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Captain James H. Smith v. Secretary of the Air Force, Verne Orr
855 F.2d 1544
Fed. Cir.
1988
Check Treatment

*1 pleading nullity, particularly here. April 9 are those we have addressed as a since it 178, 182, Davis, deny any Foman v. 371 U.S. 83 was inclined to motion for leave Cf. 227, 230, (1962)(futility might to amend that Hoover have filed. pleading proposed of amended is valid expressed opinion, For the reasons in this amend). ground denying leave to judgment the district court’s is AF- FIRMED. claims assert As for the additional complaint, amended ed in Hoover’s second

it the district court did not is clear obliged

consider itself to consider them plaintiff did not move for leave of

since pleading under Fed.R.

court to file such a 15(a). pro indicated its

Civ.P. The court deny any

spective intent to such motion pleading have added new

since this would SMITH, H. liability. James theories of Given the district Plaintiff-Appellant, delay apparent view that Hoover’s asserting claims was with additional excuse,7 of this issue out its resolution Force, ORR, Secretary the Air Verne general principles applica consistent with Defendant-Appellee. Wright ble to Rule 15. As and Miller ex Appeal No. 87-1384. plain, general, if can- an amendment that Appeals, right not be made as of is served without Federal Circuit. obtaining oppos- the court’s leave or the Aug. consent, ing party’s legal it is without any new matter it contains effect will not be considered unless amendment is resubmitted However, approval. some untimely

courts have held that an amend- pleading judicial per-

ed served without may properly

mission considered as be

introduced when to amend leave granted sought

have been had it been appear any it

and when does not parties prejudiced by allowing will be change. Permitting an amendment application to

without formal the court keeping

under these circumstances is in policy

with the overall liberal amendment 15(a) general desirability rule and the minimizing needless formalities.

6 Federal Practice & Procedure (1971) (footnotes (emphasis added)

omitted). Here, the district court acted treating

properly supplemental Hoover’s reading party supporting proposed We base of the district court's where knew of facts support original order on the cases it cited in of its pleading): amendment at when it filed statement that motion for leave to amend Busbee, (N.D.Ga. Ferrell v. F.R.D. 15(a) likely under Rule to be denied. See (“Plaintiff 1981) had to know of the facts Industries, Corp., National Service Inc. v. Vafla which the amendment was based at the time the (11th Cir.1982) (no abuse of filed."). complaint was deny pleading discretion to leave to amend *2 Groat, Litigation Commercial

John S. Justice, D.C., Branch, Washington, Dept, of defendant-appellee. him argued for With Willard, K. Asst. the brief Richard on were Cohen, Gen., M. Director and Atty. David Petersen, Asst. Director. Also Thomas W. Kinsella, Major James on the brief Force, Air of counsel. Dept, of the Staff, Sisk, Gregory Appellate Civ. C. Justice, D.C., Div., Washington, Dept, of R. argued for amicus curiae Otis Bow- en, M.D., Dept, of Secretary ‍​​​​‌​​​​​‌​​‌‌‌​‌​‌​​​​‌​‌‌‌‌‌​​​​‌‌‌‌​​‌​‌‌​‌​‍of the U.S. Services, and et al. With Health Human Willard, K. him the were Richard brief Div., Gen., Atty. Civ. and William Asst. Staff, Kanter, Div. Appellate Civ. Gen., Davidson, Deputy Atty. State John Francisco, Cal., Cal., argued for San McMahon, Director, Linda amicus curiae Services, et al. With Dept, Social State K. De him on the brief were John Van Klee, Jr., Gen., Kamp, Atty. and John J. Deputy Atty. Gen. Greenberg, Cen-

Mark Western Howard Poverty, Angeles, of Los ter of Law and Cal., curiae argued for the amicus Victoria him on the were Grimesy, et With brief al. Richard Newman and Rothschild. Robert counsel, brief, Peter as of were Also on the Vinson, Legal Aid Tricia Berke Reid and County, Mateo Redwood Society of San Cal., and Greenfield Brenton City, Charles Sоciety Aid of Santa Clara Rogozen, Legal Frank, Cal., Jose, Evelyn R. County, San County, Society Alameda Oak- Legal Aid Levitan, Cal., Legal Aid land, Anson and County, Diego, Diego San Society of San Cal. NEWMAN, SMITH,

