other inmates who might have invoked the right
to counsel at some past time, incarceration in prison is an accustomed milieu and is far from the potentially coercive situation that gives rise to concerns over police badgering. Therefore, the concerns underlying Edwards and its progeny are weaker under the circumstances of this case.
Similarly, we agree with our sister circuits, as well as the Maryland appellate court in Clark, that nothing in the existing Supreme Court precedent requires the conclusion that the Edwards protections continue ad infinitum, thereby perpetually shielding inmates from questioning regarding crimes unrelated to those which originally led them to invoke the right to counsel. As the Clark court cogently observed: ”Edwards, Roberson, and Minnick were all cases in which reinterrogation took place within three days of the prisoner‘s invocations of their right to counsel.” 781 A.2d at 947. Accordingly, we readily conclude that the decision of the Georgia Supreme Court is not “contrary to” clearly established Supreme Court precedent. Indeed, it would be quite a stretch from the facts of those cases to conclude that the same protections continue forever for a defendant who has been convicted and is serving his time in prison.
Also, we believe that the Georgia Supreme Court‘s decision gains additional support from our decision in Garcia v. Singletary, 13 F.3d 1487 (11th Cir. 1994). In Garcia, we held that “a person‘s status as an inmate does not automatically constitute ‘in custody,’ for Miranda purposes.” Id. at 1490. In that case, we held that a prison guard who engaged in “on-the-scene questioning” of an inmate whom he observed starting a fire, had not violated Miranda by failing first to inform the
Finally, we are mindful that the Supreme Court has exercised some caution before expanding any judicially-created prophylactic rule beyond the circumstances under which the rule was originally created. See Stone v. Powell, 428 U.S. 465, 486, 96 S.Ct. 3037, 3049, 49 L.Ed.2d 1067 (1976). Instead, courts first should engage in a “pragmatic analysis” which takes account of the societal costs of extending such a rule to a new situation. Id. at 488, 96 S.Ct. at 3049. As mentioned above, the concerns underlying Edwards and its progeny are certainly attenuated under the facts of this case where there is no evidence of police badgering, the interrogation initiated by the police occurs while the defendant is serving his sentence, and the interrogation takes place years after the defendant‘s conviction. Under these circumstances, we do not think that the Georgia Supreme Court acted unreason-ably by failing to extend Edwards and its progeny to Isaacs’ situation.
Therefore, we conclude for all these reasons that the Georgia Supreme Court‘s adjudication of Isaacs’ Edwards claim was neither contrary to, nor an unreasonable application of, established Supreme Court precedent, and it is due to be affirmed pursuant to
D. Evidence, Argument, and Instructions Regarding Isaacs’ Lack of Remorse
Next, Isaacs argues that his 5th Amendment rights were violated when the trial court permitted evidence, argument, and jury instructions at the sentencing stage of his trial related to his lack of remorse. Isaacs maintains that these statements violated the Supreme Court‘s decision in Griffin v. California, 380 U.S. 609, 85 S.Ct. 1229, 14 L.Ed.2d 106 (1965), because they reflected negatively on his decision not to testify at trial.
The facts concerning this issue center around the trial court‘s decision to permit the State, at the sentencing stage of trial, to put on evidence relating to Isaacs’ lack of remorse in the form of testimony from a television reporter, Mark Piccard. Isaacs made a pre-trial motion to exclude such remorse evidence, which the trial court denied. Piccard was then called as a witness during the sentencing hearing and, over objection, testified that during an interview with Isaacs in the 1970s, Piccard asked Isaacs “[i]f he had it to do all over again, would he do it again.” Piccard then testified that “to the best of [Piccard‘s] recollection,” Isaacs responded that “he would.”
The State utilized Piccard‘s testimony concerning Isaacs’ lack of remorse in its closing argument, stating:
The evidence in this case is showing you something else about Carl Isaacs. Mark
Piccard talked to him—he didn‘t know exactly when, but it was ‘77 or ‘78—and he asked him about the Alday family. He asked him about those people. And you remember what Mark Piccard said? He said, I was stunned by the frankness of his answer, because he said he would do it again.
After closing arguments, the trial court agreed to give the following jury instruction concerning remorse:
In considering all of the evidence from both phases of trial, you should consider all of the aspects of the crime, all aspects of the defendant‘s character, including but not limited to, ... any evidence of remorse or lack thereof....
Isaacs objected to this instruction, arguing that it was an improper comment on Isaacs’ decision not to testify. The State argued that the instruction was permissible and pointed to Piccard‘s testimony. The trial court agreed with the State and gave the instruction.
