Michael N. CANLIS, Sheriff-Coroner, County of San Joaquin;
et al., Plaintiffs- Appellants,
v.
SAN JOAQUIN SHERIFF'S POSSE COMITATUS; Francis Gillings;
Norman Brown; George Hill; Steven Gillings; Ernest Perry;
Michael Eugene Brown; Lewis Daniel Elam; Frank Ray; Rufus
Shackleford; Western Tomato Growers and Shippers, Inc.;
Stockton Tomato Company, Inc.; and Southern Pacific Company,
Defendants-Appellees.
No. 78-3134.
United States Court of Appeals,
Ninth Circuit.
Argued and Submitted Sept. 11, 1980.
Decided April 6, 1981.
Rehearing and Rehearing En Banc Denied May 28, 1981.
Gary M. Messing, Carroll, Burdick & McDonough, San Francisco, Cal., for plaintiffs-appellants.
George J. Tichy, II, San Francisco, Cal., for defendants-appellees; J. Michael Phelps, Littler, Mendelson, Fastiff & Tichy, P.C., San Francisco, Cal., Suzanne Trimble, Memering & DeMers, Sacramento, Cal., on brief.
Appeal from a Judgment of the United States District Court for the Eastern District of California.
Before WRIGHT and TANG, Circuit Judges, and GRANT*, Senior District Judge.
GRANT, Senior District Judge:
This is an appeal from an Order of the United States District Court for the Eastern District of California dismissing a civil rights action brought pursuant to 42 U.S.C. §§ 1983, 1985.1 The question before this court is whether the district court erred in dismissing the complaint for failure to state a claim upon which relief could be granted.2
Appellants' complaint, filed August 30, 1976, is founded upon various incidents which occurred during the late summer and early fall of 1975 when the United Farm Workers of America (UFW) were seeking to organize farm workers in the County of San Joaquin, California. The named individual appellant-plaintiffs are members of varying rank of the San Joaquin County Sheriff's Office. Appellant San Joaquin Sheriff's Benefit Association, an employee organization which is the recognized employee organization for employees of the San Joaquin County Sheriff's Office, brings this action on behalf of itself and its members. The named individual appellee-defendants are members of appellee-defendant "San Joaquin Sheriff's Posse Comitatus," an unincorporated association of private сitizens, which is a local chapter of a nationwide organization titled "Posse Comitatus" which operates in many California counties. The named corporate appellee-defendants are all entities incorporated under the laws of the State of California with their principal place of business in San Joaquin County.
Background
The material allegations of the complaint, taken as true and liberally construed in the light most favorable to the appellants, Ernest W. Hahm, Inc. v. Codding,
A. Events Preceding the Confrontation of September 2, 1975
On August 30, 1975, several members of the United Farm Workers of America sought entrance to a field owned and оperated by the Lathrop Farm Labor Center in the County of San Joaquin. Their purpose was to solicit authorization cards from the employees to determine their possible allegiance to the UFW in the event of a union election. The UFW representatives were advised by Ernest Perry and Leonard Loduco, co-owners of the Center, that the field was their property and that the UFW representatives were trespassing and would be forcibly removed if necessary. During this confrontation, Loduco reported the incident by telephone to the San Joaquin County Sheriff's Office. Several deputy sheriffs responded to the call. A "shouting match" then ensued between one of the UFW representatives and Perry, with one of the representatives being pushed to the ground. Shortly thereafter, additional sheriff deputies arrived at the scene and witnessed Perry and a UFW representative attempting to place each other under citizen's arrest. The deputies separated the two men and after speaking with both parties, asked the UFW members to leave the property.3
One day later on August 31, 1975, Perry contacted deputy LaFave and told him that he and other growers and farm owners in the San Joaquin County area were "expecting trouble" from UFW representatives. He also told LaFave that armed and prepared members of Posse Comitatus would be present in the fields to insure that any UFW representatives would be prevented from entering and, further, that the Posse Comitatus members would arrest any sheriff deputies who failed to carry out their constitutional duties. Perry later went to the residence of District Attorney Joseph Baker and stated that he had just joined the Posse Comitatus, and that its members would arrest sheriff deputies who failed to perform their duties in a manner acceptable to the Posse Comitatus.
