CALVARY CHAPEL OF BANGOR, Plaintiff, Appellant, v. JANET MILLS, in her official capacity as Governor of the State of Maine, Defendant, Appellee.
No. 21-1453
United States Court of Appeals For the First Circuit
October 31, 2022
Barron, Chief Judge, Lynch and Thompson, Circuit Judges.
APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF MAINE [Hon. Nancy Torresen, U.S. District Judge]
Mathew D. Staver, with whom Horatio G. Mihet, Roger K. Gannam, Daniel J. Schmid, and Liberty Counsel were on brief, for appellant.
Sarah A. Forster, Assistant Attorney General, with whom Aaron M. Frey, Attorney General, and Christopher C. Taub, Chief Deputy Attorney General, were on brief, for appellee.
I
The parties - Calvary Chapel of Bangor (“Calvary“) on one side, Maine Governor Janet Mills (“the Governor“) on the other - do not really dispute the basic background events.
A
After the outbreak of COVID-19 in early 2020, the Governor declared a state of emergency. And invoking her emergency powers, she penned a series of orders to help slow the virus‘s spread (fyi, she issued proclamations renewing the state of emergency every 30 days until, as we will see, the state of emergency ended in June 2021). We summarize the most salient of these.
Executive Order 14 FY 19/20, issued March 18, banned “[g]atherings of more than 10 people” for any “social, personal, [or] discretionary events” - including, for example, “community, civic, public, leisure, and faith-based events” (emphasis ours).
Issued March 24, Executive Order 19 FY 19/20 allowed “[e]ssential [b]usinesses and [o]perations” - “pharmacy and other medical, psychiatric, and long-term care facilities,” “grocery and household goods,” and “gas stations and laundromats” are just a few examples - to go beyond the 10-person-gathering cap, subject to social distancing and sanitation guidelines. “Non-essential businesses” - among them “shopping malls, theaters, casinos, fitness and exercise gyms” - could do limited activities that “d[id] not allow customer, vendor or other visitor in-person contact,” “d[id] not require more than 10 workers to convene in space where social distancing is not possible,” and “[were] facilitated to the maximum extent practicable by employees working remotely.” Of importance here, the exemption for “essential businesses” did not (to quote Calvary‘s complaint) apply to “faith-based gatherings of more than 10 people.”
Executive Order 28 FY 19/20, issued March 31, instructed “[a]ll persons” residing in Maine “to stay at their homes or places of residence,” except as needed “[t]o conduct or participate in [e]ssential” employment or activities. This exception covered activities considered critical to public “health and safety,” like “accessing child care, seeking medical or behavioral health or emergency services,” visiting “[f]ood [b]anks and [f]ood [p]antries,” and shopping for “household” necessities. The order also set customer limits based on the facilities’ square footage - 5 people for buildings less than 7,500 square feet, 15 people for buildings between 7,500 and 25,000 square feet, 50 people for buildings between 25,000 and 50,000 square feet, 75 people for buildings between 50,000 and 75,000 square feet, and 100 people for buildings more than 75,000 square feet. Also of importance here, “[t]he exemption allowing ‘essential’ businesses to operate subject to numerical limitations” (to again quote Calvary‘s complaint) “was not applicable to faith-based gatherings or churches, regardless of the size of the building in which such worship services take place.”1
Issued April 29, Executive Order 49 FY 19/20 directed Maine‘s department of economic and community development to implement a four-stage plan to re-open the economy - “identify[ing] businesses and activities where current restrictions may be adjusted” and granting “conditional approval consistent with” the plan, though acknowledging that “[a]ny such approval is . . . subject to suspension or revocation depending upon actual and consistent compliance
Consistent with past practice, “we refer to this quartet of executive orders as the ‘gathering orders’ and to the April 29 order as promulgating ‘the re-opening plan.‘” See Calvary Chapel of Bangor v. Mills (”Calvary I“), 984 F.3d 21, 26 (1st Cir. 2020), cert. denied, 142 S. Ct. 71 (2021).
