449 F.2d 1109 | D.C. Cir. | 1971
These cases are only the beginning of what promises to become a flood of new litigation — litigation seeking judicial assistance in protecting our natural environment. Several recently enacted statutes attest to the commitment of the Government, to control, at long last, the destructive engine of material “progress.”
NEPA, like so much other reform legislation of the last 40 years, is cast in terms of a general mandate and broad delegation of authority to new and old administrative agencies. It takes the major step of requiring all federal agencies to consider values of environmental preservation in their spheres of activity, and it prescribes certain procedural measures to ensure that those values are in fact fully respected. Petitioners argue that rules recently adopted by the Atomic Energy Commission to govern consideration of environmental matters
I
We begin our analysis with an examination of NEPA’s structure and approach and of the Atomic Energy Commission rules which are said to conflict with the requirements of the Act. The relevant portion of NEPA is Title I, consisting of five sections.
Thus the general substantive policy of the Act is a flexible one. It leaves room for a responsible exercise of discretion and may not require particular substantive results in particular problematic instances. However, the Act also contains very important “procedural” provisions— provisions which are designed to see that all federal agencies do in fact exercise the substantive discretion given them. These provisions are not highly flexible. Indeed, they establish a strict standard of compliance.
NEPA, first of all, makes environmental protection a part of the mandate of every federal agency and department. The Atomic Energy Commission, for example, had continually asserted, prior to NEPA, that it had no statutory authority to concern itself with the adverse environmental effects of its actions.
The sort of consideration of environmental values which NEPA compels is clarified in Section 102(2) (A) and (B). In general, all agencies must use a “systematic, interdisciplinary approach” to environmental planning and evaluation “in decisionmaking which may have an impact on man’s environment.” In order to include all possible environmental factors in the decisional equation, agencies must “identify and develop methods and procedures * * * which will insure that presently unquantified environmental amenities and values may be given appropriate consideration in decisionmaking along with economic and technical considerations.”
Of course, all of these Section 102 duties are qualified by the phrase “to the fullest extent possible.” We must stress as forcefully as possible that this language does not provide an escape hatch for footdragging agencies; it does not make NEPA’s procedural requirements somehow “discretionary.” Congress did not intend the Act to be such a paper tiger. Indeed, the requirement of environmental consideration “to the fullest extent possible” sets a high standard for the agencies, a standard which must be rigorously enforced by the reviewing courts.
Unlike the substantive duties of Section 101(b), which require agencies to “use all practicable means consistent with other essential considerations,” the procedural duties of Section 102 must be fulfilled to the “fullest extent possible.”
“ * * * The purpose of the new language is to make it clear that each agency of the Federal Government shall comply with the directives set out in * * * [Section 102(2)] unless the existing law applicable to such agency’s operations expressly prohibits or makes full compliance with one of the directives impossible. * * * Thus, it is the intent of the conferees*1115 that the provision ‘to the fullest extent possible’ shall not be used by any Federal agency as a means of avoiding compliance with the directives set out in section 102. Rather, the language in section 102 is intended to assure that all agencies of the Federal Government shall comply with the directives set out in said section ‘to the fullest extent possible’ under their statutory authorizations and that no agency shall utilize an excessively narrow construction of its existing statutory authorizations to avoid compliance.”
Thus the Section 102 duties are not inherently flexible. They must be complied with to the fullest extent, unless there is a clear conflict of statutory authority.
We conclude, then, that Section 102 of NEPA mandates a particular sort of careful and informed decisionmaking process and creates judicially enforceable duties. The reviewing courts probably cannot reverse a substantive decision on its merits, under Section 101, unless it be shown that the actual balance of costs and benefits that was struck was arbitrary or clearly gave insufficient weight to environmental values. But if the decision was reached procedurally without individualized consideration and balancing of environmental factors — conducted fully and in good faith — it is the responsibility of the courts to reverse. As one District Court has said of Section 102 requirements: “It is hard to imagine a clearer or stronger mandate to the Courts.”
In the cases before us now, we do not have to review a particular decision by
The period of the rules’ gestation does not indicate overenthusiasm on the Commission’s part. NEPA went into effect on January 1, 1970. On April 2, 1970— three months later — the Commission issued its first, short policy statement on implementation of the Act’s procedural provisions.
The procedure for environmental study and consideration set up by the Appendix D rules is as follows: Each applicant for an initial construction permit must submit to the Commission his own “environmental report,” presenting his assessment of the environmental impact of the planned facility and possible alternatives which would alter the impact. When construction is completed and the applicant applies for a license to operate the new facility, he must again submit an “environmental report” noting any factors which have changed since the original report. At each stage, the Commission’s regulatory staff must take the applicant’s report and prepare its own “detailed statement” of environmental costs, benefits and alternatives. The statement will then be circulated to other interested and responsible agencies and made available to the public. After comments are received from those sources, the staff must prepare a final “detailed statement” and make a final recommendation on the application for a construction permit or operating license.
Up to this point in the Appendix D rules petitioners have raised no challenge. However, they do attack four other, specific parts of the rules which, they say, violate the requirements of Section 102 of NEPA. Each of these parts in some way limits full consideration and individualized balancing of environmental values in the Commission’s decision making process. (1) Although environmental factors must be considered by the agency’s regulatory staff under the rules, such factors need not be considered by the hearing board conducting an independent review of staff recommenda
II
NEPA makes only one specific reference to consideration of environmental values in agency review processes. Section 102(2) (C) provides that copies of the staff’s “detailed statement” and comments thereon “shall accompany the proposal through the existing agency review processes.” The Atomic Energy Commission’s rules may seem in technical compliance with the letter of that provision. They state:
“12. If any party to a proceeding * * * raises any [environmental] issue * * * the Applicant’s Environmental Report and the Detailed Statement will be offered in evidence. The atomic safety and licensing board will make findings of fact on, and resolve, the matters in controversy among the parties with regard to those issues. Depending on the resolution of those issues, the permit or license may be granted, denied, or appropriately conditioned to protect environmental values.