Before BISSELL, Judges. Circuit SMITH, Judge. S. Circuit EDWARD military separation/discharge In this District Court States the United Mississippi, in an District Southern 19, 1987, granted the February order dated (Government) Force’s Secretary of the Air summary and/or motion dismiss prejudice dismissed judgment and Smith) (Captain Smith, Miss., argued Capt. H. Smith’s Gulfport, James James H. seeking reinstatement complaint both pro se. illegal special met and issued a alleged of his review board pay as a result back duty stating despite in the United separation from active recommendation record, Cap- Air Force. We vacate corrections to this case to that court’s order and remand not have been recom- tain Smith would *3 to transfer the case promotion. Upon court with instructions for consideration mended entirety States Claims Special in its to the United Re- of the recommendation of the Board, Court. the AFBCMR concluded that view Captain Smith’s nonselection was I. Issues military by the deficiencies in his caused 4, 1982, record. On October the AFBCMR of the district reviewing the order In regarding the correction issued its decision prejudice Captain court, dismissing with Captain Smith’s record and additional the follow- complaint, we address Smith’s promotion. consideration of his ing two issues. jur- discharge, has exclusive attempt prevent this court his 1. Whether an appel- Smith, for make final decision filed Captain isdiction to on October a district purposes whether late in the States District review an action nontax was based on a for the Southern District of Missis- 24, 1984, Act claim. January Captain sippi. On pre- preliminary for relief Smith’s motion Whether, under the Tucker separation denied. The cluding his was a non- jurisdiction over district court loses Captain ex- court directed Smith to district claim, if the Tucker Act claim tax Little remedies. Accord- haust his administrative filed, $10,000,but did not exceed when first 31, 1984, January Captain Smith ingly, on litigation accrued to course of the over the application second filed amount. exceed this contending separation that his AFBCMR given a erroneous because he was Background II. special special board rather than a review Smith, in January on Captain The AFBCMR determined selection board. discharge voluntarily an received honorable requested by Captain Smith the relief States Air Force from the United Captain because was not warranted had been nonselected grounds that he twice met the record would not have Smith’s retention on active promotion and for regardless of the promotion criteria for discharge, Captain his duty.1 Prior to There- type considered it. of board which military records determined that his Smith after, granted par- the AFBCMR of the entrance incomplete as result were Captain by recommend- tial relief to Smith security number with his wrong social of a separation on ing that his records show Automated Person in the Air Force’s name 15, 1984, January rather than May Consequently, Captain System. nel notified of these Captain Smith was only failed to contain records not Smith’s April of the AFBCMR on actions included erroneous data. of his data but all pursuing his administrative As well as 7, 1981, applied Captain Smith April On remedies, sought relief in Captain Smith Force Board for Correction to the Air reinstate- seeking both the district court (AFBCMR) correction Military Records for Captain claim pay. Smith’s ment and back supplemen- military records and for of his separa- his began to accrue on pay for back upon promotion for tal consideration Cap- At the time the Air Force. tion from personal records. On Febru- erroneous court his in the district filed tain Smith directed the ary the AFBCMR accrued amount pay, military claim for back Captain Smith’s correction $10,000. Once pay did not exceed his back then referred to a records. The case $10,000, the exceeded 29, 1982, amount April the accrued On special review board. appeal is based. Smith leading Captain ion which Smith’s dis- 1. Circumstances S83-0825(R) (S.D. Force, Secretary Air No. disposition charge, of his not critical to our 19, 1987). Feb. opin- Miss. filed appeal, the district court's are set forth in usurp Captain this the well-established dismiss moved to Government ground jurisdictional power circuit complaint on Smith’s themselves, un longer courts to determine within court no doctrine,4 The district Tucker Act.2 the bounds оf law-of-the-case der the Little it had holding they subject jurisdic motion denied that matter an before them.5 Con tion over gress, pursuant to section 19, 1987, the district court February On granted this court exclusive merits of reached the appeals the merits of from federal motion to granted the Government’s district courts if the of those summary judgment. dismiss and/or subject falling courts was based on matter *4 complaint dismissed Captain was Smith’s necessarily It under section 1295. does that prejudice. The district held Congress granted that also us follow exclu subject to claims were not Captain Smith’s appellate jurisdiction to determine sive and, if by that court even judicial review court’s whether a district were, discharge Captain they Smith’s subject falling matter under sec based on Captain Smith Subsequently, was lawful. tion 1295. judgment