B
Not long after in early May 2020, Calvary sued the Governor in federal court. Simplifying slightly, the complaint - raising many facial and as-applied constitutional and statutory challenges - essentially claimed that the gathering orders discriminated against Calvary by “prohibit[ing]” Calvary “from hosting its in-person religious worship services” while letting “businesses” run “without the onerous restrictions imposed on Calvary.” And the complaint (as relevant here) requested a temporary restraining order, a preliminary injunction, a permanent injunction, and a declaratory judgment.2
On the same day it filed the complaint, Calvary moved for a temporary restraining order and ultimately a preliminary injunction. The district judge, however, denied Calvary‘s bid for a temporary restraining order. Rather than pushing for a hearing on its preliminary-injunction request, Calvary immediately appealed. But we later dismissed that appeal for lack of jurisdiction. See id. at 25.
C
Meanwhile, the Governor issued more executive orders in late spring and early fall of 2020. Of note are these.
Issued on May 29, Executive Order 55 FY 19/20 upped the gathering limit from 10 to 50 effective June 1.
Executive Order 14 FY 20/21, issued October 6, set the indoor-gathering limit for “establishments that provide and require seating for all invitees” at “50% of the facility‘s permitted occupancy limit or
Issued November 4, Executive Order 16 FY 20/21 - after mentioning “the upward trajectory” of Maine‘s COVID-19 “cases, hospitalizations, and positivity rates” - returned the indoor-gathering limit to 50.
D
The filings in the district court became a paper blizzard, starting in February 2021. Without attempting to cover everything the parties argued, we discuss the following.
On February 9, the Governor asked the judge to dismiss Calvary‘s lawsuit. Reading Calvary‘s complaint as only contesting the 10-person-gathering limit, the Governor called the suit moot mainly because Executive Order 55 FY 19/20 had raised the limit to 50 roughly nine months earlier. Three days later, on February 12, the Governor issued Executive Order 31 FY 20/21, which increased “[t]he indoor gathering limit” for - and only for - “houses of worship” to “5 persons per 1,000 square feet of functionally available space, or 50 persons, whichever is greater.” Within a week after that, on February 18, Calvary moved the judge for a preliminary injunction to stop the Governor from “enforcing her unconstitutional and discriminatory COVID-19 restrictions on Calvary[‘s] . . . religious worship services.”
This brings us to March 2021. Opposing the Governor‘s dismissal motion, Calvary‘s March 5 filing insisted that the complaint challenged “the entire regime” as it exists “today” - which, Calvary continued, meant that its claims were “not moot” (bold type in original). Alternatively, Calvary argued that two related exceptions to mootness - “voluntary cessation” and actions “capable of repetition yet evading review” (more on these shortly) - applied. That same day, the Governor issued Executive Order 35 FY 20/21, which - effective March 26 - increased “[i]ndoor gathering limits and in-store limits” to the greater of “50% of permitted occupancy, 5 persons per 1,000 sq. ft., or 50 persons.” The Governor (to quote the order) took that step based on expert advice driven by “new information and the best available science.”
To no one‘s surprise, the Governor opposed Calvary‘s preliminary-injunction request. According to her March 15 filing, because she had “rescinded” the 10-person-gathering limit “nearly nine months ago,” no live controversy persisted. And stating that she “had announced her intent to increase the gathering limit before Calvary filed this lawsuit” and that “there is no reasonable expectation that the challenged conduct will reoccur,” the Governor saw no way around mootness.
The parties exchanged replies and sur-replies.
E
With spring 2021 in full swing, the Governor issued Executive Order 38 FY 20/21 on May 13. This order jettisoned all “[i]ndoor gathering limits and in-store customer limits” - a result (to quote that order) also driven by expert advice tied to “decreasing COVID-19 case counts and positivity rates, and increasing rates of vaccination in Maine and nationally,” which made such limits “no longer necessary to protect the public health.”
