ORDER
This matter is before the court on motions for summary judgment by defendants and defendant-intervenors. 1
I. Background
As recited in the preliminary injunction order dated 1 April 1996, the relevant facts are as follows.
Pursuant to North Carolina General Statutes section 115C-68.1, the Board of Commissioners for the County of Durham prepared, adopted, and submitted to the North Carolina State Board of Education a plan for the merger of the Durham County public schools and the City of Durham public schools. (Comply 10.) The plan was approved by the State Board. (Id.) Pursuant to the plan, the two school systems were merged into a new system called the Durham Public School System. (Id.) Under the merger plan, the school board for the new system is composed of seven members. (Id.) To reach this figure, Durham County is divided into four individual single-member districts each electing a school board representative. The four individual districts are then combined to form two larger districts each also electing a board member. The final member is elected at-large; thus, creating a system referred to as a 4-2-1 electoral structure. Before the plan was adopted, North Carolina General Statutes section 115C-35 mandated that the school board be composed of five members elected at-large. N.C. Gen. Stat. § 115C-35 (1995). The new plan creates three “majority-minority districts.” 2 (Cf. Compl. ¶ 15.)
Some of the plaintiffs previously filed an action challenging the merger plan in state court.
(Id.
¶ 10.) After an initial decision favorable to plaintiffs and while an appeal was pending, the North Carolina General Assembly passed a “curative” statute codified
' Plaintiffs then brought suit in this court challenging, on constitutional grounds, the new method of electing school board members. Specifically, plaintiffs allege violations of the Privileges and Immunities Clause of Article IV, Sec. 2, the Fifth, Fourteenth, and Fifteenth Amendments, and 42 U.S.C. § 1973. The court will review each claim in turn.
II. Standard
Pursuant to Federal Rule of Civil Procedure 56(c), summary judgment is appropriate where there are no genuine issues as to any material facts and the moving party is entitled to judgment as a matter of law. Fed. R.Civ.P. 56(c). The Fourth Circuit has articulated the summary judgment standard as follows:
A genuine issue exists “if the evidence is such that a reasonable jury could return a verdict for the nonmoving party.” Anderson v. Liberty Lobby, Inc.,477 U.S. 242 , 248,106 S.Ct. 2505 , 2510,91 L.Ed.2d 202 (1986). In considering a motion for summary judgment, the court is required to view the facts and draw reasonable inferences in a light most favorable to the nonmoving party. Id. at 255,106 S.Ct. at 2514 . The plaintiff is entitled to have the credibility of all his evidence presumed. Miller v. Leathers,913 F.2d 1085 , 1087 (4th Cir.1990), cert. denied,498 U.S. 1109 ,111 S.Ct. 1018 ,112 L.Ed.2d 1100 (1991). The party seeking summary judgment has the initial burden to show absence of evidence to support the nonmoving party’s ease. Celotex Corp. v. Catrett,477 U.S. 317 , 325,106 S.Ct. 2548 , 2554,91 L.Ed.2d 265 (1986). The opposing party must demonstrate that a triable issue of fact exists; he may not rest on mere allegations or denials. Anderson,477 U.S. at 248 ,106 S.Ct. at 2510 . A mere scintilla of evidence supporting the case is insufficient. Id.
Patterson v. McLean Credit Union,
III. Discussion
A. Res Judicata
Defendants first argue that plaintiffs’ suit is barred by the doctrine of res judicata. Under the Full Faith and Credit statute, 28 U.S.C. § 1738 (1994), this court is obligated to look to the law of North Carolina to ascertain whether the prior state court judgment should be afforded preclusive effect in this federal action.
Davenport v. North Carolina Dep’t. of Trans.,
Although the issues raised in the initial state court litigation differ from the legal theories presented in this case, defendants argue that res judicata operates to bar all related claims and thus plaintiffs are not entitled to a separate suit merely by shifting legal theories. The court is persuaded that this rule is established law in North Carolina.