to the United appealed that Appeals for the Fifth Cir- Court of Implicit position in the Government’s Circuit, explana- The Fifth without cuit. appellate juris- that this court has exclusive tion, the case to this court. transferred to determine whether a district diction is on the Little court’s based Analysis III. Act is the creation of a two-tiered To Deter- A. Inherent Jurisdiction system appellate review of the issue mine Jurisdiction whether a district the Little Tucker Act. Under the based on reaching At the threshold regional putative system, the properly the district court issue whether authority jurisdictional circuits’ inherent exercised they determine for themselves whether address the Government’s complaint, we jurisdiction over the merits of jur has exclusive contention that this court by section appeal before them is restricted appellate to determine for review isdiction making a mere threshold determi- 1295 to juris court had purposes whether district the Little Tucker Act was nation whether Little Tucker Act diction over a nontax court. Ac- in the district fairly at issue contends that the claim. The Government Government, regional cording if a underlying Federal principles Courts the Little Tucker circuit determines 1982,3 as the Improvement Act of as well in the district fairly Act was at issue law, necessarily lead to the conclusion required to transfer regional circuit is has the this court finally court so that we can the case to this authority to make finаl decision whether the district court’s decide whether based the Little Tucker Act. tion was based disagree. Tucker Act. We the Little construc- Pursuant to the Government’s Congress, pursuant to 28 U.S.C. § 1295, only court has the from all other tion of section did not remove authority to decide whether to decide for themselves whether circuits jurisdiction under the actually had given district courts in courts jurisdiction of the regional Because the Little Tucker Act. Little Tucker Act. was based on the cases circuits, interpretation, would be position, adopted by if under that The Government’s 165, 171-72, Gottlieb, 1346(a)(2) (1982). U.S. 5.See Stoll v. U.S.C. § 137-38, (1938); In re L.Ed. 104 S.Ct. 1295(a)(2). Id. § 486, 494, Board, Labor (1938). L.Ed. 1482 Operating 4. See Christianson v. Colt Indus. 2166, 2176, U.S. -, -, Corp., (1988). shall neither decisions and trine to transfer a determination to make such powerlеss themselves, would be our sister circuits we. transferring to the relegated slavishly Circuit, in Gwatn Eighth Shaw v. brought every appeal be Federal Circuit Circuit, in Third ey,10 and the litigants be either them wherein fore clearly recognized problems Reagan,11 re argue, or the circuit fore system and in the Government’s inherent possibili perceives, gional circuit itself reading of rejected a section jurisdiction was ty that the district adopts in this case. that the Government falling under upon subject matter Eighth Circuit stated:12 result, the Federal Cir 1295. As a section Circuit, relying on addi The Federal dramatically elevated to a be cuit would history legislative of the portions tional judicial of our in the structure new tier shop to limit regarding the need forum being placed in system by aрpellate federal uniformity in decisional ping and achieve and, supervising in some law, once stated specified areas ex cases, mandating regional circuits’ it with the exclu section 1295 vests Surely, their own ercise of power to determine all sive issues Congress when it intended this is not what aris appellate subject matter *5 Indeed, result 1295. section enacted Bard, Inc. v. ing C.R. thereunder. congressional expressed in the face of flies 874, Schwartz, 877-78 of this underlying the establishment intent 1983). man Uniformity achieved in that is on line court that Circuit] [Federal “[t]he ner, require a re would that appeals[,] that Federal courts of other with refer to the Federal Circuit gional circuit judicial is, new tier in the is not a it all issues of section supplied.) (Emphasis structure.”6 appeal its addressing an on even when Moreover, position the Government’s regional jurisdiction or when face within recent decision of the afoul to the runs motion. raising jurisdiction on its own Supreme Court Christian- lightly read into the lan decline We Operating Corp.7 son v. Colt Industries requirement a guage section 1295 of case, held that a Supreme Court that region thus subordinate a which would apply court must law-of-the-case transferee al circuit to the Federal Circuit coor transfer decision of a principles to a and inher regard to such traditional The transferee court is court.8 dinate determining as its own ent functions unless it by the transfer decision bound supervising the exer jurisdiction and decision was that the transfеr determines “ by the district cise work a man ‘clearly erroneous and would supplied.] [Emphasis courts below it. ”9 Adopting the Govern injustice.’ ifest only congressional action that We believe require ment’s excising power fundamental since, under ignore principles these us to circuits, i.e., inherent from the system, are not the Government’s circuit courts to determine for of a sister by a transfer decision bound they whether no such themselves Supreme Court made circuit. them, and mandat- it over the before

