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Cardenas v. State
811 P.2d 989
Wyo.
1991
Check Treatment

*1 CARDENAS, Thomas J. (Defendant), v. Wyoming,

The STATE of (Plaintiff).

Appellee

No. 89-274.

Supreme Wyoming. Court of

May 1991.

Rehearing Denied June *2 failing to

II. Did the court err upon of de- grant a continuance motion where: fense counsel 1) Monday Jury trial set for and was previous was the counsel advised Wednesday that the victim had died testify to or for and was not available cross-examination; Munker, Defender State Public Leonard 2) immediately defense The counsel Gallivan, Wyoming Defend- M. and Gerald (on Thursday) filed for such a continu- appellant. Program, for er Aid ance, set matter and the trial court the Gen., Meyer, Atty. John W. Joseph B. Friday for on afternoon and Gen., Renneisen, Atty. Karen A. Deputy continuance; summarily denied said Cook, Attys. Sr. Asst. Byrne, Dennis C. and and Gen., appellee. for 3) The defendant was denied effec- counsel, of a tive assistance of because C.J., URBIGKIT, and Before prepare lack time of a reasonable THOMAS, CARDINE, MACY and very for of a case? the defense serious GOLDEN, JJ. in not III. Did the court below err issue granting a directed verdict the OPINION instructing abandonment and in the jury on that defense? MACY, Justice. IV. the conviction for Is defendant’s appeals Appellant Thomas Cardenas a aggravated assault reversible under first-de- attempted

from for his convictions analysis the plain error where evidence aggravated gree assault and assault sexual conflicting properly was not battery. and the crime? instructed on elements the We affirm. 12, 1989, evening April the On the Appellant following the issues: raises Dorothy the Tripp arrived at victim and process, due confronta- I.Whether Appellant in her apartment find victim’s witnesses, underlying tion of values Appellant across the hall kitchen. lived fair- hearsay the rule and fundamental and apartment, and he the victim another are violated admission at ness for had been friends several months. giv- testimony of prior trial of the victim Appellant began argue vehe- victim and en where: at a mently, Appellant and the victim asked 1) Prior law has restricted the case re- apartment. Appellant After leave her opportunity for motive cross-ex- leave, attempted to call fused to victim hearing. amination a police. Appellant knife retrieved a 2) has limited Applicable law tele- from the kitchen and tried cut the investiga- opportunity time and phone dropped The victim the tele- cord. discovery prelimi- before tion Appellant grabbed phone, and her hearing. knife on her throat. At that placed the 3) There was no indication apartment and point, Tripp ran out of the for trial would be unavailable witness police. police called the arrived removing any incentive a apartment victim’s and knocked on th[o]rough cross-examination. they get response, door. When did not 4) at trial Counsel for defendant ap- they apartment, went into the which preliminary. counsel at peared struggle, be the scene of effectively pre- Appellant in the bath- 5) found the victim The defendant sitting floor testifying the admissi- room. The victim was on the from vented in her was strad- prior conviction? underwear. bility of 13, 1989, dling legs, pants the victim’s and his were and the court set the trial for partially pulled August unfastened and down. hearing, Appellant’s preliminary