See Holly Farm Foods, Inc. v. Kuykendall,
Notwithstanding, res judicata does not preclude this suit because defendants cannot satisfy all of the elements of the res judicata test. For res judicata to attach, there must have been a final judgment on the merits, in a prior action involving the same claim, between the same parties or those in privity with them.
Bockweg v. Anderson,
It is important to note that the supreme court did not merely dismiss the appeal as moot. If so, operating under the Munsing-wear doctrine, 3 the dismissal of the appeal would likely not have upset the original ruling unless the appellate court expressly vacated the lower court’s ruling in the process. In that instance, defendants would likely be able to rely on the initial superior court ruling to satisfy the judgment on the merits requirement.
However, in this case, the supreme court did not merely moot the appeal but remanded the entire claim to the superior court to reconsider in light of intervening developments. This action effectively vacated the superior court’s initial opinion. After the superior court then dismissed the claim as moot and the supreme court affirmed, the prior opinions were no longer enforceable or viable.
Therefore, the question becomes whether a dismissal for mootness qualifies as a final judgment on the merits. Unfortunately, no North Carolina court has addressed this issue. Thus, because this issue presents a ease of first impression, the court will attempt to best predict how the North Carolina Supreme Court would resolve the issue.
See Roe v. Doe,
In their briefs, defendants recite language offered by a North Carolina appellate court that “[i]n general, any dismissal other than a dismissal for lack of jurisdiction, for improper venue, or failure to join a necessary party, operates as an adjudication on the merits.”
Hogan v. Cone Mills Corp.,
B. Voting Rights Act Claim
Moving to the substantive claims, plaintiffs allege a violation under § 2 of the Voting Rights Act, 42 U.S.C. § 1973 (1994). To succeed on a claim under § 2, plaintiffs must satisfy the proof scheme promulgated in
Thornburg v. Gingles,
If the threshold requirements are satisfied, § 2 commands that a challenging party must demonstrate that:
based on the totality of circumstances ... the political processes leading to nomination or election in the ... political subdivision are not equally open to participation by members of a class of citizens protected by ... this section in that its members have less opportunity than other members of the electorate to participate in the political process and to elect representatives of their choice.
42 U.S.C. § 1973(b). In
Gingles,
the Supreme Court, referring to a Senate Report on § 1973(b), listed several of the relevant factors as follows: (1) the extent of any history of official discrimination in the political subdivision that touched the right of minority group members to register, vote, or otherwise participate in the democratic process; (2) the extent to which voting in the elections of the political subdivision is racially polarized; (3) the extent to which the political subdivision has used voting practices or procedures that may enhance the opportunity for discrimination against minority groups; (4)whether the members of the minority group have been denied access to the candidate slating process; (5) the extent to which members of the minority group in the political subdivision bear the effects of discrimination in such areas as education, employment and health, which hinder their ability to participate effectively in the political process; (6) whether political campaigns have been characterized by overt or subtle racial appeals; (7) the extent to which minority group members have been elected to public office in the jurisdiction; (8) whether there is a significant lack of responsiveness on the part of elected officials to the particularized needs of the members of the minority group; and (9) whether the policy underlying the political subdivision’s use of such voting qualification, prerequisite to voting, or standard, practice or procedure is tenuous.
Gingles,
Defendants contend that summary judgment is appropriate because plaintiffs fail to create a genuine issue of material fact as to either the preconditions or the totality of the circumstances prong. The court agrees. At no point do plaintiffs offer any documentation regarding the political cohesiveness of the white voters or whether the black voters act sufficiently as a bloc to preclude the election of preferred candidates of white voters. 4 In fact, plaintiffs do not even make the bare assertion that such is the case.
On the other hand, defendants have not only exposed plaintiffs’ failure to offer evidence but have supplied data undermining
Plaintiff's take a similar course of action, or lack thereof, with respect to the totality of the circumstances prong. Despite admonitions by this court in the preliminary injunction order about plaintiffs’ failure to supply evidence on this criterion, plaintiffs have again neglected to come forward with any evidence about the totality of the circumstances analysis. Instead, plaintiffs apparently ignore the well-established Gingles guidelines and rest entirely on their beliefs that the apportionment scheme is improper. Such generalized conclusions, however, will not suffice to meet their burden on summary judgment. Defendants have repeatedly illustrated plaintiffs’ failure to-meet or even offer evidence to satisfy the § 2 conditions. Accordingly, this claim cannot proceed.