exception for this court when discussed court ing doc- such an alteration to our federal application of the law-of-the-case 2-3, at -, (quoting Cong., Id. 108 S.Ct. at 2177 S.Rep. No. 2d Sess. re- 9. 6. 97th Arizona ‍​​​​‌​​​​​‌​​‌‌‌​‌​‌​​​​‌​‌‌‌‌‌​​​​‌‌‌‌​​‌​‌‌​‌​‍Cong. printed California, in 1982 U.S. Code & Admin. News S.Ct. 460 U.S. 618 n. (1983)). 12-13. 1391 n. U.S. -, Christianson, 7. (8th Gwatney, 10. Shaw v. Cir. 811. L.Ed.2d at - & n. 2177 & n. 5. Id. applied principles must be not Law-of-the-case (3d Cir.1987). Reagan, 11. 822 F.2d 349 withstanding that the court did not transferor Id. at explicate its rationale for the transfer. F.2d at 1353 n. 2. -, 108 S.Ct. at 2177. precedent supporting interpreta- as its for what provide could basis system, case.13 tion of section proposes in this the Government grants this court in section 1295 Nothing on, binding The Government relies to deter appellate jurisdiction exclusive precedent, a statement made C.R. Bard mine whether a “Congress intended this court to have falling under subject matter on was based authority under the exclusive § section 1295.14 issue, necessarily integral an decide the case, part a district court has interpreta- supporting its grounds for As to entertain a casе under relies the Government tion of section existence, non, jur 1338.” vel and Federal Circuit both necessarily integral part an isdiction . However, contrary to precedent. case, every say that is not to but assertions, these cases nei- having such is an- the court statutory inter- support its ther control nor nointed to declare the existence or absence pretation in this case. gener of this On basis Bard, First, Inc. v. relying on C.R. Bard, expression al the Govern C.R. Schwartz,15 proposes that the Government that this ment rests its conclusion already decided that our this court has juris held that it has exclusive merits of jurisdiction over the the district diction to determine whether court cases appeals from district actually had based on also part patent or in laws whole subject falling matter under section 1295. jurisdiction to determine gives us exclusive reliance We believe the Government’s actually jur holding on this statement as a of this court Applying patent under the laws. isdiction *6 misplaced is and that state C.R. Bard ease, interpretation of Bard to this its C.R. precedential holding by which ment is not a that our exclu the concludes Government are bound. appeals merits of jurisdiction over the sive interpretation cases, The Government’s court based whole or from district with, contrary Act, conflicts and is gives Tucker also Bard part on the Little C.R. to, Supreme decision in the Court’s Chris jurisdiction exclusive determine us discussed, the Su actually jur previously As the district court had tianson. whether exception no preme decision makes the Little Tucker Act. We Court’s isdiction under analysis the law-of- reading this court in its disagree with Government’s and, de applied to transfer holding in Bard the-ease doctrine C.R. court, every other circuit basis, This like disagree propriety with the cisions. on that court, apply principles must law-of-the-case of the Government’s reliance on C.R. Bard jurisdiction Currently, district court's Committee on the whether in the House Act, Judiciary and then will act proposed would vest with based on the Little is a bill that See, jurisdiction appeal appropriately that determination. based on this court "exclusive of an Departmental Ap interlocutory e.g., v. Grant Massachusetts from an order of a district court * * * States, Dep’t Human denying, peals Health and granting Bd. or of the United Chabal, Servs., (1st Cir.1987); F.2d 778 part, a motion to transfer an in whole or in Hodel, 349; 815 F.2d Amoco Prod. Co. v. action to the United States Claims Court.” — Comm, -, denied, (5th Cir.1987), cert. Judiciary, Cong., 100th 2d House Sess., (1988); L.Ed.2d 932 Mat A Bill to Amend Title United States States, (6th Cir. F.2d 109 Code, thews v. United Improvements with Re- to Make Certain Marsh, (7th 1987); Cir. 767 F.2d 354 Wronke v. Judiciary, spect to the Federal and for Other 1351; 1985); Cooper, Kotarski v. (Comm. Purposes Print (9th Cir.1986), on other vacated 799 F.2d 1342 U.S. -, grounds, 101 L.Ed. regional circuit court 14. We are aware of no (1988); Weinberger, Sharp 2d 897 that this that shares the view of Government (D.C.Cir.1986). appellate jurisdiction de- court has exclusive jurisdiction whether a district court’s termine Schwartz, Bard, Inc. Rather, 15. C.R. was based on the Little Tucker Act. a (Fed.Cir.1983). circuit, regional when faced with the issue it has over the merits of the it, appeal before first will determine for itself 16. Id. district court of the courts, of coordinate decisions to transfer Tucker Act. may on the Little part a decision was based notwithstanding that such analysis of sec detailed jurisdiction.17 of a this court’s On the basis implicate Bard, of C.R. interpretation held that this Supreme Court Government’s tion by adopted be contrary, cannot being to the court, appropriate rather than court. pursuant circuit, jurisdiction, has exclusive a of such the merits a to section Moreover, established it is well appeal.22 which ex opinion, in an “mixed” expression general disposition essential pression is not holding in Hohri is Supreme Court’s judgmеnt not control does that Court to the issue before specific lan Broad proceeding.18 subsequent exclusive Circuit has the Federal ‍​​​​‌​​​​​‌​​‌‌‌​‌​‌​​​​‌​‌‌‌‌‌​​​​‌‌‌‌​​‌​‌‌​‌​‍language is which