At July 28, On the victim died from *3 testified, alia, the fol- victim inter about injuries in which she suffered an automo- lowing Tripp after events which occurred Appellant subsequently bile accident. filed apartment. Appellant to left the continued a motion to bar the use at trial of the and hold the knife to victim’s throat preliminary hearing testimony victim’s and going her that he to kill her. told a for a continuance. After the dis- motion Next, apart- he door to the locked the back hearing, trict court held a motion it denied ment, against and he threw the victim Appellant’s both of motions. struggled wall. The for several min- two Appellant A convicted for commit- Appellant pulled utes as around victim assault, ting attempted first-degree sexual apartment by her hair and struck her aggravated battery, assault and and inter- Appellant with his fists. demanded that police ference officer. The with a district clothes, the victim take off her and he hit court sentenced him to confinement in the her and threatened to kill her when she Wyoming Penitentiary for mini- State a disrobed, Finally, refused. the victim ex- forty-five years mum of and a maximum of underwear, cept Appellant for her and be- fifty years attempted first-degree for sexu- gan pull her into a bedroom. The victim assault, eight years al a minimum of and a in broke free and locked herself the bath- years aggravated maximum of ten as- Appellant room. in kicked the bathroom battery, sault and and a minimum of five pulled pants door and down and under- his years years and of six a maximum Appellant wear. The victim stated that police interference officer. head, grabbed pushed her it his towards attempted court ordered the sentences for said, penis, and After the or else.” “[D]o first-degree aggravated sexual assault and resisted, Appellant pulled up victim battery concurrently assault and to run and victim, pants, hugged apologized and police interference the sentence for with a point, open, her. At that the door burst consecutively officer to run to the other police apprehended Appellant. two sentences. police Appellant arrested charged attempted first-degree him with Admissibility Preliminary of the Wyo.Stat. sexual assault in violation of Hearing Testimony (1988),aggravated 6-1-301 and 6-2-302 §§ challenges Appellant’s first issue the ad- battery Wyo. assault and in violation of missibility victim’s hear- (1988)1 Stat. 6-2-502 and interference § 804(b)(1) ing testimony. provides: W.R.E. police Wyo. with a officer in violation of following Hearsay exceptions. (1988).2 Appellant pleaded Stat. 6-5-204 —The § hearsay rule if are not excluded guilty charges. July all four On as a witness: the declarant is unavailable granted Appellant's the district court (1) Testimony. Testimony Appellant’s Former counsel’s motion to withdraw. — appearances July given as a witness at another new counsel entered on (iv)Intentionally, knowingly recklessly or 1. Section 6-2-502 states: bodily injury (a) a woman causes whom person guilty aggravated A assault pregnant. battery if he: knows is (i) bodily injury (b) battery felony Causes serious to another Aggravated is a assault and intentionally, knowingly recklessly or under punishable by imprisonment for not more manifesting extreme indiffer- circumstances (10) years. than ten life; to the value of ence human cause, (ii) intentionally Attempts to or or charged complaint Appel- 2. also The criminal knowingly bodily injury causes to another kidnapping. The district court refused lant with deadly weapon; with a kidnapping charge jury's for the to submit the consideration, (iii) deadly weap- Threatens to use a drawn Appellant appealed has not necessary reasonably on on another unless po- from his conviction for interference with person, property defense of his prevent or abode or to lice officer. another; bodily injury serious discrediting motive of the vic- because the proceeding, of the same or a different compliance was the same in both deposition or in a taken tim’s identification trial, same or course of the with law the party if proceeding, subjected another the victim the defendant because testimony is now against whom the cross-examination fairly to a extensive or, offered, proceed- action or a civil Id. issue her identification. interest, had an ing, predecessor op In this had the similar motive opportunity and direct, the victim. Af portunity to cross-examine develop the cross, prosecuting examination a direct examination or redirect ter [.] *4 attorney, Appellant’s counsel asked the vic added.) requirements (Emphasis Three relationship Appellant, tim about her to W.R.E. pursuant must satisfied be alleged leading up to the about the events ad- 804(b)(1) a can the allow before assaults, the amount of alcohol she about testimony: former mission of assaults, alleged before the about drank First, must be unavailable the declarant * * * drugs, and possibility the that she had sold Second, the testi- at former trial. kind of clothes she wore when about the must mony sought admitted have be district Appellant. she was around testify- given been the witness while limit the cross-examination. court did not ing hearing deposition. or in another * * * Third, against party the whom the Next, Appel we must determine if had “an is offered must have statement the at lant’s motive cross-examine victim opportunity to devel- and similar motive his preliminary hearing the was similar to direct, cross, redi- op testimony by the her at motive to cross-examine the hearing. prior the rect examination” at of Appellant’s cross-examination the victim 410, 413 Rodriguez v. preliminary hearing the indicates that at (Wyo.1985) 804(b)(1)). Ap- (quoting W.R.E. attempting analyze and discount her was pellant he did not have an contends that alleged her the assaults and version of opportunity develop and similar motive to general. appellate From his credibility pre- the the victim’s cross-examination at brief, Appellant’s primary we discern that liminary hearing. the victim at trial motive to cross-examine Rodriguez, In that this Court held the the credibility her in front of was test admissibility preliminary hearing of testi- similarity, Ap jury. Despite apparent the upon case-by- mony depend trial a at would that his motives were dif pellant contends In analysis. case that the defendant prelimi of purpose the a ferent because breaking into of was accused of the home a (the proba nary hearing determination of woman, seventy-nine-year-old tying her to a cause) purpose different than the ble chair, robbing point. her at knife (the guilt). He as determination of police When the took her statement and that, during hearing, preliminary the serts array, police photo when the her a showed beyond go not motivated to his counsel was the as the victim identified defendant the finding attempting probable rebut again man robbed her. victim who more cause since a extensive cross-exami preliminary the at identified defendant the him to his have forced reveal nation would being hearing as the man who had robbed argument theory of defense. That demon testimony her. Her Appellant’s that cross-examination strates challenged fairly was cross- extensive hearing preliminary the at victim days examination. The victim died five by a deci may have been limited tactical trial, preliminary before the at which her sion, not indicate that his motive but it does hearing testimony jury. read to the prelimi at victim the to cross-examine Id. 412. We held that the district court to his motive was not similar 804(b)(1)by allow- did not err under W.R.E. Rodri her As in at trial. to cross-examine ing preliminary hear- the admission of the in both guez, where the defendant’s motive ing testimony because defendant had victim, was to discredit the witness’ opportunity proceedings an cross-examine ing prelimi- suffi- to hear the testimony, Appellant’s motives were victim’s First, ciently admissibility nary hearing testimony. similar to warrant the victim hearing testimo- the victim’s gave preliminary hearing testimony her 804(b)(1). ny under W.R.E. she was under an oath to tell while Second; attorney represented truth. Rodriguez King In and in present and was when the victim (Wyo.1989), we also discussed gave preliminary hearing testimony. her admission the district court’s whether Third, Appellant’s attorney cross-examined hearing testimony violated the Fourth, Appellant the victim. has failed to the United States confrontation clauses of indicate that cross-examination Wyoming Constitu- Constitution victim at trial would touch on a new line of tion. We said: inquiry. Appellant only has indicated testimony under Former is admissible credibility, the victim’s which was the focus clauses of both the con- confrontation of his cross-examination Wyo- stitutions of the United States hearing, primary have tar- would been gave the former ming if the witness who get of his cross-examination at trial. testify is unavailable to at trial addition, corroborating testimony given *5 prior testimony an “indi- and if the bore “ by Tripp police officers who arrest- reliability” cia of sufficient to ‘afford Appellant provided ed with a suffi- satisfactory fact a basis for the trier of upon cient which to basis evaluate evaluating prior truth state- of ” preliminary hearing truth of the victim’s 56, Roberts, ment.’ v. 448 U.S. Ohio testimony. The district court’s allowance 66-67, 2531, 2539, 100 65 L.Ed.2d S.Ct. of the admission of the victim’s former Stubbs, (1980); 408 597 Mancusi v. U.S. testimony Appellant’s right did not violate 204, 214, 2308, 2313, 92 33 L.Ed.2d S.Ct. against to confront witnesses him. (1972); State, Wyo., 649 Grable 663, State, (1982); Martinez v. 831, Wyo., (Wyo.1980). Appellant’s 611 P.2d Motion for a Continuance Rodriguez, 711 P.2d at 415. We also artic- Appellant argues that the district adopted in ulated the test Martinez v. granting the motion for court erred (Wyo.1980), which we a continuance which he filed after he dis testimony if former use determine is covered that the victim had died. The vic reliable: 28, 1989, 3, July August died on and on tim adequate

