*1 Bands Tribes and Confederated Nation, Indian Yakima (1989). must treaty provision Thus, we conclude the one issue than explicit more excise from federal tribe
exempt an Indian
taxes.
IV. court- is of the district judgment
AFFIRMED. L.C.,
CARDTOONS, an Oklahoma Liability Company,
Limited Appellant,
Plaintiff - PLAY BASEBALL LEAGUE
MAJOR unincorporat ASSOCIATION, an
ERS Appellee. association,
ed Defendant -
No. 98-5061. Appeals, Court of States
United
Tenth Circuit. 7, 2000.
April *2 doctrine or under the to petition clause of the First purely
Amendment. Because threats do not constitute a government, we they hold that are not constitutionally protected.
Background The facts are undisputed. In Cardtoons, (“Cardtoons”), L.C. an Okla- homa liability company, limited steps took produce parody trading baseball cards which contained the images major league players. baseball After the cards designed, were Cardtoons contracted with Champs Marketing, (“Champs”), Inc. an corporation, print Ohio the cards for a fee. set
Major League Players Baseball Associa- (“MLBPA”) tion is the exclusive collective bargaining agent major for all active league players responsible baseball and is enforcing the publicity rights of the 18,1993 players. In a June letter to Card- (“Cardtoons letter”), toons the MLBPA claimed that producing selling cards, “violat[ing] Cardtoons was the valu- property rights able of MLBPA and the players.” I R. at 8. The MLBPA threat- “pursue ened its full remedies to (and Tilly Craig James Fitzgerald, W. A. enforce if rights” its Cardtoons did not briefs), Tilly Fitzgerald, with him on the & immediately production cease of the cards. Tulsa, Oklahoma, Appellant. for Plaintiff — Id. (and Jones, Russell S. Jr. E. William date, the same On the MLBPA also sent Quirk, P.C., Shughart, Kilroy, Thomson & a similar cease and Champs desist letter to City, Missouri, Kansas and James W. (the letter). It is this letter that Jones, Givens, Weger, Bogan, Gotcher & present controversy. is the source of the Tulsa, Oklahoma, briefs), him on the pertinent part, it stated: Appellee. Defendant — you We understand that and are have SEYMOUR, Before Judge, Chief process printing drawings color TACHA, BALDOCK, EBEL, BRORBY, Major of active League players baseball KELLY, HENRY, BRISCOE, LUCERO, trading baseball cards for individuals MURPHY, Judges. Circuit associated with Cardtoons. This is to notify you that we believe that the activ- KELLY, Jr.,
PAUL
Judge..
Circuit
those
ities of
individuals violate the valu-
requires
This case
us to determine
able property
publicity
of litigation
pure-
players
whether threats
between
MLBPA and the
themselves.
Further,
ly private
in a
parties
setting
by printing
non-antitrust
we believe that
liability
trading
are immunized from
request
under
baseball
cards at the
appeal,
determining
on
court affirmed
Cardtoons,
participating
you are
important
“an
form of en
the cards were
activities.
illegal
Cardtoons’
commentary
and social
tertainment
you im-
request that
Accordingly, we
protection.”
First Amendment
deserve
printing
and desist-the
mediately cease
Cardtoons,
Major League
L.C.
Baseball
Major
trading cards
active
of baseball
*3
(10th
Ass’n,
Cir.
Players
request
at the
players
League baseball
(“Cardtoons
”).
1996)
II
not au-
who are
or others
of Cardtoons
of active
likeness
to use the
thorized
court
returned to the district
Cardtoons
players.
Major League baseball
damages
against
claims
the
pursue
its
from,
immediately
you
If
not hear
I do
MLBPA. The court allowed Cardtoons
you
agree
will
confirming that
claims
complaint
its
and assert new
amend
have no alternative but
will
request,
tort,
prima
negligence.
libel and
for
facie
action to enforce the
necessary
take all
claims stemmed from the
All of Cardtoons’
and
MLBPA
players
the
Champs
contained in the
letter.
allegations
rights.
their
infringement of
against
t
the
The district cour concluded that
letter,
receiving the
Upon
10A.
