159 F. 453 | 2d Cir. | 1908
The opinion below has quoted at great length from the specifications. Since it may fairly be assumed that no one is likely to read this opinion without also examining that of the Circuit Court, those voluminous excerpts need not be repeated here, although in the progress of this discussion it may be necessary to quote tnanv passages from such specifications. There are two groups of claims — those for a process, and those for an apparatus. The subject of discussion may be best introduced by reciting the five process claims which are relied upon as follows:
*454 “(1) The process of purifying sewage, which consists in subjecting the sewage under exclusion of air, of light and of agitation to the action of anaerobic bacteria until the whole mass of solid organic matter contained therein becomes liquefied, and then subjecting the liquid effluent to air and light
“(2) The process of liquefying the solid matter contained in sewage, which consists in secluding a pool of sewage having a nondisturbing inflow and outflow, from light, air, and agitation until a mass or micro-organisms has been developed of a character and quantity sufficient to liquefy the solid matter of the flowing sewage, the inflow serving to sustain the micro-organisms, and then subjecting said pool under exclusion of light and air and under' a non-disturbing inflow and outflow to tbe liquefying action of tbo so-cultivated micro-organisms until the solid organic matter contained in the flowing sewage is dissolved.
■ “(3) The process of liquefying the solid matter contained in sewage, which consists in secluding a pool of sewage having a nondisturbing inflow and outflow, from light, air and agitation until a mass of micro-organisms has been developed of a character and quantity sufficient to liquefy the solid matter of the flowing sewage, the inflow serving to sustain the micro-organisms, then subjecting said ijooI under a nondisturbing inflow and outflow and under exclusion of light and air to the liquefying action of the so-cultivated microorganisms until the solid organic matter contained in the flowing sewage is dissolved, and then subjecting the liquid overflow to an aerating operation.
“(4) The process of liquefying the solid matter contained in sewage, which consists in secluding a pool of sewage having a nondisturbing inflow and outflow from light, air and agitation until a mass of micro-organisms has been developed of a character and quantity sufficient to liquefy the solid matter of the flowing sewage, the inflow serving to sustain the micro-organisms, then subjecting said pool under a nondisturbing inflow and outflow and under exclusion of light and air to the liquefying action of the so-cultivated micro-organisms until the solid organic matter contained in the flowing sewage is dissolved, then subjecting the liquid outflow to an aerating operation, and then to a filtering operation,”
“(21) The process of liquefying the solid matter contained in sewage, which consists in secluding a pool of sewage having a nondisturbing inflow and outflow from light, air and agitation until a thick scum is formed on the surface thereof and a mass of micro-organisms has been developed of a character and quantity sufficient to liquefy the solid matter of the flowing sewage, the inflow serving to sustain the micro-organisms, and then subjecting said pool under the cover of said scum and under a nondisturbing inflow and outflow to the liquefying action of the so-cultivated micro-organisms until all the solid matter contained in the flowing sewage is dissolved.”
The apparatus for carrying on this process consists of a tank constructed of any suitable material, such as cement-concrete, shallow in comparison with its other dimensions, and in which the “pool of sewage” is located. It may be provided with an air-tight cover, for temporary use only, because after the tank has been in operation for two or three days a peculiar brown scum begins to form at the top and eventually becomes two or three inches thick and serves as an air-tight cover for the sewage. The pool which is secluded in the tank is secured against disturbance from inflow or outflow by having inlet and outlet so located and constructed that the sewage will flow through 'in a quiet manner. From the tank the effluent passes into an aerator, where it is exposed to the action of the air and afterwards passes on to an ordinary filter bed. By reference to the claims it will be perceived that the second and twenty-first cover only so much of the process as takes place in the secluded pool, the first and third cover also the aerating operation, and the fourth adds the final filtering operation.
To a proper understanding of what the patent shows, it will he nec
The essential features of Cameron’s process are these: He secures separate and successive action of anaerobes and aerobes on the organic matter of the solids in the flowing current of sewage. He first sets the anaerobes to work under such conditions that whatever aerobes were present in the flowing current as it enters the anaerobes’ workshop are quickly destroyed, because without air or oxygen they cannot live, and at the outflow end of his septic tank there is absolutely none; tests mark free oxygen as zero. He cultivates this colony of anaerobes under conditions most favorable for their growth and activity, eliminating light, air, and agitation while the slowly moving current is exposed to their activities. There is some oxygen present when the sewage flows in, although it has all disappeared before it flows out; and the current is not completely at rest, it flows in a quiet manner— ivere it stagnant, the desired bacterial action would be disturbed and retarded. But there is a substantial absence from the current of oxygen and agitation. A curious result of setting the anaerobes to work ■under such conditions, after the septic scum has formed, is pointed out in the specifications. “The micro-organisms increase at a fabulous rate, being fed by the incoming solid matter of the sewage until a mass of bacteria is developed sufficient to liquefy substantially all the solid organic matter contained in the sewage passing through the pool: * * and the outflow is in the form of a liquid without solid particles of sewage * * The liquefied sewage as it leaves the septic pool has a slight odor, * * * and to relieve it of this slight odor it is subjected to an aerating operation.” It is contended by the complainant that such effluent is peculiarly adapted for further treatment on a filter bed.