On direct appeal, Isaacs challenged both the prosecutor‘s comments concerning Isaacs’ lack of remorse, and the trial court‘s instruction concerning remorse. The Georgia Supreme Court rejected Isaacs’ arguments, stating:
Contrary to the defendant‘s contention, the defendant‘s remorse or lack thereof is a permissible area of inquiry during sentencing. Fair v. State, 245 Ga. 868(4), 268 S.E.2d 316 (1980). Compare, cf., U.S. v. Reed, 882 F.2d 147, 150-51 (5th Cir. 1989) (approving federal sentencing guidelines provision for reduction of sentence when defendant demonstrates “affirmative acceptance of personal responsibility” manifested by “sincere contrition” (emphasis supplied)). Piccard‘s testimony was not otherwise inadmissible. See Division 30, post.
Isaacs, 386 S.E.2d at 323. The later portion of the opinion cited to in this section, Division 30, supports the proposition that Piccard‘s testimony was admissible because “[t]here is no evidence [Piccard] was acting as an agent of the state, or that Isaacs’ statement was not voluntary.” Id. at 330. Finally, the Supreme Court rejected Isaacs’ contention that the prosecutor‘s closing argument was improper, stating Isaacs had not objected to the argument at trial and that the argument did not entitle Isaacs to relief because it “did not result in the sentence of death being imposed under the influence of passion, prejudice, or any other arbitrary factor.” Id. at 333 (citation and quotation omitted).
In his federal habeas petition, Isaacs again pressed these challenges—Ground 15 related to the evidence and prosecutorial argument and Ground 21 related to the jury charge. Isaacs argued that the Fifth, Sixth, Eighth and Fourteenth Amendments were violated by the remorse evidence, argument and jury instruction. The district court held that the Georgia Supreme Court‘s decision was neither an unreasonable application of, nor contrary to, Supreme Court precedent, and that Isaacs’ claim was therefore due to be denied pursuant to
As mentioned above, even though the Georgia Supreme Court did not expressly discuss the Supreme Court‘s Griffin decision or any other federal cases (although the federal constitutional claim was presented) in disposing of Isaacs’ claims relating to remorse, we assume that the court adjudicated those claims, and we must affirm the denial of habeas unless the result it reached would be contrary to, or an unreasonable application of, established Supreme Court precedent. See Wright v. Secretary of Dept. of Corrections, 278 F.3d 1245 (11th Cir. 2002).
To begin with, we will look at the federal case law relevant to Isaacs’ claims. His claims are based on the Supreme Court‘s
It is in substance a rule of evidence that allows the State the privilege of tendering to the jury for its consideration the failure of the accused to testify. No formal offer of proof is made as in other situations; but the prosecutor‘s comment and the court‘s acquiescence are the equivalent of an offer of evidence and its acceptance.
Id. at 613, 85 S.Ct. at 1232. The Court noted that the decision to remain silent is not inconsistent with innocence in our legal system. Id. at 613-15, 85 S.Ct. at 1232-33. It also noted that a jury might draw a negative inference from silence, even without comment by the prosecutor or judge, but stated: “What the jury may infer, given no help from the court, is one thing. What it may infer when the court solemnizes the silence of the accused into evidence is quite another.” Id. at 614, 85 S.Ct. at 1233. Therefore, the Court concluded that:
We ... hold that the Fifth Amendment, in its direct application to the Federal Government and in its bearing on the States by reason of the Fourteenth Amendment, forbids either comment by the prosecution on the accused‘s silence or instructions by the court that such silence is evidence of guilt.
Although Griffin involved statements made during the guilt phase of a bifurcated criminal trial, the Supreme Court has recently confirmed that the Griffin rule also applies to the sentencing phase of a trial. The Court first suggested that this would be the rule in its decision in Estelle v. Smith, 451 U.S. 454, 101 S.Ct. 1866, 68 L.Ed.2d 359 (1981), when it discussed whether violation of the Fifth Amendment Miranda protections required exclusion of evidence during the sentencing stage of a trial. The Court stated:
The Court has held that the availability of the [Fifth Amendment] privilege does not turn upon the type of proceeding in which its protection is invoked, but upon the nature of the statement or admission and the exposure which it invites. In this case, the ultimate penalty of death was a potential consequence of what respondent told the examining psychiatrist. Just as the Fifth Amendment prevents a criminal defendant from being made “the deluded instrument of his own conviction,” it protects him as well from being made the “deluded instrument” of his own execution. We can discern no basis to distinguish between the guilt and penalty phases of respondent‘s capital murder trial so far as the protection of the Fifth Amendment privilege is concerned. Given the gravity of the decision to be made at the penalty phase, the State is not relieved of the obligation to observe fundamental constitutional guarantees.