Id.
liability
MLBPA was immune from
under
in-
Cardtoons
Champs informed
en
Noerr-Pennington
doctrine and
the
cards.
printing the
stop
tended to
judgment
on
summary
for MLBPA
tered
filed suit
Cardtoons
June
On
Cardtoons, L.C.
all of Cardtoons’ claims.
declaratory
seeking a
court
federal district
Ass’n,
Players
Major League Baseball
v.
violate
its cards did not
judgment
1998)
(N.D.Okla.
Mar.
No. 93-C-576-E
seeking
and also
publicity rights
MLBPA’s
(“Cardtoons III”).
inter-
alleged tortious
on
damages based
(cid:127)
upheld
appeal,
panel
of this court
On
contract.
the
ference
judgment. Card
summary
grant
of sub-
to dismiss
lack
moved
MLBPA
toons,
Major League
v.
Baseball
L.C.
counter-
and filed
jurisdiction
ject matter
(10th
Ass’n,
Cir.
Players
PRE,
antitrust,
the context
held that a
ton
rather than Petition Clause im-
liability
lawsuit is immune from
unless it is a
Second,
munity.
importantly,
and more
(i.e. objectively
sham
unreasonable or reason-
that
demonstrates
PRE must be limited to the
faith).
brought
able but
in bad
U.S.
context,
antitrust context. Outside of
However,
sent
right
the conclusion that a
affords.
for
no sound basis
immunity while
afforded
complaint will be
A
not,
letter
when
will
a “cease-and-desist”
allega-
contain identical
documents
both
provided
Supreme
The
has
some
Court
majority’s ruling encourages,
tions.
application
to
of the
guidance as
the
demands,
litigation;
requires
more
nay
right
petition
developing
to
in cases
the
bypass the
owners to
property
intellectual
original-
As
Noerr-Pennington doctrine.
way to the court house
post office on the
Court,
ly
by
articulated
get
in a rush to
the letter carrier
and avoid
provides gen-
doctrine
process
to the
server.
liability un-
eral
from antitrust
parties
Act to
der
Sherman
reality of
Today’s
ignores
decision
redress
petition
government
who
law, in which the en-
property
intellectual
anti-
grievances, notwithstanding the
of
rights, and thus
forcement of
consequences
competitive purpose or
of
is cus-
litigation process,
invocation of
R.R.
Eastern
Presi-
petitions.
their
tomarily
by a cease-and-desist
commenced
Freight,
Noerr
dents
Motor
Conference
Consequently,
practical
result
letter.
135-38,
5
365
U.S.
to
majority’s holding will be
force
of the
(1961) (establishing immuni-
wrongful
seeking
prevent
to
parties
legislature);
a state
ty
petitions
to
property
of
intellectual
infringement
their
v. Pen-
see also United Mine Workers
with lawsuits
infringers
to
rights
ambush
657, 670,
nington,
85
381 U.S.
S.Ct.
retaliatory
having
or risk
to defend
(1965) (extending
896
Prod.,
Int’l
858
Button,
415,
antitrust.” Video
such
U.S.
as
v.
371
Therefore, I
conclude
Noerr’s
at 1084.
would
328,
(citing
405
F.2d
9 L.Ed.2d
of the rail
from Card-
Amendment
that the MLBPA is shielded
First
sup
solicitations
governmental
roads’
state tort claims insofar
those
toons’s
Amend
First
proposition
port
petitioning
from protected
claims arise
its
associating
litigation
for
protects
also
requires
ment
This conclusion
activity.11
Supreme
with
purposes).10 Consistent
questions: Does
of
further
resolution
two
characterization of
constitutional
Court’s
Champs
petitioning
letter constitute
have
doctrine,
other courts
numerous
scope
within the
of the
activity
immunity, ei
applied
so,
Amendment; and if
to what extent
by analogy, to shield de
directly or
ther
protect MLBPA
the Petition Clause
does
See, e.g.,
tort claims.
from state
fendants
on the
premised
tort claims
from state
Ethyl Corp.,
v.