“In my opinion from six to eight weeks is required in which the liquefying action will be established to the extent of creating an equilibrium beyond which the solids will not accumulate on the bottom of the tank or on the top thereof; * * * an equilibrium between tbe accumulated solids in tbe tank plus those being constantly added thereto by the inflow of the sewage, and the bacterial activities whereby further accumulations are prevented.”
Moreover, as the patentee states, “by this invention crude sewage can be treated for long periods without practically any sludge at all forming in the tank.” In the plant at Saratoga, which treats sewage by the process above described — infringement of these process claims is not denied in defendant’s brief — “the tanks have never been emptied since they were put in service July, 1903, a period of 3% years, and no-solid matter has been taken from them.” In consequence this equilibrium between the solids and the solid-destroyers, when once established, need not be disturbed, it will continue indefinitely. Having passed his sewage through the secluded pool, where it was exposed to anaerobic action only, it is aréated and then subjected to aerobic action.
It is this method of dividing the process which complainant claims to be novel. Of its essential features the experts for complainant point out that separate action is necessary because the anaerobes cannot successfully act in conjunction with the aerobes, which are inimical to their multiplication and even existence; that successive action is necessary because the anaerobes prepare the organic matter for succeeding purification by the aerobes; that the flowing current is essential, because it makes a continuous process, takes the matter out of the way of the anaerobes as fast as they are through with it, and prevents the formation of toxins which would impair the value of the anaerobic product for the purifying action of aerobes. That the process possesses utility is beyond dispute; it eliminates the problem of removing “sludge,” the solid matter which accumulates in the bottom-of some sewage tanks and the disposition of which is often troublesome. Moreover, the defendant uses it and thus practically concedes that it is useful.
The process which has been described is the process which the patent indicates. The trial judge, however, reached the conclusion that the statements of the patent constituted a misdescription. He says:
“The patentee declares: ‘The invention consists in certain methods of developing in a flowing current of sewage bacteria capable of dissolving the mass of solid organic matter contained therein, and of subsequently utilizing the so-developed bacteria in liquefying the mass of organic matter contained in the flowing current.’ If this means what it says, nothing of the kind is done. The bacteria or micro-organisms are not developed in the flowing current of sewage, and camiot be effectually. They are developed in that part of the sewage which is at rest and which has been brought to a ‘standstill,’ secluded in a pool, and which must remain at a ‘standstill’ below tbe flowing current until the bacteria are developed and have actually liquefied it.”
“Kvciy particle of solid organic matter suspended in the liquid current of 1 lie sap tic tank finds itself closely surrounded by anaerobes already cultivated iu the scum and sediment and completely at their mercy, because every other influence is excluded by the ‘exclusion of light, air, and agitation’ which the patent so frequently repeats. Its liquefaction, therefore, does not have to wait for the cultivation of anaerobes, hut commences immediately and proceeds with great rapidity. Afterwards the liquefied particles find the aerobes all ready for them in the filter, where they in turn have full sway and oxidize and nitrify them, thus completing the purification. The complete separation of the anaerobic and aerobic actions is still further emphasized in the Cameron process by interposing between them the aerating operation, the action of which is to eliminate all the remaining traces of the anagrobic operation in the septic tank which might interfere with the aerobes.”
It is not necessary to cite the evidence which complainant’s counsel has collated to show that the action which takes place in the septic tank — “the workshop of the anaerobes” — is correctly set forth in the patent. One of defendant’s experts, not incidentally, but in a carefully phrased answer to a specific question, says:
“I believe further that the action [anaerobic] which, as I have stated nearly always In my opinion, has already begun before the solids have reached the tank, is continued in every portion of the tank, both in the surface scum and the bottom deposit and in the liquid contents.”
Our attention has been called to nothing in the record which controverts or qualifies this admission, in any way, and it must be accepted as true.