On the morning of September 1, 1975, deputy McGaughey was contacted by Herman Garza, a UFW organizer. Garza stated that a member of the Posse Comitatus threatened to shoot Garza or any other UFW representative who set foot on the property he was protecting.4 James Drake, another UFW representative, informed McGaughey that Francis Gillings had made a similar threat to him. Gillings later confirmed to McGaughey that he had in fact made the threat.
During the evening of September 1, 1975, a meeting was held at the Lathrop Farm Labor Center. Those in attendance included property owners, tomato growers and members of the Posse Comitatus.5 Discussions focused upon the expected visit from UFW representatives the following morning on their property in аnother attempt to organize the farm workers. In response, the Posse Comitatus was authorized to act on behalf of the owners and growers in the defense of their respective properties. The owners and growers additionally advised the Posse Comitatus that no one, including police officers, were to be permitted to enter their respective properties, and that any who attempted to do so were to be prevented by any means necessary. All those present expressly agreed that the Posse Comitatus would protect the properties beginning the next day.
B. The Confrontation of September 2, 1975
At daybreak the next morning, ten to fifteen sheriff deputies were patrolling various properties in the San Joaquin area. The Sheriff's Office had been forewarned about potential labor disputes and possible violence that might erupt between UFW representatives and various property owners, growers, and members of the Posse Comitatus. At the same time, approximately fifteen members of the Posse Comitatus were patrolling the borders of one of the fields. All appeared to be armed with guns and clubs. All were wearing badges on their shirts bearing the legend "Sheriff's Posse Comitatus" which were substantially identical in design and appearance to the official badges issued to deputiеs of the San Joaquin County Sheriff's Office. Upon arrival of the UFW representatives, a confrontation soon ensued.6 The UFW representatives stated to both the members of the Posse Comitatus and the sheriff deputies that they had a legal right of access to the field pursuant to an order by the California Agricultural Relations Board, dated September 29, 1975, allowing access for union organizing.
At approximately 7:15 a. m., Deputy District Attorney Joseph DaSilva arrived at the field at the request of the Sheriff's Office to render a legal opinion concerning the access order. DaSilva concluded that the UFW representatives had a legal right to еnter but recommended that if they were refused entrance by the Posse Comitatus, the deputies should not escort them into the field by force. DaSilva advised the UFW representatives and the deputies that arrests should only be made in the event of any criminal violations. DaSilva further advised that if the Posse Comitatus continued in the denial of access to the UFW representatives, the remedy would be to have the representatives seek judicial enforcement of the order of the Agricultural Relations Board. The representatives of the UFW were then asked to leave the area of the road leading up to the field. They complied with the request. During this tense confrontation, no violence erupted despite frequent "shouting matches" between the UFW representatives who were positioned outside the gates to the field and the Posse Comitatus members who were positioned inside the gates to the field and defending it.
Shortly after the departure of the UFW members, Francis Gillings arrived, entered the field, and immediately took charge of the Posse Comitatus members. Information from a record check conducted by the Sheriff's Office upon Gillings7 revealed that the City of Tracy, located within San Joaquin County, was holding a warrant for Gillings' arrest for his failure to appear at a hearing relating to a speeding ticket.
At approximately 9:00 a. m., Inspector Daniel Delfatti of the Sheriff's Office decided to arrest Gillings pursuant to that outstanding warrant. He was accompanied by three fellow deputies, with four others serving as backup, to observe the approximately forty members of the Posse Comitatus who at this time were spread throughout the field and to insure that none of them would attempt to interfere with the arrest. Delfatti led the arrest team to the edge of the field and called out to Gillings that he had a warrant for his arrest. As the arrest team drew closer, they were confronted by Posse member George Hill who threatenеd to shoot the officers if they proceeded any further. Hill began to push and shove Delfatti. Despite being warned that he was unlawfully interfering with the arrest duties of a police officer, Hill continued. Delfatti again called out to Gillings that he had a warrant for Gillings' arrest. Gillings responded by racking the loading mechanism of his shotgun and backing away from Delfatti and the arrest team. The arrest team, already in the field, continued walking towards him. While retreating, Gillings shouted to his armed comrades of the Posse Comitatus, "Back me up! Back me up!" Delfatti approached Gillings and informed him that he was under arrest. Gillings raised his loaded shotgun and pointed it directly at Delfаtti. Delfatti instantly leaned down to his left so as to avoid the muzzle of the shotgun and to possibly grab and remove it from Gillings' possession. As he leaned down, Gillings discharged the gun with the shot narrowly passing Delfatti's ear. Delfatti was then able to wrestle the shotgun away assisted by two deputies who physically subdued Gillings and arrested him.
