Lead Opinion
The Petitioner, Ruben Ramirez Cardenas, appeals the district court’s dismissal of his 28 U.S.C. § 2254 application as an unauthorized successive habeas petition. Under the Antiterrorism and Effective Death Penalty Act, a certificate of appealability (“COA”) is necessary to proceed with this appeal. See 28 U.S.C. § 2253(c)(1) (“Unless a circuit justice or judge issues a certificate of appealability, an appeal may not be taken to the court of appeals....”); see also Resendiz v. Quarterman,
However, the district court did not rule upon whether a COA is warranted, and “the lack of a ruling on a COA in the district court causes this court to be without jurisdiction to consider the appeal.” Whitehead v. Johnson,
It does not affect our judgment that the jurisdictional rule laid down in the cases cited is grounded in a portion of Rule 22 of the Federal Rules of Appellate Procedure that was removed in 2009. See Supreme Court Order of March 26, 2009, available at http://www.supremecourt.gov/orders/ courtorders/frap09.pdf. That provision read: “If an appeal is taken by the applicant, the district judge who rendered the judgment shall either issue a certificate of appealability or state the reasons why such a certificate should not issue.” Fed. R.App. P. 22(b) (2008).
Our precedents have held, unequivocally, that under former Rule 22, “the lack of a ruling on a COA in the district couH causes this court to be without jurisdiction to consider the appeal.” Sonnier,
The rule contemplates that the district court will make the first judgment whether a COA should issue and on which issues, and that the circuit court will be informed by the district court’s determination in its own decisionmaking.
[W]e are cognizant of the district court’s superior familiarity with this habeas petition. Its considerable experience with this case should allow it accurately to determine which issues satisfy the COA requirement.
The decisions of the other circuits that have considered a COA without a prior ruling by the district court are similarly inapposite because those circuits did not have binding precedent, as we do, that a COA ruling by the district court was a prerequisite to the appellate court’s jurisdiction. See Sassounian v. Roe,
For the foregoing reasons, we REMAND the case to the district court for the limited purpose of considering whether a COA should issue.
Notes
. As part of the 2009 amendments, the requirement that the district court first decide whether to grant or deny a COA was moved from Rule 22 of the Federal Rules of Appellate Procedure to Rule 11(a) of the Rules Governing § 2254 Cases. See Fed. R.App. P. 22 advisory committee's note to 2009 amendments; Rule 11(a), Rules Governing Section 2254 Cases, 28 U.S.C.A. foil. § 2254 (2011) (“The district must issue or deny a certificate of appealability when it enters a final order adverse to the applicant.”). The Federal Rules Advisory Committee noted that the purpose of consolidating the rule among the other federal rules for habeas cases was to: (1) "make[] the requirements concerning COAs more prominent by adding and consolidating them in the appropriate rule of the Rules Governing § 2254 Cases in the United States District Courts,” and (2) “required the district judge to grant or deny the certificate at the time a final order is issued.” Rule 11, Rules Governing Section 2254 Cases, advisory committee’s note to 2009 amendments.
. It is not clear that applying the amended rules would affect our decision that we are without jurisdiction to consider whether to grant or deny a COA in the first instance. Even after the 2009 amendments became effective, another panel of this court decided to follow this well-established jurisdictional rule of our circuit. See United States v. Fisher,
. The dissent acknowledges, as it must, that “under Rule 22, the lack of a district court determination [on a COA] does indeed cause us to be without jurisdiction,” but, nonetheless contends that “that proposition does not require us to assume that Rule 22 creates an independent jurisdictional bar.” Dissent Op. 451. The dissent avoids the fact that all of our prior cases have specified that it was the lack of a ruling on the COA in the district court, and not simply the lack of a COA, that deprives us of jurisdiction. Brewer,
. When the Supreme Court promulgates the Federal Rules of Appellate Procedure pursuant to 28 U.S.C. § 2072, it must transmit them to Congress. See 28 U.S.C. § 2074. Congress, in turn, signals its approval of the Supreme Court’s proposed rules by inaction. See David D. Siegel, Submitting the Rules to Congress, Commentary on 1988 Revision to 28 U.S.C. § 2074 ("The procedure for Congressional approval remains passive. Inertia
Dissenting Opinion
dissenting.