“13. When no party to a proceeding * * * raises any [environmental] issue * * * such issues will not be considered by the atomic safety and licensing board. Under such circumstances, although the Applicant’s Environmental Report, comments thereon, and the Detailed Statement will accompany the application through the Commission’s review processes, they will not be received in evidence, and the Commission’s responsibilities under the National Environmental Policy Act of 1969 will be carried out in toto outside the hearing process.”18
The question here is whether the Commission is correct in thinking that its NEPA responsibilities may “be carried out in toto outside the hearing process” —whether it is enough that environmental data and evaluations merely “accompany” an application through the review process, but receive no consideration whatever from the hearing board.
We believe that the Commission’s crabbed. interpretation of NEPA makes a mockery of the Act. What possible purpose could there be in the Section 102 (2) (C) requirement (that the “detailed statement” accompany proposals through agency review processes) if “accompany” means no more than physical proximity — mandating no more than the physical act of passing certain folders and papers, unopened, to reviewing officials along with other folders and papers ? What possible purpose could there be in requiring the “detailed statement” to be before hearing boards, if the boards are free to ignore entirely the contents of the statement? NEPA was meant to do more than regulate the flow of papers in the federal bureaucracy. The word “accompany” in Section 102(2) (C) must not be read so narrowly as to make the Act ludicrous. It must, rather, be read to indicate a congressional intent
Beyond Section 102(2) (C), NEPA requires that agencies consider the environmental impact of their actions “to the fullest extent possible.” The Act is addressed to agencies as a whole, not only to their professional staffs. Compliance to the “fullest” possible extent would seem to demand that environmental issues be considered at every important stage in the decision making process concerning a particular action — at every stage where an overall balancing of environmental and nonenvironmental factors is appropriate and where alterations might be made in the proposed action to minimize environmental costs. Of course, consideration which is entirely duplica-tive is not necessarily required. But independent review of staff proposals by hearing boards is hardly a duplicative function. A truly independent review provides a crucial check on the staff’s recommendations. The Commission’s hearing boards automatically consider nonenvironmental factors, even though they have been previously studied by the staff. Clearly, the review process is an appropriate stage at which to balance conflicting factors against one another. And, just as clearly, it provides an important opportunity to reject or significantly modify the staff’s recommended action. Environmental factors, therefore, should not be singled out and excluded, at this stage, from the proper balance of values envisioned by NEPA.
The Commission’s regulations provide that in an uncontested proceeding the hearing board shall on its own “determine whether the application and the record of the proceeding contain sufficient information, and the review of the application by the Commission’s regulatory staff has been adequate, to support affirmative findings on” various nonenvironmental factors.
The rationale of the Commission’s limitation of environmental issues to hearings in which parties affirmatively raise those issues may have been one of economy. It may have been supposed that, whenever there are serious environmental costs overlooked or uncorrected by the staff, some party will intervene to bring those.costs to the hearing board’s attention. Of course, independent review of the “detailed statement” and independent balancing of factors in an uneontested hearing will take some time. If it is done properly, it will take a significant amount of time. But all of the NEPA procedures take time. Such administrative costs are not enough to undercut the Act’s requirement that environmental protection be considered “to the fullest extent possible,” see text at page 1114, supra. It is, moreover, unrealistic to assume that there will always be an intervenor with the information, energy and money required to challenge a staff recommendation which ig
Ill
Congress passed the final version of NEPA in late 1969, and the Act went into full effect on January 1, 1970. Yet the Atomic Energy Commission’s rules prohibit any consideration of environmental issues by its hearing boards at proceedings officially noticed before March 4, 1971.
The Commission explained that its very long time lag was intended “to provide an orderly period of transition in the conduct of the Commission’s regulatory proceedings and to avoid unreasonable delays in the construction and operation of nuclear power plants urgently needed to meet the national requirements for electric power.”
Again, the Commission’s approach to ■ statutory interpretation is strange indeed — so strange that it seems to reveal a rather thoroughgoing reluctance to meet the NEPA procedural obligations in the agency review process, the stage at which deliberation is most open to public examination and subject to the participation of public intervenors. The Act, it is true, lacks an “inflexible timetable” for its implementation. But it does have a clear effective date, consist
The only part of the Act which even implies that implementation may be subject, in some cases, to some significant delay is Section 103. There, Congress provided that all agencies must review “their present statutory authority, administrative regulations, and current policies and procedures for the purpose of determining whether there are any deficiencies or inconsistencies therein which prohibit full compliance” with NEPA. Agencies finding some such insuperable difficulty are obliged to “propose to the President not later than July 1, 1971, such measures as may be necessary to bring their authority and policies into conformity with the intent, purposes, and procedures set forth in this Act.”
The Commission, however, cannot justify its time lag under these Section 103 provisions. Indeed, it has not attempted to do so; only intervenors have raised the argument. Section 103 could support a substantial delay only by an agency which in fact discovered an insuperable barrier to compliance with the Act and required time to formulate and propose the needed reformative measures. The actual review of existing statutory authority and regulations cannot be a particularly lengthy process for experienced counsel of a federal agency. Of course, the Atomic Energy Commission discovered no obstacle to NEPA implementation. Although it did not report its conclusion to the President until October 2, 1970, that nine-month delay (January to October) cannot justify so long a period of noncompliance with the Act. It certainly cannot justify a further delay of compliance until March 4, 1971.
No doubt the process formulating procedural rules to implement NEPA takes some time. Congress cannot have expected that federal agencies would immediately begin considering environmental issues on January 1, 1970. But the effective date of the Act does set a time for agencies to begin adopting rules and it demands that they strive, “to the fullest extent possible,” to be prompt in the process. The Atomic Energy Commission has failed in this regard.
Even if the long delay had been necessary, however, the Commission would not be relieved of all NEPA responsibility to hold public hearings on the environmental consequences of actions taken between January 1, 1970 and final adop
Strangely, the Commission has principally relied on more pragmatic arguments. It seems an unfortunate afflietion of large organizations to resist new procedures and to envision massive roadblocks to their adoption. Hence the Commission’s talk of the need for an “orderly transition” to the NEPA procedures. It is difficult to credit the Commission’s argument that several months were needed to work the consideration of environmental values into its review process. Before the enactment of NEPA, the Commission already had regulations requiring that hearings include health, safety and radiological matters.