C. Shaw Equal Protection Claim
Although the complaint is somewhat unclear on the precise claims alleged, it appears, after further briefing from both parties, that plaintiffs are asserting,
inter alia,
a
Shaw
Equal Protection Claim under the Fourteenth Amendment. In
Shaw v. Reno,
[A] plaintiff challenging a reapportionment statute under the Equal Protection Clause may state a claim by alleging that the legislation, though race-neutral on its face, rationally cannot be understood as anything other than an effort to separate voters into different districts on the basis of race, and that the separation lacks sufficient justification.
Id.
at 649,
In this ease, however, it is not necessary to reach whether plaintiffs have offered sufficient evidence under either proof scheme. Instead, plaintiffs’ claim must fail for lack of standing.
It is by now well settled that “the irreducible constitutional minimum of standing contains three elements. First, the plaintiff must have suffered an ‘injury in fact’— an invasion of a legally protected interest which is (a) concrete and particularized, and (b) actual or imminent, not conjectural or hypothetical. Second, there must be a causal connection between the injury and the conduct complained of---- Third, it must be likely, as opposed to merely speculative, that the injury will be redressed by a favorable decision.”
United States v. Hays,
— U.S.-,-,
In
Hays,
the Supreme Court considered standing with regard to appellees’
Shaw
claim that the State of Louisiana’s congressional districting plan was a racial gerrymander prohibited by the Fourteenth Amendment.
Id.
at-,
Where a plaintiff resides in a racially gerrymandered district, however, the plaintiff has been denied equal treatment because of the legislature’s reliance on racial criteria, and therefore, has standing to challenge the legislature’s action____ On the other hand, where a plaintiff does not live in such a district, he or she does not suffer those special harms, and any inference that the plaintiff has personally been subjected to a racial classification would not be justified absent specific evidence tending to support that inference. Unless such evidence is present, that plaintiff would be asserting only a generalized grievance against governmental conduct of which he or she does not approve.
Id.
at-,
Applying these rules to the case at hand, the
Hays
Court held that appellees failed to produce evidence that they personally had been subjected to a racial classification. It found, therefore, that appellees lacked standing to assert their
Shaw
claim.
Id.
at-- -,
In this case, it is undisputed that none of the plaintiffs reside in the majority-minority districts. Thus, plaintiffs must present specific evidence that they have personally been subjected to a racial classification. Since no such presentation has been made, plaintiffs lack standing to assert their
Shaw
claim.
Id.
at-,
D. Fourteenth and Fifteenth Amendment Claims
To begin on these claims, the court notes that an analysis of Fifteenth Amendment protections is subsumed by the review under the Fourteenth Amendment for purposes of vote dilution apportionment challenges.
See Shaw v. Barr,
Recent Supreme Court jurisprudence has clarified that several bases for a Fourteenth Amendment challenge to a voting scheme exist.
Miller,
— U.S. at-,
However, the court notes that, tucked away in a footnote in their brief in opposition of summary judgment, plaintiffs set forth that “plaintiffs’ vote dilution claim is separate and distinct” from their
Shaw
claim. (Pis.’ Br.Opposing Summ.J., p. 20, unnumbered footnote.) Although all of plaintiffs’ arguments are directed toward meeting the standard enunciated for a Shaw claim, the court will nonetheless consider that a vote dilution
The Supreme Court has recognized that legislative apportionments could violate the Fourteenth Amendment “if their purpose were to invidiously minimize or cancel out the voting potential of racial or ethnic minorities.”