168
Drugs, Ltd.
Cheminor
letter?
(3d Cir.1999);
119,
Video Int’l
F.3d
128-29
Prod.,
Cable Com
Inc. v. Warner-Amex
B
Inc.,
1075,
munications,
F.2d
1082-84
858
“peti-
refers to
First Amendment
The
Am.,
(5th Cir.1988);
Ltd. v.
Havoco of
paradig-
government.”
tions
(7th
Hollobow,
643,
F.2d
649-50
Cir.
702
complaint.
courts
matic
to the
petition
1983);
Org.
v. National
Wom
Missouri
of
Smith,
479, 484,
v.
McDonald
472
Cf.
(8th Cir.1980);
en,
1319
620 F.2d
(“[F]iling
86
S.Ct.
Lab., Inc., 472
Corp. v. Zenith
Pennwalt
complaint
petitioning
in court is a form of
(E.D.Mich.1979),
ap
423-24
F.Supp.
case, however,
At issue in this
activity.”).
(6th
dismissed,
F.2d 1362
Cir.
peal
letter between
is a cease-and-desist
Butz,
1980);
F.Supp.
Club v.
Sierra
intellectual
alleging infringement of
parties
(N.D.Cal.1972);
&Gas
934, 937-39
Pacific
threatening
a lawsuit.
property rights
Co., 50 Cal.3d
v.
&
Elec. Co. Bear Stearns
by the Peti-
on the interests served
Based
791 P.2d
595-98
Cal.Rptr.
requirement
that First
tion
Clause
Env’t,
(1990);
Inc.
Our Mountain
Protect
given “breathing
rights be
Court,
1361, 1364-69
677 P.2d
v. District
activity
concept
petitioning
space,”
banc).
(Colo.1984)(en
let-
must
such
cease-and-desist
embrace
the Fifth Circuit
agree
ter.
a com-
no reason
simply
“[t]here
not considered
Court has
any
per-
doctrine can
more
mon-law tort
issue,
suggested
but has
precise
chill the constitutional
missibly abridge or
activities,
immunity to
statutory
application
claim the
than can
petition
Cir.1999),
(10th
we
City,
petitioning im-
application of
isNor
10.
political
alleging
government employee
he
munity
to associational or
that a
limited
held
long
activity.
"[t]he
held that
The Court has
was
retaliation
terminated
right of
of which
grievances for redress
grievances must show that
redress of
for the
insured,
and with it
public
con-
touches on matters
political
solely religious
assembly,
or
are not
cern,
public
requirement is
Martin's
concern
516, 531,
Collins,
v.
ones.” Thomas
developed
inapplicable here because was
(1945);
see also
S.Ct.
89 L.Ed.
interest
light
government's substantial
Ass’n,
389 U.S. at
State Bar
Illinois
workplace.
maintaining an efficient
that ‘‘the
(rejecting
S.Ct. 353
contention
applica-
principles
in Button were
announced
Grip-Pak, Inc.
Illinois Tool
v.
the extent
To
political purposes”)
only
ble
(7th
Works,
Cir.
F.2d
471-72
Virgi-
(citing
R.R. Trainmen
Brotherhood of
reject
1982),
contrary, I would
holds
nia,
L.Ed.2d
holding
We also note that
of that case.
(1964)).
example,
Bill Johnson’s
For
or
panel of that
overlooked
circuit
another
Restaurants,
743, 103
U.S. at
reaching a
Grip-Pak
ignored the
decision
individual
to an
the Court afforded
own. See Havoco
consistent with our
result
seeking
private economic
litigant
to vindicate
Am., Ltd.,
ing space”
Sullivan,
amendment”).
by
Times Co.
first
protected
(1964); But
litigation activity
Like the incidental
That
ton,
Applying petitioning immunity to
C
cease-and-desist letter is
novel. With
not,
course,
That
is
of
abso-
context,
in the antitrust
numerous courts
determining
proper scope
In
lute.
applied Noerr-Pennington
have
immunity for activities in-
petition clause
arising from cease-and-desist let
to claims
judicial process, the Noerr-Pen-
voking ters,
litigation,
pre-
and other
again
nington
provides
doctrine once
See, e.g.,
litigation enforcement efforts.
extensive,
starting point. While broad and
Dev.,
Besten, Inc.,
Inc. v.