In the end, the Commission’s long delay seems based upon what it believes to be a pressing national power crisis. Inclusion of environmental issues in pre-March 4, 1971 hearings might have held up the licensing of some power plants for a time. But the very purpose of NEPA was to tell federal agencies that environmental protection is as much a part of their responsibility as is protection and promotion of the industries they regulate. Whether or not the spectre of a national power crisis is as real as the Commission apparently believes, it must not be used to create a blackout of environmental consideration in the agency review process. NEPA compels a case-by-case examination and balancing of discrete factors. Perhaps there may be cases in which the need for rapid licensing of a particular facility would justify a strict time limit on a hearing board’s review of environmental issues; but a blanket banning of such issues until March 4, 1971 is impermissible under NEPA.
IV
The sweep of NEPA is extraordinarily broad, compelling consideration of any and all types of environmental impact of federal action. However, the Atomic Energy Commission’s rules specifically exclude from full consideration a wide variety of environmental issues. .First, they provide that no party may raise and the Commission may not independently examine any problem of water quality— perhaps the most significant impact of nuclear power plants. Rather, the Commission indicates that it will defer totally to water quality standards devised and administered by state agencies and approved by the federal government under the Federal Water Pollution Control Act.
“With respect to those aspects of environmental quality for which environmental quality standards and requirements have been established by authorized Federal, State, and regional agencies, proof that the applicant is equipped to observe and agrees to observe such standards and requirements will be considered a satisfactory showing that there will not be a significant, adverse effect on the environment. Certification by the appropriate agency that there is reasonable assurance that the applicant for the permit or license will observe such standards and requirements will be considered dis-positive for this purpose.”31
The most the Commission will do is include a condition in all construction permits and operating licenses requiring compliance with the water quality or other standards set by such agencies.
We believe the Commission’s rule is in fundamental conflict with the basic purpose of the Act. NEPA mandates a 7 case-by-case balancing judgment on the part of federal agencies. In each individual case, the particular economic and technical benefits of planned action must be assessed and then weighed against the environmental costs; alternatives must be considered which would affect the balance of values. See text at page 1113 swpra. The magnitude of possible benefits and possible costs may lie anywhere on a broad spectrum. Much will depend on the particular magnitudes involved in particular cases. In some cases, the benefits will be great enough to justify a certain quantum of environ-, mental costs; in other cases, they will not be so great and the proposed action may have to be abandoned or significantly altered so as to bring the benefits and costs into a proper balance. The point of the individualized balancing analysis is to ensure that, with possible alterations, the optimally beneficial action is finally taken.
Certification by another agency that its own environmental standards are satisfied involves an entirely different kind of judgment. Such agencies, without overall responsibility for the particular federal action in question, attend only to one aspect of the problem: the magnitude of certain environmental costs. They simply determine whether those costs exceed an allowable amount. Their certification does not mean that they found no environmental damage whatever. In fact, there may be significant environmental damage (e. g., water pollution), but not quite enough to violate applicable (e. g., water quality) standards. Certifying agencies do not attempt to weigh that damage against the opposing benefits. Thus the balancing analysis remains to be done. It may be that the environmental costs, though passing prescribed standards, are nonetheless great enough to outweigh the particular economic and technical benefits involved in the planned action. The only agency in a position to make such a judgment is the agency with overall responsibility for the proposed federal action— the agency to which NEPA is specifically directed.
The Atomic Energy Commission, abdicating entirely to other agencies’ certifications, neglects the mandated balancing analysis. Concerned members of the public are thereby precluded from raising a wide range of environmental issues in order to affect particular Commission decisions. And the special purpose of NEPA is subverted.
Arguing before this court, the Commission has made much of the special environmental expertise of the agencies which set environmental standards. NEPA did not overlook this consideration. Indeed, the Act is quite explicit in describing the attention which is to be given to the views and standards of other agencies. Section 102 (2) (C) provides :
“Prior to making any detailed statement, the responsible Federal official shall consult with and obtain the comments of any Federal agency which has jurisdiction by law or special expertise with respect to any environmental impact involved. Copies of such statement and the comments and views of the appropriate Federal, State, and local agencies, which are authorized to develop and enforce environmental standards, shall be made available to the President, the Council on Environmental Quality and to the public * *
Thus the Congress was surely cognizant of federal, state and local agencies “authorized to develop and enforce environmental standards.” But it provided, in Section 102(2) (C), only for full consultation. It most certainly did not authorize a total abdication to those agencies. Nor did it grant a license to disregard the main body of NEPA obligations.
“Nothing in Section 102 or 103 shall in any way affect the specific statutory obligations of any Federal agency (1) to comply with criteria or standards of environmental quality, (2) to coordinate or consult with any other Federal or State agency, or (3) to act, or refrain from acting contingent upon the recommendations or certification of any other Federal or State agency.”
On its face, Section 104 seems quite un-extraordinary, intended only to see that the general procedural reforms achieved in NEPA do not wipe out the more specific environmental controls imposed by other statutes. Ironically, however, the Commission argues that Section 104 in fact allows other statutes to wipe out NEPA.
Since the Commission places great reliance on Section 104 to support its abdication to standard setting agencies, we should first note the section’s obvious limitation. It deals only with deference to such agencies which is compelled by “specific statutory obligations.” The Commission has brought to our attention one “specific statutory obligation”: the Water Quality Improvement Act of 1970 (WQIA).
