Frank H. Seay, District Judge for the United States District Court for the Eastern District of Oklahoma, has certified a Question of Law pursuant to the Oklahoma Uniform Certification of Questions of Law Act, 20 O.S.1991, §§ 1601-1611, as follows:
“Is there a state mandamus remedy whereby inmates may challenge the administration of their sentences and allege the unconstitutional denial of earned credits they are entitled to receive; and if not, what is the proper state remedy for inmates to challenge the administration of their sentences (included earned and CAP credits), assuming they are not entitled to an immediate release?”
We are not asked to determine whether Petitioners are entitled to relief. The only issue before us is what procedures are available in State courts for those in Petitioners’ situation. We hold relief is available in State courts, but not in the format sought by Petitioners. Specifically, we hold: (1) Mandamus provides a vehicle for inmates to ensure due process is provided within the Department of Corrections disciplinary system; (2) state law does not provide an appeal from Department of Corrections actions on discipline; (3) habeas corpus is the plenary remedy for an inmate to adjudicate a right to release based on the amount of time served coupled with the net earned credits awarded; and (4) consequently, a state remedy is afforded, but not at the time the Petitioners seek to prematurely litigate the issue.
I. FACTS
The following relevant facts are from the order of the federal court certifying this question of law.
Petitioners filed an application for a writ of habeas corpus pursuant to applicable federal law. Both make a number of allegations in their petitions concerning sentence credits they believe they are entitled to receive. Petitioner Canady alleges he had 251 days of credit that were rescinded without adequate explanation or process; he is entitled to 233 days of level two non-promotional credits; and he is entitled to approximately 154 days of credit pursuant to
Ekstrand v. State,
The federal district court entered an order discussing
Waldon v. Evans,
The federal district court que'stioned whether there was a controlling precedent giving Petitioners and others in like situations an adequate state remedy. If such a remedy now exists, Petitioners’ actions in federal court may be dismissed, as they have failed to exhaust all state remedies. If we determined no adequate state remedy existed, the federal court would proceed on the claims.
II. SCOPE OF CERTIFIED QUESTION OF LAW ACT
This is the first question certified to this Court under the Uniform Certification of Questions of Law Act, codified at
The statute giving this Court the power to answer such a question is found at
The Supreme Court and the Court of Criminal Appeals respectively may answer questions of law certified to it by the Supreme Court of the United States, a Court of Appeals of the United States, a United States District Court, the United States Court of International Trade, the Judicial Panel on Multidistrict Litigation, the United States Claims Court, the United States Court of Military Appeals, the UnitedStates Tax Court, or the highest appellate court or the intermediate appellate court of any other state, when requested by the certifying court if there are involved in any proceeding before it questions of law of this state which may be determinative of the cause then pending in the certifying court and as to which it appears to the certifying court there is no controlling precedent in the decisions of the Supreme Court or Court of Criminal Appeals of this state.
The initial question before us is whether this Act gives this Court the power to create new law in the form of answering questions of first impression which may create a precedent; or whether it merely tells the certifying court the state of the law as it currently exists, without creating a precedent. As the discussion below indicates, we find this Court has the power to use the certified question as a vehicle to decide issues which may create a precedent.
A.
We begin with the observation this Court cannot otherwise issue advisory opinions.
See Matter of L.N.,
From this, it seems clear that absent statutory authority, this Court could not issue an opinion in any matter not at issue before it. This statutory authority is found in 20 O.S. §§ 1601-1611. In other words, it is this Act which gives this Court jurisdiction to consider the issue before it.
B.
Having determined why we can consider this certified question, we now turn to what we can consider. Owing to the absence of precedent from this Court, we look to cases decided by our state Supreme Court.
Without question, we can address questions of first impression.
See Safeco Ins. Co. of America v. Sanders,
Sometimes it becomes necessary to “reinterpret” the question to adequately answer it.
See Tate v. Browning-Ferris, Inc.,
It appears the Oklahoma Supreme Court is not reluctant to use the Act to make new law which may create a new precedent.
See Buzzard v. Farmers Ins. Co., Inc.,
Therefore, we have the authority not only to give the present state of the law, but also to use the opportunity to create new precedents. This is only logical: it does not make sense to say we have jurisdiction to consider a matter, yet not have the power to use the result of that as a new precedent.
C.
This same philosophy was expressed differently by at least two other states.
The Supreme Judicial Court of Maine in
In re Richards,
The Court concluded, as have we, that “[t]he certification by the federal court becomes by the force of our statute the jurisdictional vehicle for placing the matter before the court for its action.... The certification will make it apparent that there is a genuine live controversy between the parties pending in the federal court, a controversy based upon an existing factual situation which will be determined by our response to questions.” Id. at 832.