The very next month, on June 4, the judge ruled on the parties’ motions. “None of the restrictions imposed by the gathering
Calvary filed a notice of appeal that very day, on June 4. A few weeks later, on June 30, the Governor‘s final order renewing the state of emergency expired - thus ending the state of emergency (which makes it strange that Calvary‘s opening brief here says that even “now,” i.e., “up to the present,” it cannot have “more than 50 people” at its religious services).
F
This is as good a place as any to recap the “regime” (Calvary‘s word) of restrictions that supposedly treated religious gatherings less favorably than other gatherings. First put in place in March 2020, all gathering restrictions ended in May 2021. The state of emergency - under which the Governor imposed the restrictions - ended in June 2021. And the Governor has not since either reinstated the state of emergency or imposed new restrictions of the type challenged here.
II
Time for our say on this.
A
Federal judges can decide only “Cases” or “Controversies” between adversaries. See
But as with most rules, exceptions exist. And two are relevant here. One is the “voluntary cessation” exception. The other is the “capable of repetition yet evading review” exception. We give a quick tutorial on each.
The first exception - voluntary cessation - holds that a defendant‘s voluntary change in conduct moots a case only if it is “absolutely clear that the allegedly wrongful behavior could not reasonably be expected to recur.” See Friends of the Earth, Inc. v. Laidlaw Env‘t Servs. (TOC), Inc. (”Friends“), 528 U.S. 167, 189 (2000) (quotations omitted). Otherwise “a defendant could engage in unlawful conduct, stop when sued to have the case declared moot, then pick up where [she] left off, repeating the cycle until [she] achieves all [her] unlawful ends.” See Already, LLC v. Nike, Inc., 568 U.S. 85, 91 (2013); accord Bos. Bit Labs, 11 F.4th at 10. But this exception “‘does not apply’ if the change in conduct is ‘unrelated to the litigation.‘” See Bos. Bit Labs, 11 F.4th at 10 (quoting Town of Portsmouth v. Lewis (”Lewis“), 813 F.3d 54, 59 (1st Cir. 2016)).3
The second exception - capable of repetition yet evading review - applies only if “(1) the challenged action [is] in its duration too short to be fully litigated [before] its cessation or expiration, and (2) there [is] a reasonable expectation that the same complaining party [will] be subjected to the same action again.” See Weinstein v. Bradford, 423 U.S. 147, 149 (1975) (per curiam) (emphasis added); accord Harris v. Univ. of Mass. Lowell, 43 F.4th 187, 194 (1st Cir. 2022). Though often invoked, this exception operates only in extraordinary situations. See Kingdomware Techs., Inc. v. United States, 579 U.S. 162, 170 (2016).
To wrap up the schooling, the burden of showing mootness is on the defendant. See Bos. Bit Labs, 11 F.4th at 8. So is “the burden of showing that the voluntary-cessation [exception] does not apply.” See id. at 10 (citing Friends, 528 U.S. at 190). But the burden of showing that the capable-of-repetition exception does apply is on the plaintiff. See Harris, 43 F.4th at 194.
B
Bowing to reality, Calvary conceded at oral argument here that the Governor has ended Maine‘s gathering restrictions and Maine‘s state of emergency.4 But as Calvary sees things, with
the Governor‘s
1
Beginning with the voluntary-cessation exception, we find for many reasons that the Governor has made it absolutely clear that she cannot reasonably be expected to revert to her prior behavior. But it suffices to focus on the following dispositive ones.
For starters, and to borrow phrasing from a recent sibling circuit opinion, “any future” COVID-19 restriction “likely would not present substantially the same legal controversy as the one originally presented here” because “[t]he Supreme Court and other courts have since blocked any number of [restrictions], thereby providing concrete examples of mandates and restrictions that violate the Free Exercise Clause.” See Resurrection Sch. v. Hertel, 35 F.4th 524, 529 (6th Cir. 2022) (en banc), petition for cert. filed, (U.S. Aug. 23, 2022) (No. 22-181). And given the record, we see no reasonable likelihood that the Governor would - as Calvary implies - ignore binding COVID-19-related “pronouncements on equal treatment between religious exercise and comparable secular activity.” See Hawse v. Page, 7 F.4th 685, 693 (9th Cir. 2021).