The question of anticipation is greatly simplified by a clear understanding of precisely what the Cameron process is. The crux of the question is stated in complainant’s brief as follows:
“In all processes of the prior art the aerobic or oxidizing action was continuous from the time the matter left the house as house waste until the end of its purification as sewage. Cameron's separate anaerobic colony was the first break that was ever made in such agrobie action.”
It is not disputed that anaerobic action was present to a greater or 'ess extent in prior processes, but it is contended that Cameron was absolutely the first to instruct the art that the problem of removing sludge could he practically eliminated (irrespective of securing other advantages) by providing the anaerobes with a workshop in which thev might act upon the solid contents of the flowing current, unhampered by the presence of. air, oxygen, agitation, or aerobes. With the question so closely limited, the burden of comparing prior patents and publications with the Cameron process is matérially reduced.
The process which, apparently, has been most relied on as an anticipation is that of Louis Mouras, who took out a French patent September 22, 1881 (No. 144,904), an English patent (in the name of W. R. Lake), No. 5,391 of 1881, and a patent in this country November 28, 1882 (No. 268,120). A study of these patents discloses what it was that Mouras contributed to the art. He did not undertake to treat the sewage of a system of sewers at the purification end, but to provide at each individual building a cesspool or scavenger for preparing the house waste before it passes on to the sewer. His tank or scavenger
"For file-proper working of the apparatus it is expedient to discharge info the receiving pipe, as much as possible, rainwater and dishwater — in short, a-il water that can be disposed of- — in order to facilitate in the tank the decomposition and disaggregation of feces and all other decomposable matters which may chance to be there. * * * It will happen even in heavy showers that ;he current occasioned by the falling water will produce an eddy which will make itself felt at a great depth in the tank, and which will expel from it, by the discharge canal, a great quantity of matter in dissolution, so that the cleansing of the tank will be accomplished up to the height of the eddy. [Manifestly this is a macerating process.] Furthermore, if the shower lasts, a certain time, nothing but clear water will come out of the discharge pipe.”
The tank has been simply flushed out. The promotion of this agitation and formation of eddies is facilitated by Mouras’ directions to bring in the inlet pipe perpendicularly. Whether or not the object of this copious supply of water was to supply oxygen, such undoubtedly was its effect. It is not disputed that fresh water brings with it free oxygen. , “Dilution,” says one of defendant’s experts, “consists in bringing the sewage into contact with a sufficient quantity of fresh water so that the dissolved oxygen which such water always contains can promote bacterial action. * * * Up to a certain point, with an admixture of fresh water enough dissolved oxygen is available for the purpose.” Elsewhere he says “aerobic fermentation will take place in sewage to the exclusion of anaerobic so long as the supply of oxygen is present.” As we have seen, the only bacterial action which oxygen promotes is that of the aerobes; to the anaerobes it is a handicap and, in sufficient quantities, fatal. That oxygen is present in the Mouras tank is further shown by actual tests of tanks built, as defendant admits, according to the teachings of his patent; at their outlets it was found in large and varying quantities, while at the outlet of the Sara-toga plant, built according to Cameron’s teachings, there was none. The cesspool, therefore, described in the Mouras’ patents differs materially from that described by Cameron, since it discloses no workshop
Besides the three patents above cited, there is a mass of Mouras literature in the record, consisting of the observations of text-book writers and newspaper men upon his apparatus and process. The articles most relied upon in argument are those published in a periodical called “Cosmos" by a French abbé, one F. Moigno, who describes himself as “one of the common herd,” quotes from Deuteronomy and two of the Evangelists, and announces the invention of M. Mouras as “a complete solution of the problem, which for centuries had been an insolent menace hurled in the face of all humanity.” He conjectures that “in the heart of the scavenger, the great agent of dissolution, of liquefaction, would be hydrosulphate of ammonia or one of its congeners”; or “may it not be the vibriones or anaerobic bacteria which are destroyed by oxygen, and which manifest their destructive activity only in vessels from which the air is excluded?” Of all these publications it is sufficient to say that, so far as they correctly describe the process which Mouras indicated, they point out only a tank in which aerobic action takes place, accompanied in some measure, in the deeper parts of the pool, by anaerobic action. So far as they contain suggestions, which Mouras did not indicate, they are (in the language of the Supreme Court in Seymour v. Osborne, 11 Wall. 555, 15 L. Ed; 557) “mere vague and general representations * * * [not] sufficient to enable those skilled in the art or science to understand the nature and operation of the invention and to carry it into practical use.” We find in them nothing to indicate that by changing Mouras’ inlet so as to avoid agitation, by eliminating his large influx of fresh water with the eddies and the oxygen which it brought, one could establish a separate workshop for the anaerobes, and by that change modify the Mouras’ process with beneficial results. None of them present “an account of a complete and operative invention capable of being put into practical operation” by establishing purely anaerobic conditions in a septic tank and maintaining them till an equilibrium was established which would permit an indefinite retention of the solids. Nor is this conclusion the mer; inference of one unskilled in the art. This Mouras literature was published in the early -80’s, but no septic tank such as Cameron dej scribes was built until his first experimental structure was set up at Exeter in 1895.