See also Smith v. Gray Concrete Pipe Co.,
From this, we conclude the statute gives this Court jurisdiction, both to interpret the law for the federal court and to use that law as a valid precedent in our own jurisprudence.
Having determined the scope of Act, we now turn to the substantive problem presented.
III. HISTORY
The federal court is well entitled to be confused about the state of Oklahoma law in the area of earned credits. Rulings by courts in this State on the subject are not a hallmark of consistency.
A complete recitation of that history is unnecessary here. Suffice it to say that before Waldon, this Court had held the only remedy available by extraordinary writ was that of habeas corpus, which a prisoner could use if he were entitled to earned credits, and which would entitle him to immediate release.
However, in Waldon, this Court held an inmate could use the writ of mandamus to force prison officials to provide him with minimum procedural due process to challenge the revocation of credits after they have previously been earned, regardless of whether he would be entitled to immediate release if the credits were restored. Id. at 313.
Waldon
is correct in that it holds there must be some remedy available to inmates who are being deprived of the process due them to seek restoration of previously earned credits which have been revoked. To hold otherwise would be to hold the courts of this State are powerless to correct violations of procedural due process once those violations are found. However,
Waldon
did not hold that, once the process due an inmate was given, mandamus was the proper remedy to challenge that process.
See Id.,
IV. SCOPE OF MANDAMUS
Mandamus is not a writ to be taken lightly. By its very nature, mandamus is an extraordinary writ, which will not issue unless a petitioner can show (1) a clear legal right; (2) the respondent’s refusal to perform a plain legal duty not involving the exercise of discretion; and (3) the adequacy of mandamus and the inadequacy of other relief.
Woolen v. Coffman,
The fact an inmate is
eligible
for the number of earned credits provided by law at the time his crime was committed has already been established by this Court.
2
See Ekstrand; Weaver v. Graham,
The second, however, is not. Prison officials have a duty to guarantee an inmate receives the process which is due him when previously earned credits have been revoked and have a duty to administer earned credits as directed by the Legislature. See 57 O.S.Supp.1998, § 138(E) (aggrieved inmate may use “normal grievance procedures” within the Department of Corrections and the facility in which he is incarcerated). This is the only issue addressed in Waldon. However, the actual granting or revoking of credits must of necessity involve some discretion; e.g., determining how many and what type of infractions result in a change of status which could affect the number of credits earned. See 57 O.S.Supp.1993, § 138 (allowing credits to be subtracted from credits previously earned upon recommendation of a prison’s disciplinary committee; requiring due process protections; subject to approval of the warden or superintendent of the institution; and ordering adjustment review committee to consider all aspects of policy and procedures developed by the De-partment of Corrections, “including but not limited to” criteria set forth in statute).
Typically, an inmate’s complaint is not that prison officials have not acted (in which case mandamus is appropriate), but that they have acted in a manner with which the inmate disagrees. Under those circumstances, mandamus is inappropriate.
4
See Lyles v. Page,
As the above discussion shows, mandamus is not appropriate. Whether there is another remedy is a separate question.
V. AUTHORITY FOR APPEAL
We begin with the observation there is no constitutional right to an appeal within any State system.
Abney v. United States,
We have consistently held appeals to this Court are governed by statutes; and while the statutes may give a defendant the right to appeal, the manner of taking that appeal is subject to legislative control.
Rodrick v. State,
A.
We find no right of appeal in the Administrative Procedures Act (hereinafter referred to as APA), 75 O.S.1991, §§ 250-323. The Department of Corrections is subject to the APA in certain aspects,
see Lindsey v. State ex rel. Dept. of Corrections,
B. As specified, the following agencies or classes of agency activities are not required to comply with the provisions of Article II of the Administrative Procedures Act [the section of the Act relating to agency notice and hearing requirements for individual proceedings]:
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8. The supervisory or administrative agency of any penal, mental, medical or eleemosynary institution, only with respect to the institutional supervision, custody, control, care or treatment of inmates, prisoners or patients therein; provided, that the provisions of Article II shall apply to and govern all administrative actions of the Oklahoma Alcohol Prevention, Training, Treatment and Rehabilitation Authority-
(emphasis added). Therefore, we find the Administrative Procedures Act does not provide for judicial review of an administrative decision by the Department of Corrections to grant or revoke earned credits.
B.