Prior indi- bears 1989, a motion to Appellant filed continue reliability prior testimony cia of when begin his trial which was scheduled to four oath, given given was under when it was court held a days later. The district motion represented by while the defendant was stated: and counsel, when the defendant’s counsel August As I recall we set the 7th trial should and did cross-examine the wit- upon agreement date of all of attor- ness, and when cross-examination which anything I from neys, and don’t see [the would be conducted at trial would not affect the in- death that would victim’s] upon any significantly touch new and vestigation deny in the so I will inquiry. material line of motion[.] 711 P.2d at 415. We held that Rodriguez, Appellant that the district court’s contends the district court’s allowance of the admis- decision was an abuse of its discretion be- sion of the victim’s tes- depended upon cause his entire defense his timony right did not violate the defendant’s opportunity to attack the victim’s credibili- against confront witnesses him because ty through cross-examination. parts reliability the four test were therefore, that, argues he needed addition- satisfied. “explore al time to other modes of defense analysis investigate avenues of defense We continue to follow and to other including and Rodriguez, we delineated and we hold the identification interview- ing that the district court did not err of other allow- witnesses.” my pushed head towards it. consistently A: He held that has “This Court for continuance a motion granting Q: what? Towards the trial court. is discretion within penis. his Towards A: therefore, review, is The standard Q: push he head your did to- How determining whether the limited to penis? his wards by denying its discretion court abused my had just He the back head A: of abuse Our definition the continuance. him. pulling me towards was discretion, articulated Martinez as Q: fight? you struggle? you Did Did (1980), State, Wyo., recognize that kept my We also pushing well established. I tried. He head A: discretionary ruling review of court’s back. highly de- a continuance motion on Q: umm, right, place he did ever Al[l] cir- upon facts and pendent individual penis your his mouth? attacking party who is cumstances. A: No. ruling the burden the court’s bears Q: happened next? What Ap- establishing of discretion. the abuse Well, I and then all crying then was A: must that the trial court’s pellant show put up he back of a sudden his clothes rights.” his substantial error affected me he sat down beside then omitted.) (Citations telling me me hugging he started 574, 753 P.2d

Roose v. sorry everything going was 1988) (quoting Gentry right. to be all (Wyo.1986)). Appellant’s trial Q: Did, umm, you anything did hear appearances July counsel entered pulled pants back before *6 agreed August to the up[?] Appellant and his counsel trial date. new produce fa- than three weeks to had more A: No. develop evidence and to alternative

vorable Q: anything? hear You didn’t addition, Appellant of defense. theories (inaudible) A: specify he material evidence which failed Q: he happened next after sat What produced if the district court could have you? you hugging down beside granted his motion for a continuance. had Umm, every- kept telling me A: State, (Wyo. Stogner See kept I going to be all thing was 1984). Appellant that failed to We hold go get my clothes and he telling him to court abused its dis- show that district said a minute and that he would and just his for a cretion when denied motion got open and then I then the door kicked continuance. got my and ran closet. out Abandonment 30(a) prescribes the criteria for W.R.Cr.P. Appellant that he claims abandoned acquittal. granting judgment attempt first-degree to commit sexual his 30(a), Wyoming Rules of Under Rule therefore, that, the district assault Procedure, trial court shall Criminal granting judg erred not him a court acquit- entry judgment of a order the charge. acquittal Appel that ment of if the is tal motion evidence insuffi- upon upon argument the testimo lant bases to sustain conviction. cient at the ny given the victim evi- must assume that the State’s court hearing, hearing. During that the follow give the State the dence is true and must colloquy occurred: ing legitimate all inferences. A benefit of Umm, Q: exactly say what did he then reviewing only can overrule the pants he had his once down[?] acquittal motion when denial of a He told do it or A: me to else. evidence from there is no substantial Q: right. Al[l] persons say could which reasonable that And, telling I him kept A: no. guilty beyond is a reason- defendant Q: What did he do next? able doubt.