The next reference is to the patents and work of Scott-Moncrief and of Dibdin, which, as complainants admit, are the nearest approach in principle to Cameron’s, because they contemplated utilizing anaerobes, and announced that “there is no need for the same amount of oxygen as has hitherto been believed to be necessary.” But they fell short of Cameron’s process, since they did not provide for having the anaerobes cultivated and worked separately from aerobes, oxygen, and agitation. Two quotations from the Scott-Moncrief United States patent (530,622) are sufficient to demonstrate this statement. “Sludge or deposit (which merely represents that portion of the organic matter which the organisms have not had time to liquefy) * * * may be removed from the concentrating compartment B when required by,
The next reference is to a German patent to Muller (9,792 of 1878). His process is mainly intended for disembarrassing beet-sugar works from liquid waste; he says it may with slight modification be applied even to the treatment of household slops in towns. The only passage in the patent which is at all relevant reads as follows:
“vViiereas the former disinfecting methods had for tlieir essential object to obviate as far as practicable any phenomena of putrefaction (corruption or decomposition), the process herein described on the contrary aims at the methodical cultivation of those small ‘leavenlike’ organisms to the viability of which modern science has traced the so-called ‘self-unmixing’ processes, namely acidification, fermentation, putrefaction, decay, or the like, in accordance with the rules of physiology, with a view to bringing them into requisition in the task of precipitating out the liquid waste-substances or bringing about their complete mineralization; i. e., reduction to simple inorganic compounds. * .* * Only in very few cases will it be necessary to actually sow the seed of these ‘leavenlike’ organisms; ihey will mostly develop In simply sufficient quantities from the numberless germs in suspension in the atmosphere which are at all times ready to settle or ‘colonize’ in a suitable soil, while tlieir growth is further induced by tlio organic admixtures which are added for the purpose of supplying an adequate proportion of nutritive substances, in the form of meat, blood, glue, gluten, or human excreta,” etc.
From the enumeration “acidification, fermentation, purification, decay, or the like,” it is apparent that Muller had in mind both groups of bacteria, for the result of aerobes’ activity is fermentation, and the result of anaerobes’ activity is putrefaction. Indeed, the last quotation referring to germ colonization with atmospheric surroundings would seem to indicate that it was the aerobes which he expected to colonize. The description of his process is even more vague than the preliminary statement. Títere are no drawings, but, since he directs the use of three or four basins of at least one meter’s depth, provided with a floating top cover of porous material such as straw, etc., it is manifest that his patent did not suggest the establishing of anaerobic conditions in a septic tank.
The English patent to Adeney and Parry (3,312 of 1890) provides for keeping “the liquor [ sewage] to be treated under suitable conditions for the rapid multiplication of micro-organisms.” But they point out three methods only, one by chemical treatment, the other two
Besides the patents and literature above referred to, defendant contends that anticipation is found in certain tanks which were built and used for sewage purification in this country prior to Cameron’s date of invention. So far as their structural details are concerned, some of them at least closely resembled Cameron’s apparatus; having the shallowness in comparison with other dimensions and inlet and outlet so arranged as to reduce the amount of agitation. Without stopping' to consider some minor criticisms which complainant’s counsel malees on these alleged anticipations, we may dispose of them in two ways. Tests for oxygen were made at all such as were still-in operation when the testimony was being taken, with the result that there was found at the outlets free and absorbed oxygen in quantities varying from 24 per cent, to 45 per cent, while at the Saratoga plant, embodying the Cameron process, the record for oxygen at the outlet was zero. It further appears from the testimony that of these tanks those most resembling Cameron’s were all cleaned and the sediment on the bottom removed, some of them frequently, some once a month, the one most relied upon “at least seven times per year, and probably oftener.”' When it is remembered that all the experts on both sides agree that it takes from six weeks to two months to produce the anaerobic conditions which Cameron prescribed for his septic tank, with the scum and deposit of the proper thickness and the condition of equilibrium established which admits of an indefinite retention of the solids, it is quite apparent that these are not Cameron septic tanks; the prescribed conditions are swept away by the hands of the cleaner before-they reach practical efficiency. On the contrary, at Saratoga there has been no removal of sludge, and therefore no destruction of septic conditions, for two years and a half.