As to water quality, Section 104 and WQIA clearly require obedience to standards set by other agencies. But obedience does npt imply total abdication. Certainly, the language of Section 104 does not authorize an abdication. It does not suggest that other “specific statutory obligations” will entirely replace NEPA. Rather, it ensures that three sorts of “obligations” will not be undermined by NEPA: (1) the obligation to “comply” with certain standards, (2) the obligation to “coordinate” or “consult” with certain agencies, and (3) the obligation to “act, or refrain from acting contingent upon” a certification from certain agencies. WQIA imposes the third sort of obligation. It makes the granting of a license by the Commission “contingent upon” a water quality certification. But it does not require the Commission to grant a license once a certification has been issued. It does not preclude the Commission from demanding water pollution controls from its licensees which are more strict than those demanded by the applicable water quality standards of the certifying agency.
Obedience to water quality certifications under WQIA is not mutually exclusive with the NEPA procedures. It does not preclude performance of the NEPA duties. Water quality certifications essentially establish a minimum condition for the granting of a license. But they need not end the matter. The Commission can then go on to perform the very different operation of balancing the overall benefits and costs of a particular proposed project, and consider alterations (above and beyond the applicable water quality standards) which would further reduce environmental damage. Because the Commission can still conduct the NEPA balancing analysis, consistent with WQIA, Section 104 does not exempt it from doing so. And it, therefore, must conduct the obligatory analysis under the prescribed procedures.
We believe the above result follows from the plain language of Section 104 of NEPA and WQIA. However, the Commission argues that we should delve beneath the plain language and adopt a significantly different interpretation. It relies entirely upon certain statements made by Senator Jackson and Senator Muskie, the sponsors of NEPA and WQIA respectively.
Yet the statements of the two Senators occasionally indicate they were willing to go farther, to permit agencies such as the Atomic Energy Commission to forego at least some NEPA procedures in consideration of water quality. Senator Jackson, for example, said, “The compromise worked out between the bills provides that the licensing agency will not have to make a detailed statement on water quality if the State or other appropriate agency has made a certification pursuant to [WQIA].”
This rather meager legislative history, in our view, cannot radically transform the purport of the plain words of Section 104. Had the Senate sponsors fully intended to allow a total abdication of NEPA responsibilities in water quality matters — rather than a supplementing of them by strict obedience to the specific standards of WQIA — the language of Section 104 could easily have been changed. As the Supreme Court often has said, the legislative history of a statute (particularly such relatively meager and vague history as we have here) cannot radically affect its interpretation if the language of the statute is clear. See, e. g., Packard Motor Car Co. v. NLRB, 330 U.S. 485, 67 S.Ct. 789, 91 L.Ed. 1040 (1947); Kuehner v. Irving Trust Co., 299 U.S. 445, 57 S.Ct. 298, 81 L.Ed. 340 (1937); Fairport, Painesville & Eastern R. Co. v. Meredith, 292 U.S. 589, 54 S.Ct. 826, 78 L.Ed. 1446 (1934); Wilbur v. United States ex rel. Vindicator Consolidated Gold Mining Co., 284 U.S. 231, 52 S.Ct. 113, 76 L.Ed. 261 (1931). In a recent case interpreting a veterans’ act, the Court set down the principle which must govern our approach to the case before us:
*1126 “Having concluded that the provisions of § 1 are clear and unequivocal on their face, we find no need to resort to the legislative history of the Act. Since the State has placed such heavy reliance upon that history, however, we do deem it appropriate to point out that this history is at best inconclusive. It is true, as the State points out, that Representative Rankin, as Chairman of the Committee handling the bill on the floor of the House, expressed his view during the course of discussion of the bill on the floor that the 1941 Act would not apply to [the sort of case in question] * * *. But such statements, even when they stand alone, have never been regarded as sufficiently compelling to justify deviation from the plain language of a statute. * * * ”
Petitioners’ final attack is on the Commission’s rules governing a particular set of nuclear facilities: those for which construction permits were granted without consideration of environmental issues, but for which operating licenses have yet to be issued. These facilities, still in varying stages of construction, include the one of most immediate concern to one of the petitioners: the Calvert Cliffs nuclear power plant on Chesapeake Bay in Maryland.
The Commission’s rules recognize that the granting of a construction permit before NEPA’s effective date does not justify bland inattention to environmental consequences until the operating license proceedings, perhaps far in the future. The rules require that measures be taken now for environmental protection. Specifically, the Commission has provided for three such measures during the pre-operating license stage. First, it has required that a condition be added to all construction permits, “whenever issued,” which would oblige the holders of the permits to observe all applicable environmental standards imposed by federal or state law. Second, it has required permit holders to submit their own environmental report on the facility under construction. And third, it has initiated procedures for the drafting of its staff’s “detailed environmental statement” in advance of operating license proceedings.
The one thing the Commission has refused to do is take any independent action based upon the material in the environmental reports and “detailed statements.” Whatever environmental damage the reports and statements may reveal, the Commission will allow construction to proceed on the original plans. It will not even consider requiring alterations in those plans (beyond compliance with external standards which would be binding in any event), though the “detailed statements” must contain an analysis of possible alternatives and may suggest relatively inexpensive but highly beneficial changes. Moreover, the Commission has, as a blanket policy, refused to consider the possibility of temporarily halting construction in particular cases pending a full study of a facility’s environmental impact. It has also refused to weigh the pros and cons of “backfitting” for particular facilities (alteration of already constructed portions of the facilities in order to incorporate new technological developments designed to protect the environment). Thus reports and statements will be produced, but nothing will be done with them. Once again, the Commission seems to believe that the mere drafting and filing of papers is enough to satisfy NEPA.
The Commission appears to recognize the severe limitation which its rules impose on environmental protection. Yet it argues that full NEPA consideration of alternatives and independent action would cause too much delay at the pre-operating license stage. It justifies its rules as the most that is “practicable, in the light of environmental needs and ‘other essential considerations of national policy’.”
The Commission relies upon the flexible NEPA mandate to “use all practicable means consistent with other essential considerations of national policy.” As we have previously pointed out, however, that mandate applies only to the substantive guidelines set forth in Section 101 of the Act. See page 1114 supra. The procedural duties, the duties to give full consideration to environmental protection, are subject to a much more strict standard of compliance. By now, the applicable principle should be absolutely clear. NEPA requires that an agency must — to the fullest extent possible under its other statutory obligations — consider alternatives to its actions which would reduce environmental damage. That principle establishes that consideration of environmental matters must be more than a pro forma ritual. Clearly, it is pointless to “consider” environmental costs without also seriously considering action to avoid them. Such a full exercise of substantive discretion is required at every important, appropriate and nonduplicative stage of an agency’s proceedings. See text at page 1114 supra.