“ (B) intercourse, responsibility considering Sexual ‘Our cunnilingus, fellatio, an[i]lingus or anal propriety ruling on a intercourse of a motion with or without emission. judgment acquittal is the same as * * * that of court. It the trial is Section 6-1-301 states: proper grant judgment a motion for (a) person A guilty of an attempt to acquittal only if there is no substan- commit a crime if: tial evidence to sustain the material (i) With the intent to commit the allegations relating to the offense crime, that any he does act which is a sub- ” charged.’ Haight Wyo., step stantial towards commission of (1982) the crime. A [(quoting step” 654 P.2d “substantial is con- duct strongly which is corroborative of Aragon v. person’s firmness of the intention (Wyo.1981)) ]. complete the commission of the Dover v. crime; or 1983). We must determine if the record is (ii) intentionally engages He in con- void of substantial evidence which sustains duct which would constitute the crime allegation the State’s com- had the attendant circumstances been attempted first-degree mitted sexual as- person as the believes them to be. sault. (b) person A is not liable under this first-degree elements of sexual as- if, section under circumstances manifest- sault are set out 6-2-302. That sec- § ing a voluntary complete renun- provides pertinent part: tion intention, ciation of his criminal he avoid- ed the attempt- commission of the crime (a) Any actor who inflicts sexual intru- by abandoning ed his criminal effort. sion on a victim commits a sexual assault meaning subsection, Within the of this degree in the first if: purpose renunciation of criminal is not (i) The actor causes submission of voluntary motivated, if it is whole or through applica- victim the actual circumstances, part, by present tion, reasonably calculated to cause apparent inception person’s at the of the victim, physical submission conduct, *7 course of which increase the confinement; force or forcible probability apprehension of detection or (ii) The actor causes submission of or which make more difficult the accom- death, by the victim threat of serious plishment of the criminal intention. Re- bodily injury, physical extreme pain or complete nunciation is not if it is motivat- kidnapping anyone to be inflicted on postpone ed a decision to the criminal reasonably victim believes that advantageous conduct until a more time the actor present ability has the or to the transfer criminal effort to an- objective execute these other similar or victim. but threats[.] State, In Haight v. 6-2-301(a)(vii) Wyo.Stat. (1988) states: § 1982),we stated that a defendant could not (a) As used in this article: attempt abandon to commit a crime if [******] his cessation of criminal activity was moti- vated, part, by at least in the belief that a (vii) “Sexual intrusion” means: circumstance existed which made the con- (A) intrusion, Any slight, by however summation of the crime more In difficult. any object any part person’s or of a supported the evidence the infer- body, mouth, except tongue penis, the or defendant, ence that the who knew that the genital opening into the or anal of anoth- victim had not consented to a sexual intru- person’s body er if that sexual intrusion sion, stopped attempt his to commit first- reasonably being can be construed as for degree sexual assault because the victim arousal, purposes the gratifica- sexual open refused to her mouth. We held that abuse; tion or jury the could infer that there “were no Appellant has voluntary Bradley, at 1164. manifesting a ‘circumstances plain inten- demonstrate the existence criminal failed to renunciation of his complete ” that the he not error because has shown at 1242. tion.’ Id. of an clearly establishes the breach record to the legitimate inferences Giving all unequivocal rule of law. Bland See State, not void of hold that the record is we (Wyo.1990). reasonable evidence from which substantial say guilty be- could persons Jury Aggravated Instruction jury could A yond a reasonable doubt. Battery Assault and to a that the victim had not consented infer issue, Appellant his final asserts With Appellant aban- intrusion and that sexual reversible that the district court committed first-degree attempt to commit doned plain it error under the error doctrine when refused assault the victim sexual because ag- jury on the elements of instructed he heard open her mouth or because Specifically, gravated battery. assault and entering the The district police apartment. district court Appellant contends that the by deny- discretion court did not abuse its instructing jury on the erred judgment of Appellant’s motion for a ing of a definition threat. acquittal. duty The district has the argues that the dis Appellant also jury general principles on instruct the gave an erroneous instruction trict court applicable to the case. Sanchez Af abandonment. jury issue of (Wyo.1988). The court is not 751 P.2d presented ter the court three abandonment it has a required to define term unless jury primarily which instructions “definite, meaning technical under the law 6-1-301, following gave quoted § ordinary meaning from the different instruction: might jury therefore not under which if the at- stand.” Durham a defense Abandonment is (Wyo.1967). “threat” is not tempt freely and The term to commit a crime is term, act is such a instructions voluntarily before the abandoned adequately informed the process execution and the court put of final prompt- aggravated the elements of assault there is no outside cause where battery. Plain error does not exist. ing such abandonment. trial, Appellant object to the Affirmed. At did not fact, Appellant used instruction. URBIGKIT, Justice, dissenting. Chief argue entitled to instruction that was Therefore, we judgment acquittal. justification we Much of what do plain examine his under our must claim apply a affirming a criminal conviction is *8 49(b); doctrine. W.R.Cr.P. W.R.A.P. error concept to the default or counsel failure 7.05; 103(d); 806 W.R.E. Ramos v. provided appealed legal for the services (Wyo.1991);Bradley P.2d 822 635 creating or mine quagmire case while (Wyo.1981); Leeper P.2d 1161 defense in future cases field for counsel (Wyo.1979). determination of Our fully fail to inform themselves about who plain subject to the whether error exists is An- developments in the law. current See three-part following test: notation, Admissibility or in Crimi- Use First, Testimony the record clear as to the Trial Given at Prelimi- must be nal of Proceeding by Sec- Not Avail- alleged incident which as error. Witness (1985), ond, Trial, and party claiming the error 38 A.L.R.4th 378 that able at plain listed. This is amounted to error must demon- other annotations therein repeal unequivocal that a rule a case which will strate clear and such sub silentio party Wyoming involving the Finally, significant law was that case law violated. hearing at prove right preliminary that has and must a substantial function of requirements denied him a result he has same time establish new been and as criteria materially attorney defense to meet prejudiced. been for the legal changes past how this case adequate performance regarding services law cases. preliminary hearing criminal the function of the then establishes realistic standards for ade- By the result now introduced into the quate performance of criminal defense preliminary hearings, this ma- product of majori- counsel in future cases.2 Since this rights jority preclusively also mandates not, ty I did will. permit suffi- which counsel can demand preliminary ciency of examination at the recognized dispute It should be without pro- a due hearing. This case establishes potentiality general that the avail- right obligation for defense coun- cess ability preliminary hearing testimony develop sel at examination to equivalently requires prepa- trial evidence just discovery, quality deposi- but trial ration and trial attention in conduct of a Roberts, type tion evidence.1 Ohio v. Cf. proper complete cross-examination. 56, 2531, 100 S.Ct. 65 L.Ed.2d 597 U.S. Additionally, when counsel unsure of Alabama, 415, (1980); Douglas v. 380 U.S. availability, defense future trial witness’s (1965); 85 S.Ct. L.Ed.2d presentation and use at a hear- Texas, 380 U.S. Pointer v. State of held, ing, might required if one is be S.Ct. 13 L.Ed.2d 923 adequate plan- demonstrate the exercise of I would conclude that cross-examination ning strategy and reasonable for the de- preliminary hearing, the testi- at the since fense counsel. trial, mony may any be used at cannot be majority presently ignores This what has constitutionally more limited than would be very examining been well established—that presented the case when at the trial itself. severely commissioners limited de- have Furthermore, prosecution can since the evidentiary fense counsel examination and “put by preliminary in the can” evidence presentation preliminary hearings. examination, hearing right no minimized right Since this decision assumes that a against protect for the defendant to exist, presume confrontation did I that the potential disappear- own witness’s death or right to confrontation will be properly ance can be asserted as dimin- requires that the entire structure of which equivalency presentation ishment of escape cannot al- preliminary hearing. at the concept teration in and conduct. Finally, competency sufficiency trial conduct defense counsel will now Peering looking glass, into the I antic- require application legal effort to the ipate attempted. a different thesis be prelimi- examination of each witness at a Whittaker, People Mich.App. Cf. nary hearing expectancy with the that the (1991). I 466 N.W.2d 364 answer testimony may same thereafter be read subterfuge By in advance. further result back to the in a future criminal trial. hearing appel- conduct and orientation Waiting may, to cross-examine until trial review, only said that the late it could be preliminary hearing, result waiver issues of confron- time when constitutional negligent inexperienced counsel of tation occur as a result of a the accused’s fundamental of con- when, retrospect, of- is at trial frontation and cross-examination. effectively fered introduction can then inappropriateness raise the of the earlier