opinion, in an guage of an over the merits decision, cannot unnecessary to the court’s raising both non- court case from a district authority.19 binding considered be FTCA Act claims and tax Bard, recognized that in C.R. This contrast, in this case the issue claims. to deter the inherent we have the exclusive is whether we have basis, this jurisdiction. On mine our authority to determine whether tional that we that “we hold held court based the dis decide whether jurisdiction to Not is the Little Tucker Act. under trict court, i.e., juris- exclusive issue before expression in prior general 1338.”20 The a district diction to determine whether upon by the Government relied C.R. Bard subject matter possessed section 1295 to, unnecessary goes in this case the issue jurisdiction, wholly unrelated to express holding. beyond, this Hohri, Supreme Court addressed Second, recent the Government cites the i.e., merits over the decision of proceed- appeal from a district court of an sup v. Hohri21 as in United States ing on the Little Tucker but interpretation in this porting statutory its policy consid- issues involve unrelated two supports neither controls nor case. Hohri justification for erations. We can see no conclusion. *7 rely sup- as the Government to on Hohri Court, Hohri, in was faced porting its conclusion. court, either with the issue of which circuit Third, cites the follow the Government аppropriate regional circuit or the the Fed- ing precedents supporting of this court as Circuit, jurisdiction has over the mer- eral statutory interpretation jurisdiction its and appeal an from a district court’s its of position Army in Reynolds al this case: v. raising a decision of a case both nontax Service,23Harris Exchange and Air Force claim under the Little Tucker Act and a States,24 Farms, Galloway Inc. v. United claim under Federal Tort Claims Act (FTCA). dispute States,25, Keohane,26 Bragg There was no in Hohri v. v. United Christianson, 5, Hohri, - U.S. -, 17. See 21. United States v. U.S. at - n. 107 S.Ct. (1987). at 2177 n. 5. 96 L.Ed.2d 51 See, e.g., 18. Osaka Shosen Kaisha Line v. United 22. Id. at 2253. States, 98, 103, 300 U.S. 57 S.Ct. (1937); Humphrey's Executor v. Unit- L.Ed. 532 Serv., Reynolds Army 23. v. & Air Force Exch. States, 602, 627, ed 55 S.Ct. (Fed.Cir.1988). 846 F.2d 746 (1935); Harriman v. Northern Sec. L.Ed. 1611 Co., 244, 291, 493, 502, 197 U.S. (1905). 25 S.Ct. L.Ed. States, (Fed. 24. v. Harris United 841 F.2d 1097 Cir.1988). States, Kastigar v. United 406 U.S. 454- States, Farms, Gallоway Inc. v. United 1653, 1661-62, reh'g 92 S.Ct. (Fed.Cir.1987). denied, 408 U.S. 33 L.Ed.2d (1972). Keohane, Bragg v. 820 F.2d 402 Bard, 20. C.R. 716 F.2d at 878. appeal from the of an to hear the merits States,27 A careful v. Bray rejection, view of law, court’s reveals district reading of this limitations, of Little the issue 6-year address statute cases neither that these Contrary the con to the as support court nor Tucker Act claims.32 now before Government, in its Government the cases it by by reached sertion clusion merely are Rather, interpre cases support statutory the cited its briefs. cites do not princi the well-established in this position jurisdictional consistent tation and has the inherent court upon that a circuit ple cases relies Not one of these case. it has to determine jurisdiction this proposition that the Gоvernment’s it. appeal before over the appellate jurisdiction has juris district court’s determine whether exercising this Reynolds, In Act. diction based to determine inherent Rather, merely follow the cited cases appeal, Reynolds' over hadwe principle this well-established jurisdictional to make unable we were courts, the inher has circuit like other it not clear because determination it has jurisdiction to determine whether opportunity to ent an afforded Reynolds was it. appeal prior over before facts jurisdictional establish Accord dismissing her case. district con reaching jurisdictional its Finally, in judg ingly, vacated the clusion, recognizes, but the Government to that court the case and remanded mеnt distinguish, the explain or to fails either to Harris, In exer proceedings.28 for further decision Gwatn Eighth Circuit’s Shaw determine authority to cising inherent decision Third ey33 or the Circuit’s over had whether we adopting Aside from Reagan.34 jurisdiction of reviewing the by us before “contrary” to the positions court, we concluded that jurisdic of section 1295 interpretation jurisdiction under court lacked thereon, our sister tional Farms, this Galloway Act.29 In Tucker rejected in these cases circuits inherent to de court, relying its upon by the relied grounds two of the jurisdiction over whether it termine supporting its Government dis it, that the determined appeal before position.35 jurisdic subject matter lacked trict court Circuit, earlier, Eighth explained As tion, the Little Tucker pursuаnt in C.R. Shaw, rejected the statement this Bragg, alleged claims.30 Bard, by the Government relied authority to inherent court exercised its provides section concluding its determine to de the exclusive court with jurisdiction the district court’s jurisdic a district termine whether Finally, Act.31 on the Little *8 subject part in on in whole or tion is based by this court addressed the Bray, in issue The section 1295.36 arising under matter jurisdiction we have was whether opinion whether our States, express We no to 35. Bray United 27. these correctly in determined sister circuits jurisdiction of the cases whether Reynolds, at 748. 