The special importance of the pre-op-erating license stage is not difficult to fathom. In cases where environmental costs were not considered in granting a construction permit, it is very likely that the planned facility will include some features which do significant damage to the environment and which could not have survived a rigorous balancing of costs and benefits. At the later operating license proceedings, this environmental damage will have to be fully considered. But by that time the situation will have changed radically. Once a facility has been completely constructed, the economic cost of any alteration may be very great. In the language of NEPA, there is likely to be an “irreversible and irretrievable commitment of resources,” which will inevitably restrict the Commission’s options. Either the licensee will have to undergo a major expense in making alterations in a completed facility or the environmental harm will have to be tolerated. It is all too probable that the latter result would come to pass.
By refusing to consider requirement of alterations until construction is completed, the Commission may effectively foreclose the environmental protection desired by Congress. It may also foreclose rigorous consideration of environmental factors at the eventual operating license proceedings. If “irreversible and irretrievable commitment [s] of resources” have already been made, the license hearing (and any public intervention therein) may become a hollow exercise. This hardly amounts to consideration of environmental values “to the fullest extent possible.”
A full NEPA consideration of alterations in the original plans of a facility, then, is both important and appropriate well before the operating license proceedings. It is not duplicative if environmental issues were not considered in granting the construction permit. And it need not be duplicated, absent new information or new developments, at the operating license stage. In order that the pre-operating license review be as effective as possible, the Commission should consider very seriously the requirement of a temporary halt in construction pending its review and the “backfitting” of technological innovations. For no action which might minimize environmental damage may be dismissed out of hand. Of course, final operation of the facility may be delayed thereby. But some delay is inherent whenever the NEPA consideration is conducted — whether before or at the license proceedings. It is far more consistent with the purposes of the Act to delay operation at a stage where real environmental protection- may come about than at a stage where corrective action may be so costly as to be impossible.
Thus we conclude that the Commission must go farther than it has in
VI
We hold that, in the four respects’ detailed above, the Commission must revise its rules governing consideration of environmental issues. We do not impose a harsh burden on the Commission. For we require only an exercise of substantive discretion which will protect the environment “to the fullest extent possible.” No less is required if the grand congressional purposes underlying NEPA are to become a reality.
Remanded for proceedings consistent with this opinion.
APPENDIX
Public Law 91-190 91st Congress, S. 1075 January 1, 1970 An Act
To establish a national policy for the environment, to provide for the establishment of a Council on Environmental Quality, and for other purposes.
Be it enacted by the Senate and House of Representatives of the United States of America in Congress assembled, That this Act may be cited as the “National Environmental Policy Act of 1969.”
PURPOSE
Sec. 2. The purposes of this Act are: To declare a national policy which will encourage productive and . enjoyable harmony between man and his environment ; to promote efforts which will prevent or eliminate damage to the environment and biosphere and stimulate the health and welfare of man; to enrich the understanding of the ecological systems and natural resources important to the Nation; and to establish a Council on Environmental Quality.
TITLE I
DECLARATION OF NATIONAL ENVIRONMENTAL POLICY
Sec. 101. (a) The Congress, recognizing the profound impact of man’s activity on the interrelations of all components of the natural environment, particularly the profound influences of population growth, high-density urbanization, industrial expansion, resource exploitation, and new and expanding technological advances and recognizing further the critical importance of restoring and maintaining environmental quality to the overall welfare and development of man, declares that it is the continuing policy of the Federal Government, in cooperation with State and local governments, and other concerned public and
(b) In order to carry out the policy set forth in this Act, it is the continuing responsibility of the Federal Government to use all practicable means, consistent with other essential considerations of national policy, to improve and coordinate Federal plans, functions, programs, and resources to the end that the Nation may—
(1) fulfill the responsibilities of each generation as trustee of the environment for succeeding generations;
(2) assure for all Americans safe, healthful, productive, and esthetically and culturally pleasing surroundings;
(3) attain the widest range of beneficial uses of the environment without degradation, risk to health or safety, or other undesirable and unintended consequences;
(4) preserve important historic, cultural, and natural aspects of our national heritage, and maintain, wherever possible, an environment which supports diversity and variety of individual choice;
(5) achieve a balance between population and resource use which will permit high standards of living and a wide sharing of life’s amenities; and
(6) enhance the quality of renewable resources and approach the maximum attainable recycling of depletable resources.
(c) The Congress recognizes that each person should enjoy a healthful environment and that each person has a responsibility to contribute to the preservation and enhancement of the environment.
Sec. 102. The Congress authorizes and directs that, to the fullest extent possible: (1) the policies, regulations, and public laws of the United States shall be interpreted and administered in accordance with the policies set forth in this Act, and (2) all agencies of the Federal Government shall—
(A) utilize a systematic, interdisciplinary approach which will insure the integrated use of the natural and social sciences and the environmental design arts in planning and in deci-sionmaking which may have an impact on man’s environment;
(B) ’ identify and develop methods and procedures, in consultation with the Council on Environmental Quality established by title II of this Act, which will insure that presently unquantified environmental amenities and values may be given appropriate consideration in decisionmaking along with economic and technical considerations ;
(C) include in every recommendation or report on proposals for legislation and other major Federal actions significantly affecting the quality of the human environment, a detailed statement by the responsible official on—
(i) the environmental impact of the proposed action,
(ii) any adverse environmental effects which cannot be avoided should the proposal be implemented,
(iii) alternatives to the proposed action,
(iv) the relationship between local short-term uses of man’s environment and the maintenance and enhancement of long-term productivity, and
(v) any irreversible and irretrievable commitments of resources which would be involved in the proposed action should it be implemented.