I would be more comfortable if the ma- *9 jority practicing right cross-ex- had clarified for the bar limitation of defendant’s to illustration, tape prelimi- change 1. see the 2. should not unannounced in As video This come concept. already that there We had established nary hearing depo- evidence documented like a only thing was no as a limited one use such (Ala.Cr. Ready v. So.2d sition 574 894 discovery deposition. Reilly Reilly, v. prosecution App.1990). The took no chances 1983). Waggoner v. General 330 See also injured inability about the victim’s to attend the (Wyo.1989). Corp., Now Motors trial. The victim could not attend and the trial clarify equally determination of we probable that permitted tape the the use of video to cause, hearing preliminary the serves assure the conviction. may evidence which be there- to create recorded after introduced at trial. might prepare A.2d 326 his defense.” Tyler, 587 v. [the accused] animation. Com. by is Consequently, the initial at 828. That ambush case Id. (Pa.Super.1991). tempted today by any clearly, criteria might be outdated examining commissioner constitutional, this duty meet case is then has has no to if this Vines say to that only superseded oper- effectively in future responsibility to be constitutional presentation I by preliminary hearing. comes of the As remedy for failure ations preliminary later, comprehensive of his product case the written shall discuss of attempted Supreme thereafter is hearing if of the United States Court law McClanahan, Kan.App.2d hearing preliminary if State v. that evidence at Cf. (1990). trial, 410, 792 P.2d 355 opportunity admissible at is to be fully prelimi- develop that at the evidence misunderstanding, I no is So that there confrontation, hearing including reject totally that destruc- specifically and cross-examination, provided. must be Cal- effect abrogation the constitutional tive of Green, 399 U.S. 90 S.Ct. that since It is be said ifornia of confrontation. (1970). 1930, 26 L.Ed.2d 489 here, also should we we bite the bullet powder.3 anticipate taste of three fit majority The cites cases which originally prepared into basket history of approach I a review attention in order to and deserve certain Vines the sure and Wyoming law with scope of the existent law this examine matter we write no how convictionthat changed. it must be The litigant determine how procedure, a civil court’s rules of significant Rodriguez greater rights in most is provided not be should protec- (Wyo.1985), where Justice process equal Chief procedural due criminally Thomas, concurrence, anticipated special than tion is scholastically present set a stan- He said charged We should decision. defendant. proce- in court access and dard for fairness there: charges liti- equally dure that benefits adopt a rule to the effect that I would liberty or life is at gants personal when testimony from the examina- money proper- provide as when stake we assuming the is admissible at trial tion presented for court

ty only is issue 804(b)(1), Wyoming conditions of Rule Const, Wyo. art. provision decision. The Evidence, are The defen- Rules met. “life, liberty or not differentiate does § opportunity to show would have an dant property.” prior the court that the good cause to not be admitted be- subject prelim- on this should initial case injustice arising out usage in- of manifest inary hearings with of the filed cause greater cer- grand jury indict- of the circumstances. The formation instead Vines, helpful to who tainty would counsel Wyo. be ments State any they if perceive would know that That case was based advantage the client at cross-examina- to the defen- thesis of denial of information tion, they pursue prelimi- today should at the dant and little function but serves They nary examination. would under- rule that the hear- the obsolete prior testimony be used to “a disclo- stand would ing could not be secure trial, would that he burden evidence in order admissible sure the state’s process protect initial philosophic concepts, it and does not delineate and Within due sion reject necessary hearing hypocriti- accom- presentation, what should be we long plished by as is not to this case as it be prosecution cally di- add another result-oriented benefitting prosecution another one-sided result adaptation into the of our rected standards deterring If counsel defense. defense has prosecution system. pro- entire criminal proper exami- to a cases, demeaning preliminary cess presentation not deterred inane nation and discussed, by this should have been hereinafter non-incur- reference to limited examination or or, summarily superseded decision noted as discovery, into then this case sion contended Particularly, significant part, overruled. *10 see delivery and will serve well the search for truth State, (Wyo.1980) and v. P.2d 231 Weddle 621 justice delivery system. finding of fact However, for the 212, (1936). Vines, Wyo. 54 State v. 49 P.2d 826 only admis- if this case affects