Also critically, the governor has made it absolutely clear through her actions that she did not ease and then end the contested restrictions only to reimpose them once this litigation is over - a conclusion based on the undisputed pattern of events shown in the record. Remember how she boosted the “[i]ndoor gathering limits” in March 2021 - to the greater of “50% of permitted occupancy, 5 persons per 1,000 sq. ft., or 50 persons” - because of expert advice based on “new information and the best available science.” Remember too how she eliminated all gathering restrictions in May 2021 because of expert advice based on “decreasing COVID-19 case counts and positivity rates, and increasing rates of vaccination in Maine and nationally,” which altogether made these restrictions “no longer necessary to protect the public health.” Remember as well how when she ended the state of emergency in June 2021, the judge had already dismissed Calvary‘s suit.6 So not to put too fine a point on it, but we see no hint that the Governor will “pick up where [she] left off” if the case is declared moot. See Already, LLC, 568 U.S. at 91. Far from it, for the Governor has shown that she changed course for reasons unrelated to the litigation. See Bos. Bit Labs, 11 F.4th at 10 (suggesting that events showed that the Governor changed COVID-19 restrictions not to game the judicial system “but in response to the progress made in battling the pandemic“).7
That the Governor has the power to issue executive orders cannot itself be enough to skirt mootness, because then no suit against the government would ever be moot. And we know some are.
See 11 F.4th at 10 (first citing N.Y. State Rifle & Pistol Ass‘n, Inc. v. City of N.Y., 140 S. Ct. 1525, 1526 (2020) (per curiam), and then citing N.E. Reg‘l Council of Carpenters v. Kinton, 284 F.3d 9, 18 (1st Cir. 2002)).
Calvary‘s cases do not change our thinking either. See generally Bos. Bit Labs, 11 F.4th at 10 (noting that application of the voluntary-cessation exception “turns on the circumstances of the particular case” (emphasis added)). Take Roman Cath. Diocese of Brooklyn v. Cuomo (”Roman Cath. Diocese“), 141 S. Ct. 63 (2020) (per curiam), S. Bay United Pentecostal Church v. Newsom, 141 S. Ct. 716 (2021) (mem.), Harvest Rock Church, Inc. v. Newsom, 141 S. Ct. 1289 (2021) (mem.), and Tandon v. Newsom, 141 S. Ct. 1294 (2021) (per curiam) - four Supreme Court cases that granted injunctions pending appeal of certain COVID-19 restrictions. Unlike in those cases, the state of emergency is no longer in place and the questioned restrictions have gone by the boards. Ditto for Bayley‘s Campground, Inc. v. Mills, 985 F.3d 153 (1st Cir. 2021), a pandemic-related case of ours that Calvary discusses. The state of emergency‘s ending is also a key difference between this case and the out-of-circuit decisions Calvary cites - Agudath Isr. of Am. v. Cuomo, 983 F.3d 620 (2d Cir. 2020), Calvary Chapel Dayton Valley v. Sisolak, 982 F.3d 1228 (9th Cir. 2020), Calvary Chapel Lone Mt. v. Sisolak, 831 F. App‘x 317 (9th Cir. 2020) (mem.), and Elim Romanian Pentecostal Church v. Pritzker, 962 F.3d 341 (7th Cir. 2020), cert. denied, 141 S. Ct. 1753 (2021). And unfortunately for Calvary, these differences distinguish away the significance of those cases. See Bos. Bit Labs, 11 F.4th at 11 (making a similar point in a similar situation).