Id. at 462-63, 101 S.Ct. at 1873 (citations and quotations omitted).
Then, more recently, the Supreme Court directly held that Griffin‘s reasoning applies to sentencing, as well as liability, phases of a criminal proceeding. See Mitchell v. United States, 526 U.S. 314, 119 S.Ct. 1307, 143 L.Ed.2d 424 (1999). In Mitchell, the Court considered whether it was permissible for a district court to draw a negative inference from a defendant‘s refusal to testify during a sentencing hearing after the defendant had pled guilty to the offense. Id. at 327-30, 119 S.Ct. at 1314-16. The Court “decline[d] to adopt an exception [from the rule set out in Griffin] for the sentencing phase of a criminal case with regard to factual determinations respecting the circumstances and details of the crime.” Id. at 328, 119 S.Ct. at 1315. The Court stated:
The concerns which mandate the rule against negative inferences at a criminal trial apply with equal force at sentencing. Without question, the stakes are high: Here, the inference drawn by the District Court from petitioner‘s silence may have resulted in decades of added imprisonment. The Government often has a motive to demand a severe sentence, so the central purpose of the privilege—to protect a defendant from being the unwilling instrument of his or her own condemnation—remains of vital importance.
Id. at 329, 119 S.Ct. at 1315. See also Tucker v. Francis, 723 F.2d 1504, 1509-13 (11th Cir. 1984) (noting in dicta that Griffin applies to sentencing phase).
We now turn to whether the prosecutor and trial court in this case ran afoul of Griffin with respect to the evidence, argument, and instruction concerning Isaacs’ lack of remorse. On several occasions, we have addressed the proper application of Griffin, recognizing that the standards for evaluating a Griffin claim are as follows:
The Fifth Amendment prohibits a prosecutor from commenting directly or indirectly on a defendant‘s failure to testify. A prosecutor‘s statement violates the defendant‘s right to remain silent if either (1) the statement was manifestly intended to be a comment on the defendant‘s failure to testify; or (2) the statement was of such a character that a jury would naturally and necessarily take it to be a comment on the failure of the accused to testify. The question is not whether the jury possibly or even probably would view the remark in this manner, but whether the jury necessarily would have done so. The defendant bears the burden of establishing the existence of one of the two criteria. The comment must be examined in context, in order to evaluate the prosecutor‘s motive and to discern the impact of the statement. Because the trial judge is the only person who has the opportunity to observe the prosecutor‘s demeanor firsthand, we review the district court‘s denial of the motion for mistrial for abuse of discretion.
United States v. Knowles, 66 F.3d 1146 (11th Cir. 1995) (citations, quotations, and footnotes omitted). See also United States v. LeQuire, 943 F.2d 1554, 1565 (11th Cir. 1991) (same); Solomon v. Kemp, 735 F.2d 395, 401 (11th Cir. 1984).
In applying Griffin, we have strictly enforced the requirement that a defendant show that the allegedly offensive comment was either manifestly intended to be a comment on the defendant‘s silence or that the comment naturally and necessarily related to the defendant‘s silence. For example, in Knowles, the Court considered whether a prosecutor violated Griffin when he pointed out problems with the defendant‘s defense, and then asked, “Did you ever hear an explanation for that?” 66 F.3d at 1162. The Court held that this statement did not necessarily relate to the defendant‘s silence, because the defendant could have presented other types of evidence to explain the inconsistency. Id. at 1163. Therefore, the Court concluded that:
As such, the remark is not so much a comment on Wright‘s failure to testify, but rather on Wright‘s counsel‘s failure to counter or explain the [damaging evidence]. It is not error to comment on the failure of the defense as opposed to
the defendant, to counter or explain the evidence.
Id. at 1163 (citations and quotations omitted).
Likewise, in Solomon v. Kemp, the prosecutor addressed the fact that the State was not sure which one of two defendants possessed which of two guns found at a crime scene, and stated: “We don‘t know which defendant had which gun. The only person who can tell us that is [the defendant].” 735 F.2d at 401. We held that this statement was proper under Griffin, stating:
We find the statement to be rather an attempt to explain why the state could not match each defendant with one specific gun and to stress that this fact was not crucial to the state‘s case. Although the statement was an indirect reference to petitioner‘s silence, taken in context it is an objective evaluation of the state of the evidence. As such, it is permissible under Griffin.