999 upon be explain why the defendant to should acquisition abandon the accidental should not be admitted. In most eases concept expressly recognize and an inten- the result would be no different from the preparatory tional function and result in majority opinion result of the in case this essence, preliminary hearing. except that counsel would know that deposition State, used in Martinez v. 611 they forego could not cross-examination (Wyo.1980) P.2d 831 should serve identical- expectation relying upon with the ly preliminary with the hearing testimony lack of cross-examination defeat provided adequate oppor- examination admissibility prior testimony of the tunity Pointer, 400, afforded. 380 U.S. S.Ct. 1065. Id. at 416. Having presented found why reason principal issue then addressed ;properly preliminary hearing taken testi- State, King (Wyo.1989) v. 780 P.2d 943 was mony equally should be available with civil However, unavailability. in King, this depositions, why my does concern contin- spoke against per recogniz- a se rule ue? It is heritage devolved from the ing admissibility which I find we have now knowledge Vines enhanced with sure clearly adopted in this case. The witness and a course of current cases of what the King, preliminary hearing, for had been examining actually commissioners do in initially called and by examined the defen- proper limitation of confrontation. This Unfortunately, dant. the results were like case supersede should the whole series of happens deposi- which sometimes limiting expressly decisions totally by quite King past unfavorable. lead tions— displacement Roberts, and invalidation. Rodriguez provide to this case to now 56, 448 U.S. 100 S.Ct. 2531. unavailability clear admissibility witness rule essentially identical litigation to civil Since we prelimi now assure to a depositions. nary hearing felony charges and the counsel, assistance of Hurst v. Grable v. (Wyo.1982) (Wyo.1977); Illinois, Adams v. was an unavailability case where whatever 278, 916, 405 U.S. 92 S.Ct. 31 L.Ed.2d 202 cross-examination, had been done for suf- (1972); Alabama, 1, Coleman v. provide ficed to 399 U.S. compliance with confronta- 1999, (1970), tion.4 S.Ct. 26 L.Ed.2d 387 hearsay Evidence is not no under the significant province displacement of W.R.E. 804 if it will occur if actually validi developed by or, ty deposition and confrontation by this is available at the preliminary hearing express pur- preliminary hearing for the pursuant session pose option be available for trial. Campbell We W.R.Cr.P. 7.5 589 P.2d Considering 314, 540, availability California, the morass that has 393 U.S. 89 S.Ct. 21 L.Ed.2d 4. Wyoming (1968) 719, created in the cases and those of the Page, and Barber v. 390 U.S. Court, Supreme persuasion 1318, United States I lack S.Ct. 20 L.Ed.2d 255 Then see subterfuge Green, that the 149, should not be abandoned 399 U.S. 90 S.Ct. 1930. expressly adopt and this court the civil rule that opportunity (a) prepare if a reasonable Right for the preliminary to a examination. —In court, has been except upon all cases triable in district adequate opportunity forded, indictment, for cross-examination af- the defendant shall be entitled to witness can be used examination. He should not be party at trial either upon plead if the witness is not hearing. called at the If the examination, located within the criteria of W.R.C.P. 32. We defendant waives anticipatory prepara- should call it what it the commissioner shall forthwith hold him to is— tion of trial evidence examination at the answer in the district court. If the defendant preliminary examination, as a second function in does not waive the constitutionally addition to the determination prelimi- the commissioner shall schedule a required requirement that basic criteria examination. Such examination shall be probable stand trial a demonstration of held any within a reasonable time but 943; proved. King, cause has been See days 780 P.2d following event not later than 10 Grable, 663; Stubbs, Mancusi appearance initial if the defendant is in custo- (1972), U.S. 92 S.Ct. dy 33 L.Ed.2d 293 days and no later than 20 if he is not in Evans, and Dutton v. custody. 400 U.S. 91 S.Ct. With the consent of the defendant (1970), compared Berger 27 L.Ed.2d cause, upon showing good taking *11 happens subject that time to use defendant what at is (Wyo.1979)teaches that the pro and, the at trial. 239. This present consequently, for trial evidence Id. at

must be wit rights the of now properly provided particularly majority is is so since this cess cross-ex usage. concept impresses ness Confrontation if active cross- waiver defen be available to deliberately (or amination must also accidental- examination was comprehen dant. See an informative and case, ly) pursued: not “In this Wigmore, in history confrontation sive of the opportunity * * * had the to cross-examine Right The Not be district did not victim. The court Confrontation: Of Convicted on Hearsay the Declarations of limit the cross-examination.” 1990 Utah L.Rev. 855 Accomplice, regard, analysis In that the of motive majority requires this As consideration. layman peace of issue justice The the developed is the law now from this Court in Thomas Justice described of pre- motive the the for cross-examination at (Wyo.1975) County, 538 P.2d 42 Washakie liminary hearing competency is of counsel even provides insurmountable obstacle no preparation testimony may be of which still re- layman peace of the justices with the only probable used not cause at maining provided old habits Wyoming, guilt preliminary, “straight also for out but hearing in order that a fair are abandoned the box” trial. It of is best said preliminary the is or otherwise motto, simplistic Boy terms in the Scout by the hearing, sent back district should be prepared.” “Be correctly. The thesis of judge to be done consign Haight I would cannot, course, retained if Thomas be heap (Wyo.1982) scrap the creating function of trial the broadened pre- on the subject discarded decisions to actual confronta- evidence with access liminary of its hearings recognition philo- case provided. tion is not This preparation message inadequate essential — sophically explicitly if over- supersedes incompetency If the case counsel. rules Thomas. recog- present validity, by it retains comes (1976), Richmond v. nition of of the accused to have the (Wyo.1977), P.2d reh’g denied present exami- complaining witness magistrate shopping for a which involved by subpoena nation at the hear- prepara- hearing adequate second and more ing. That be an might not unmixed bless- is prosecutor, tion of no moment ing in trial for the defendant since result here. Weddle v. here, complaining if the had not witness 1980), denigrates which cross-examination hearing testified live purposes denies con- for constitutional person, not have would frontation, con- explicitly be must also available to seal conviction when been present superseded by sidered to this be the witness’s death occurred before concept decision. advanced that The “[t]he presented accept logical No is basis value of at a cross-examination pre- the denied continuance decision at hear- questionable is inasmuch as liminary hearing Haight addressed in say fulfills neither evidence is admissible” subpoena first unavailable logical analysis nor constitutional criteria if the then found prompt public him to answer into disposition interest in the missioner shall forthwith hold account cases, spec- finding probable time limits of criminal in district court. may ified in this subdivision be extended one may upon hearsay evidence in cause be based (1) by a or more times commissioner. may part. cross- whole defendant defendant, absence of such consent may against examine him and intro- witnesses may by judge time be limits extended Objections duce in his own behalf. evidence showing only upon district traordinary that ex- acquired ground that it was evidence on and that de- circumstances exist properly are not made unlawful means lay justice. indispensable to the interests of sup- preliminary examination. Motions (b) finding. cause Probable from evi- —If press pro- to the court as must be made appears probable dence that there cause 40(e). Rule vided in Rule 16 and to believe that an offense has been committed W.R.Cr.P. 7. it, and that defendant the com- committed *12 complaining subject grand jury If this should occur fined to its actual witness. Carter, prosecution, couple of clear alter- indictment and to State v. provide (Wyo.1986), J., are available which would Urbigkit, dissenting,