This case is about our jurisdiction to grant or deny a certificate of appealability when a district court has failed to grant or deny one first. Under Rule 22 of the Federal Rules of Appellate procedure — or at least, under the version of the Rule in effect when this appeal began — “the lack of a ruling on a COA in the district court causes this court to be without jurisdiction to consider the appeal.” Sonnier v. Johnson,
I
The facts of this case are discussed extensively elsewhere. In short, Ruben Ramirez Cárdenas (“Ramirez Cárdenas”) was arrested and questioned regarding the murder of his cousin, Mayra Laguna. Although Ramirez Cárdenas is a Mexican national, he was not informed that he had a right to consular access under the Vienna Convention on Consular Relations (“VCCR”). He was convicted of capital murder and sentenced to death. His conviction and sentence were affirmed, and his initial state application for habeas corpus was denied. Cárdenas v. State,
Ramirez Cárdenas was included among the Mexican nationals named in a case brought by Mexico against the United States in the International Court of Justice (“IC J”) alleging numerous violations of the VCCR. Case Concerning Avena & Other Mexican Nat’ls (Mex. v. U.S.), 2004 I.C.J. 12 (March 31) (“Avena”). The ICJ held
At the time, Ramirez Cárdenas’s request for a COA from the district court’s denial of his initial habeas petition was pending in this court. We affirmed the denial of habeas relief and denied a COA on his VCCR claim, concluding that Ramirez Cárdenas’s claim was without merit because the VCCR did not give rise to individually enforceable rights. Cárdenas v. Dretke,
The district court dismissed Ramirez Cárdenas’s petition for lack of jurisdiction because Ramirez Cárdenas had failed to obtain permission to file a successive petition. Ramirez Cárdenas filed a notice of appeal to this court. Thereafter, the ICJ issued a judgment (1) declining Mexico’s request for interpretation of its ruling in Avena, (2) finding that the United States violated its Avena obligations with regard to the prisoner at issue in Medellin, (3) reaffirming the binding nature of Avena, and (4) declining to order the United States to provide guarantees of non-repetition. Request for Interpretation of the Judgment of 31 March 200k in the Case Concerning Avena & Other Mexican Nat’ls (Mex. v. U.S.), Judgment, ¶61(1)-(4) (Jan. 19, 2009), available at http://www.icjcij.org/docket/files/139/14939.pdf. Several months later, we issued our opinion in Leal Garcia v. Quarterman,
II
The majority is correct that we do not have jurisdiction to consider the merits of this appeal. “[UJntil a COA has been issued federal courts of appeals lack jurisdiction to rule on the merits of appeals from habeas petitioners.” Miller-El v. Cockrell,
The question before us at the moment, though, is not whether we have jurisdiction to consider the case on the merits, but whether we have jurisdiction to consider whether a COA should issue. It has always been the case that, even where we lack jurisdiction to consider an appeal on the merits, we retain jurisdiction to determine our own jurisdiction. See Martin v. Halliburton,
The majority does not seem to dispute that, under our precedents, the prior consideration requirement is — or, at least until recently,
A district court must deny the COA before a petitioner can request one from this court. The rule contemplates that the district court will make the first judgment whether a COA should issue and on which issues, and that the circuit court will be informed by the district court’s determination in its own decisionmaking.
The language of jurisdiction, however, did quickly find its way into our jurisprudence on this issue. In Whitehead v. Johnson, for example, the district court dismissed the prisoner’s application for failure to exhaust state remedies and denied his request for a COA; we reversed the holding that he failed to exhaust his state claim, and we remanded for reconsideration on the merits, observing that we had appellate “jurisdiction to consider whether to grant or deny a COA on the issue of exhaustion only, because that is the only issue addressed in the district court’s COA determination.”
The majority reads these cases as unequivocal declarations that a prior district court COA determination is a jurisdictional requirement. But, as Sonnier and Whitehead make clear, it is “the COA requirement of 28 U.S.C. § 2253(c) [that] is jurisdictional.” Sonnier,
The question, then, is whether Rule 2 allows us to take Rule 22 out of the equation. In Williams v. United States, the Seventh Circuit considered a similar situation under its own circuit rules.
Section 2253(c)(1) says that “a circuit justice or judge” may issue the necessary certificate. It does not require an initial application to the district court.... True, Circuit Rule 22.1(b) instructs litigants to go to district courts first, and initial application to the district judge is good practice. But a court of appeals is entitled to make exceptions to its norms (see Circuit Rule 2), a power we lack when interpreting an Act of Congress. Bypassing the district judge may be essential when time is short (as in death penalty litigation) and may be prudent in other cases — such as this one, in which the issue first arose in the appellate briefs. Far better to put the question to a court that has read the briefs and heard oral argument than to toss it back to a district judge who may have forgotten what the fuss is about. So we have the power to issue a certificate — if Williams meets the statutory criterion.