Prior to making any detailed statement, the responsible Federal official shall consult with and obtain the comments of any Federal agency which has jurisdiction by law or spe
(D) study, develop, and describe appropriate alternatives to recommended courses of action in any proposal which involves unresolved conflicts concerning alternative uses of available resources;
(E) recognize the worldwide and long-range character of environmental problems and, where consistent with the foreign policy of the United States, lend appropriate support to initiatives, resolutions, and programs designed to maximize international cooperation in anticipating and preventing a decline in the quality of mankind’s world environment;
(F) make available to States, counties, municipalities, institutions, and individuals, advice and information useful in restoring, maintaining, and enhancing the quality of the environment;
(G) initiate and utilize ecological information in the planning and development of resource-oriented projects ; and
(H) assist the Council on Environmental Quality established by title II of this Act.
Sec. 103. AH agencies of the Federal Government shall review their present statutory authority, administrative regulations, and current policies and procedures for the purpose of determining whether there are any deficiencies or inconsistencies therein which prohibit full compliance with the purposes and provisions of this Act and shall propose to the President not later than July 1, 1971, such measures as may be necessary to bring their authority and policies into conformity with the intent, purposes, and procedures set forth in this Act.
Sec. 104. Nothing in Section 102 or 103 shall in any way affect the specific statutory obligations of any Federal agency (1) to comply with criteria or standards of environmental quality, (2) to coordinate or consult with any other Federal or State agency, or (3) to act, or refrain from acting contingent upon the recommendations or certification of any other Federal or State agency.
Sec. 105. The policies and goals set forth in this Act are supplementary to those set forth in existing authorizations of Federal agencies.
. See, e. g., Environmental Education Act, .20 U.S.C.A. § 1531 (1971 Pocket Part) ; Air Quality Act of 1967, 42 U.S.C. § 1857 et seq. (Supp. V 1965-1969) ; Environmental Quality Improvement Act of 1970, 42 U.S.C.A. §§ 4371-4374 (1971 Pocket Part) ; Water and Environmental Quality Improvement Act of 1970, Pub. U. 91-224, 91st Cong., 2d Sess. (1970), 84 Stat. 91.
. 42 U.S.C.A. § 4321 et seq. (1971 Pocket Part). v
. The full text of Title I is printed as an appendix to this opinion.
. Before the enactment of NEPA, the Commission did recognize its separate statutory mandate to consider the specific radiological hazards caused by its actions; but it argued that it could not consider broader environmental impacts. Its position was upheld in State of New Hampshire v. Atomic Energy Commission, 1 Cir., 406 F.2d 170, cert. denied, 395 U.S. 962, 89 S.Ct. 2100, 23 L.Ed.2d 748 (1969).
. Only once — in § 102(2) (B) — does the Act state, in terms, that federal agencies must give full “consideration” to environmental impact as part of their decision making processes. However, a require
On April 23, 1971, the Council on Environmental Quality — established by NEPA — issued guidelines for federal agencies on compliance with the Act. 36 Fed. Keg. 7723 (April 23, 1971). The Council stated that “[t]he objective of section 102(2) (C) of the Act and of these guidelines is to build into the agency decision making process an appropriate and careful consideration of the environmental aspects of proposed action * * Id. at 7724.
. Hearings on S. 1075, S. 237 and S. 1752 Before Senate Committee on Interior and Insular Affairs, 91st Cong., 1st Sess. 206 (1969). Just before the Senate finally approved NEPA, Senator Jackson said on the floor that the Act “directs all agencies to assure consideration of the environmental impact of their actions in decisionmaking.” 115 Cong.Rec. (Part 30) 40416 (1969).
. Hearings on S. 1075, sitpra Note 6, at 116. Again, the Senator reemphasized his point on the floor of the Senate, saying: “To insure that the policies and goals defined in this act are infused into the ongoing programs and actions of the Federal Government, the net also established some important ‘action-forcing’ procedures.” 115 Cong.Rec. (Part 30) at 40416. The Senate Committee on Interior and Insular Affairs Committee Report on NEPA also stressed the importance of the “action-forcing” provisions which require full and rigorous consideration of environmental values as an integral part of agency decision making. S.Rep.No.91-296, 91st Cong., 1st Sess. (1969).
. The word “appropriate” in § 102(2) (B) cannot be interpreted to blunt the thrust of the whole Act or to give agencies broad discretion to downplay environmental factors in their decision making processes. The Act requires consideration “appropriate” to the problem of protecting our threatened environment, not consideration “appropriate” to the whims, habits or other particular concerns of federal agencies. See Note 5 supra.
. Senator Jackson specifically recognized the requirement of a balancing judgment. He said on the floor of the Senate: “Subsection 102(b) requires the development of procedures designed to insure that all relevant environmental values and
. The Commission, arguing before this court, has mistakenly confused the two standards, using the § 101(b) language to suggest that it lias broad discretion in performance of § 102 procedural duties. We stress the necessity to separate the two, substantive and procedural, standards. /See text at page 1128 infra.
. The Senators’ views are contained in “Major Changes in S. 1075 as Passed by the Senate,” 115 Cong.Rec. (Part 30) at 40417-40418. The Representatives’ views are contained in a separate statement filed with the Conference Report, 115 Cong.Rec. (Part 29) 39702-39703 (1969).
. Section 104 of NEPA provides that the Act does not eliminate any duties already imposed by other “specific statutory obligations.” Only when such specific obligations conflict with NEPA do agencies have a right under § 104 and the “fullest extent possible” language to dilute their compliance with the full letter and spirit of the Act. See text at page 1123 infra. Sections 103 and 105 also support the general interpretation that the “fullest extent possible” language exempts agencies from full compliance only when there is a conflict of statutory obligations. Section 103 provides for agency review of existing obligations in order to discover and, if possible, correct any conflicts. See text at pages 1020-1021 infra. And § 105 provides that “[t]he policies and goals set forth in this Act are supplementary to those set forth in existing authorizations of Federal agencies.” The report of the House conferees states that § 105 “does not * * * obviate the requirement that the Federal agencies conduct their activities in accordance with the provisions of this bill unless to do so would clearly violate their existing statutory obligations.” 115 Cong.Rev. (Part 29) at 39703. The section-by-section analysis by the Senate conferees makes exactly the same point in slightly different language. 115 Cong.Rec. (Part 30) at 40418. The guidelines published by the Council on Environmental Quality state that “[t]he phrase ‘to the fullest extent possible’ * * * is meant to make clear that each agency of the Federal Government shall comply with the requirement unless existing law applicable to the agency’s operations expressly prohibits or makes compliance impossible.” 36 Fed. Reg. at 7724.