natives prosecu- remedy although time to seek the same addressing subject confining princi- application tion. Within the of the examining function of the commission- ples opportunity” er, of “fair as a search for with which I did not then and do not justice, considering but the real world of accept, preclude judi- now cannot effective by public preparation limited time defend- by examining cial administration com- occurring, surprises inevitably ers and trial required perform missioner now the as- message by now this case is signed function created this case. prepared! well defined. Be A through comprehensively search Again, appropriate to con- would be written decisions of the United States Su- 1246, clude that Wilson v. preme relating Court to confrontation and (Wyo.1982) explicitly is also overruled preliminary hearing evidence authenticates only pur- to the extent that it states “[t]he problem unsolved created an unan- pose preliminary hearing of a is to deter- question; swered namely, “why do it probable mine if cause exists to believe right the time?” first It is that thesis I that an offense has been committed and adopt augment the preliminary hearing charged that the defendant has committed purpose disjunctive probable as to find 145, People King, it.” See v. 412 Mich. prepare cause and also to for the criminal (1981). N.W.2d 629 To the extent diligence trial. The distress in due dia- presented, witnesses are since the testimo- hypocritical analysis tribes and relative trial, ny may reappear adduced later the “unavailable” witness is eliminated. preliminary hearing is converted in essence justification Result-oriented guilt to affirm something essentially deposition into like a can by recognizing conviction be minimized session the normal civil case. In addi- prepared right the statement: Be it—do tion to what is called a bind-over the first time. jurisdictions, some McCaffrey State ex rel. court, cases, This in the course of its has Shanks, 216, v. 124 Wis.2d 369 N.W.2d 743 recognized scarcely significant but taken (1985), preliminary hearing becomes a development direction from the historical stage preparation defined in trial for both conflicting subjects prosecution Consequently, and defense. hearing-confrontation involving in- limited this case now also overrules in its Wilson quiry presented evidentiary later in- subject. textual contention on the Garcia guilt. troduction at trial to be evidence of (Wyo.1983), 667 P.2d 1148 to the my present persuasion It is that we now extent that it follows Wilson and for the perhaps accidentally create a solution rath- present invalidity same reasons of on the palliate er than continue action to the con- subject right present witnesses at the producing dition the illness a search to preliminary hearing, must also be con- make and then affirm evidence available superseded. sidered Recognizing to be one guilt Adequate preparation in- conviction. purpose of the to be if sures authentication that admissible evi- probable constitutional in determination of trial, dence should be found for its creation cause, majority has now established should, general process, as matter preparation another to be trial and the ac- rights to due and con- process accord with quisition possible evidence admissible at specificity, this includes frontation. complete cross-examination There are I two other cases which find to prelim- call witnesses for the defense at the present major be unaffected this re- inary hearing. structuring Wyoming pro- criminal primary requirement to reuse testi- proceedings relating specifically cess and proceedings preliminary hearing. mony succeeding is traced conduct at States, Hennigan back to Mattox v. United 156 U.S. 1987), J., 337, (1895). Urbigkit, dissenting, can be con- 15 S.Ct. 39 L.Ed. 409 Id. at 1109-1110. testimony of ination. S.Ct. approved use of

Mattox Mississippi, 410 U.S. the first trial to be witness at See also Chambers a deceased subsequent retrial. The 35 L.Ed.2d 297 admitted at 93 S.Ct. *13 preliminary hear- to a subject related was circle finally apparent is then that the It Pointer, 400, 85 S.Ct. 1065 ing in 380 U.S. marked, as completed or the cross was in 380 U.S. Douglas, and to confrontation be, 56, by Roberts, may case 448 U.S. the 415, established 1074. Pointer 85 S.Ct. 2531, 100 where a minimal effort S.Ct. right to confron- that Amendment the Sixth accepted the find unavailable witness was by Fourteenth guaranteed the tation was preliminary the to validate introduction of in in and denial state trials Amendment testimony. hearing Roberts examination right to hearing of the cross- preliminary that the reliance is derived now teaches right to introduce examine vitiated from the comfort afforded confrontation provide conviction transcript as evidence pre- by adequate cross-examination at the that confron- Douglas determined at trial. preferential or liminary hearing. The right a to cross-examination. tation includes availability concept relegated is a near right required that denial of Douglas, significance.6 nominal reversal. conviction synthesis is ade- The to all of this most 719, 88 S.Ct. Page, 390 U.S. Barber quately provided by the dissent of Justice (1968) 1318, con- reversed a 20 L.Ed.2d 255 in reemphasized in Brennan and Green diligence to obtain the due viction when addressing in Roberts footnote dissent pre- missing not shown before witness was from difference observable institutional hearing into liminary testimony was read preliminary hearing and between a cases at consideration the record directly the ultimate trial. That difference development came major new impacts adequate whether cross-examina- 1930, 149, Green, 90 with its 399 U.S. S.Ct. permitted any in individu- tion is secured or testi- preliminary that decision preliminary hearing session. Justice al mony at trial within con- admissible became Brennan said: adequate opportunity concepts if frontation at the moreover, existed to cross-examine may ruling, The Court’s hearing. unsettling the nature and have effects on preliminary hear- objectives of future availability of the apparent It that is ings. Court defined The California frequent problems as a test causes witness equate prelimi- problem: we to “Were 204, Stubbs, 408 as seen in Mancusi v. U.S. practical one 2308, (1972). L.Ed.2d 293 See 92 S.Ct. might result be that 172, 1942, at Green, U.S. at 90 S.Ct. hearing, designed afford an efficient concurred and Jus where Justice Harlan determining means speedy of Thereafter, tice Brennan dissented. cause, probable question narrow of 93, Evans, 400 U.S. S.Ct. Dutton develop tend to into a full-scale would (1970), 210, 222, 27 L.Ed.2d 213 Justice thorough and trial. This would invite in result when with Harlan concurred cross-examination, lengthy with the con- availability concept called the from an drew necessity delays sequent and contin- Alaska, 415 preferential rule. Davis v. Cf. bring impeach- uances to rebuttal and 39 L.Ed.2d 347 U.S. 94 S.Ct. witnesses, gather all available ment (1974), adequate cross-examination where evidence, generally that and to assure Supreme was denied and the United States nothing challenge. In remained for later recognized Court reversed. Davis ac- prostitute this result would constitutionally time primary secured interest preliminary hearings cepted purpose of eross-exam- confrontation is Note, commentary pie Abuse illus- Child Trials 6. The extended number Confron- Roberts, Defining seven and nine “Con- trated footnotes tation Witnesses: Traumatized 65-66, Much S.Ct. at 2538-2539. 448 U.S. at to Protect Both Children and Defen- frontation" considering hear- more has occurred since 1980 say dants, 26 Harv.C.R.-C.L.L.Rev. 185 recent exam- See a most and confrontation. Richmond, 1217; 1246; burden on might place an intolerable Vines, the courts of the time and resources Cal.2d, 664, 75 at instance.” 70 first Why case? Essential- the dissent this P.2d, at 428. Cal.Rptr., at do is a retroactive ly because what we 199-200, at