846 F.2d 28. Act or based on the courts was or the case they properly transferred Harris, at 1099. ‍​​​​‌​​​​​‌​​‌‌‌​‌​‌​​​​‌​‌‌‌‌‌​​​​‌‌‌‌​​‌​‌‌​‌​‍29. following deter- disposed such a of it otherwise cases is limited on these Our reliance mination. Farms, Galloway at 1000. 834 F.2d 30. application of the well- recognition and to their Bragg, regional at 403-04. circuits principle 820 F.2d 31. established authority for to determine the inherent have Bray, 785 F.2d 990-93. 32. they over have themselves whether appeal them. before Shaw, 1351. 33. n. at 1353 Chabal, 822 F.2d 349. Circuit, Chabal, rejected posi exceeding $10,000, Third in the amount the Govern- adopted by argued tion the Government that the ment the district court lost Supreme sup in pay Court’s decision Hohri when the back accrued to $10,000. ports jurisdictional posit than more The district court re- case, jected ion.37 Unlike the Government these assertions and continued with ease, properly recognized reaching ultimately Third Circuit the merits by granting the issue addressed and the Government’s motion to statutory exception summary judgment. Hohri was dismiss and/or for 1295(a)(2), clause clause of section which Because we hold that the district court jurisdic pertains to this court’s exclusive lacked Little Tucker Act pursuant appeals Captain tion over the merits we vacate section 1295.38 court’s order remand this case to that court with instructions to transfer the case among established Well to the Claims Court. appellate courts is the inher- powers of all power begins the courts to determine for analysis ent Our of this issue with the themselves, itself, operates the bounds of the law- act within Little Act which doctrine, they grant of-the-case both as a as well as a subject sovereign immunity:39 matter over an waiver Government, them. The under the before 1346. United States as defendant 1295, attempts usurp guise of section (a) origi- The district courts shall have by of our sister circuits elevat- jurisdiction, nal concurrent with the Unit- supervising ing this court to a Court, ed Claims of: mandating circuits’ exer- cise of their We believe own (2) Any action or claim other civil only congressional action States, exceeding against the United pro- providing for such a deviation could $10,000 amount, founded either for what the Government vide the basis Constitution, Congress, or act of Contrary posi- attempts this case. depart- any regulation or of an executive Government, nothing in taken tion ment, upon any express implied or or provides the basis for such a section 1295 States, contract with the United or change. liquidated unliquidated damages or * * sounding in tort *. cases not B. the District Court Jurisdiction of language of the Little It is clear from Government, on different two Tucker Act that the district courts are occasions, argued to the district court that without over a nontax claim Tuck it lacked under the Little against the claim United States which er Act over Smith’s case. plaintiff’s request recovery exceeds although Cap contended that Government $10,000.40 proper only Such an action is pay, at the time he filed tain Smith’s back the Claims Court.41 claim, $10,000, Captain his did not exceed pay subsequently operates The Tucker Act as a accrued Smith’s back exceeding $10,000. sovereignty by to an amount Because waiver of the United States *9 Cаptain right obliged had not his and we are to construe such waiv- Smith waived Circuit, post-Hohri the Third 38. Id. at 354 n. 5. 37.In expressly agreeing quoting with and from the Shaw, Eighth reasoning rejected in Circuit's 28 U.S.C. 1346. § 39. jurisdictional argument Government's that was Bennett, premised interpretation City on the of section 1295 40. See Chula Vista School Dist. v. (Fed.Cir.1987), by asserted the Government in this case that the F.2d 1578-79 cert. de 824 nied, — U.S. -, appellate 108 S.Ct. 98 L.Ed.2d 861 Federal Circuit has exclusive (1988). jur- tion to determine whether a district court's isdiction is based on the Little Tucker Act. Cha- bal, 822 F.2d at 355. 41. 28 U.S.C. 1491. pay Typically, concur in when a back claim Accordingly, we strictly.42 ers it, in by $10,000, the Third Circuit positions taken exceeds district courts transfer Eighth claim, Circuit Reagan,43 v. along equitable associated the District of Gwatney,44 and v. Shaw to the Claims Court.48 This is true unless Cirсuit Goble v. Marsh45 Columbia type equitable sought relief is out that, the ambit of section hold within side that available the Claims Court. In 1346(a)(2), against amount of a claim instance, money damages the claim for the total pay for back is the United States Court, would be transferred to the Claims plaintiff pay stands amount back jurisdic and the district would retain is not ultimately to recover in the suit and equitable claim.49 tion over Such was at the time pay of back accrued the amount Captain eq not the case here. interpretation Any claim is filed. other uitable claim for reinstatement was within congressional intent in circumvent jurisdiction.50 the Claims Court’s There jurisdiction limiting the Tucker Act fore, district court no basis to $10,- exceeding courts to claims not trаnsferring monetary and refuse both the preclude plain holding does not 000. Our equitable claims to the Claims Court. court a claim bringing from in a district tiff more than against the States worth IV. CONCLUSION Rather, $10,000. holding entirely princi with the well-established consistent foregoing, In view of the we hold that may a claim ple