Reference has been made to opinions in the First Circuit in American Sewage Co. v. City of Pawtucket (C. C.) 132 Fed. 35; Id., 138 Fed. 811, 71 C. C. A. 177; Id., 146 Fed. 753, 77 C. C. A. 234. Inasmuch as that 'litigation related to a different patent (United States, 559,522, May 5, 1896, to Glover), the validity of which was not disputed, and tíre record before the courts in the First Circuit was different from the one presented here, we do not find those decisions helpful, to a conclusion upon the questions raised in the case at bar.
It is further contended by defendant that these five claims are void because the process they cover “is a process of nature, and one which cannot be covered by any one.” As we have seen before, the distinctively novel feature is the septic tank or separate workshop for the-microbes. The Circuit Court, influenced as it seems to us by the conclusion which it reached that Mouras and Moigno disclosed all that Cameron claims, decided that the process claims could not be sustained,, citing O’Reilly v. Morse, 15 How. 62, 14 L. Ed. 601, and other cases. We, however, are satisfied that Cameron was the first one to subject a flowing current of sewage to the action of anaerobes and aerobes, under conditions which secured their separate and successive action,.
The Apparatus Claims.
These are Nos. 5, 6, 7, 8, 11, 12, 20, and 22. Infringement is denied of 6, 7, 8, and 3 2. It is not necessary to quote them; they are set forth in the opinion of the Circuit Court. Each one of them contains as an element of its combination “a septic tank.” Speaking generally and disregarding some minor variations of detail, it may be said that the several structural elements of each combination are old, and that tanks with covers and with inlets and outlets arranged so as to avoid agitation were not broadly new. The contention of the complainant is this: Cameron intioduced the word “septic” into the art, he defined it, and it is used in the claims with the meaning he gave it. The septic tank, therefore, of these claims is the septic tank in which the septic scum and deposit are found, in which the eliquilibrium above referred to is established, and in which the solids may be in - definitely retained. This is a peculiar structure, produced in part by the hand of man, in part by the forces of nature. After the labors of the mason, the plumber, and the ironworker are over the microorganisms are set to work, and in the course of from six weeks to two months they add an inside floor and a roof of scum to the masonry structure, whereupon its temporary iron cover may be discarded, and then, for the first, we have the septic tank of the claims. And, because in the prior art there is no masonry (or other) structure which has been thus improved and modified by the action of anaerobic bacteria, this single element of “a septic tank” is sufficiently novel to uphold each combination into which it enters. The question, presented is a most curious one; nothing analogous is found in any authority to which we are referred. The argument is ingenious and forceful, but in this case we do not find it convincing. The tank of the apparatus is, as the specifications state, “a suitable tank for carrying out [the] invention,” i. e., a tank suitable for the colonization and cultivation of the anaerobes so that they may in time reach the stage of equilibrium with the solids. T.he apparatus claims were never, in our opinion, intended to cover any tank other than that which Cameron’s human workman built. And this opinion is fortified by the following excerpts from the specifications:
*464 “FTiie sevrago] then passes through * * * the inlets into the tank A, In which it maj' be treated either chemically, bacteriologically, or otherwise, as desired; but it is preferable to treat it bacteriologically.”
“The invention also relates to a special form of tank in which a liquid is to be treated for the removal of solid matter by subsidence, flotation, or otherwise. * * * This form of tank is illustrated in Figs. 4, 5, and 6. * * * In the arrangement shown in [these figures] the sewage or other liquid * * !' passes into the tanks A, where, as in the previous arrangement, it may he treated either chemically, bacteriologically, or otherwise, as desired.”
We concur with the Circuit Judge in his conclusion as to these apparatus claims.
The decree is reversed, without costs, and cause remanded to the •Circuit Court with instructions to decree in favor of complainant uponv claims 1, 2, 3, 4, and 21, and in favor of defendant as to claims 5, 6, 7, 8, 11,12, 20, and 22, without costs.
On Petition for Rehearing.
This petition for rehearing is .a re-presentation of propositions advanced upon the original argument. If counsel would bear in mind that it is the practice of the court to examine the briefs and consider the arguments of both sides before announcing its decision, there might he fewer applications for rehearing.
Petition denied.