. Texas Committee on Natural Resources v. United States, W.D.Tex., 1 Envir. Rpts — Cas. 1303, 1304 (1970). A few of the courts which have considered NEPA to date have made statements stressing the discretionary aspects of the Act. See, e. g., Pennsylvania Environmental Council v. Bartlett, M.D.Pa., 315 F.Supp. 238 (1970) ; Bucklein v. Volpe, N.D.Cal., 2 Envir. Rpts — Cas. 1082, 1083 (1970). The Commission and intervenors rely upon these statements quite heavily. However, their reliance is misplaced, since the courts in question were not referring to the procedural duties created by NEPA. Rather, they were concerned with the Act’s substantive goals or with such peripheral matters as retroactive application of the Act.
The general interpretation of NEPA which we outline in text at page 1112 supra is fully supported by the scholarly commentary. See, e. g., Donovan, The Federal Government and Environmental Control: Administrative Reform on the Executive Level, 12 B.C.Ind. & Com.L.Rev. 541 (1971) ; Hanks & Hanks, An Environmental Bill of Rights : The Citizen Suit and the National Environmental Policy Act of 1969, 24 Rutg.
. In Case No. 24,871, petitioners attack four aspects of the Commission’s rules, which are outlined in text. In Case No. 24,839, they challenge a particular application of the rules in the granting of a particular construction permit — that for the Calvert Cliffs Nuclear Power Plant. However, their challenge consists largely of 'an attack on the substance of one aspect of the rules also attacked in Case No. 24,871. Thus we are able to resolve both cases together, and our remand to the Commission for further rule making includes a remand for further consideration relating to the Calvert Cliffs Plant in Case No. 24,839. See Part V of this opinion, infra.
. 35 Fed.Reg. 5463 (April 2, 1970).
. 35 Fed.Reg. 8594 (June 3, 1970).
. 35 Fed.Reg. 18469 (December 4, 1970). The version of the rules finally adopted is now printed in 10 C.F.R. § 50, App. D, pp. 246-250 (1971).
. 10 C.F.R. § 50, App. D, at 249.
. The guidelines issued by the Council on Environmental Quality emphasize the importance of consideration of alternatives to staff recommendations during the agency review process: “A rigorous exploration and objective evaluation of alternative actions that might avoid some or all of the adverse environmental effects is essential. Sufficient analysis of such alternatives and their costs and impact on the environment should accompany the proposed action through the agency review process in order not to foreclose prematurely options which might have less detrimental effects.” 36 Fed.Reg. at 7725. The Council also states that an objective of its guidelines is “to assist agencies in implementing not only the letter, but the spirit, of the Act.” Id. at 7724.
. 10 C.F.R. § 2.104(b) (2) (1971).
. In recent years, the courts have become increasingly strict in requiring that federal agencies live up to their mandates to consider the public interest. They have become increasingly impatient with agencies which attempt to avoid or dilute their statutorily imposed role as protectors of public interest values beyond the narrow concerns of industries being regulated. See, e. g., Udall v. FPC, 387 U.S. 428, 87 S.Ct. 1712, 18 L.Ed.2d 869 (1967) ; Environmental Defense Fund, Inc. v. Ruckelshaus, 142 U.S.App.D.C. 74, 439 F.2d 584 (1971) ; Moss v. C. A. B., 139 U.S.App.D.C, 150, 430 F.2d 891 (1970) ; Environmental Defense Fund, Inc. v. U. S. Dept. of H. E. & W., 138 U.S.App.D.C. 381, 428 F.2d 1083 (1970). In commenting on the Atomic Energy Commission’s pre-NEPA duty to consider health and safety matters, the Supreme Court said “the responsibility for safeguarding that health and safety belongs under the statute to the Commission.” Power Reactor Development Co. v. International Union of Elec., Radio and Mach. Workers, 367 U.S. 396, 404, 81 S.Ct. 1529, 1533, 6 L.Ed.2d 924 (1961). The Second Circuit has made the same point regarding the Federal Power Commission: “In this case, as in many others, the Commission has claimed to be the representative of the public interest. This role does not permit it to act as an umpire blandly calling balls and strikes for adversaries appearing before it; the right of the public must receive active and affirmative protection at the hands of the Commission.” Scenic Hudson Preservation Conference v. FPC, 2 Cir., 354 F.2d 608, 620 (1965).
. 10 C.F.R. § 50, App. D, at 249.
. 35 Fed.Reg. 18470 (December 4, 1970).
. Brief for respondents in No. 24,871 at 49.
. In some cases, the courts have had a difficult time determining whether particular federal actions were “taken” before or after January 1, 1970. But they have all started from the basic rule that any action taken after that date must comply with XEPA’s procedural requirements. See Note, Retroactive Application of the National Environmental Policy Act of 1969, 69 Mich.L.Rev. 732 (1971), and cases cited therein. Clearly, any hearing held between January 1, 1970 and March 4, 1971 which culminates in the grant of a permit or license is a federal action taken after the Act’s effective date.
. See text at page 1116 supra.
. As early as March 5, 1970, President Nixon stated in an executive order that NEPA requires consideration of environ- . mental factors at public hearings. Executive Order 11514, 35 Eed.Reg. 4247 (March 5, 1970). See also Part II of this opinion.