Equip.
Glass
not a
Noerr-Pennington
immunity is
(Fed.Cir.1999); CVD,
F.3d
1343-44
conduct, al-
petitioner
shield for a
whose
Co.,
Raytheon
850-51
influ-
though “ostensibly directed toward
(1st Cir.1985);
Pipeline Corp.
Miller
action,
is a mere
encing governmental
PLC,
F.Supp.2d
British Gas
actually nothing
sham to cover what
(S.D.Ind.1999); PrimeTime
Joint Ven
directly
an
to interfere
Co., Inc.,
attempt
more than
ture v. National Broad.
relationships
a com-
(S.D.N.Y.1998);
with the business
F.Supp.2d
Noerr,
at
Consortium,
59;
petitor.”
F.Supp.
Outboard
Pezetel,
has established
523. The
Corp.
F.Supp.
Marine
(D.Del.1979);
litigation:
of sham
two-part
Alexander v. Na-
definition
cf.
Allied, or,
gov-
govemmental
no
associations as in
as
issue involved
'direct'
here,
officials,
to cease-and-desist letters. On the con-
for Noerr itself immunized
ernment
discussed,
trary,
emphasized a
the Court
petitioning.”
Id. at
of ‘indirect’
form
"claim of Noerr
cannot be dis-
omitted).
(citation
S.Ct. 1931
ground
missed on the
the conduct
First,
objectively
establishing
requirements
lawsuit must be
for the
exception
that no
sham
sense
reasonable
baseless
doctrine,
emphasized
the Court
realistically expect success
litigant could
Noerr as an
applying
“[w]hether
antitrust
objective litigant
If an
on the merits.
contexts,
invoking
or
it in other
doctrine
that the suit
reason-
could conclude
repeatedly
we have
reaffirmed that evi-
out-
ably calculated to elicit
favorable
anti-competitive
purpose
dence of
intent or
come,
is immunized under
the suit
legiti-
cannot
otherwise
alone
transform
Noerr,
premised
an antitrust claim
activity
mate
into a sham.”
Only
exception must fail.
if
on the sham
Professional
Estate,
Real
differences between Real malice” standard Professional standard, I “objectively baseless”
Estate’s applicable the latter more
would find judicial activity invoking allegations wrongdoing.
process through
Moreover, reject suggestion Cardtoons’s the McDonald stan- very at the least determining applied be
dard should libel immune from the
whether MLBPA is to de- different standards Applying
claim. immunity from dif-
termine a defendant’s tionally-mandated actual malice standard. suggestion, Contrary majority's Mc- 14. that individuals do Donald 's conclusion enjoy immunity from state common absolute arising statements made in law claims from based on extent a libel claim is 15. To the government does not mean petitions to the other letter assertions in a cease-and-desist protection from that there is no constitutional allega- factual bases for the than Rather, McDonald makes such claims. litigation, infringement tions arising peti- actions clear that state libel might appropriate. the McDonald standard tioning activity proceed cannot unless ele- with the constitu- of libel are consistent ments notes cases, they imply extent competitor to sue threat directed one’s private parties threat of suit mere between does not to seek relief or administrative government. constitutes government....” ‘petition’ involve or Hovenkamp, Philip E. Areeda & Herbert in Allied decision Court’s Law, § at 237. See also Antitrust 205e Head, Corp. v. Indian Tube & Conduit Inc., Technology, Seagate Rodime PLC (Fed.Cir.1999) (noting support also lends persuad- defendant meetings which That case involved our conclusion.7 negoti- license ed to end potential licensees Association Fire Protection National