At some point between the discharge of the shotgun and the physical arrest of Gillings, his son Stephen pointed an automatic shotgun at deputies LaFave and Rodriquez and attempted to fire at them. The gun jammed and did not fire. Rodriquez drew his revolver and ordered the younger Gillings to drop the shotgun. He did and was taken into custody.
At the same moment that Francis Gillings disсharged his shotgun, Norman Brown drew a shotgun and pointed it at deputy Gerald Krien. Krien repeatedly ordered Brown to drop the shotgun, but Brown refused to do so. After two other officers ordered Brown to drop the gun, he finally did so and was arrested. Francis Gillings, George Hill and Norman Brown were all convicted for various offenses arising out of these events.8The 42 U.S.C. § 1983 Claim
A fundamental requirement of § 19839 is that the challenged action must have been taken "under color of state law." See Life Insurance Company of North America v. Reichardt,
Appellants rely upon two separate theories in support of their claim that the appellees were acting under color of state law. First, that the "San Joaquin Sheriff's Posse Comitatus" filed a Charter with the County Recorder's Office of San Joaquin County on February 18, 1975. Second, that there existed a "custom" within the San Joaquin County area that clothed the Posse Comitatus with the authority of the state.10
In Life Insurance Company of North America v. Reichardt,
Mere state action is insufficient to support a § 1983 cause of action. There must be a sufficient nexus between the state action and the private discrimination.
The mere filing of a Charter as alleged in appellants' complaint, without more, does not constitute a "sufficient nexus."11
Appellants' reliance upon a "custom" sufficient to create the requisite level of state involvement is completely without merit. This court acknowledges appellants' basic premise that certain practices by state officials could be violative of § 1983 "(a)lthough not authorized by written law (where such practices) could well be so permanent and well settled as to constitute 'custom or usage' with the force of law." Adickes v. S. H. Kress & Co.,
For these reasons, the district court's dismissal of appellants' action under § 1983 is affirmed.
The 42 U.S.C. § 1985(1) Claim
Section 1985(1) provides as follows:
If two or more persons in any State or Territory conspire to prevent, by force, intimidation, or threat, any person from accepting or holding any office, trust, or place of confidence under the United States, or from discharging any duties thereof; or to induce by like means any officer of the United States to leave any State, district, or place, where his duties as an officer are required to be performed, or to injure him in his person or property on account of his lawful discharge of the duties of his office, or while engaged in the lawful discharge thereof, or to injure his property so as to molest, interrupt, hinder, or impede him in the discharge of his official duties;
(emphasis added).
The clear import of this languagе is that the statute's protections extend exclusively to the benefit of federal officers. There is nothing in the language of the statute nor in the legislative history to support appellants' interpretation that § 1985(1) does not apply exclusively to federal officers. Appellants contend that Stern v. United States Gypsum, Inc.,
The conclusion of this court is identical to that reached by the court in Baron v. Carson,
On its face, § 1985(1) relates solely to federal officers and federal office holders. The dearth of reported case law on this specific issue appears to be no more than a reflection on the clarity of the statutory language, and the inapplicability of § 1985(1) to anyone but federal officers. Those few courts which have dealt specifically with the question of proper plaintiffs under subsection (1) have done so in passing, noting only the obvious limitations of the statute's applicability. See, e. g., Veres v. County of Monroe,
The only case to which plaintiff рoints in support of his contention for coverage of state officials under § 1985(1) is Griffon v. Congress of Racial Equality,
We therefore hold that plaintiff's status as a county official is not protected within the meaning of § 1985(1) and accordingly dismiss Count I of the complaint for lack of subject matter jurisdiction.
Appellants are state law enforcement officers with the San Joaquin County Sheriff's Office. They are not federal officers as required by § 1985(1). Accordingly, the district court's dismissal of appellants' action under § 1985(1) is affirmed.