In light of this precedent, we conclude that the Georgia Supreme Court did not act contrary to, nor did it unreasonably apply, Supreme Court precedent when it rejected Isaacs’ claims related to the evidence, arguments, and instructions concerning his lack of remorse. It is true that some courts have found that remarks related to a defendant‘s lack of remorse may violate Griffin. See Lesko v. Lehman, 925 F.2d 1527 (3d Cir. 1991) (holding that prosecutor‘s comment on defendant‘s failure to express remorse violated Griffin); Hall v. State, 13 S.W.3d 115, 117 (Tex.App.-Fort Worth 2000) (“A comment that directly focuses the jury‘s attention on the defendant‘s personal feelings of remorse, which can only be supplied through the defendant‘s own testimony, necessarily indicates the defendant‘s failure to testify.“); Dickinson v. State, 685 S.W.2d 320, 324-25 (Tx.Crim.App. 1984) (finding that argument concerning lack of remorse necessarily reflected on defendant‘s decision not to testify).
However, several other courts have found that, under many circumstances, arguments or comments related to a lack of remorse do not implicate the defendant‘s decision not to testify because they may relate to other evidence properly before the jury or to the defendant‘s demeanor at trial. See Williams v. Chrans, 945 F.2d 926, 953-54 (7th Cir. 1991) (finding that comments related to lack of remorse did not violate Griffin because jury could consider remorse in light of defendant‘s demeanor and testimony); Commonwealth v. Clark, 551 Pa. 258, 710 A.2d 31, 39-40 (1998) (rejecting approach taken in Lesko and concluding that comments regarding lack of remorse were reference to defendant‘s demeanor at trial and character evidence); State v. Hamilton, 681 So.2d 1217, 1225 (La. 1996) (holding that arguments concerning lack of remorse did not necessarily implicate failure to testify because other evidence of remorse could be presented); Odle v. Calderon, 919 F.Supp. 1367, 1397 (N.D.Cal. 1996) (same).
We believe that this is such a case in which the Georgia Supreme Court reasonably could conclude that the arguments and comments concerning Isaacs’ lack of remorse did not implicate the right not to testify. In particular, the most damaging evidence concerning Isaacs’ lack of remorse came from his own words to that effect freely expressed to a reporter, Mark Piccard. There is no suggestion that Piccard was a state actor when he interviewed Isaacs, or that Isaacs’ statements to Piccard were involuntary. We see, and the Georgia Supreme Court found, no reason why that testimony was not permissible. Therefore, we conclude that the Georgia Supreme Court acted reasonably in holding that the remorse evidence, arguments,
E. Whether the District Court Erred in Holding that a Challenge to Electrocution as Cruel and Unusual Punishment was Procedurally Defaulted
Finally, Isaacs asserts that the district court erred by holding that his claim challenging the constitutionality of electrocution was procedurally barred. In Dawson v. State, 274 Ga. 327, 554 S.E.2d 137 (2001), however, the Georgia Supreme Court recently held that electrocution was unconstitutional under the Georgia Constitution. The court went on to conclude that the provision permitting electrocution was severable from other death penalty provisions, so all Georgia death sentences could be carried out by lethal injection. In light of this case, Isaacs’ cruel and unusual punishment claim is moot.
IV. CONCLUSION
For the foregoing reasons, we conclude that AEDPA applies to Isaacs’ petition; that the Georgia state courts did not act contrary to, or unreasonably apply, established federal law as determined by the U.S. Supreme Court in rejecting Isaacs’ federal challenges to his conviction and sentence; and that the district court‘s denial of Isaacs’
AFFIRMED.
EDMONDSON, Chief Judge,
concurring in the judgment:
I agree that AEDPA applies. As I understand the law, deciding this case accurately is no complicated or laborious task. I easily accept that the pertinent decisions of the Supreme Court of Georgia were not contrary to and did not involve unreasonable applications of clearly established federal law.
BARKETT, Circuit Judge, specially
concurring:
I concur in the judgment of the Court. While I believe that AEDPA should not be applied to Isaacs’ petition, see Calderon v. U.S. District Ct. for the Central District of Cal., 163 F.3d 530 (9th Cir. 1998) (en banc), I conclude that precedent dictates that Isaacs is not entitled to relief on any of his claims, even under pre-AEDPA standards of review.
Arthur KNIGHT, Plaintiff-Appellee,
v.
JACOBSON, Officer, Badge # 3359, Individual, Defendant-Appellant.
No. 01-15506.
United States Court of Appeals,
Eleventh Circuit.
Aug. 6, 2002.
Rehearing Denied Sept. 18, 2002.