Nor do we find a statutorily created right of appeal within the earned credit statute itself. That statute, found at 57 O.S.Supp.1993, § 138, directs earned credits to be administered to inmates, and requires the Department of Corrections to develop a policy and procedure assigning inmates to one of four class levels. The policy and procedure shall include certain guidelines set forth in the statute; however, it is not limited to those enumerated guidelines. The inmate receives credits corresponding to his particular class level, and can earn additional credits upon completion of certain programs.
Of particular relevance to the question before us is Subsection 138(E). This subsection dictates adjustment review committees must review and evaluate an inmate’s class level status at least once every four months. This subsection also provides the following, which was added in 1988:
Any inmate who feels aggrieved by a decision made by an adjustment review committee may utilize normal grievance procedures in effect with the Department of Corrections and in effect at the facility in which the inmate is incarcerated.
Id.
While specifically providing for this grievance procedure through the prison system, the statute is noticeably lacking in any other procedure by which an inmate can challenge the administration of his credits. A classic rule of statutory construction is “expressio unius est exclusio alteráis”: the mention of one thing in a statute implies exclusion of another.
McCullick v. State,
We must therefore conclude the Legislature meant to limit the availability of remedies to a procedure within the prison system to the exclusion of a judicial remedy, when such remedy would not entitle the inmate to immediate release.
We recognize at least three other jurisdictions have interpreted its post-conviction relief act to include the type of remedy the Petitioners here seek.
See Davis v. State,
Section 138 of Title 57 remained unchanged for 42 years since its passage in
We realize that by this ruling we are holding an inmate does not have a right to an interlocutory determination of the status of his earned credits in a situation where he is not entitled to immediate release; but we are also aware many things can occur between the time credits are earned, when they are taken away, and when release is imminent. As discussed above, the inmate has the writ of mandamus to force prison officials to provide him with constitutional procedural due process, including proper notice and a hearing before revoking credits after they have been previously earned.
Waldon,
But before that time, this Court finds no statutory authority to render an opinion which has no effect on an inmate’s judgment and sentence. Such a ruling is prohibited, as it would be advisory only, as we have previously discussed in
Matter of L.N.,
In summary, we simply refuse to believe the Legislature intended this Court or any district court of this State to become involved in the earned credits business, and we decline to do so absent a specific statutory provision to the contrary. 7
FEDERAL CERTIFIED QUESTION: Frank H. Seay, District Judge for the United States District Court for the Eastern District of Oklahoma, has certified a Question of Law pursuant to the Oklahoma Uniform Certification of Questions of Law Act, 20 O.S.1991, §§ 1601-1611, as follows:
“Is there a state mandamus remedy whereby inmates may challenge the administration of their sentences and allege the unconstitutional denial of earned credits they are entitled to receive; and if not, what is the proper state remedy for inmates to challenge the administration of their sentences (included earned and CAPcredits), assuming they are not entitled to an immediate release?”
QUESTION ANSWERED. RELIEF IS AVAILABLE IN STATE COURTS, BUT NOT IN THE FORMAT SOUGHT BY PETITIONERS. SPECIFICALLY WE HOLD: (1) MANDAMUS PROVIDES A VEHICLE FOR INMATES TO ENSURE DUE PROCESS IS PROVIDED WITHIN THE DEPARTMENT OF CORRECTIONS DISCIPLINARY SYSTEM; (2) STATE LAW DOES NOT PROVIDE AN APPEAL FROM DEPARTMENT OF CORRECTIONS ACTIONS ON DISCIPLINE; (3) HABEAS CORPUS IS THE PLENARY REMEDY FOR AN INMATE TO ADJUDICATE A RIGHT TO RELEASE BASED ON THE AMOUNT OF TIME SERVED COUPLED WITH THE NET EARNED CREDITS AWARDED; AND (4) CONSEQUENTLY, A STATE REMEDY IS AFFORDED, BUT NOT AT THE TIME THE PETITIONERS SEEK TO PREMATURELY LITIGATE THE ISSUE.
Notes
. Parenthetically, the court addressed the concept of creating new precedents in addressing a certified question. In discussing its concept of judicial power, it noted that "[w]here an actual controversy exists between parties, it is submitted in formal proceedings to a court, the decision of the court is binding upon the parties and their privies and is res judicata of the issue in any other proceeding in court in which it may be involved,” adding "what else can the decision be but the exercise of judicial power?” Id. at 830.
. I continue to believe this Court erred in its determination the Oklahoma "earned credit” system of providing inmates with the
opportunity
to earn additional time reductions from their sentences if they qualify for the program is the same type of system addressed in
Weaver. See Ekstrand
v.