The 42 U.S.C. § 1985(3) Claim
Section 1985(3)14 provides a private civil rеmedy for persons injured by conspiracies to deprive them of their right to equal protection of the laws. The landmark case construing § 1985(3) is Griffin v. Breckenridge,
To come within the legislation a comрlaint must allege that the defendants did (1) "conspire or go in disguise on the highway or on the premises of another" (2) "for the purpose of depriving, either directly or indirectly, any person or class of persons of the equal protection of the laws, or of equal privileges and immunities under the laws." It must then assert that one or more of the conspirators (3) did, or cause to be done, "any act in furtherance of the object of (the) conspiracy," whereby another was (4a) "injured in his person or property" or (4b) "deprived of having and exercising any right or privilege of a citizen of the United States."
Despite the unanimity in the decision, the broаd facial sweep of the language in § 1985(3) caused considerable concern for the Court. The Court cautioned that although § 1985(3) was intended by Congress to reach private action, Congress did not intend for it to reach "all tortious, conspiratorial interferences with the rights of others."
In the years following Griffin, courts have disagreed concerning which conspiracies motivated by non-racial invidiously discriminatory animus fall within the ambit of § 1985(3) protection.15 Although § 1985(3) was originally designed to protect oppressed southern blacks from the violence of the vindictive Ku Klux Klan, it is reasonably clear that the drafters intended to extend the protections under § 1985(3) to other groups as well. In Life Insurance Company of North America v. Reichardt, supra,
Even though § 1985(3) has been expanded beyond its narrow historical perspectives, the boundary is not unlimited. A short time after Reichardt, an attempt to further expand the reach of § 1985(3) was rejected by this court. In DeSantis v. Pacific Telephone & Telegraph Co., Inc.,
The DeSantis court acknowledged that " § 1985(3) has been liberated from the now anachronistic historical circumstances of reconstruction America," id., but emphasized that the antidiscrimination principle underlying § 1985(3) applies only to groups that require and warrant special federal assistance in protecting their civil rights. See id.
The appellants have failed to demonstrate that they are members of a class entitled to § 1985(3) protection. They have not shown that San Joaquin County Sheriff's officers constitute such a class. We find, as did the court in Taylor v. Nichols,
The appellants also assert that they were the victims of class-based discrimination against the United Farm Workers. We need not determine whether classes comprising members of labor organizations are protected by § 1985(3), for the appellants are not members of the United Farm Workers. The law of this circuit is clear: the plaintiff must be a member of the class discriminated against to claim the benefits of § 1985(3). Briley v. California,
Because neither asserted basis for class discrimination satisfies § 1985(3), we affirm the dismissal of the § 1985(3) action.
Dismissal of the pendent state law claims is also affirmed. The district court properly exercised its discretion to dismiss the claims in light of the weakness of the federal claims.
AFFIRMED.
Notes
Senior District Judge Robert A. Grant of the United States District Court for the Northern District of Indiana, is sitting by designation
Along with their federal law claims, appellants asserted several claims based upon the laws of the State of California through the pendent jurisdiction powers of the court
Thе district court dismissed the action pursuant to appellee Perry's motion for dismissal under Fed.R.Civ.P. 12(b)(1) and (6), appellees' (Rufus Shackleford, Western Tomato Growers and Shippers, Inc., Michael Eugene Brown, Frank Ray, and Stockton Tomato Co., Inc.) motion for judgment on the pleadings pursuant to Fed.R.Civ.P. 12(c) (or in the alternative for summary judgment pursuant to Fed.R.Civ.P. 56 or dismissal under Fed.R.Civ.P. 12(b)(6), and appellants' motion for sanctions against the remaining appellees. Although the district court failed to specifically articulate upon which ground it was basing its decision, it appears that the complaint was dismissed as a judgment on the pleadings and will be treated as such by this court
Dеfendant Southern Pacific Company was dismissed on November 9, 1976, pursuant to a stipulation for dismissal under Fed.R.Civ.P. 41(a)(1) and is not a party to this appeal.