plaintiff pursue that a such the district court lacked his plaintiff court if the waives a district Captain Accordingly, Smith’s case. we va- $10,- exceeding right the amount to recover the district court’s order and remand cate under the 000.46 The amount of a claim this case to that court with instructions to jurisdictional pur entirety transfer the case its Unit- recovery on the actual poses, is based ed Claims Court. sought by plaintiff pursuant to that claim potential worth оf and is V. COSTS the claim.47 appellant are awarded to Here, Costs Captain Smith filed a claim with pay. Although Captain Smith. the district court for back complaint he filed his the ac- at the time AND REMANDED. VACATED not exceed crued amount of his claim did $10,000, pay Captain Smith’s claim for back BISSELL, judge, concurring Circuit $10,000 greater during did accrue to than in result. the district court’s consideration of his agree I case should be transfer- that this did not claim. Because Smith the ma- red to the Claims Court. Because right his the amount ex- waive recover fundamentally miscon- jority, has $10,000, ceeding juris- the district court lost I binding precedent, concur strued diction over his claim when it exceeded this majority. the result reached amount. Johnson, (9th Shaw, See, e.g., Library Congress F.2d 42. ed States v. v. 1946). Cir. (1986). Devine, Zumerling 748- 47. See Chabal, 43. 822 F.2d at 356-57. Stone, (Fed.Cir.1985); 451. 795 F.2d at 1355. Bd., See, e.g., Sys. Protection Keller v. Merit Cir.1982) (11th (explaining F.2d 222-23 Marsh, (D.C.Cir. 15-16 Goble cases). many supporting proposition citing *10 Lehman, F.2d 928-29 49. See Gower v. 799 Goble, 15; See, e.g., v. 684 F.2d at Stone 1986). (4th Cir. States, (D.C.Cir. 1982); United Storage & Warehouse Co. v. United Sutcliffe (1st 1491(a)(2). States, Cir.1947); 50. U.S.C. § 852-53 Unit- this court “Congress intended that stated that its already decided has This court authority under district court have the exclusive to exclusive patent issue, part necessarily an or in whole 1295 to decide cases § jurisdiction to it exclusive district gives also a integral part laws of whether a court actual patent determine court has [under patent laws. jurisdiction under ly had USPQ 201. at Id. at laws].” Schwartz, 716 F.2d Bard, Inc. C.R. binding precedent that This decision USPQ 200-01 877-78, 219 sitting in banc. South reject only if canwe uncanny makes majority The 1368, 1370 States, 690 F.2d Corp. v. United merely holding is dic this that statement Bard, reasoning The (Fed.Cir.1982). n. 2 impact The 1549-50. Maj. op. at tum. moreover, It is clear governs this case. only denies majority’s of the uniformity national Congress that wanted appellate au exclusive Federal Circuit’s Act Little Tucker adjudication in the juris a thority to determine aspects of Little jurisdictional claims. Act, but under the Little diction however, claims, are inextrica Tucker Act has this Federal Circuit denies the also For of the claims. bly linked to the merits It is obvious from patent cases. question jurisdictional the noted Bard, example, reading disposition a to Smith stated holding was essential here—whether presented the case. when the Act claim valid Little Tucker during the damages grеw amount of appealed a Bard, patent licensee In $10,000 litigation exceed to course dismissing the licen- —is decision district court his aspect on the merits of an essential action. 716 declaratory judgment see’s congressional In of the intent USPQ On claim. view 875-76, 219 at 199. at Act uniformity it had in Little Tucker promote this court considered to appeal, court’s ‍​​​​‌​​​​​‌​​‌‌‌​‌​‌​​​​‌​‌‌‌‌‌​​​​‌‌‌‌​​‌​‌‌​‌​‍caselaw, Congress if the district authority to decide it is inconceivable patent laws. Id. rested on the intended the twelve could have USPQ 200. The con- at at circuits, to determine along with authority for two it had cluded that such questions independently. Such situ such First, that it had inher- reasons. it stated potential de ation would offer jurisdiction. power to its own ent determine interpreta different velopment of thirteen juris- had the Federal Circuit Id. Because reasons, I For these tions of the matter. diction if the district appel exclusive hold that laws, the patent tion rested on a dis authority to determine whether late inquire into the basis could jurisdiction is based on the trict court’s Second, held jurisdiction. the court Little Tucker Act. statute, 28 U.S.C. that our decision Court’s (1982), gave authority us exclusive —Hohri, -, actually if the district court to determine (1987) supports this patent laws. under Id. the Court held that conclusion. There sec- 877-78, USPQ at 200-01. It cannot granted tion 1295 us argued seriously construction be appeal consisting of an issue part over a mixed unnecessary 1295 was of section an the decision. our and an issue within outside In jurisdiction. Id. at 2253. arriv- intеrpreting the court section decision, explicitly ing at this the Court legislative history revealing Bard relied on 1295 should be read stated that section Congress courts con- intended congressional broadly intent because of strue a manner consistent section uniformity in promote the areas national uniformity pat- promoting national entrusted to the Federal of the law Cir- ent, other areas at 2251-52. This cuit’s Id. Bard, entrusted to Federal Circuit. ample support for the holding is broad 877-78, USPQ 716 F.2d at at 200. Re- propose. I history, reading of section 1295 that ferring legislative to this the court