Green, 90 S.Ct. '399 U.S. adoption general principle of a adverse to 1956-1957. constituting signif- criminally accused change. procedural icant Review of concerns expressed those

My answer to testimony of the later transcript of the system should not be simple. justice prosecutrix this deceased accepting what was prostituted into *14 effectively that nei- hearing demonstrates really Pre- what it was. characterization counsel, particularly not defense ther but hearing examinations should be liminary counsel, anticipated being then thoroughness what was expertise and conducted with the seminal deposition might done time become principal doctor as would the prosecution to convict in a Preliminary evidence for malpractice case. a medical very rape charge. than a matter of serious hearings should be more initiating for the provide form to a method Although apparently unrecognized an into proceedings the criminal court to move warning suitably provided had been recog- jurisdiction. It should be the trial special Justice Thomas in his concur- Chief really preparatory nized as what it is—a 416, Rodriguez, rence in 711 P.2d directed both to step proceeding in trial provided in this case decisive decision now probable cause exists determine whether application retroactive constitutes ab- and, develop preliminari- process, in that law, essentially rupt change Wyoming ex may in fact ly possible which applied as here. post function See facto being presented Accept- at trial. result Const, 1, Wyo. Hopefully 35.7 art. § that by the trial court and counsel ance opinion, publication of this counsel will al- prepared pro- and have the they should be carefully anticipate ways ceeding done will obviate the con- hearing testimony may become decisive tri- hypocrisy and addressing cerns criticized evidence. al system If does denied confrontation. Consequently, respectfully I dissent. and ade- not serve to answer confrontation very I emphatically, issue Even more performance prelimi- quacy of counsel warning for future strongly considered hearing, party neither should then prelim- A proceedings. of criminal conduct justification fruits have available its when case, is, this to be more inary hearing after might later exist for introduction within criminal trial way station in the than a unavailability witness some character of journey.8 concept at trial. justice confrontation for fu- I find by decisively recognizing that

ture cases supersede and overrule character-

we inexpert

izations about the limited and at- hearing pro-

tributes Wilson, 655 P.2d

ceeding by discussion al, review, retroactivity’s regard- effect on the administration albeit in a civil 7. A relevant purposes retroactively justice, to be served ing application decision of a Young, in the current case of Woods new rule. 613, 621, 315, See, however, Cal.Rptr. Superior legislation Tapia 807 P.2d 53 Cal.3d (1991): Cal.Rptr. (People), 53 Cal.3d Court public policy of fairness [C]onsiderations given only may require that a decision be * * * current time has at least once in 8. This court application. prospective Particular involving accepted the con- a writ of certiorari retroactivity de- considerations relevant to the in advance of duct of the include the reasonableness of the termination rule, the court into district the movement of parties' on the former the na- reliance change procedur- Bowden v. No. 89-189 ture of the as substantive MONN, Appellant Leslie Curtis

(Defendant), Wyoming, STATE of (Plaintiff). Appellee

No. 90-117. Wyoming.

Supreme Court

May Defender, Munker,

Leonard State Public Gallivan, Director, Wyoming De- M. Gerald H. Program, Christopher Aid fender *15 Intern, (argued), appel- Hawks Student for lant. Gen.,

Joseph Meyer, B. A. Atty. Sylvia Hackl, Gen., Byrne, Deputy Atty. Karen A. Lauer, Gen., Atty. Theodore E. Sr. Asst. Lee Program, Prosecution Assistance Intern, ap- (argued) F. Jantzen Student pellee. URBIGKIT, C.J., and

Before CARDINE, THOMAS, MACY and GOLDEN, JJ.
CARDINE, Justice. Appellant Curtis Monn was convicted incest, mi- taking indecent with a liberties nor, degree and second sexual assault. he presents issue whether the eliciting of his her examination wife testimony, improperly put into evidence gave investiga- his wife statements challenge to the tor. Because no proper made trial in the form of a objection, we examine this case under plain error doctrine. affirm.

We the issue: Monn states recorded state- allowing “Whether previously witness Sar- ment convicted ah Monn to be read into evidence erred allowed otherwise trial court 5/22/90). rights anticipated court considers If of confrontation be if district realistic invalidity pro- provided, are hereafter not resort to the the ceeding might endanger further validity might remedy unexpected. a subse- kind of be same Certainly guilt jurisdiction quent to remand if a verdict of is thereafter district court adequate could rendered. a more

Case Details

Case Name: Cardenas v. State
Court Name: Wyoming Supreme Court
Date Published: May 23, 1991
Citation: 811 P.2d 989
Docket Number: 89-274
Court Abbreviation: Wyo.
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