State,
.
"Were
the Court writing on a clean slate, I would vote to affirm the judgment of the Supreme Court of Florida. My thesis would be: (a) the 1978 Florida statute operates only prospectively and does not affect petitioner’s credits earned and accumulated prior to the effective
"The Court’s precedents, however, particularly
Lindsey v. Washington,
. Since some discretion is used to determine how earned credits aré given or removed, to hold mandamus is the proper remedy would be tantamount to telling prison officials who are doing something wrong to "do it right" without further instruction. That is rather like telling a three-year-old child with no training to go out and ride a bicycle. We recognize other courts in this State have held mandamus can be used to correct abuses of discretion.
See Draper v. State,
. That section currently reads:
Sec. 318. Judicial review
A.l. Any party aggrieved by a final agency order in an individual proceeding is entitled to certain, speedy, adequate and complete judicial review thereof pursuant to the provisions of this section and Sections 319, 320, 321, 322 and 323 of this title.
2. This section shall not prevent resort to other means of review, redress, relief or trial de novo, available because of constitutional provisions.
3. Neither a motion for new trial nor an application for rehearing shall be prerequisite to secure judicial review.
B.l. The judicial review prescribed by this section for final agency orders, as to agencies whose final agency orders are made subject to review, under constitutional or statutory provisions, by appellate proceedings in the Supreme Court of Oklahoma, shall be afforded by such proceedings taken in accordance with the procedure and under the conditions otherwise provided by law, but subject to the applicable provisions of Sections 319 through 324 of this title, and the rules of the Supreme Court.
2. In all other instances, proceedings for review shall be instituted by filing a petition, in the district court of the county in which the party seeking review resides or at the option of such party where the property interest affected is situated, within thirty (30) days after the appellant is notified of the final agency order as provided in Section 312 of this title.
C. Copies of the petition shall be served upon the agency and all other parties of record, and proof of such service shall be filed in the court within ten (10) days after the filing of the petition. The court, in its discretion, may permit other interested persons to intervene.
D. In any proceedings for review brought by a party aggrieved by a final agency order:
1. The agency whose final agency order was made subject to review may be entitled to recover against such aggrieved party any court costs, witness fees and reasonable attorney fees if the court determines that the proceeding brought by the party is frivolous or was brought to delay the effect of said final agency order.
2. The party aggrieved by the final agency order may be entitled to recover against such agency any court costs, witness fees, and reasonable attorney fees if the court determines that the proceeding brought by the agency is frivolous.
. That statute at the time read:
“(1) In any proceeding for the review of an agency order, the Supreme Court or the District or Superior Court, as the case may be, in the exercise of proper judicial discretion or authority, may set aside or modify the order, or reverse it and remand.it to the agency for further proceedings, if it determines that the substantial rights of the appellant or petitioner for review have been prejudiced because the agency findings, inferences, conclusions or decisions, are:
(a) in violation of constitutional provisions; or
(b) in excess of the statutory authority or jurisdiction of the agency; or
(c) made upon unlawful procedure; or
(d) affected by other error of law; or
(e) clearly erroneous in view of the reliable, material, probative and substantial competent evidence, as defined in Section 10 of this Act, including matters properly noticed by the agency upon examination and consideration of the entire record as submitted; but without otherwise substituting its judgment as to the weight of the evidence for that of the agency on question of fact; or
(f) arbitrary or capricious; or
(g) because findings of fact, upon issues essential to the decision were not made although requested.
(2) The reviewing court, also in the exercise of proper judicial discretion or authority, may remand the case to the agency for the taking and consideration of further evidence, if it is deemed essential to a proper disposition of the issue.
(3) The reviewing court shall affirm the order and decision of the agency, if it is found to be valid and the proceedings are free from prejudicial error to the appellant."
. Nor do we deem 57 O.S.1991, § 564 to indicate anything to the contraiy. That provision reads:
An inmate in the custody of the Department of Corrections shall exhaust all available administrative remedies prior to initiating an action in district court against the Department.
While it is tempting to hold this provision implicitly provides for a judicial remedy after all administrative remedies are exhausted, we cannot do so. We deem it significant the Legislature chose to place the exhaustion requirement in a statute addressing general provisions of Title 57, while at the same time failing to place such a provision in 22 O.S.1991, § 1051
et seq.,
the chapter expressly dealing with appeals. Additionally, the Legislature seems to have explicitly and specifically placed the sole administrative remedy within the very section dealing with earned credits. It is a standard rule of statutory construction that a specific provision controls over a more general one.
Luster v. State,