Id. at 640-41. The same reasoning was adopted by the Ninth Circuit under its rules. Sassounian v. Roe,
Although the Seventh and Ninth Circuits were operating pursuant to their own circuit rules, their reasoning is no less applicable under the Rules of Appellate Procedure generally. In United States v. Mitchell, the D.C. Circuit relied on Rule 2 to consider whether to grant a COA, despite the fact that the-district court had not yet done so.
Ill
Of course, simply because we can invoke Rule 2 does not mean that we should. Usually, we should not. We have acknowledged, though, that for select cases — such as those where “time is truly of the essence” and “important public policy issues are involved” — Rule 2 “recognizes the need for special handling.” Groendyke Transp., Inc. v. Davis,
Remanding the case merely for a COA determination now would needlessly contribute to an already lengthy delay. Moreover, the question of whether a COA should issue is easily resolved in light of recent precedents. Ramirez Cárdenas argues that the district court erred in dismissing his application as successive and that he is entitled to relief for the State’s violation of his VCCR claim. “[Wjhen the district court denies a habeas petition on procedural grounds without reaching the prisoner’s underlying constitutional claim, a COA should issue ... if the prisoner shows, at least, that jurists of reason would find it debatable whether the petition states a valid claim of the denial of a constitutional right, and that jurists of reason would find it debatable whether the district court was correct in its procedural ruling.” Slack v. McDaniel,
Respondent argues that Ramirez Cardenas’s claims are foreclosed by Leal Garcia, in which we held, pursuant to facts highly similar to those here, that Medellin left no room for relief in a federal habeas application based on Avena or the President’s Memorandum.
Each of these grounds for distinguishing the cases, however, is without merit. We decided Leal Garcia on the ground that
[t]he Supreme Court’s decision in Medellin v. Texas [ ] has deprived the Avena decision and the Bush declaration of whatever legal force Leal might claim they ever had. Leal cannot now argue that Texas was required to review his case because Medellin v. Texas foreclosed this contention by holding that neither the ICJ nor President Bush had authority to order the State to conduct such a review.
IV
The majority reads our cases as establishing an independent jurisdictional bar, based in Rule 22, that prevents us from considering whether a COA should issue unless the district court has ruled on the COA first. It does so because a number of our cases have stated that the lack of a district court ruling caused use to lose our jurisdiction. But the majority, in my view, has misunderstood the mechanism by which that causation occurs. If the Rule 22 prior consideration requirement is enforced, it will indeed cause us to be without jurisdiction — because it will result in the absence of a COA. But the absence of a COA is what creates a jurisdictional bar, not Rule 22 itself. Therefore, in light of the substantial delay in this case and the relatively straightforward nature of the legal issues raised, I would invoke Rule 2 to suspend Rule 22 and would deny COA. I therefore dissent.
. Rule 2 permits a court of appeals "to expedite its decision or for other good cause[] suspend any provision of [the Rules of Appellate Procedure] in a particular case and order proceedings as it directs, except as otherwise provided in Rule 26(b).”
. The Rule 22 language relied upon by Muniz was removed by an amendment to the Rules of Appellate Procedure effective December 1, 2009. See Supreme Court Order of March 26, 2009. At the same time, however, the Supreme Court added a new version of Rule 11 to the Rules Governing § 2254 Cases ("Habeas Rule 11”), which requires, inter alia, that "[t]he district court must issue or deny a certificate of appealability when it enters a final order adverse to the applicant.” The advisory committee note to Rule 22 explains the relationship between the two amendments as follows: "The requirement that the district judge who rendered the judgment either issue a certificate of appealability or state why a certificate should not issue has been deleted from subdivision (b)(1). Rule 11(a) of the Rules Governing Proceedings under 28 U.S.C. § 2254 or § 2255 now delineates the relevant requirement.” It would seem, then, that at the very least the source of the prior consideration requirement has changed since Ramirez Cárdenas first filed this appeal in 2008. Nevertheless, I agree with the majority that we should apply the version of Rule 22 in effect prior to the 2009 amendments. The amendments apply to pending cases only "insofar as just and practicable.” Supreme Court Order of March 26, 2009; see also 28 U.S.C. § 2074(a). It would be unjust and impracticable to change, at so late a date, the procedural framework on which the parties relied. Like the majority, I express no opinion with regard to the effect of these amendments on the continued vitality of the Muniz line of cases.