1555 Chabal, F.2d at on the recent at majority greatly relies The pay against involved back claims in decision Christianson Supreme Court $10,000. government that accrued to еxceed Operating Corp., Industries Colt Shaw, Eighth Circuit determined -, 100 L.Ed.2d that it could decide whether a district stated that (1988). In the Court jurisdiction court’s rested on Little transfers a case appellate one court when power Tucker Act because it had inherent court, the doctrine of appellate to another jurisdiction determine its own and to to requires the generally the law of the supervise the exercise court’s accept to the first second court Shaw, district courts it. 795 F.2d at below At-, as to conclusion n. 2. The Third Circuit Court, Supreme none- at 2177. The S.Ct. by invoking made the same decision theless, appellate tribunal noted that an “overarching principle requires us con- the transferor power has the to reconsider tinually inquire to into our own in certain ex- jurisdictional decision because courts of limited notwithstanding traordinary circumstances assuring cannot act without ourselves of of the law of the case: the doctrine statutory predicate for such action.” prior A has the to revisit Chabal, 822 F.2d at or of a coordinate decisions of its own circumstance, although as a equitable powers which loathe to do so Eighth rule courts should be and Third their deci- Circuits based extraordinary sions, nonetheless, circum- yield statutory the absence must initial such as where the decision already given, stances directive. For the reasons I “clearly and would work a only was erroneous would hold that section 1295 directs injustice.” manifest Fedеral to decide whether a Circuit on the Lit- rests At -, (quoting 108 S.Ct. at Arizona tle Tucker Act. California, 460 U.S. 618 n. n. L.Ed.2d 318 go deny My position does not so far as to (1983)). may regional circuits determine fairly the Little Tucker Act is at recognized that the the Air Department issue. Hill v. of the law of the case must bow doctrine Cf. Force, 1470-71 prior clearly errone- when the decision 1986) although (holding that Federal Cir mind, any prior jurisdictional my ous. To to reach merits of cuit has no case inconsistent decision a transferred claim, the court must deter discrimination I statutory propose construction question of whether non- mine threshold “clearly fall into the erroneous” cat- would claim is at issue in frivolous discrimination egory, consequently, not be my analysis, if a appeal). Under binding practical court. As a mat- Little Tucker Act was circuit concluded the ter, furthermore, this court will not face a issue, If it not at it would decide the case. jurisdictional question deny- law of the case issue, Act it would trans ruled the ing our because the issue will us. fer the case to recog- only arise when another circuit has nized and transferred the majority miscontrues bind- Because reasons, case to us. For these I do not see it con- ing precedent that should lead holding how hinders us from that we Colt clude that the Federal Circuit has appellate have exclusive threshold power to determine whether the district appeals. tion in Little Tucker Act Little jurisdiction rested on the only result. I concur Although recognize Eighth I Gwatney, Circuit’s decision Shaw v. (8th Cir.1986)

F.2d 1351 and the Third Cir- Reagan, decision in

cuit’s Chabal v. (3d Cir.1987) contrary, are I respectfully disagree. Both

must

Case Details

Case Name: Captain James H. Smith v. Secretary of the Air Force, Verne Orr
Court Name: Court of Appeals for the Federal Circuit
Date Published: Aug 25, 1988
Citation: 855 F.2d 1544
Docket Number: Appeal 87-1384
Court Abbreviation: Fed. Cir.
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