Mobile v. Bolden,
Defendants offer considerable evidence that, while race was a factor in the decision-making process, it by no means rose to the level of purposeful discrimination against whites. For example, Gerald Cohen, the drafter of the 4-2-1 electoral scheme, explained that he created the plan in order to maintain the integrity of existing precincts and to avoid splintering the precinct lines. (Cohen Aff. ¶¶2-3.) In fact, when Cohen was asked to draft the redistricting proposal, he was not offered any direction about racial composition. (Prelim.Inj.Tr.26.) Cohen further intimated that the final product was essentially a necessary byproduct of merging two distinct school boards populated predominantly along racial lines. (Id. at 34.) Not surprisingly, when combining the two boards, a main goal was to ensure initial representation from both systems and to facilitate a smooth transition from the old dual system to the new unified one. (Id.; Cohen Aff. ¶¶2-4.)
In response, plaintiffs make several contentions ostensibly showing that the electoral structure was designed intentionally to disadvantage white voters. Among these arguments are the following: (1) that prior to the merger, the county school board was comprised of five members elected at-large; (2) the political leaders who supported the merger plan were black; (3) the remedial legislation passed by the North Carolina Legislature was sponsored by black legislatures; (4) racial composition was considered in the discussions about the electoral structure; and (5) the racial breakdown of each district was known before the plan was adopted. (Pis.’ Br.Opposing Summ.J., pp. 14-17.) Plaintiffs also submit a proposed consent agreement that was apparently discussed at an earlier stage between several of the parties. However, pursuant to Fed. R.Evid. 408, this material cannot be considered for the purpose offered when reviewing a summary judgment motion.
See
Fed. R.Civ.P. 56(e);
see also United States v. OCCI Co.,
On its face, several of the purported smoking guns are immaterial. The race of a sponsor or supporter of a particular plan is irrelevant. Similarly, the prior composition is not informative in light of the curative legislation and the recognition that the new board structure emerged from a reconfiguration of two separate school boards into a single entity. With respect to the remaining contentions, plaintiffs’ evidence does not reveal an intent to thwart the participation of white voters in the election process. While race was undoubtedly a factor in the decision-making calculus, it is well established that the Fourteenth Amendment does not create a per se rule against the consideration of race in districting or apportionment.
United Jewish Org. v. Carey,
Overall, plaintiffs have again failed to offer evidence sufficient to warrant a Fourteenth Amendment violation. At the core of their complaint, plaintiffs appear to be dissatisfied that white candidates were not elected in direct proportion to the racial population percentages. Yet, no such right exists nor does the fact that an election fails to yield such a result automatically indicate that invidious discrimination has occurred.
See White,
Finally, plaintiffs insist that the use of voting-age population rather than registered-voter population constitutes a constitutional transgression. However, unless the selected population base somehow yields unacceptable results, the court will not second-guess the measures employed to assist in redistricting.
Daly v. Hunt,
IV. Conclusion
Based on the above reasoning, defendants’ motion for summary judgment is GRANTED. This case, therefore, is hereby DISMISSED.
Notes
. For puiposes of this order, these parties will be referred to collectively as "defendants.”
. A majority-minority district is one “‘in which a majority of the population is a member of a specific minority group.' ”
United States v. Hays,
-U.S. -, -,
. In
United States v. Munsingwear,
. Other courts have discussed what type of evidence may be proffered to satisfy the
Gingles
test.
See Solomon v. Liberty County, Fla.,
. Although not raised by defendants, borrowing from the
Shaw
analysis, it might seem reasonable that standing would be denied here as well. Nonetheless, even if it appears logically inconsistent to maintain different standing tests for similar claims under the Equal Protection Clause, the Supreme Court has clearly indicated that a Fourteenth Amendment vote dilution claim is "an analytically distinct claim."
Shaw v. Reno,
. Unfortunately, there is limited recent discussion of vote dilution claims under the Fourteenth Amendment. Instead, it appears that most challenges to apportionment schemes are scrutinized under either § 2 of the Voting Rights Act or in the framework of a Shaw claim.
. Because the Privileges and Immunities claim and the Fifth Amendment claim are inapposite to the factual predicate of this case, the court finds these claims meritless and forgoes further discussion.