. In Part V of this opinion, we hold that the Commission must promptly consider the environmental impact of projects initially approved before January 1, 1970 but not yet granted an operating license. We hold that the Commission may not wait until construction is entirely completed and consider environmental factors only at the operating license hearings ; rather, before environmental damage has been irreparably done by full construction of a facility, the Commission must consider alterations in the plans. Much the same principle — of making alterations while they still may be made at relatively small expense — applies to projects approved without NEPA compliance after the Act’s effective date. A total reversal of the basic decision to construct a particular facility or take a particular action may then be difficult, since substantial resources may already have been committed to the project. Since NEPA must apply to the project in some fashion, however, it is essential that it apply as effectively as possible — requiring alterations in parts of the project to which resources have not yet been in-alterably committed at great expense.
One District Court has dealt with the problem of instant compliance with NEPA. It suggested another measure which agencies should take while in the process of developing rules. It said: “The NEPA does not require the impossible. Nor would it require, in effect, a moratorium on all projects which had an environmental impact while awaiting compliance with § 102(2) (B). It would suffice if the statement pointed out this deficiency. The decisionmakers .could then determine whether any purpose would be served in delaying the project while awaiting the development of such criteria.” Environmental Defense Fund, Inc. v. Corps of Engineers, E.D.Ark., 325 F.Supp. 749, 758 (1971). Apparently, the Atomic Energy Commission did not even go this far toward considering the lack of a NEPA public hearing as, a basis for delaying projects between the Act’s effective date and adoption of the rules.
Of course, on the facts of these cases, we need not express any final view on the legal effect of the Commission’s failure to comply with NEPA after the Act’s effective date. Mere post hoe alterations in plans may not be enough, especially in view of the Commission’s long delay in promulgating rules. Less than a year ago, this court was asked to review a refusal by the Atomic Energy Commission to consider environmental factors in granting a license. We held that the case was not yet ripe for review. But we stated: “If the Commission persists in excluding such evidence, it is courting the possibility that if error is found a court will reverse its final order, condemn its proceeding as so much waste motion, and order that the proceeding be conducted over again in a way tiiat realistically permits de novo consideration of the tendered evidence.” Thermal Ecology Must be Preserved v. AEC, 139 U.S.App.D.C. 366, 368, 433 F.2d 524, 526 (1970).
. See 10 C.F.R.. § 20 (1971) for the standards which the Commission had developed to deal with radioactive emissions which might pose health or safety problems.
. 10 C.F.R. § 50, App. D, at 249. Appendix D does require that applicants’ environmental reports and the Commission’s “detailed statements” include “a discussion of the water quality aspects of the proposed action.” Id. at 248. But, as is stated in text, it bars independent consideration of those matters by the Commission’s reviewing boards at public hearings. It also bars the Commission from requiring — -or even considering — any water protection measures not already required by the approving state agencies. See Note 31 infra.
The section of the Federal Water Pollution Control Act establishing a system of state agency certification is § 21, as amended in the Water Quality Improvement Act of 1970. 33 U.S.C.A. § 1171 (1970). In text below, this section is discussed as part of the Water Quality Improvement Act.
. 10 C.F.R. § 50, App. D, at 249.
. Ibid.
. The relevant portion is 33 U.S.C.A. § 1171. See Note 30 supra.
. The relevant language in WQIA seems carefully to avoid any such restrictive implication. It provides that “[e]acli Federal agency * * * shall * * * insure compliance with applicable water quality standards * * 33 U.S.C.A. § 1171(a). It also provides that “[n]o license or permit shall be granted until the certification required by this section has been obtained or has been waived * * *. No license or permit shall be granted if certification has been denied * * 33 U.S.C.A. § 1171(b) (1). Nowhere does it indicate that certification must be the final and only protection against unjustified water pollution — a fully sufficient as well as a necessary condition for issuance of a federal license or permit.
We also take note of § 21(c) of WQIA, which states: “Nothing in this section shall be construed to limit the authority of any department or agency pursuant to
. The statements by Senators Jackson and Muskie were made, first, at the time the Senate originally considered WQIA. 115 Cong.Rec. (Part 21) at 29052-29056. Another relevant colloquy between the two Senators occurred when the Senate considered the Conference Report on NEPA. 115 Cong.Rec. (Part 30) at 40415-40425. Senator Muskie made a further. statement at the time of final Senate approval of the Conference Report on WQIA. 110 Cong.Rec. (daily ed.) S4401 (March 24, 1970).
. 115 Cong.Rec. (Part 21) at 29053.
. Ibid. See also id. at 29056. Senator Jackson appears not to have ascribed major importance to the compromise. He said, “It is my understanding that there was never any conflict between this section [of WQIA] and the provisions of [NEPA]. If both bills were enacted in their present form, there would be a requirement for State certification, as well as a requirement that the licensing agency make environmental findings.” Id. at 29053. He added, “The agreed-upon changes mentioned previously would change the language of some of these requirements, but their substance would remain relatively unchanged.” Id. at
. The Commission lias called to our attention remarks made by Congressman Harsha. The Congressman did refer to a statement by Senator Muskie regarding NEPA, but it was a statement regarding application of tbe Act to established environmental control agencies, not regarding the relationsliiji between NEPA and WQIA. 115 Cong.Rec. (Part 30) at 40927-40928.
. Id. at 40420.
. Ibid.
. 10 C.F.R. § 50, App. D, ITU 1, 14.
. Brief for respondents in No. 24,871 at 59.
. The courts which have held NEPA to be nonretroactive have not faced situations like the one before us here — situations where there are two, distinct stages of federal approval, one occurring before the Act’s effective date and one after that date. See Note, supra Note 25.
The guidelines issued by the Council on Environmental Quality urge agencies to employ NEPA procedures to minimize environmental damage, even when approval of particular projects was given before January 1, 1970: “To the maximum extent practicable the section 102(2) (C) procedure should be applied to further major Federal actions having a significant effect on the environment even though they arise from projects or programs initiated prior to enactment of [NEPA] on January 1, 1970. Where it is not practicable to reassess the basic course of action, it is still important that further incremental major actions be shaped so as to mimimize adverse environmental consequences. It is also important in further action that account be taken of environmental consequences not fully evaluated at the outset of the project or program.” 36 Fed.Reg. at 7727.