There is more too. Despite bumps in COVID-19 cases after the state of emergency ended in June 2021, the Governor - as she says, without contradiction - has not (repeat, not) tried to reinstate it and impose anything like the complained-about restrictions. That detail rebuts Calvary‘s
That is a good segue to Calvary‘s next problem. Still searching for a mic-drop moment, Calvary‘s opening brief argues that the Governor - who “vigorously” opposes Calvary‘s position - “has laid the groundwork for imposing more, not fewer[,] restrictions going forward” and so has not shown that she will never resume the complained-about restrictions. But Calvary never explains there how her “vigorous[]” opposition and “groundwork“-laying (the key premises of this thesis) can hold up when (as we keep saying) the Governor ended the state of emergency and has not imposed restrictions similar to the old ones since (we repeat again for emphasis that Calvary‘s lead brief fails to acknowledge - let alone address - the state of emergency‘s ending). See generally Eden, LLC, 36 F.4th at 171 (finding it “entirely speculative to assert that the Governor suddenly will see a need to reinstate COVID-19 restrictions that have not been in place for more than a year,” particularly since that period “has seen deadly surges in COVID-19 cases caused by the Delta and Omicron variants,” and “[i]f there were any reasonable chance that the Governor might reimpose the safety measures, . . . then those waves of increased infection should have been the occasion for doing so” “[b]ut they were not“) (quotations omitted)).
The net result is that given these particularities, “it is unrealistically speculative” that the Governor would again proclaim a state of emergency and then reimpose restrictions similar enough to the prior restrictions to present essentially the same legal dispute as the one alleged in Calvary‘s complaint. See Bos. Bit Labs, 11 F.4th at 11.
Perhaps in a last-ditch effort, Calvary protests that Bos. Bit Labs‘s mootness analysis holds no sway here because that case involved the First Amendment‘s free speech clause, while this case involves the First Amendment‘s free exercise clause. But we need only note (without delving into the merits) that because Calvary debuted this contention at oral argument, we hold it waived (and Calvary offers no sound basis for ignoring that deep-rooted waiver rule). See, e.g., Conduragis v. Prospect Chartercare, LLC, 909 F.3d 516, 518 n.2 (1st Cir. 2018).
2
That takes us then to the capable-of-repetition exception to mootness. As a refresher, a case “qualifies for that exception only if ‘(1) the challenged action [is] in its duration too short to be fully litigated [before] its cessation or expiration, and (2) there [is] a reasonable expectation that the same complaining party [will] be subjected to the same action again.‘” See Weinstein, 423 U.S. at 149. And because (for the reasons just stated) the record discloses no reasonable expectation that a similar controversy will recur between the same litigants, Calvary flunks element (2) of the capable-of-repetition exception. So the matter remains moot. See Resurrection Sch., 35 F.4th at 530 (finding “[t]his exception is inapposite for largely the same reasons the [voluntary-cessation] exception is“); see also Doe v. Hopkinton Pub. Sch., 19 F.4th 493, 511 (1st Cir. 2021) (holding that plaintiffs did not meet the capable-of-repetition exception because they “fail[ed] to satisfy” the exception‘s “second prong“). See generally Murphy v. Hunt, 455 U.S. 478, 482 (1982) (per curiam) (underscoring that a “theoretical possibility” is not enough to bring this exception into play).
3
Two final points and we are done. First, Calvary thinks that it can avoid mootness because of the complaint‘s as-applied challenge, request for a permanent injunction, and allegation of a guarantee-clause violation (alleging a denial of a republican form of government). But all we need say (without getting into the weeds) is that Calvary waived these arguments by not making them in the district court when mootness concerns first took center stage after the Governor moved to dismiss the suit (and Calvary gives us no persuasive reason not to apply that familiar raise-or-waive rule (as it is known)). See, e.g., Eldridge v. Gordon Bros. Grp., LLC, 863 F.3d 65, 66 (1st Cir. 2017). And second, even though this case is moot, “nothing prevents” Calvary from “seeking” injunctive and declaratory relief “if” Calvary sees anything like the allegedly offending restrictions again (we of course express no view on the likely outcome of such a suit). See Lewis, 813 F.3d at 59.
III
We affirm the judge‘s dismissal of Calvary‘s suit as moot and award the Governor her costs on appeal.