On September 1, 1975, Perry filed criminal complaints with the Sheriff's Office against the UFW representatives as a result of the August 30 incident. He was informed by appellants Rodney Brown and Robert Fouts that such complaints would necessarily have to be approved by the District Attorney. Perry protested this procedure and stated, "we'll get your jobs," or words to that effect. District Attorney Joseph Baker ultimately refused to issue any criminal complaint
The particular field contained a crop of tomatoes which was grown by appellee Stockton Tomato Company; bought and harvested by appellee Western Tomato Growers and Shippers Company; with the field itself owned by Southern Pacific Company
Appellees Perry, Michael Eugene Brown, Rufus Shackleford, Frank Ray, Francis Gillings and George Hill were some of those present. At this meeting, Perry acted on behalf of the Lathrop Farm Labor Center, Ray acted on behalf of the Stockton Tomato Company, and Shackleford and Brown acted on behalf of the Western Tomato Growers and Shippers Company. All were sworn in as members of the Posse Comitatus at the meeting
Prior to this сonfrontation, appellant Ken Wagner observed Michael Eugene Brown put up a sign at the edge of the field, signed "Western Tomato Growers, by Gene Brown," which stated in pertinent part:
"NOTICE
KEEP OFF NO TRESPASSING
TO ALL OFFICERS OF THE LAW
INCLUDING ALL FEDERAL, STATE, COUNTY OR CITY AGENTS
Any officer, or other person at the direction of any officer, whether an undercover agent or not, who attempts to enter these premises without a proper warrant or judgment issued out of a court which is a part of the judicial branch of the government, and issued under the seal of the court, signed by the clerk, will be treated as any other trespasser or lawless intruder would be when attempting to break and enter an inhabited dwelling when warned not to dо so. Survivors will be prosecuted."
During this entire period, in light of the fact that all of the members of the Posse Comitatus at the scene appeared to be armed, the Sheriff's Office was conducting record checks to determine whether any outstanding arrest warrants existed for members of the Posse Comitatus or the UFW who could be recognized
The District Attorney for the County of San Joaquin charged Francis Gillings with three criminal counts: Cal.Penal Code § 245(b) (Assault with a deadly weapon upon a peace officer (Inspector Daniel Delfatti)); Cal.Penal Code § 245(b) (Assault with a deadly weapon upon a peace officer (Deputy John LaFave)); and Cal.Penal Code § 272 (Contributing to the delinquency of a minor). Following a jury trial, Gillings was convicted on August 9, 1976, of violating Cal.Penal Code § 245(a) (Assault with a deadly weapon) and Cal.Penal Code § 272
The District Attorney charged George Hill with a criminal violation of Cal.Penal Code § 148 (Resisting, delaying, or obstructing an officer in the discharge of his duties). Hill was convicted on April 30, 1976, in the San Joaquin County Municipal Court.
The District Attorney charged Norman Brown with a criminal violation of Cal.Penal Code § 245(b) (Assault with a deadly weapon upon a peace officer (Gerald Krien)). Brown was found guilty of violating Penal Code § 240 (Assault).
42 U.S.C. § 1983 provides:
Every person who, under color of any statute, ordinancе, regulation, custom, or usage, of any State or Territory, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress.
Appellants also argue that the state action requirement under § 1983 is outmoded. Such argument has absolutely no basis and is summarily rejected
See Moose Lodge No. 107 v. Irvis,
In Scott v. Vandiver,
Those courts which have specifically dealt with the question of proper plaintiffs since Baron have alsо done so in passing, which again confirms "the obvious limitation of the statute's applicability." See Wagar v. Hasenkrug,
Section 1985(3) provides in pertinent part:
If two or more persons ... conspire or go in disguise on the highway or on the premises of another, for the purpose of depriving, either directly or indirectly, any person or class of persons of the equal protection of the laws, or of equal privileges and immunities under the laws ... in any case of conspiracy set forth in this section, if one or more persons engaged therein do, or cause to be done, any act in furtherance of the object of such conspiracy, whereby another is injured in his person or property, or deprived of having and exercising any right or privilege of a citizen of the United States, the party so injured or deprived may have an action for the recovery of damages, occasioned by such injury or deprivation, against any one or more of the conspirators.
See Great American Federal Savings & Loan Association v. Novotny,
No post-Griffin court has found that § 1985(3) is limited exclusively to racial situations. Many federal courts have unhesitatingly expanded the protеctions of § 1985(3) well beyond the racial context. See Weise v. Syracuse University,
Other courts have not demonstrаted the same willingness to expand the protections of § 1985(3). See Carchman v. Korman Corp.,
